Hong Kong SFC licence institution ABP571, Tartan Securities (Asia) Limited 達勤證券有限公司

These are the licence-holders that were found for SFC licence institution ABP571 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG313 KHOO Ah Chai 古亞仔 RO Dealing in Securities 2003-04-01 2003-05-14
AAG313 KHOO Ah Chai 古亞仔 RO Advising on Securities 2003-04-01 2003-05-14
AAG313 KHOO Ah Chai 古亞仔 RO Advising on Corporate Finance 2003-04-01 2003-05-13
AAG313 KHOO Ah Chai 古亞仔 RO Asset Management 2003-04-01 2003-05-13
ABP576 LIM Boon Kick 林科吉 RO Dealing in Securities 2003-04-01 2003-06-30
ABP576 LIM Boon Kick 林科吉 RO Advising on Securities 2003-04-01 2003-06-30
ABP576 LIM Boon Kick 林科吉 RO Advising on Corporate Finance 2003-04-01 2003-06-30
ABP576 LIM Boon Kick 林科吉 RO Asset Management 2003-04-01 2003-06-30
ABR564 LAI Siu Chun 黎笑珍 RE Dealing in Securities 2003-04-01 2003-05-14
ABR564 LAI Siu Chun 黎笑珍 RE Advising on Securities 2003-04-01 2003-05-12
ABR564 LAI Siu Chun 黎笑珍 RE Advising on Corporate Finance 2003-04-01 2003-05-12
ABR564 LAI Siu Chun 黎笑珍 RE Asset Management 2003-04-01 2003-05-12
ABV812 CHOW Yuk King 周玉琼 RE Dealing in Securities 2003-04-01 2003-04-24
ABV812 CHOW Yuk King 周玉琼 RE Advising on Securities 2003-04-01 2003-04-24
ABV812 CHOW Yuk King 周玉琼 RE Advising on Corporate Finance 2003-04-01 2003-04-24
ABV812 CHOW Yuk King 周玉琼 RE Asset Management 2003-04-01 2003-04-24
ADG561 CHONG Timmy 鄭添明 RE Dealing in Securities 2003-04-01 2003-04-29
ADG561 CHONG Timmy 鄭添明 RE Advising on Securities 2003-04-01 2003-04-29
ADG561 CHONG Timmy 鄭添明 RE Advising on Corporate Finance 2003-04-01 2003-04-29
ADG561 CHONG Timmy 鄭添明 RE Asset Management 2003-04-01 2003-04-29
ADG914 LO Yin Hing 盧嬿馨 RE Dealing in Securities 2003-04-01 2003-04-30
ADG914 LO Yin Hing 盧嬿馨 RE Advising on Securities 2003-04-01 2003-04-30
ADG914 LO Yin Hing 盧嬿馨 RE Advising on Corporate Finance 2003-04-01 2003-04-30
ADG914 LO Yin Hing 盧嬿馨 RE Asset Management 2003-04-01 2003-04-30
ADH201 CHAN Miu Ching 陳妙貞 RE Dealing in Securities 2003-04-01 2003-06-26
ADH201 CHAN Miu Ching 陳妙貞 RE Advising on Securities 2003-04-01 2003-06-26
ADH201 CHAN Miu Ching 陳妙貞 RE Advising on Corporate Finance 2003-04-01 2003-06-26
ADH201 CHAN Miu Ching 陳妙貞 RE Asset Management 2003-04-01 2003-06-26

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