Hong Kong SFC licence institution ABO154, Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司

These are the licence-holders that were found for SFC licence institution ABO154 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
TEO Kian Bin 張建民 RE 1 2012-12-19 2013-03-08
CHANG Kit Sun, Lama 張潔新 RO 2 2012-01-11 2013-02-28
CHANG Kit Sun, Lama 張潔新 RO 1 2008-02-01 2013-02-28
CHANG Kit Sun, Lama 張潔新 RO 4 2008-02-01 2013-02-28
RIGGS John West RE 1 2010-04-01 2012-10-31
RIGGS John West RE 4 2010-04-01 2012-10-31
MARSH JR James Milton RE 4 2011-01-13 2012-10-11
POTTER Alexander Eugene RE 4 2010-09-06 2012-10-11
MAROSTICA Mark Alfred Steven RO 4 2010-09-01 2012-10-11
TSE Chi Him 謝智謙 RE 1 2007-09-13 2012-09-24
CHAN Hung Kee 陳鴻基 RO 2 2012-01-11 2012-09-07
LEUNG Chi Ming 梁志明 RO 1 2008-09-04 2012-09-07
CHAN Hung Kee 陳鴻基 RO 1 2006-03-29 2012-09-07
CHAN Hung Kee 陳鴻基 RO 4 2006-03-29 2012-09-07
WU Xiaolin 吳曉琳 RE 1 2012-08-02 2012-08-25
WU Xiaolin 吳曉琳 RE 4 2012-08-02 2012-08-25
YIP Ka Man 葉家旻 RE 4 2012-06-11 2012-08-25
HUI John 許僑聲 RO 1 2012-01-19 2012-08-25
HUI John 許僑聲 RO 2 2012-01-19 2012-08-25
ZHOU Hao 周灝 RE 4 2011-10-13 2012-08-25
YING Alfred Chung-chieh 應宗傑 RE 4 2011-09-28 2012-08-25
FENG Dandan 馮丹丹 RE 4 2011-09-15 2012-08-25
CHAN Chui Ying 陳翠盈 RE 1 2011-08-17 2012-08-25
SULLIVAN Andrew Michael RE 1 2011-06-30 2012-08-25
KWAN Sze Man 關思敏 RE 1 2011-06-21 2012-08-25
FANG Sai Tai, Jeffrey 方世泰 RE 1 2011-05-17 2012-08-25
CHIU James Chien-ta RE 4 2011-04-27 2012-08-25
NG Mei Ling 吳美玲 RE 1 2011-03-14 2012-08-25
CHUNG Oi Nga, Venus 鍾藹雅 RE 1 2011-01-17 2012-08-25
CHONG Ming Hang 莊銘恒 RE 4 2010-12-28 2012-08-25
CHENG Wai Yang 鄭韋欣 RE 4 2010-11-19 2012-08-25
CHAN Gee Yan, Dominic 陳智恩 RE 1 2010-11-16 2012-08-25
CHEN Yung-hao 陳永豪 RE 4 2010-10-21 2012-08-25
TAI Waini Karen 戴維妮 RE 4 2010-10-15 2012-08-25
LEUNG Ka Yee Andrew 梁家怡 RE 4 2010-10-13 2012-08-25
WONG Chi Man 王志文 RO 4 2010-09-01 2012-08-25
WAH HANSEN Louisa 華路 RE 4 2010-08-10 2012-08-25
CHAN Michael 陳國昌 RO 1 2010-07-02 2012-08-25
FUNG Kin Wing 馮鍵嶸 RE 4 2009-11-17 2012-08-25
CHOW King Ho 周景豪 RE 1 2007-11-21 2012-08-25
CHEUNG Po Kuen, Michael 張寶權 RE 1 2007-01-08 2012-08-25
CHEUNG Po Kuen, Michael 張寶權 RE 4 2007-01-08 2012-08-25
CHAN Wing Chiu 陳穎釗 RE 4 2004-05-03 2012-08-25
LAM Fung Ki 林鳳琦 RE 1 2003-09-10 2012-08-25
NGAN Man Hung, Max 顏文雄 RE 1 2008-03-25 2012-08-24
