These are the licence-holders that were found for SFC licence institution ABQ129 on the SFC website.
Get in touch for API access to all sorts of public Hong Kong data
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAA188 | LEUNG Po Sheung | 梁寶嫦 | RE | Dealing in Securities | 2003-11-20 | |
| AAB678 | CHUN Sui Sing | 秦瑞昇 | RO | Dealing in Securities | 2003-04-01 | |
| AAB678 | CHUN Sui Sing | 秦瑞昇 | RO | Advising on Securities | 2003-04-01 | |
| AAB678 | CHUN Sui Sing | 秦瑞昇 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAB678 | CHUN Sui Sing | 秦瑞昇 | RO | Asset Management | 2003-04-01 | 2003-10-30 |
| AAB690 | HO Mui Fong | 何梅芳 | RE | Dealing in Securities | 2003-04-01 | |
| AAB690 | HO Mui Fong | 何梅芳 | RE | Advising on Securities | 2003-04-01 | 2004-03-03 |
| AAB690 | HO Mui Fong | 何梅芳 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAB690 | HO Mui Fong | 何梅芳 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAB742 | HO Yee Wah | 何綺華 | RE | Dealing in Securities | 2003-04-01 | 2012-02-29 |
| AAB742 | HO Yee Wah | 何綺華 | RE | Advising on Securities | 2003-04-01 | 2004-03-30 |
| AAB742 | HO Yee Wah | 何綺華 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAB742 | HO Yee Wah | 何綺華 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAB757 | LAI Kai Huen | 黎繼煊 | RE | Dealing in Securities | 2003-04-01 | |
| AAB757 | LAI Kai Huen | 黎繼煊 | RE | Advising on Securities | 2003-04-01 | 2004-03-03 |
| AAB757 | LAI Kai Huen | 黎繼煊 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAB757 | LAI Kai Huen | 黎繼煊 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAB774 | LEE Lee Chu | 李利珠 | RE | Dealing in Securities | 2003-04-01 | |
| AAB774 | LEE Lee Chu | 李利珠 | RE | Advising on Securities | 2003-04-01 | 2004-02-18 |
| AAB774 | LEE Lee Chu | 李利珠 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAB774 | LEE Lee Chu | 李利珠 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAB811 | NG Fook Yau | 吳福祐 | RE | Dealing in Securities | 2003-04-01 | |
| AAB811 | NG Fook Yau | 吳福祐 | RE | Advising on Securities | 2003-04-01 | 2004-03-30 |
| AAB811 | NG Fook Yau | 吳福祐 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAB811 | NG Fook Yau | 吳福祐 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAB831 | LEE Jor Hung | 李佐雄 | RO | Dealing in Securities | 2003-04-01 | |
| AAB831 | LEE Jor Hung | 李佐雄 | RO | Advising on Securities | 2003-04-01 | |
| AAB831 | LEE Jor Hung | 李佐雄 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAB831 | LEE Jor Hung | 李佐雄 | RO | Asset Management | 2003-04-01 | 2003-10-30 |
| AAD041 | CHENG Chi Lam | 鄭智林 | RO | Dealing in Securities | 2003-08-07 | |
| AAD041 | CHENG Chi Lam | 鄭智林 | RO | Advising on Securities | 2003-08-07 | |
| AAD041 | CHENG Chi Lam | 鄭智林 | RO | Advising on Corporate Finance | 2003-08-07 | 2003-10-30 |
| AAD041 | CHENG Chi Lam | 鄭智林 | RO | Asset Management | 2003-08-07 | 2003-10-30 |
| AAD050 | CHENG Wai Lam | 鄭偉林 | RE | Dealing in Securities | 2003-07-02 | 2013-10-15 |
| AAD050 | CHENG Wai Lam | 鄭偉林 | RE | Advising on Securities | 2003-07-02 | 2003-11-14 |
| AAD050 | CHENG Wai Lam | 鄭偉林 | RE | Advising on Corporate Finance | 2003-07-02 | 2003-10-30 |
| AAD050 | CHENG Wai Lam | 鄭偉林 | RE | Asset Management | 2003-07-02 | 2003-10-30 |
| AAD356 | LI Shiu Hung, Cisco | 李韶洪 | RE | Dealing in Securities | 2003-04-01 | |
| AAD356 | LI Shiu Hung, Cisco | 李韶洪 | RE | Advising on Securities | 2003-04-01 | 2003-11-14 |
