Hong Kong SFC licence institution ABP774, National Resources Securities Limited 中潤證券有限公司

These are the licence-holders that were found for SFC licence institution ABP774 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD971 WONG Yuk Kwan, Janet 黃玉群 RE Dealing in Securities 2003-04-01 2005-03-08
AAD971 WONG Yuk Kwan, Janet 黃玉群 RE Advising on Securities 2003-04-01 2004-02-02
AAD971 WONG Yuk Kwan, Janet 黃玉群 RE Advising on Corporate Finance 2003-04-01 2004-02-02
AAD971 WONG Yuk Kwan, Janet 黃玉群 RE Asset Management 2003-04-01 2004-02-02
AAF630 CHEN Po Sum 陳葆心 RO Dealing in Securities 2003-04-01
AAF630 CHEN Po Sum 陳葆心 RO Advising on Securities 2003-04-01
AAF630 CHEN Po Sum 陳葆心 RO Advising on Corporate Finance 2003-04-01 2004-09-06
AAF630 CHEN Po Sum 陳葆心 RO Asset Management 2003-04-01
AAH600 TSUI Yun Man, Raymond 徐潤民 RO Dealing in Securities 2003-04-01
AAH600 TSUI Yun Man, Raymond 徐潤民 RO Advising on Securities 2003-04-01
AAH600 TSUI Yun Man, Raymond 徐潤民 RO Advising on Corporate Finance 2003-04-01 2004-09-06
AAH600 TSUI Yun Man, Raymond 徐潤民 RO Asset Management 2003-04-01
AAK364 CHAN Cheuk Ying 陳卓英 RE Dealing in Securities 2003-04-01
AAK364 CHAN Cheuk Ying 陳卓英 RE Advising on Securities 2003-04-01 2003-12-29
AAK364 CHAN Cheuk Ying 陳卓英 RE Advising on Corporate Finance 2003-04-01 2003-12-29
AAK364 CHAN Cheuk Ying 陳卓英 RE Asset Management 2003-04-01 2003-12-29
AAS336 CHAN Choi Lan 陳彩蘭 RE Dealing in Securities 2003-04-01
AAS336 CHAN Choi Lan 陳彩蘭 RE Advising on Securities 2003-04-01 2003-12-15
AAS336 CHAN Choi Lan 陳彩蘭 RE Advising on Corporate Finance 2003-04-01 2003-12-15
AAS336 CHAN Choi Lan 陳彩蘭 RE Asset Management 2003-04-01 2003-12-15
ABA704 ZEE Hon Dee 徐鳳娣 RE Dealing in Securities 2003-04-01
ABA704 ZEE Hon Dee 徐鳳娣 RE Advising on Securities 2003-04-01 2003-12-15
ABA704 ZEE Hon Dee 徐鳳娣 RE Advising on Corporate Finance 2003-04-01 2003-12-15
ABA704 ZEE Hon Dee 徐鳳娣 RE Asset Management 2003-04-01 2003-12-15
ACR766 LAU Kwok Hung 劉國雄 RE Dealing in Securities 2003-04-01
ACR766 LAU Kwok Hung 劉國雄 RE Advising on Securities 2003-04-01 2003-06-02
ACR766 LAU Kwok Hung 劉國雄 RE Advising on Corporate Finance 2003-04-01 2003-06-02
ACR766 LAU Kwok Hung 劉國雄 RE Asset Management 2003-04-01 2003-06-02
ADL710 LEE Yuk Lan 李玉蘭 RE Dealing in Securities 2003-04-01
ADL710 LEE Yuk Lan 李玉蘭 RE Advising on Securities 2003-04-01 2003-12-15
ADL710 LEE Yuk Lan 李玉蘭 RE Advising on Corporate Finance 2003-04-01 2003-12-15
ADL710 LEE Yuk Lan 李玉蘭 RE Asset Management 2003-04-01 2003-12-15
ADV233 WONG Wai Yau 王懷柔 RE Dealing in Securities 2003-04-01
ADV233 WONG Wai Yau 王懷柔 RE Advising on Securities 2003-04-01 2003-07-30
ADV233 WONG Wai Yau 王懷柔 RE Advising on Corporate Finance 2003-04-01 2003-07-30
ADV233 WONG Wai Yau 王懷柔 RE Asset Management 2003-04-01 2003-07-30
ADZ577 CHEUNG Kwok Ming 張國明 RE Dealing in Securities 2003-04-01 2015-01-27
ADZ577 CHEUNG Kwok Ming 張國明 RE Advising on Securities 2003-04-01 2003-12-15
ADZ577 CHEUNG Kwok Ming 張國明 RE Advising on Corporate Finance 2003-04-01 2003-12-15
ADZ577 CHEUNG Kwok Ming 張國明 RE Asset Management 2003-04-01 2003-12-15
AEA472 CHOY Sze Chung, Jojo 蔡思聰 RE Dealing in Securities 2005-12-01 2006-03-30
AEA472 CHOY Sze Chung, Jojo 蔡思聰 RO Dealing in Securities 2006-03-30
AEA472 CHOY Sze Chung, Jojo 蔡思聰 RO Advising on Securities 2006-03-30
AEA472 CHOY Sze Chung, Jojo 蔡思聰 RE Asset Management 2006-03-30 2009-01-22
AEA472 CHOY Sze Chung, Jojo 蔡思聰 RO Asset Management 2009-01-22
AEM473 WONG Hiu Nam 黃曉男 RE Dealing in Securities 2003-04-01 2003-04-20
AEM473 WONG Hiu Nam 黃曉男 RE Advising on Securities 2003-04-01 2003-04-20