BASSETT Michael West RE 1 2010-09-21 2012-07-14
CHEN Yayuan 陳雅媛 RE 4 2009-11-06 2012-05-17
HUI John 許僑聲 RE 1 2005-03-21 2012-01-19
HSU Terry 徐嘉敏 RE 4 2011-05-04 2011-11-26
CHOPRA Vikramjeet Singh RE 4 2011-01-14 2011-11-26
ZHANG QianQian 張千千 RE 1 2010-08-31 2011-11-26
LAU Hoi Yee, Vivian 劉凱宜 RE 1 2010-01-19 2011-11-26
LUI Mei Yee 呂美儀 RE 1 2006-11-10 2011-11-26
YUAN Zhefei 袁哲飛 RE 1 2010-07-12 2011-10-01
WONG Man Yin 黃文嬿 RO 4 2010-02-17 2011-07-16
LU Hongbo 盧紅波 RE 4 2010-02-11 2011-05-13
LAU Wang Yip, Derrick 劉宏業 RO 1 2007-04-03 2011-04-07
LAU Wang Yip, Derrick 劉宏業 RO 4 2007-04-03 2011-04-07
ROBERTS Alistair Charles Alton RE 1 2010-08-31 2011-03-22
LI Shuk Yin 李淑賢 RE 1 2009-09-25 2011-03-07
CHEN Hsin-shu Branden 陳信旭 RE 4 2009-12-24 2011-01-15
KOO Shang-Hsiu RE 4 2010-06-30 2010-12-07
CHOI Fuk Yue Germaine 蔡馥如 RE 1 2010-08-04 2010-11-30
MAROSTICA Mark Alfred Steven RE 4 2009-05-20 2010-09-01
WONG Chi Man 王志文 RE 4 2008-01-14 2010-09-01
CHAN Michael 陳國昌 RE 1 2010-03-02 2010-07-02
LEE Lik Hang, Alex 李力行 RE 4 2010-05-24 2010-06-16
LI Wai Yin 李慧妍 RE 4 2010-04-26 2010-06-07
TSEUNG Hiu Wai, Henry 蔣曉偉 RE 1 2009-12-18 2010-05-08
LI Bo 李波 RE 4 2009-06-16 2010-04-26
WONG Man Yin 黃文嬿 RE 4 2009-02-10 2010-02-17
CHENG Yue Sun, Clement 鄭禹新 RE 1 2009-09-23 2010-02-04
HO King Hang 何景行 RE 4 2009-12-22 2010-01-23
LIN Jen Min 林振民 RE 4 2008-03-18 2009-10-01
LEE Michael Douglas 李嘉文 RE 1 2009-02-11 2009-09-14
HUANG Luyao 黃路遙 RE 4 2009-06-18 2009-09-05
BAO Wenjing 鮑文婧 RE 1 2008-12-08 2009-08-21
LEUNG Chek Kee 梁卓基 RE 1 2009-03-12 2009-08-10
LAU Tak Hung 劉德雄 RE 4 2009-03-31 2009-07-11
RIGGS John West RE 1 2008-08-27 2009-06-15
RIGGS John West RE 4 2008-08-27 2009-06-15
LO Tak Fat, Ricky 盧德發 RE 1 2003-04-01 2009-06-02
WANG Yi 汪翊 RE 4 2008-05-22 2009-05-23
WANG Yi 汪翊 RE 1 2008-04-23 2009-05-23
FON Wen Kar, Willy 馮文嘉 RE 1 2008-09-09 2009-05-01
FON Wen Kar, Willy 馮文嘉 RE 4 2008-09-09 2009-05-01
AN Peng 安鵬 RE 4 2009-03-16 2009-04-13
CHENG Chi Wah 鄭志華 RE 1 2008-01-14 2009-04-01
HO Cheuk Yuet 何綽越 RO 1 2008-01-03 2009-04-01
HO Cheuk Yuet 何綽越 RO 4 2008-01-03 2009-04-01
CHEN Yuan 陳遠 RO 1 2006-07-15 2009-04-01
CHEN Yuan 陳遠 RO 4 2006-07-15 2009-04-01
NG Kam Ho 吳錦浩 RE 1 2006-08-22 2009-03-01
KWAI Yee Man, Ida 桂綺雯 RE 1 2003-09-18 2009-03-01
LEUNG Shing Wai 梁成偉 RE 1 2003-09-02 2009-02-18
SZE Ching King 施清京 RE 1 2008-04-14 2009-02-14
CHIU Yuk Fai, Ronnie 趙玉輝 RE 1 2007-07-13 2009-02-14
