Hong Kong SFC licence institution ABO154, Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司

These are the licence-holders that were found for SFC licence institution ABO154 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA921 POON Sou Ling 潘秀玲 RE Dealing in Securities 2003-04-01 2005-10-22
AAA921 POON Sou Ling 潘秀玲 RE Advising on Securities 2003-04-01 2004-03-03
AAA921 POON Sou Ling 潘秀玲 RE Advising on Corporate Finance 2003-04-01 2004-03-03
AAA921 POON Sou Ling 潘秀玲 RE Asset Management 2003-04-01 2004-03-03
AAA987 CHAU Wai Ming, Raymond 周偉明 RE Dealing in Securities 2003-04-01 2003-09-05
AAA987 CHAU Wai Ming, Raymond 周偉明 RE Advising on Securities 2003-04-01 2003-09-05
AAA987 CHAU Wai Ming, Raymond 周偉明 RE Advising on Corporate Finance 2003-04-01 2003-09-05
AAA987 CHAU Wai Ming, Raymond 周偉明 RE Asset Management 2003-04-01 2003-09-05
AAB154 HO Kwong Chak 何光澤 RE Dealing in Securities 2003-09-09 2003-10-29
AAB154 HO Kwong Chak 何光澤 RO Dealing in Securities 2003-10-29 2005-11-01
AAB154 HO Kwong Chak 何光澤 RE Advising on Securities 2003-09-09 2003-10-29
AAB154 HO Kwong Chak 何光澤 RO Advising on Securities 2003-10-29 2005-11-01
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Dealing in Securities 2008-04-29 2008-06-14
AAB274 TANG Lai Kwan 鄧麗群 RE Dealing in Securities 2003-09-11 2009-01-31
AAB293 YIU Pik Nam 姚璧南 RE Dealing in Securities 2004-03-23 2008-06-24
AAB736 LAU Wing Choi 劉榮財 RE Dealing in Securities 2004-09-23 2008-08-16
AAC181 LEUNG Chek Kee 梁卓基 RE Dealing in Securities 2009-03-12 2009-08-10
AAC535 CHOI Lai Wah, Nancy 蔡麗華 RE Dealing in Securities 2005-08-25 2009-01-31
AAD557 LUI Chi Chung, Josaphat 呂志聰 RO Dealing in Securities 2003-04-01 2004-12-23
AAD557 LUI Chi Chung, Josaphat 呂志聰 RO Advising on Securities 2003-04-01 2004-12-23
AAD557 LUI Chi Chung, Josaphat 呂志聰 RO Advising on Corporate Finance 2003-04-01 2004-02-13
AAD557 LUI Chi Chung, Josaphat 呂志聰 RO Asset Management 2003-04-01 2004-02-13
AAD577 CHOW King Ho 周景豪 RE Dealing in Securities 2007-11-21 2012-08-25
AAD598 KO Hon Tak 高漢德 RE Dealing in Securities 2003-04-01 2004-03-23
AAD598 KO Hon Tak 高漢德 RE Advising on Securities 2003-04-01 2004-03-23
AAD598 KO Hon Tak 高漢德 RE Advising on Corporate Finance 2003-04-01 2004-03-23
AAD598 KO Hon Tak 高漢德 RE Asset Management 2003-04-01 2004-03-23
AAD618 NGAN Man Hung, Max 顏文雄 RE Dealing in Securities 2008-03-25 2012-08-24
AAD770 LANG Yin Shing, Peter 梁衍誠 RE Dealing in Securities 2003-04-01 2003-09-10
AAD770 LANG Yin Shing, Peter 梁衍誠 RE Advising on Securities 2003-04-01 2003-09-10
AAD770 LANG Yin Shing, Peter 梁衍誠 RE Advising on Corporate Finance 2003-04-01 2003-09-10
AAD770 LANG Yin Shing, Peter 梁衍誠 RE Asset Management 2003-04-01 2003-09-10
