Hong Kong SFC licence institution ABQ129, DL Brokerage Limited 佐雄證券有限公司

These are the licence-holders that were found for SFC licence institution ABQ129 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA188 LEUNG Po Sheung 梁寶嫦 RE Dealing in Securities 2003-11-20
AAB678 CHUN Sui Sing 秦瑞昇 RO Dealing in Securities 2003-04-01
AAB678 CHUN Sui Sing 秦瑞昇 RO Advising on Securities 2003-04-01
AAB678 CHUN Sui Sing 秦瑞昇 RO Advising on Corporate Finance 2003-04-01 2003-10-30
AAB678 CHUN Sui Sing 秦瑞昇 RO Asset Management 2003-04-01 2003-10-30
AAB690 HO Mui Fong 何梅芳 RE Dealing in Securities 2003-04-01
AAB690 HO Mui Fong 何梅芳 RE Advising on Securities 2003-04-01 2004-03-03
AAB690 HO Mui Fong 何梅芳 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAB690 HO Mui Fong 何梅芳 RE Asset Management 2003-04-01 2003-10-30
AAB742 HO Yee Wah 何綺華 RE Dealing in Securities 2003-04-01 2012-02-29
AAB742 HO Yee Wah 何綺華 RE Advising on Securities 2003-04-01 2004-03-30
AAB742 HO Yee Wah 何綺華 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAB742 HO Yee Wah 何綺華 RE Asset Management 2003-04-01 2003-10-30
AAB757 LAI Kai Huen 黎繼煊 RE Dealing in Securities 2003-04-01
AAB757 LAI Kai Huen 黎繼煊 RE Advising on Securities 2003-04-01 2004-03-03
AAB757 LAI Kai Huen 黎繼煊 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAB757 LAI Kai Huen 黎繼煊 RE Asset Management 2003-04-01 2003-10-30
AAB774 LEE Lee Chu 李利珠 RE Dealing in Securities 2003-04-01
AAB774 LEE Lee Chu 李利珠 RE Advising on Securities 2003-04-01 2004-02-18
AAB774 LEE Lee Chu 李利珠 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAB774 LEE Lee Chu 李利珠 RE Asset Management 2003-04-01 2003-10-30
AAB811 NG Fook Yau 吳福祐 RE Dealing in Securities 2003-04-01
AAB811 NG Fook Yau 吳福祐 RE Advising on Securities 2003-04-01 2004-03-30
AAB811 NG Fook Yau 吳福祐 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAB811 NG Fook Yau 吳福祐 RE Asset Management 2003-04-01 2003-10-30
AAB831 LEE Jor Hung 李佐雄 RO Dealing in Securities 2003-04-01
AAB831 LEE Jor Hung 李佐雄 RO Advising on Securities 2003-04-01
AAB831 LEE Jor Hung 李佐雄 RO Advising on Corporate Finance 2003-04-01 2003-10-30
AAB831 LEE Jor Hung 李佐雄 RO Asset Management 2003-04-01 2003-10-30
AAD041 CHENG Chi Lam 鄭智林 RO Dealing in Securities 2003-08-07
AAD041 CHENG Chi Lam 鄭智林 RO Advising on Securities 2003-08-07
AAD041 CHENG Chi Lam 鄭智林 RO Advising on Corporate Finance 2003-08-07 2003-10-30
AAD041 CHENG Chi Lam 鄭智林 RO Asset Management 2003-08-07 2003-10-30
AAD050 CHENG Wai Lam 鄭偉林 RE Dealing in Securities 2003-07-02 2013-10-15
AAD050 CHENG Wai Lam 鄭偉林 RE Advising on Securities 2003-07-02 2003-11-14
AAD050 CHENG Wai Lam 鄭偉林 RE Advising on Corporate Finance 2003-07-02 2003-10-30
AAD050 CHENG Wai Lam 鄭偉林 RE Asset Management 2003-07-02 2003-10-30
AAD356 LI Shiu Hung, Cisco 李韶洪 RE Dealing in Securities 2003-04-01
AAD356 LI Shiu Hung, Cisco 李韶洪 RE Advising on Securities 2003-04-01 2003-11-14
AAD356 LI Shiu Hung, Cisco 李韶洪 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAD356 LI Shiu Hung, Cisco 李韶洪 RE Asset Management 2003-04-01 2003-10-30
AAE466 MA Wai Ying 馬偉英 RE Dealing in Securities 2003-04-01 2007-05-03
AAE466 MA Wai Ying 馬偉英 RE Advising on Securities 2003-04-01 2004-03-30
AAE466 MA Wai Ying 馬偉英 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAE466 MA Wai Ying 馬偉英 RE Asset Management 2003-04-01 2003-10-30
AAE690 SHEUNG Li Cho 商理焯 RE Dealing in Securities 2003-04-01
AAE690 SHEUNG Li Cho 商理焯 RE Advising on Securities 2003-04-01 2005-02-25