CHAN Ping Kwan 陳秉鈞 RE 1 2005-05-17 2009-02-13
YIP Man Wai 葉敏慧 RE 1 2005-08-22 2009-02-12
FUNG Ching Man 馮靜文 RE 1 2003-08-30 2009-02-11
MA Fung Po 馬逢葆 RE 1 2008-02-20 2009-01-31
LEE Sai King 李世勁 RE 1 2008-01-15 2009-01-31
TONG Wai Chiu 唐偉超 RE 1 2005-08-26 2009-01-31
CHOI Lai Wah, Nancy 蔡麗華 RE 1 2005-08-25 2009-01-31
CHOY Lun Chak, Jonathan 蔡麟策 RE 1 2005-08-25 2009-01-31
LIANG Kai Lok 梁啟樂 RE 1 2005-08-25 2009-01-31
YUEN Siu Keung, Eddy 阮紹強 RE 1 2003-12-10 2009-01-31
CHAU Ching On Thomas 周靖安 RE 1 2003-10-24 2009-01-31
PAT Fung Lin 畢鳳蓮 RE 1 2003-09-23 2009-01-31
TANG Lai Kwan 鄧麗群 RE 1 2003-09-11 2009-01-31
FAN Chi Ming 范智明 RE 1 2003-08-30 2009-01-23
GILLMOUTH Matthew John RE 4 2008-06-17 2009-01-01
HUANG Luyao 黃路遙 RE 1 2008-03-17 2009-01-01
NG Yin Lam 吳彥霖 RE 1 2005-01-05 2009-01-01
CHUI Siu Ying 徐少英 RE 1 2005-04-28 2008-11-29
ZHU Peirong 朱培鎔 RE 1 2008-02-27 2008-11-07
LAM Fung Chun 林鳳珍 RE 1 2004-08-14 2008-11-03
LEUNG Siu Mui 梁少梅 RE 1 2003-09-15 2008-11-03
YEUNG Chun Ho 楊俊豪 RE 1 2003-09-02 2008-11-03
WU Man Wai 胡文慧 RE 1 2003-08-30 2008-11-03
TSANG On Yee 曾安儀 RE 1 2007-10-05 2008-11-01
MAN Chan Wah 文燦華 RE 4 2008-03-11 2008-10-19
TAI Wing Sum, Winson 戴穎琛 RE 1 2007-04-20 2008-10-03
TAI Wing Sum, Winson 戴穎琛 RE 4 2007-04-20 2008-10-03
LEUNG Chi Ming 梁志明 RE 1 2008-07-14 2008-09-04
LAU Wing Choi 劉榮財 RE 1 2004-09-23 2008-08-16
WONG Yu Tung, Gary 王宇東 RE 1 2004-03-11 2008-08-09
MAK Hau Lin 麥巧蓮 RE 1 2005-08-02 2008-07-18
HU Rui 胡銳 RE 1 2003-04-01 2008-07-01
YIU Pik Nam 姚璧南 RE 1 2004-03-23 2008-06-24
CHEN Lee Yin, Benny 陳利賢 RE 1 2008-04-29 2008-06-14
CHENG Wai Mo, Raymond 鄭懷武 RE 4 2008-06-03 2008-06-07
LIU Ka Hin 廖家顯 RE 1 2006-11-23 2008-03-05
CHAN Cheuk Yu, Stephen 陳卓宇 RE 1 2006-11-02 2008-03-01
CHAN Yu Kong 陳宇江 RE 1 2005-08-03 2008-02-01
CHUN Yee Wah Eva 秦綺華 RE 4 2006-10-03 2007-12-01
SY Man Chiu 許文超 RE 1 2005-06-14 2007-11-16
YEUNG Shu Fan 楊樹勳 RO 4 2004-03-23 2007-10-06
YEUNG Shu Fan 楊樹勳 RO 1 2003-11-05 2007-10-06
KANG Xing 康惺 RE 1 2007-07-04 2007-10-01
DU Jing 杜菁 RE 1 2006-08-02 2007-10-01
CHAU Mei Yu 周美如 RE 1 2003-10-03 2007-09-22
CHEUNG Johnson 張富紳 RE 4 2004-12-07 2007-09-15
CHEUNG Johnson 張富紳 RE 1 2003-12-22 2007-09-15
WONG Ka Po 黃家寶 RE 1 2007-06-26 2007-08-14
MAK Sze Wing 麥思穎 RE 1 2004-10-04 2007-05-26
LUK Ka Fat 陸家發 RE 4 2007-02-13 2007-05-19
TSE Kwok On 謝國安 RE 1 2006-08-28 2007-05-12
KWOK Chi Lung 郭智瀧 RE 1 2006-03-03 2007-03-01
