Hong Kong SFC licence institution ABN598, Soen Tak Securities Company Limited 順德證券有限公司

These are the licence-holders that were found for SFC licence institution ABN598 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC596 CHAN Yuk Tak 陳鈺德 RO Dealing in Securities 2003-04-01 2005-01-29
AAC596 CHAN Yuk Tak 陳鈺德 RO Advising on Securities 2003-04-01 2003-10-10
AAC596 CHAN Yuk Tak 陳鈺德 RO Advising on Corporate Finance 2003-04-01 2003-10-10
AAC596 CHAN Yuk Tak 陳鈺德 RO Asset Management 2003-04-01 2003-10-10
AAC603 LO Wing Kong, Richard 盧永廣 RE Dealing in Securities 2003-04-01 2003-05-15
AAC603 LO Wing Kong, Richard 盧永廣 RE Advising on Securities 2003-04-01 2003-05-15
AAC603 LO Wing Kong, Richard 盧永廣 RE Advising on Corporate Finance 2003-04-01 2003-05-15
AAC603 LO Wing Kong, Richard 盧永廣 RE Asset Management 2003-04-01 2003-05-15
AAC609 NG Cheong 吳昌 RE Dealing in Securities 2003-04-01 2005-12-20
AAC609 NG Cheong 吳昌 RE Advising on Securities 2003-04-01 2003-10-10
AAC609 NG Cheong 吳昌 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AAC609 NG Cheong 吳昌 RE Asset Management 2003-04-01 2003-10-10
AAC616 WONG Chi Kar, Kelly 黃子嘉 RE Dealing in Securities 2003-04-01 2004-11-16
AAC616 WONG Chi Kar, Kelly 黃子嘉 RO Dealing in Securities 2004-11-16 2005-12-20
AAC616 WONG Chi Kar, Kelly 黃子嘉 RE Advising on Securities 2003-04-01 2003-10-10
AAC616 WONG Chi Kar, Kelly 黃子嘉 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AAC616 WONG Chi Kar, Kelly 黃子嘉 RE Asset Management 2003-04-01 2003-10-10
AAU963 CHAN Chun Shing 陳春成 RO Dealing in Securities 2003-04-01 2005-12-20
AAU963 CHAN Chun Shing 陳春成 RO Advising on Securities 2003-04-01 2003-10-10
AAU963 CHAN Chun Shing 陳春成 RO Advising on Corporate Finance 2003-04-01 2003-10-10
AAU963 CHAN Chun Shing 陳春成 RO Asset Management 2003-04-01 2003-10-10
ACC510 HUI Lap Wai 許立偉 RE Dealing in Securities 2003-04-01 2004-11-15
ACC510 HUI Lap Wai 許立偉 RE Dealing in Securities 2005-05-23 2005-12-20
ACC510 HUI Lap Wai 許立偉 RO Dealing in Securities 2004-11-15 2005-05-23
ACC510 HUI Lap Wai 許立偉 RE Advising on Securities 2003-04-01 2003-10-10
ACC510 HUI Lap Wai 許立偉 RE Advising on Corporate Finance 2003-04-01 2003-10-10
ACC510 HUI Lap Wai 許立偉 RE Asset Management 2003-04-01 2003-10-10

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