AAE013 TAI Kwok Keung 戴國強 RE Dealing in Securities 2003-04-01 2003-09-10
AAE013 TAI Kwok Keung 戴國強 RE Advising on Securities 2003-04-01 2003-09-10
AAE013 TAI Kwok Keung 戴國強 RE Advising on Corporate Finance 2003-04-01 2003-09-10
AAE013 TAI Kwok Keung 戴國強 RE Asset Management 2003-04-01 2003-09-10
AAE015 WONG Hoi Ming, Edmond 黃海明 RE Dealing in Securities 2003-04-01 2005-08-20
AAE015 WONG Hoi Ming, Edmond 黃海明 RE Advising on Securities 2003-04-01 2004-11-04
AAE015 WONG Hoi Ming, Edmond 黃海明 RE Advising on Corporate Finance 2003-04-01 2004-11-04
AAE015 WONG Hoi Ming, Edmond 黃海明 RE Asset Management 2003-04-01 2004-11-04
AAF005 HO King Hang 何景行 RE Advising on Securities 2009-12-22 2010-01-23
AAF501 LEUNG Chi Ming 梁志明 RE Dealing in Securities 2008-07-14 2008-09-04
AAF501 LEUNG Chi Ming 梁志明 RO Dealing in Securities 2008-09-04 2012-09-07
AAG480 LAM Car Man 林家文 RE Dealing in Securities 2003-04-01 2005-04-07
AAG480 LAM Car Man 林家文 RE Advising on Securities 2003-04-01 2004-03-03
AAG480 LAM Car Man 林家文 RE Advising on Corporate Finance 2003-04-01 2004-03-03
AAG480 LAM Car Man 林家文 RE Asset Management 2003-04-01 2004-03-03
AAI312 YEUNG Shu Fan 楊樹勳 RE Dealing in Securities 2003-10-07 2003-11-05
AAI312 YEUNG Shu Fan 楊樹勳 RO Dealing in Securities 2003-11-05 2007-10-06
AAI312 YEUNG Shu Fan 楊樹勳 RO Advising on Securities 2004-03-23 2007-10-06
AAJ614 MAN Chan Wah 文燦華 RE Advising on Securities 2008-03-11 2008-10-19
AAK750 KWOK Chi Lung 郭智瀧 RE Dealing in Securities 2006-03-03 2007-03-01
AAK797 LUI Chi Wah, Johnny 呂志華 RE Dealing in Securities 2003-04-01 2004-11-22
AAK797 LUI Chi Wah, Johnny 呂志華 RE Advising on Securities 2003-04-01 2004-11-22
AAK797 LUI Chi Wah, Johnny 呂志華 RE Advising on Corporate Finance 2003-04-01 2004-11-22
AAK797 LUI Chi Wah, Johnny 呂志華 RE Asset Management 2003-04-01 2004-11-22
AAU800 LAU Wang Yip, Derrick 劉宏業 RO Dealing in Securities 2007-04-03 2011-04-07
AAU800 LAU Wang Yip, Derrick 劉宏業 RO Advising on Securities 2007-04-03 2011-04-07
ABC181 NG Kam Ho 吳錦浩 RE Dealing in Securities 2006-08-22 2009-03-01
ABC223 CHAU Ching On Thomas 周靖安 RE Dealing in Securities 2003-10-24 2009-01-31
ABE848 LEUNG Wai Kwan, Angela 梁維君 RE Dealing in Securities 2004-02-25 2007-01-01
ABE848 LEUNG Wai Kwan, Angela 梁維君 RE Advising on Securities 2004-12-09 2007-01-01
ABE848 LEUNG Wai Kwan, Angela 梁維君 RE Advising on Corporate Finance 2004-02-25 2005-02-14
ABF065 CHAN Hung Kee 陳鴻基 RE Dealing in Securities 2004-07-08 2006-03-29
ABF065 CHAN Hung Kee 陳鴻基 RO Dealing in Securities 2006-03-29 2012-09-07
ABF065 CHAN Hung Kee 陳鴻基 RO Dealing in Futures Contracts 2012-01-11 2012-09-07
ABF065 CHAN Hung Kee 陳鴻基 RO Advising on Securities 2006-03-29 2012-09-07