AAE690 SHEUNG Li Cho 商理焯 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAE690 SHEUNG Li Cho 商理焯 RE Asset Management 2003-04-01 2003-10-30
AAE992 CHEUNG Siu Kau 張紹裘 RE Dealing in Securities 2003-04-01 2004-08-13
AAE992 CHEUNG Siu Kau 張紹裘 RE Advising on Securities 2003-04-01 2003-11-14
AAE992 CHEUNG Siu Kau 張紹裘 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAE992 CHEUNG Siu Kau 張紹裘 RE Asset Management 2003-04-01 2003-10-30
AAF976 KWOK Hau Wei 郭后維 RE Dealing in Securities 2003-04-01 2017-01-01
AAF976 KWOK Hau Wei 郭后維 RE Advising on Securities 2003-04-01 2004-05-10
AAF976 KWOK Hau Wei 郭后維 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAF976 KWOK Hau Wei 郭后維 RE Asset Management 2003-04-01 2003-10-30
AAH277 NG Po Lin 吳寶蓮 RE Dealing in Securities 2008-05-02 2013-09-30
AAK762 CHOW Lin Wai, Ranee 鄒連慧 RE Dealing in Securities 2003-04-01
AAK762 CHOW Lin Wai, Ranee 鄒連慧 RE Advising on Securities 2003-04-01 2003-10-29
AAK762 CHOW Lin Wai, Ranee 鄒連慧 RE Advising on Corporate Finance 2003-04-01 2003-10-29
AAK762 CHOW Lin Wai, Ranee 鄒連慧 RE Asset Management 2003-04-01 2003-10-29
AAK780 MAN Yuen Fun 文苑芬 RE Dealing in Securities 2003-04-01 2015-09-14
AAK780 MAN Yuen Fun 文苑芬 RE Advising on Securities 2003-04-01 2003-10-29
AAK780 MAN Yuen Fun 文苑芬 RE Advising on Corporate Finance 2003-04-01 2003-10-29
AAK780 MAN Yuen Fun 文苑芬 RE Asset Management 2003-04-01 2003-10-29
AAV880 HUI Man Chap 許文集 RE Dealing in Securities 2003-04-01
AAV880 HUI Man Chap 許文集 RE Advising on Securities 2003-04-01 2004-03-03
AAV880 HUI Man Chap 許文集 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AAV880 HUI Man Chap 許文集 RE Asset Management 2003-04-01 2003-10-30
AAY890 TSO Fung Yee 曹鳳儀 RE Dealing in Securities 2014-01-02 2014-12-31
ABH895 YEUNG Wai Yee, Sanna 楊慧儀 RE Dealing in Securities 2003-04-01
ABH895 YEUNG Wai Yee, Sanna 楊慧儀 RE Advising on Securities 2003-04-01 2003-11-21
ABH895 YEUNG Wai Yee, Sanna 楊慧儀 RE Advising on Corporate Finance 2003-04-01 2003-10-30
ABH895 YEUNG Wai Yee, Sanna 楊慧儀 RE Asset Management 2003-04-01 2003-10-30
ABR193 TO Chick Yee 杜織儀 RE Dealing in Securities 2003-04-01
ABR193 TO Chick Yee 杜織儀 RE Advising on Securities 2003-04-01 2003-09-22
ABR193 TO Chick Yee 杜織儀 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ABR193 TO Chick Yee 杜織儀 RE Asset Management 2003-04-01 2003-09-22
ABT696 CHENG Siu Chi, Ada Aquarius 鄭少慈 RE Dealing in Securities 2003-04-01
ABT696 CHENG Siu Chi, Ada Aquarius 鄭少慈 RE Advising on Securities 2003-04-01 2003-12-15
ABT696 CHENG Siu Chi, Ada Aquarius 鄭少慈 RE Advising on Corporate Finance 2003-04-01 2003-10-30
ABT696 CHENG Siu Chi, Ada Aquarius 鄭少慈 RE Asset Management 2003-04-01 2003-10-30
AFE797 WONG Lap Keung, Simon 黃立強 RE Dealing in Securities 2003-04-01
AFE797 WONG Lap Keung, Simon 黃立強 RE Advising on Securities 2003-04-01 2003-09-22
AFE797 WONG Lap Keung, Simon 黃立強 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AFE797 WONG Lap Keung, Simon 黃立強 RE Asset Management 2003-04-01 2003-09-22
AFU879 CHAN Kwong Yuen 陳廣源 RE Dealing in Securities 2003-04-01 2010-04-01
AFU879 CHAN Kwong Yuen 陳廣源 RE Advising on Securities 2003-04-01 2003-11-14
AFU879 CHAN Kwong Yuen 陳廣源 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AFU879 CHAN Kwong Yuen 陳廣源 RE Asset Management 2003-04-01 2003-10-30
ALB284 CHENG Tit Man 鄭鐵民 RE Dealing in Securities 2018-02-14
AVM433 SUNDJAJA Andrew 孫百成 RE Dealing in Securities 2010-08-16
BFW811 CHENG Kon Sun 鄭幹燊 RE Dealing in Securities 2015-08-07

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