AEM473 WONG Hiu Nam 黃曉男 RE Advising on Corporate Finance 2003-04-01 2003-04-20
AEM473 WONG Hiu Nam 黃曉男 RE Asset Management 2003-04-01 2003-04-20
AFD782 SO Mei Mei 蘇美媚 RE Dealing in Securities 2003-04-01
AFD782 SO Mei Mei 蘇美媚 RE Advising on Securities 2003-04-01 2004-02-02
AFD782 SO Mei Mei 蘇美媚 RE Advising on Corporate Finance 2003-04-01 2004-02-02
AFD782 SO Mei Mei 蘇美媚 RE Asset Management 2003-04-01 2004-02-02
AFG661 CHAN Siu Mui, Maria 陳小梅 RE Dealing in Securities 2003-04-01 2008-12-15
AFG661 CHAN Siu Mui, Maria 陳小梅 RE Advising on Securities 2003-04-01 2003-12-15
AFG661 CHAN Siu Mui, Maria 陳小梅 RE Advising on Corporate Finance 2003-04-01 2003-12-15
AFG661 CHAN Siu Mui, Maria 陳小梅 RE Asset Management 2003-04-01 2003-12-15
AFM121 YEUNG Lau Sang 楊流生 RE Dealing in Securities 2003-04-01 2004-01-14
AFM121 YEUNG Lau Sang 楊流生 RE Dealing in Securities 2004-12-16 2017-01-13
AFM121 YEUNG Lau Sang 楊流生 RE Advising on Securities 2003-04-01 2003-12-15
AFM121 YEUNG Lau Sang 楊流生 RE Advising on Corporate Finance 2003-04-01 2003-12-15
AFM121 YEUNG Lau Sang 楊流生 RE Asset Management 2003-04-01 2003-12-15
AFM440 WONG Suet Kan 黃雪勤 RE Dealing in Securities 2003-04-01 2008-05-20
AFM440 WONG Suet Kan 黃雪勤 RO Dealing in Securities 2008-05-20
AFM440 WONG Suet Kan 黃雪勤 RE Advising on Securities 2003-04-01 2003-12-15
AFM440 WONG Suet Kan 黃雪勤 RE Advising on Corporate Finance 2003-04-01 2003-12-15
AFM440 WONG Suet Kan 黃雪勤 RE Asset Management 2003-04-01 2003-12-15
AGC156 WONG Ka Man 黃嘉汶 RE Dealing in Securities 2003-04-01
AGC156 WONG Ka Man 黃嘉汶 RE Advising on Securities 2003-04-01 2003-12-15
AGC156 WONG Ka Man 黃嘉汶 RE Advising on Corporate Finance 2003-04-01 2003-12-15
AGC156 WONG Ka Man 黃嘉汶 RE Asset Management 2003-04-01 2003-12-15
AGK064 WONG Pui Yee, Polly 黃佩儀 RE Dealing in Securities 2003-04-01 2006-09-25
AGK064 WONG Pui Yee, Polly 黃佩儀 RE Advising on Securities 2003-04-01 2003-12-15
AGK064 WONG Pui Yee, Polly 黃佩儀 RE Advising on Corporate Finance 2003-04-01 2003-12-15
AGK064 WONG Pui Yee, Polly 黃佩儀 RE Asset Management 2003-04-01 2003-12-15
AHR786 MA Chit Ming 馬哲銘 RE Dealing in Securities 2003-04-01 2005-01-22
AHR786 MA Chit Ming 馬哲銘 RE Advising on Securities 2003-04-01 2003-12-15
AHR786 MA Chit Ming 馬哲銘 RE Advising on Corporate Finance 2003-04-01 2003-12-15
AHR786 MA Chit Ming 馬哲銘 RE Asset Management 2003-04-01 2003-12-15
AIM079 CHEUNG Kwan Ho 張鈞豪 RE Dealing in Securities 2003-04-01
AIM079 CHEUNG Kwan Ho 張鈞豪 RE Advising on Securities 2003-04-01 2003-12-15
AIM079 CHEUNG Kwan Ho 張鈞豪 RE Advising on Corporate Finance 2003-04-01 2003-12-15
AIM079 CHEUNG Kwan Ho 張鈞豪 RE Asset Management 2003-04-01 2003-12-15
ANB900 LAM Kwok Cheung 林國祥 RE Dealing in Securities 2006-04-19 2016-04-26
AOA129 CHIU Yat Sha 趙一沙 RE Dealing in Securities 2006-11-03 2007-05-01
AVQ208 TSUI Chi Gai 徐祉玠 RE Dealing in Securities 2010-08-30 2015-07-16
AVQ208 TSUI Chi Gai 徐祉玠 RO Dealing in Securities 2015-07-16 2017-06-03
AVQ208 TSUI Chi Gai 徐祉玠 RO Advising on Securities 2017-01-16 2017-06-03
AVQ208 TSUI Chi Gai 徐祉玠 RO Asset Management 2017-01-16 2017-06-03
AYG281 ZHI Zhihong 植志虹 RE Dealing in Securities 2011-11-30 2014-09-15
AYG281 ZHI Zhihong 植志虹 RE Dealing in Securities 2017-03-27
AZB606 SHUM Po Yuen 岑寶源 RE Dealing in Securities 2012-03-19 2014-09-15
BHO136 KONG Suet Yung 江雪融 RE Dealing in Securities 2016-07-04
BHO136 KONG Suet Yung 江雪融 RE Advising on Securities 2016-07-04
BHO136 KONG Suet Yung 江雪融 RE Asset Management 2016-07-04
BKK594 LI Xiyuan 李西媛 RE Dealing in Securities 2017-10-03

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