Hong Kong SFC licence institution ABN803, Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司

These are the licence-holders that were found for SFC licence institution ABN803 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF258 LIM Man Leung, Mitchell 林民梁 RO Dealing in Futures Contracts 2003-04-01 2004-10-19
AAF258 LIM Man Leung, Mitchell 林民梁 RO Advising on Futures Contracts 2003-04-01 2003-09-26
AAF258 LIM Man Leung, Mitchell 林民梁 RO Asset Management 2003-04-01 2003-09-26
ACC188 LING Chi Yau, Royce 凌志友 RE Dealing in Futures Contracts 2003-04-01 2005-01-31
ACC188 LING Chi Yau, Royce 凌志友 RE Advising on Futures Contracts 2003-04-01 2004-08-31
ACC188 LING Chi Yau, Royce 凌志友 RE Asset Management 2003-04-01 2004-08-31
ADE705 LAU Hay Tsing 劉希靖 RE Dealing in Futures Contracts 2004-10-29 2005-01-31
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Dealing in Futures Contracts 2004-06-15 2004-07-16
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RO Dealing in Futures Contracts 2004-07-16 2005-01-31
ADZ064 DEVONALD Andrew James RO Dealing in Futures Contracts 2004-07-08 2005-01-31
AEI544 LEE Yuk Chee, Thomas 李旭智 RE Dealing in Futures Contracts 2003-04-01 2004-10-07
AEI544 LEE Yuk Chee, Thomas 李旭智 RE Advising on Futures Contracts 2003-04-01 2004-08-30
AEI544 LEE Yuk Chee, Thomas 李旭智 RE Asset Management 2003-04-01 2004-08-30
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Dealing in Futures Contracts 2003-04-01 2003-06-17
AEK264 CHAN Hing Yip, Bryan 陳慶業 RO Dealing in Futures Contracts 2003-06-17 2003-07-17
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Advising on Futures Contracts 2003-04-01 2003-06-09
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Asset Management 2003-04-01 2003-06-09
AEU259 PLAMPIN Steven Edward RO Dealing in Futures Contracts 2003-04-01 2003-09-09
AEU259 PLAMPIN Steven Edward RO Advising on Futures Contracts 2003-04-01 2003-09-09
AEU259 PLAMPIN Steven Edward RO Asset Management 2003-04-01 2003-09-09
AFC960 CHAN King To, Ronald 陳景濤 RE Dealing in Futures Contracts 2003-04-01 2003-04-30
AFC960 CHAN King To, Ronald 陳景濤 RE Advising on Futures Contracts 2003-04-01 2003-04-30
AFC960 CHAN King To, Ronald 陳景濤 RE Asset Management 2003-04-01 2003-04-30
AHI515 GOH Chou Eng RE Dealing in Futures Contracts 2003-04-01 2005-01-31
AHI515 GOH Chou Eng RE Advising on Futures Contracts 2003-04-01 2004-08-31
AHI515 GOH Chou Eng RE Asset Management 2003-04-01 2004-08-31
AJD478 WRIGHT Warwick Owen RO Dealing in Futures Contracts 2004-01-20 2004-07-20
AJD479 STEPHAN James Mark RE Dealing in Futures Contracts 2003-12-10 2004-05-13
AKV065 BANUS Rodney Ramon RO Dealing in Futures Contracts 2004-08-24 2005-01-31

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