Hong Kong SFC licence institution ABN233, Hou Tak Securities Limited 厚德證券有限公司

These are the licence-holders that were found for SFC licence institution ABN233 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA062 VAN Tak Sun, Winston 萬德生 RO Dealing in Securities 2003-04-01 2005-09-02
AAA062 VAN Tak Sun, Winston 萬德生 RO Advising on Securities 2003-04-01 2003-07-07
AAA062 VAN Tak Sun, Winston 萬德生 RO Advising on Corporate Finance 2003-04-01 2003-07-07
AAA062 VAN Tak Sun, Winston 萬德生 RO Asset Management 2003-04-01 2003-07-07
AAC809 LEUNG Ming Biu 梁明標 RO Dealing in Securities 2003-04-01 2003-05-30
AAC809 LEUNG Ming Biu 梁明標 RO Advising on Securities 2003-04-01 2003-05-28
AAC809 LEUNG Ming Biu 梁明標 RO Advising on Corporate Finance 2003-04-01 2003-05-28
AAC809 LEUNG Ming Biu 梁明標 RO Asset Management 2003-04-01 2003-05-28
AAF445 AU Tsan Sang 區贊生 RO Dealing in Securities 2006-08-29 2007-02-12
AAJ343 HO Shek Chung 何石中 RE Dealing in Securities 2008-12-01 2009-07-31
AAW749 WONG Yee Wing 黃懿榮 RE Dealing in Securities 2004-08-10 2004-10-12
ABD393 WONG Wai Ling, Venessa 黃惠玲 RE Dealing in Securities 2005-08-08 2005-11-14
ABH323 LEE Wing Tak 李永德 RE Dealing in Securities 2003-04-01 2005-08-08
ABH323 LEE Wing Tak 李永德 RE Advising on Securities 2003-04-01 2003-06-16
ABH323 LEE Wing Tak 李永德 RE Advising on Corporate Finance 2003-04-01 2003-06-16
ABH323 LEE Wing Tak 李永德 RE Asset Management 2003-04-01 2003-06-16
ABV200 WONG Chi Wah, Philip 黃智華 RE Dealing in Securities 2006-04-18 2007-03-13
ABV200 WONG Chi Wah, Philip 黃智華 RE Dealing in Securities 2007-11-14 2008-06-02
ABV200 WONG Chi Wah, Philip 黃智華 RE Dealing in Securities 2013-04-12 2014-01-31
ABV200 WONG Chi Wah, Philip 黃智華 RO Dealing in Securities 2007-03-13 2007-11-14
ABW346 WONG Yuet Wah 黃月華 RE Dealing in Securities 2003-04-01 2004-10-14
ABW346 WONG Yuet Wah 黃月華 RO Dealing in Securities 2004-10-14 2014-08-04
ABW346 WONG Yuet Wah 黃月華 RE Advising on Securities 2003-04-01 2003-07-02
ABW346 WONG Yuet Wah 黃月華 RE Advising on Corporate Finance 2003-04-01 2003-07-02
ABW346 WONG Yuet Wah 黃月華 RE Asset Management 2003-04-01 2003-07-02
ACB938 LAM Fu, Philip 林富 RE Dealing in Securities 2007-12-10 2008-11-27
ACL111 CHAN Wai Man 陳偉文 RE Dealing in Securities 2009-10-19 2009-11-16
ADF453 HUI Lam Chiu 許林釗 RE Dealing in Securities 2005-07-15 2005-08-08
ADF453 HUI Lam Chiu 許林釗 RO Dealing in Securities 2005-08-08 2006-08-19
ADV774 HUNG Fan Ming 孔繁明 RE Dealing in Securities 2008-08-25 2014-02-28
ADZ849 CHAN Chun Man 陳俊文 RE Dealing in Securities 2003-04-01 2003-07-04
ADZ849 CHAN Chun Man 陳俊文 RO Dealing in Securities 2003-07-04 2004-07-20
ADZ849 CHAN Chun Man 陳俊文 RE Advising on Securities 2003-04-01 2003-05-20
ADZ849 CHAN Chun Man 陳俊文 RE Advising on Corporate Finance 2003-04-01 2003-05-20
ADZ849 CHAN Chun Man 陳俊文 RE Asset Management 2003-04-01 2003-05-20
AED732 SUM Ming Kit 沈明傑 RE Dealing in Securities 2006-09-18 2007-06-08
AEW791 HO Hung Ling, Candies 何紅玲 RE Dealing in Securities 2004-12-16 2006-07-22
AGE532 CHENG Lai Foon 鄭禮歡 RE Dealing in Securities 2008-06-04 2008-08-11
AGS164 SIT Kam Yin 薛錦然 RE Dealing in Securities 2009-12-03 2010-11-08
AGS164 SIT Kam Yin 薛錦然 RE Dealing in Securities 2010-12-29 2013-04-03
AOU800 TAM Siu Wa, Avvy 譚少華 RE Dealing in Securities 2007-05-16 2007-12-13
AOU800 TAM Siu Wa, Avvy 譚少華 RO Dealing in Securities 2007-12-13 2014-04-03
APF540 YAU Fuk Yuk, Alice 游馥玉 RE Dealing in Securities 2009-08-04 2009-10-16
APK766 CHUNG Fu Chi 鍾富枝 RE Dealing in Securities 2007-08-15 2007-09-07
APW222 FONG Siu Cheong, Paul 方少昌 RE Dealing in Securities 2007-10-18 2007-11-02

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