LOH Yiu Fai 陸耀輝 RO 4 2005-11-17 2007-02-17
LOH Yiu Fai 陸耀輝 RO 1 2005-09-22 2007-02-17
LAI Chun Kong 黎鎮剛 RE 1 2006-02-23 2007-02-01
LEUNG Wai Kwan, Angela 梁維君 RE 4 2004-12-09 2007-01-01
LEUNG Wai Kwan, Angela 梁維君 RE 1 2004-02-25 2007-01-01
CHENG Wai Ho 鄭衛豪 RE 1 2005-06-02 2006-09-28
CHENG Wai Ho 鄭衛豪 RE 4 2005-06-02 2006-09-28
LAU Steven Sai-Cheung 劉世璋 RE 1 2005-09-12 2006-08-23
SHAN Li 單力 RE 1 2006-05-17 2006-08-01
SHAN Li 單力 RE 4 2006-05-17 2006-08-01
DUONG Hanh My 楊美幸 RE 1 2004-11-23 2006-06-24
DUONG Hanh My 楊美幸 RE 4 2004-11-23 2006-06-24
GLASGOW Fraser John RE 1 2004-03-03 2006-06-24
GLASGOW Fraser John RE 4 2004-03-03 2006-06-24
CHEUNG Po Kuen, Michael 張寶權 RE 1 2005-04-20 2006-05-10
CHEUNG Po Kuen, Michael 張寶權 RE 4 2005-04-20 2006-05-10
CHAN Hung Kee 陳鴻基 RE 1 2004-07-08 2006-03-29
CHAU Kon Wang 周幹弘 RO 1 2005-09-26 2006-02-25
HO Kwong Chak 何光澤 RO 1 2003-10-29 2005-11-01
HO Kwong Chak 何光澤 RO 4 2003-10-29 2005-11-01
POON Sou Ling 潘秀玲 RE 1 2003-04-01 2005-10-22
ZHAO Wei 趙偉 RE 1 2005-03-11 2005-10-03
ZHAO Wei 趙偉 RE 4 2005-03-11 2005-10-03
CHAU Kon Wang 周幹弘 RE 1 2004-03-18 2005-09-26
LOH Yiu Fai 陸耀輝 RE 1 2004-11-05 2005-09-22
WONG Hoi Ming, Edmond 黃海明 RE 1 2003-04-01 2005-08-20
BERRISFORD Carl Thomas RE 1 2004-05-13 2005-08-04
MAK Hau Lin 麥巧蓮 RO 1 2005-02-25 2005-08-02
CHEN Yuan 陳遠 RO 4 2004-12-07 2005-07-14
CHEN Yuan 陳遠 RO 1 2004-08-30 2005-07-14
LAM Car Man 林家文 RE 1 2003-04-01 2005-04-07
MAK Hau Lin 麥巧蓮 RE 1 2004-03-18 2005-02-25
LEUNG Wai Kwan, Angela 梁維君 RE 6 2004-02-25 2005-02-14
CHEUNG Johnson 張富紳 RE 6 2003-12-22 2005-02-14
LUI Chi Chung, Josaphat 呂志聰 RO 1 2003-04-01 2004-12-23
CHUNG Lai Yung 鍾麗容 RE 1 2003-04-01 2004-12-23
LUI Chi Chung, Josaphat 呂志聰 RO 4 2003-04-01 2004-12-23
LUI Chi Wah, Johnny 呂志華 RE 1 2003-04-01 2004-11-22
LUI Chi Wah, Johnny 呂志華 RE 4 2003-04-01 2004-11-22
LUI Chi Wah, Johnny 呂志華 RE 6 2003-04-01 2004-11-22
LUI Chi Wah, Johnny 呂志華 RE 9 2003-04-01 2004-11-22
WONG Hoi Ming, Edmond 黃海明 RE 4 2003-04-01 2004-11-04
WONG Hoi Ming, Edmond 黃海明 RE 6 2003-04-01 2004-11-04
WONG Hoi Ming, Edmond 黃海明 RE 9 2003-04-01 2004-11-04
LI Kai Yu 李啟宇 RE 4 2004-01-28 2004-10-04
CHAU Kon Chiu 周幹弨 RE 1 2004-03-18 2004-09-07
CHEN Yuan 陳遠 RE 1 2004-01-27 2004-08-30
CHEN Yuan 陳遠 RE 6 2004-01-27 2004-08-30
LEUNG Pui Nung, Curly 梁培能 RE 1 2003-04-01 2004-07-29
HU Rui 胡銳 RE 4 2003-04-01 2004-07-02
HU Rui 胡銳 RE 6 2003-04-01 2004-07-02