ABI456 TSE Chi Him 謝智謙 RE Dealing in Securities 2007-09-13 2012-09-24
ABI716 HO Cheuk Yuet 何綽越 RO Dealing in Securities 2008-01-03 2009-04-01
ABI716 HO Cheuk Yuet 何綽越 RO Advising on Securities 2008-01-03 2009-04-01
ABI721 CHEUNG Johnson 張富紳 RE Dealing in Securities 2003-12-22 2007-09-15
ABI721 CHEUNG Johnson 張富紳 RE Advising on Securities 2004-12-07 2007-09-15
ABI721 CHEUNG Johnson 張富紳 RE Advising on Corporate Finance 2003-12-22 2005-02-14
ABK258 LEUNG Shing Wai 梁成偉 RE Dealing in Securities 2003-09-02 2009-02-18
ABM629 CHENG Chi Wah 鄭志華 RE Dealing in Securities 2008-01-14 2009-04-01
ABN692 LOH Yiu Fai 陸耀輝 RE Dealing in Securities 2004-11-05 2005-09-22
ABN692 LOH Yiu Fai 陸耀輝 RO Dealing in Securities 2005-09-22 2007-02-17
ABN692 LOH Yiu Fai 陸耀輝 RO Advising on Securities 2005-11-17 2007-02-17
ABP503 KWAI Yee Man, Ida 桂綺雯 RE Dealing in Securities 2003-09-18 2009-03-01
ABT383 CHUN Yee Wah Eva 秦綺華 RE Advising on Securities 2006-10-03 2007-12-01
ABX299 FON Wen Kar, Willy 馮文嘉 RE Dealing in Securities 2008-09-09 2009-05-01
ABX299 FON Wen Kar, Willy 馮文嘉 RE Advising on Securities 2008-09-09 2009-05-01
ABX988 SZE Ching King 施清京 RE Dealing in Securities 2008-04-14 2009-02-14
ABZ482 LAI Chun Kong 黎鎮剛 RE Dealing in Securities 2006-02-23 2007-02-01
ACA543 YEUNG Chun Ho 楊俊豪 RE Dealing in Securities 2003-09-02 2008-11-03
ACC422 CHANG Kit Sun, Lama 張潔新 RO Dealing in Securities 2008-02-01 2013-02-28
ACC422 CHANG Kit Sun, Lama 張潔新 RO Dealing in Futures Contracts 2012-01-11 2013-02-28
ACC422 CHANG Kit Sun, Lama 張潔新 RO Advising on Securities 2008-02-01 2013-02-28
ACD945 LEUNG Siu Mui 梁少梅 RE Dealing in Securities 2003-09-15 2008-11-03
ACE595 CHENG Wai Ho 鄭衛豪 RE Dealing in Securities 2005-06-02 2006-09-28
ACE595 CHENG Wai Ho 鄭衛豪 RE Advising on Securities 2005-06-02 2006-09-28
ACL682 LO Tak Fat, Ricky 盧德發 RE Dealing in Securities 2003-04-01 2009-06-02
ACL682 LO Tak Fat, Ricky 盧德發 RE Advising on Securities 2003-04-01 2004-03-03
ACL682 LO Tak Fat, Ricky 盧德發 RE Advising on Corporate Finance 2003-04-01 2004-03-03
ACL682 LO Tak Fat, Ricky 盧德發 RE Asset Management 2003-04-01 2004-03-03
ACW654 MAK Hau Lin 麥巧蓮 RE Dealing in Securities 2004-03-18 2005-02-25
ACW654 MAK Hau Lin 麥巧蓮 RE Dealing in Securities 2005-08-02 2008-07-18
ACW654 MAK Hau Lin 麥巧蓮 RO Dealing in Securities 2005-02-25 2005-08-02
ADB508 LIU Chung Hong 廖仲康 RE Dealing in Securities 2003-09-08 2003-09-19
ADB508 LIU Chung Hong 廖仲康 RO Dealing in Securities 2003-11-05 2004-04-22
ADB668 CHAU Mei Yu 周美如 RE Dealing in Securities 2003-10-03 2007-09-22
ADG929 LUK Ka Fat 陸家發 RE Advising on Securities 2007-02-13 2007-05-19
ADI024 LAM Fung Chun 林鳳珍 RE Dealing in Securities 2004-08-14 2008-11-03
