These are the licence-holders that were found for SFC licence institution ABN155 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| ABO900 | KONG Wing Hau | 江榮厚 | RE | Dealing in Securities | 2003-04-01 | 2003-07-31 |
| ABO900 | KONG Wing Hau | 江榮厚 | RE | Advising on Securities | 2003-04-01 | 2003-07-31 |
| ABO900 | KONG Wing Hau | 江榮厚 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-31 |
| ABO900 | KONG Wing Hau | 江榮厚 | RE | Asset Management | 2003-04-01 | 2003-07-31 |
| ABS752 | CHAN Tat Kwong | 陳達光 | RE | Dealing in Securities | 2003-04-01 | 2003-07-19 |
| ABS752 | CHAN Tat Kwong | 陳達光 | RE | Advising on Securities | 2003-04-01 | 2003-07-19 |
| ABS752 | CHAN Tat Kwong | 陳達光 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-19 |
| ABS752 | CHAN Tat Kwong | 陳達光 | RE | Asset Management | 2003-04-01 | 2003-07-19 |
| AEJ197 | YIP Chi Shing, Gerald | 葉志誠 | RO | Dealing in Securities | 2003-04-01 | 2003-08-15 |
| AEJ197 | YIP Chi Shing, Gerald | 葉志誠 | RO | Advising on Securities | 2003-04-01 | 2003-08-15 |
| AEJ197 | YIP Chi Shing, Gerald | 葉志誠 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-08-15 |
| AEJ197 | YIP Chi Shing, Gerald | 葉志誠 | RO | Asset Management | 2003-04-01 | 2003-08-15 |
| AFR856 | CHONG Hon Man | 莊漢民 | RE | Dealing in Securities | 2003-04-01 | 2003-07-31 |
| AFR856 | CHONG Hon Man | 莊漢民 | RE | Advising on Securities | 2003-04-01 | 2003-07-31 |
| AFR856 | CHONG Hon Man | 莊漢民 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-31 |
| AFR856 | CHONG Hon Man | 莊漢民 | RE | Asset Management | 2003-04-01 | 2003-07-31 |
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