HU Rui 胡銳 RE 9 2003-04-01 2004-07-02
LIU Chung Hong 廖仲康 RO 1 2003-11-05 2004-04-22
KO Hon Tak 高漢德 RE 1 2003-04-01 2004-03-23
KO Hon Tak 高漢德 RE 4 2003-04-01 2004-03-23
KO Hon Tak 高漢德 RE 6 2003-04-01 2004-03-23
KO Hon Tak 高漢德 RE 9 2003-04-01 2004-03-23
LEUNG Pui Nung, Curly 梁培能 RE 4 2003-04-01 2004-03-03
LAM Car Man 林家文 RE 4 2003-04-01 2004-03-03
LO Tak Fat, Ricky 盧德發 RE 4 2003-04-01 2004-03-03
POON Sou Ling 潘秀玲 RE 4 2003-04-01 2004-03-03
CHUNG Lai Yung 鍾麗容 RE 4 2003-04-01 2004-03-03
LEUNG Pui Nung, Curly 梁培能 RE 6 2003-04-01 2004-03-03
CHUNG Lai Yung 鍾麗容 RE 6 2003-04-01 2004-03-03
LO Tak Fat, Ricky 盧德發 RE 6 2003-04-01 2004-03-03
LAM Car Man 林家文 RE 6 2003-04-01 2004-03-03
POON Sou Ling 潘秀玲 RE 6 2003-04-01 2004-03-03
LAM Car Man 林家文 RE 9 2003-04-01 2004-03-03
LEUNG Pui Nung, Curly 梁培能 RE 9 2003-04-01 2004-03-03
CHUNG Lai Yung 鍾麗容 RE 9 2003-04-01 2004-03-03
LO Tak Fat, Ricky 盧德發 RE 9 2003-04-01 2004-03-03
POON Sou Ling 潘秀玲 RE 9 2003-04-01 2004-03-03
LUI Chi Chung, Josaphat 呂志聰 RO 6 2003-04-01 2004-02-13
LUI Chi Chung, Josaphat 呂志聰 RO 9 2003-04-01 2004-02-13
YEUNG Shu Fan 楊樹勳 RE 1 2003-10-07 2003-11-05
HO Kwong Chak 何光澤 RE 1 2003-09-09 2003-10-29
HO Kwong Chak 何光澤 RE 4 2003-09-09 2003-10-29
LEUNG Yun Keung 梁潤強 RE 1 2003-08-22 2003-10-08
LIU Chung Hong 廖仲康 RE 1 2003-09-08 2003-09-19
LANG Yin Shing, Peter 梁衍誠 RE 1 2003-04-01 2003-09-10
WONG Yim How, Helen 黃艷巧 RE 1 2003-04-01 2003-09-10
TAI Kwok Keung 戴國強 RE 1 2003-04-01 2003-09-10
TAI Kwok Keung 戴國強 RE 4 2003-04-01 2003-09-10
LANG Yin Shing, Peter 梁衍誠 RE 4 2003-04-01 2003-09-10
WONG Yim How, Helen 黃艷巧 RE 4 2003-04-01 2003-09-10
LANG Yin Shing, Peter 梁衍誠 RE 6 2003-04-01 2003-09-10
WONG Yim How, Helen 黃艷巧 RE 6 2003-04-01 2003-09-10
TAI Kwok Keung 戴國強 RE 6 2003-04-01 2003-09-10
WONG Yim How, Helen 黃艷巧 RE 9 2003-04-01 2003-09-10
LANG Yin Shing, Peter 梁衍誠 RE 9 2003-04-01 2003-09-10
TAI Kwok Keung 戴國強 RE 9 2003-04-01 2003-09-10
CHAU Wai Ming, Raymond 周偉明 RE 1 2003-04-01 2003-09-05
CHONG Yuk Tak 莊育德 RE 1 2003-04-01 2003-09-05
CHAU Wai Ming, Raymond 周偉明 RE 4 2003-04-01 2003-09-05
CHONG Yuk Tak 莊育德 RE 4 2003-04-01 2003-09-05
CHONG Yuk Tak 莊育德 RE 6 2003-04-01 2003-09-05
CHAU Wai Ming, Raymond 周偉明 RE 6 2003-04-01 2003-09-05
CHONG Yuk Tak 莊育德 RE 9 2003-04-01 2003-09-05
CHAU Wai Ming, Raymond 周偉明 RE 9 2003-04-01 2003-09-05

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