ADQ621 CHAU Kon Wang 周幹弘 RE Dealing in Securities 2004-03-18 2005-09-26
ADQ621 CHAU Kon Wang 周幹弘 RO Dealing in Securities 2005-09-26 2006-02-25
ADR422 CHAN Cheuk Yu, Stephen 陳卓宇 RE Dealing in Securities 2006-11-02 2008-03-01
ADS059 FAN Chi Ming 范智明 RE Dealing in Securities 2003-08-30 2009-01-23
ADV652 LI Kai Yu 李啟宇 RE Advising on Securities 2004-01-28 2004-10-04
ADW624 WONG Yim How, Helen 黃艷巧 RE Dealing in Securities 2003-04-01 2003-09-10
ADW624 WONG Yim How, Helen 黃艷巧 RE Advising on Securities 2003-04-01 2003-09-10
ADW624 WONG Yim How, Helen 黃艷巧 RE Advising on Corporate Finance 2003-04-01 2003-09-10
ADW624 WONG Yim How, Helen 黃艷巧 RE Asset Management 2003-04-01 2003-09-10
ADX214 LIANG Kai Lok 梁啟樂 RE Dealing in Securities 2005-08-25 2009-01-31
AEA677 FUNG Ching Man 馮靜文 RE Dealing in Securities 2003-08-30 2009-02-11
AEC937 LAU Tak Hung 劉德雄 RE Advising on Securities 2009-03-31 2009-07-11
AED081 WONG Man Yin 黃文嬿 RE Advising on Securities 2009-02-10 2010-02-17
AED081 WONG Man Yin 黃文嬿 RO Advising on Securities 2010-02-17 2011-07-16
AED603 CHUI Siu Ying 徐少英 RE Dealing in Securities 2005-04-28 2008-11-29
AEE177 YUEN Siu Keung, Eddy 阮紹強 RE Dealing in Securities 2003-12-10 2009-01-31
AEE884 TONG Wai Chiu 唐偉超 RE Dealing in Securities 2005-08-26 2009-01-31
AEJ844 CHEN Yuan 陳遠 RE Dealing in Securities 2004-01-27 2004-08-30
AEJ844 CHEN Yuan 陳遠 RO Dealing in Securities 2004-08-30 2005-07-14
AEJ844 CHEN Yuan 陳遠 RO Dealing in Securities 2006-07-15 2009-04-01
AEJ844 CHEN Yuan 陳遠 RO Advising on Securities 2004-12-07 2005-07-14
AEJ844 CHEN Yuan 陳遠 RO Advising on Securities 2006-07-15 2009-04-01
AEJ844 CHEN Yuan 陳遠 RE Advising on Corporate Finance 2004-01-27 2004-08-30
AEM789 LAU Steven Sai-Cheung 劉世璋 RE Dealing in Securities 2005-09-12 2006-08-23
AEN127 WU Man Wai 胡文慧 RE Dealing in Securities 2003-08-30 2008-11-03
AEN519 MAK Sze Wing 麥思穎 RE Dealing in Securities 2004-10-04 2007-05-26
AEO900 HU Rui 胡銳 RE Dealing in Securities 2003-04-01 2008-07-01
AEO900 HU Rui 胡銳 RE Advising on Securities 2003-04-01 2004-07-02
AEO900 HU Rui 胡銳 RE Advising on Corporate Finance 2003-04-01 2004-07-02
AEO900 HU Rui 胡銳 RE Asset Management 2003-04-01 2004-07-02
AEP339 GLASGOW Fraser John RE Dealing in Securities 2004-03-03 2006-06-24
AEP339 GLASGOW Fraser John RE Advising on Securities 2004-03-03 2006-06-24
AEV751 LAU Hoi Yee, Vivian 劉凱宜 RE Dealing in Securities 2010-01-19 2011-11-26
AEV843 SULLIVAN Andrew Michael RE Dealing in Securities 2011-06-30 2012-08-25
AEY361 YIP Man Wai 葉敏慧 RE Dealing in Securities 2005-08-22 2009-02-12
AFF041 CHONG Yuk Tak 莊育德 RE Dealing in Securities 2003-04-01 2003-09-05
AFF041 CHONG Yuk Tak 莊育德 RE Advising on Securities 2003-04-01 2003-09-05
AFF041 CHONG Yuk Tak 莊育德 RE Advising on Corporate Finance 2003-04-01 2003-09-05
AFF041 CHONG Yuk Tak 莊育德 RE Asset Management 2003-04-01 2003-09-05
AFJ003 CHOY Lun Chak, Jonathan 蔡麟策 RE Dealing in Securities 2005-08-25 2009-01-31
AFU284 WONG Yu Tung, Gary 王宇東 RE Dealing in Securities 2004-03-11 2008-08-09
AFU688 HUI John 許僑聲 RE Dealing in Securities 2005-03-21 2012-01-19
AFU688 HUI John 許僑聲 RO Dealing in Securities 2012-01-19 2012-08-25
AFU688 HUI John 許僑聲 RO Dealing in Futures Contracts 2012-01-19 2012-08-25
AFX696 LEUNG Pui Nung, Curly 梁培能 RE Dealing in Securities 2003-04-01 2004-07-29
AFX696 LEUNG Pui Nung, Curly 梁培能 RE Advising on Securities 2003-04-01 2004-03-03
AFX696 LEUNG Pui Nung, Curly 梁培能 RE Advising on Corporate Finance 2003-04-01 2004-03-03
AFX696 LEUNG Pui Nung, Curly 梁培能 RE Asset Management 2003-04-01 2004-03-03
AFX708 LEUNG Yun Keung 梁潤強 RE Dealing in Securities 2003-08-22 2003-10-08
AGC982 CHAN Yu Kong 陳宇江 RE Dealing in Securities 2005-08-03 2008-02-01
AGH846 LIU Ka Hin 廖家顯 RE Dealing in Securities 2006-11-23 2008-03-05
AGH863 YING Alfred Chung-chieh 應宗傑 RE Advising on Securities 2011-09-28 2012-08-25
AGK085 NG Yin Lam 吳彥霖 RE Dealing in Securities 2005-01-05 2009-01-01
AGM626 CHUNG Lai Yung 鍾麗容 RE Dealing in Securities 2003-04-01 2004-12-23
AGM626 CHUNG Lai Yung 鍾麗容 RE Advising on Securities 2003-04-01 2004-03-03
AGM626 CHUNG Lai Yung 鍾麗容 RE Advising on Corporate Finance 2003-04-01 2004-03-03
AGM626 CHUNG Lai Yung 鍾麗容 RE Asset Management 2003-04-01 2004-03-03
AGM903 LAM Fung Ki 林鳳琦 RE Dealing in Securities 2003-09-10 2012-08-25
AGS077 CHAU Kon Chiu 周幹弨 RE Dealing in Securities 2004-03-18 2004-09-07
AGX308 CHEUNG Po Kuen, Michael 張寶權 RE Dealing in Securities 2005-04-20 2006-05-10
AGX308 CHEUNG Po Kuen, Michael 張寶權 RE Dealing in Securities 2007-01-08 2012-08-25
AGX308 CHEUNG Po Kuen, Michael 張寶權 RE Advising on Securities 2005-04-20 2006-05-10
AGX308 CHEUNG Po Kuen, Michael 張寶權 RE Advising on Securities 2007-01-08 2012-08-25
AHG557 TSE Kwok On 謝國安 RE Dealing in Securities 2006-08-28 2007-05-12
AHN553 CHAN Michael 陳國昌 RE Dealing in Securities 2010-03-02 2010-07-02
AHN553 CHAN Michael 陳國昌 RO Dealing in Securities 2010-07-02 2012-08-25
AHR318 CHIU James Chien-ta RE Advising on Securities 2011-04-27 2012-08-25
AIJ587 CHENG Wai Mo, Raymond 鄭懷武 RE Advising on Securities 2008-06-03 2008-06-07
AIU435 WONG Chi Man 王志文 RE Advising on Securities 2008-01-14 2010-09-01
AIU435 WONG Chi Man 王志文 RO Advising on Securities 2010-09-01 2012-08-25
AIZ256 BERRISFORD Carl Thomas RE Dealing in Securities 2004-05-13 2005-08-04
AJE197 PAT Fung Lin 畢鳳蓮 RE Dealing in Securities 2003-09-23 2009-01-31
AJE893 WONG Ka Po 黃家寶 RE Dealing in Securities 2007-06-26 2007-08-14
AJO304 CHAN Wing Chiu 陳穎釗 RE Advising on Securities 2004-05-03 2012-08-25
ALD653 SY Man Chiu 許文超 RE Dealing in Securities 2005-06-14 2007-11-16
ALI325 TSANG On Yee 曾安儀 RE Dealing in Securities 2007-10-05 2008-11-01
ALK461 LEUNG Ka Yee Andrew 梁家怡 RE Advising on Securities 2010-10-13 2012-08-25
ALL708 DUONG Hanh My 楊美幸 RE Dealing in Securities 2004-11-23 2006-06-24
ALL708 DUONG Hanh My 楊美幸 RE Advising on Securities 2004-11-23 2006-06-24
ALO316 FENG Dandan 馮丹丹 RE Advising on Securities 2011-09-15 2012-08-25
ALU733 ZHAO Wei 趙偉 RE Dealing in Securities 2005-03-11 2005-10-03
ALU733 ZHAO Wei 趙偉 RE Advising on Securities 2005-03-11 2005-10-03
ALZ774 CHAN Ping Kwan 陳秉鈞 RE Dealing in Securities 2005-05-17 2009-02-13
AMF434 FANG Sai Tai, Jeffrey 方世泰 RE Dealing in Securities 2011-05-17 2012-08-25
AMK117 TEO Kian Bin 張建民 RE Dealing in Securities 2012-12-19 2013-03-08
ANE426 LEE Michael Douglas 李嘉文 RE Dealing in Securities 2009-02-11 2009-09-14
ANG467 SHAN Li 單力 RE Dealing in Securities 2006-05-17 2006-08-01
ANG467 SHAN Li 單力 RE Advising on Securities 2006-05-17 2006-08-01
ANN048 LUI Mei Yee 呂美儀 RE Dealing in Securities 2006-11-10 2011-11-26
ANN401 KWAN Sze Man 關思敏 RE Dealing in Securities 2011-06-21 2012-08-25
ANR354 LI Wai Yin 李慧妍 RE Advising on Securities 2010-04-26 2010-06-07
ANR619 CHAN Gee Yan, Dominic 陳智恩 RE Dealing in Securities 2010-11-16 2012-08-25
ANT379 DU Jing 杜菁 RE Dealing in Securities 2006-08-02 2007-10-01
ANY399 FUNG Kin Wing 馮鍵嶸 RE Advising on Securities 2009-11-17 2012-08-25
AOG691 ZHU Peirong 朱培鎔 RE Dealing in Securities 2008-02-27 2008-11-07
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Dealing in Securities 2009-12-18 2010-05-08
AOV063 TAI Wing Sum, Winson 戴穎琛 RE Dealing in Securities 2007-04-20 2008-10-03
AOV063 TAI Wing Sum, Winson 戴穎琛 RE Advising on Securities 2007-04-20 2008-10-03
APC027 TAI Waini Karen 戴維妮 RE Advising on Securities 2010-10-15 2012-08-25
APC429 CHIU Yuk Fai, Ronnie 趙玉輝 RE Dealing in Securities 2007-07-13 2009-02-14
APF685 KANG Xing 康惺 RE Dealing in Securities 2007-07-04 2007-10-01
APH806 WANG Yi 汪翊 RE Dealing in Securities 2008-04-23 2009-05-23
APH806 WANG Yi 汪翊 RE Advising on Securities 2008-05-22 2009-05-23
APL225 YUAN Zhefei 袁哲飛 RE Dealing in Securities 2010-07-12 2011-10-01
APO572 AN Peng 安鵬 RE Advising on Securities 2009-03-16 2009-04-13
APQ653 GILLMOUTH Matthew John RE Advising on Securities 2008-06-17 2009-01-01
APV455 CHUNG Oi Nga, Venus 鍾藹雅 RE Dealing in Securities 2011-01-17 2012-08-25
AQE950 CHENG Yue Sun, Clement 鄭禹新 RE Dealing in Securities 2009-09-23 2010-02-04
AQH519 LEE Sai King 李世勁 RE Dealing in Securities 2008-01-15 2009-01-31
AQN411 MA Fung Po 馬逢葆 RE Dealing in Securities 2008-02-20 2009-01-31
AQR396 HUANG Luyao 黃路遙 RE Dealing in Securities 2008-03-17 2009-01-01
AQR396 HUANG Luyao 黃路遙 RE Advising on Securities 2009-06-18 2009-09-05
AQR696 LIN Jen Min 林振民 RE Advising on Securities 2008-03-18 2009-10-01
ARO321 RIGGS John West RE Dealing in Securities 2008-08-27 2009-06-15
ARO321 RIGGS John West RE Dealing in Securities 2010-04-01 2012-10-31
ARO321 RIGGS John West RE Advising on Securities 2008-08-27 2009-06-15
ARO321 RIGGS John West RE Advising on Securities 2010-04-01 2012-10-31
ARO921 HSU Terry 徐嘉敏 RE Advising on Securities 2011-05-04 2011-11-26
ART556 LEE Lik Hang, Alex 李力行 RE Advising on Securities 2010-05-24 2010-06-16
ART646 CHENG Wai Yang 鄭韋欣 RE Advising on Securities 2010-11-19 2012-08-25
ARU022 BAO Wenjing 鮑文婧 RE Dealing in Securities 2008-12-08 2009-08-21
ASZ334 MAROSTICA Mark Alfred Steven RE Advising on Securities 2009-05-20 2010-09-01
ASZ334 MAROSTICA Mark Alfred Steven RO Advising on Securities 2010-09-01 2012-10-11
ATD715 LI Bo 李波 RE Advising on Securities 2009-06-16 2010-04-26
ATV554 LI Shuk Yin 李淑賢 RE Dealing in Securities 2009-09-25 2011-03-07
AUC865 CHEN Yayuan 陳雅媛 RE Advising on Securities 2009-11-06 2012-05-17
AUK172 CHEN Hsin-shu Branden 陳信旭 RE Advising on Securities 2009-12-24 2011-01-15
AUS615 LU Hongbo 盧紅波 RE Advising on Securities 2010-02-11 2011-05-13
AVK955 YIP Ka Man 葉家旻 RE Advising on Securities 2012-06-11 2012-08-25
AVK958 KOO Shang-Hsiu RE Advising on Securities 2010-06-30 2010-12-07
AVL261 CHOI Fuk Yue Germaine 蔡馥如 RE Dealing in Securities 2010-08-04 2010-11-30
AVR192 WAH HANSEN Louisa 華路 RE Advising on Securities 2010-08-10 2012-08-25
AVT515 BASSETT Michael West RE Dealing in Securities 2010-09-21 2012-07-14
AVU825 ROBERTS Alistair Charles Alton RE Dealing in Securities 2010-08-31 2011-03-22
AVV211 ZHANG QianQian 張千千 RE Dealing in Securities 2010-08-31 2011-11-26
AVV216 WU Xiaolin 吳曉琳 RE Dealing in Securities 2012-08-02 2012-08-25
AVV216 WU Xiaolin 吳曉琳 RE Advising on Securities 2012-08-02 2012-08-25
AVV904 POTTER Alexander Eugene RE Advising on Securities 2010-09-06 2012-10-11
AWC264 CHEN Yung-hao 陳永豪 RE Advising on Securities 2010-10-21 2012-08-25
AWJ006 CHONG Ming Hang 莊銘恒 RE Advising on Securities 2010-12-28 2012-08-25
AWK209 MARSH JR James Milton RE Advising on Securities 2011-01-13 2012-10-11
AWQ370 CHOPRA Vikramjeet Singh RE Advising on Securities 2011-01-14 2011-11-26
AWZ065 NG Mei Ling 吳美玲 RE Dealing in Securities 2011-03-14 2012-08-25
AXV939 CHAN Chui Ying 陳翠盈 RE Dealing in Securities 2011-08-17 2012-08-25
AYE640 ZHOU Hao 周灝 RE Advising on Securities 2011-10-13 2012-08-25

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