| AAD356 | LI Shiu Hung, Cisco | 李韶洪 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAD356 | LI Shiu Hung, Cisco | 李韶洪 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAE466 | MA Wai Ying | 馬偉英 | RE | Dealing in Securities | 2003-04-01 | 2007-05-03 |
| AAE466 | MA Wai Ying | 馬偉英 | RE | Advising on Securities | 2003-04-01 | 2004-03-30 |
| AAE466 | MA Wai Ying | 馬偉英 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAE466 | MA Wai Ying | 馬偉英 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAE690 | SHEUNG Li Cho | 商理焯 | RE | Dealing in Securities | 2003-04-01 | |
| AAE690 | SHEUNG Li Cho | 商理焯 | RE | Advising on Securities | 2003-04-01 | 2005-02-25 |
| AAE690 | SHEUNG Li Cho | 商理焯 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAE690 | SHEUNG Li Cho | 商理焯 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAE992 | CHEUNG Siu Kau | 張紹裘 | RE | Dealing in Securities | 2003-04-01 | 2004-08-13 |
| AAE992 | CHEUNG Siu Kau | 張紹裘 | RE | Advising on Securities | 2003-04-01 | 2003-11-14 |
| AAE992 | CHEUNG Siu Kau | 張紹裘 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAE992 | CHEUNG Siu Kau | 張紹裘 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAF976 | KWOK Hau Wei | 郭后維 | RE | Dealing in Securities | 2003-04-01 | 2017-01-01 |
| AAF976 | KWOK Hau Wei | 郭后維 | RE | Advising on Securities | 2003-04-01 | 2004-05-10 |
| AAF976 | KWOK Hau Wei | 郭后維 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAF976 | KWOK Hau Wei | 郭后維 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAH277 | NG Po Lin | 吳寶蓮 | RE | Dealing in Securities | 2008-05-02 | 2013-09-30 |
| AAK762 | CHOW Lin Wai, Ranee | 鄒連慧 | RE | Dealing in Securities | 2003-04-01 | |
| AAK762 | CHOW Lin Wai, Ranee | 鄒連慧 | RE | Advising on Securities | 2003-04-01 | 2003-10-29 |
| AAK762 | CHOW Lin Wai, Ranee | 鄒連慧 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-29 |
| AAK762 | CHOW Lin Wai, Ranee | 鄒連慧 | RE | Asset Management | 2003-04-01 | 2003-10-29 |
| AAK780 | MAN Yuen Fun | 文苑芬 | RE | Dealing in Securities | 2003-04-01 | 2015-09-14 |
| AAK780 | MAN Yuen Fun | 文苑芬 | RE | Advising on Securities | 2003-04-01 | 2003-10-29 |
| AAK780 | MAN Yuen Fun | 文苑芬 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-29 |
| AAK780 | MAN Yuen Fun | 文苑芬 | RE | Asset Management | 2003-04-01 | 2003-10-29 |
| AAV880 | HUI Man Chap | 許文集 | RE | Dealing in Securities | 2003-04-01 | |
| AAV880 | HUI Man Chap | 許文集 | RE | Advising on Securities | 2003-04-01 | 2004-03-03 |
| AAV880 | HUI Man Chap | 許文集 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AAV880 | HUI Man Chap | 許文集 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AAY890 | TSO Fung Yee | 曹鳳儀 | RE | Dealing in Securities | 2014-01-02 | 2014-12-31 |
| ABH895 | YEUNG Wai Yee, Sanna | 楊慧儀 | RE | Dealing in Securities | 2003-04-01 | |
| ABH895 | YEUNG Wai Yee, Sanna | 楊慧儀 | RE | Advising on Securities | 2003-04-01 | 2003-11-21 |
| ABH895 | YEUNG Wai Yee, Sanna | 楊慧儀 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| ABH895 | YEUNG Wai Yee, Sanna | 楊慧儀 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| ABR193 | TO Chick Yee | 杜織儀 | RE | Dealing in Securities | 2003-04-01 | |
| ABR193 | TO Chick Yee | 杜織儀 | RE | Advising on Securities | 2003-04-01 | 2003-09-22 |
| ABR193 | TO Chick Yee | 杜織儀 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-22 |
| ABR193 | TO Chick Yee | 杜織儀 | RE | Asset Management | 2003-04-01 | 2003-09-22 |
| ABT696 | CHENG Siu Chi, Ada Aquarius | 鄭少慈 | RE | Dealing in Securities | 2003-04-01 | |
| ABT696 | CHENG Siu Chi, Ada Aquarius | 鄭少慈 | RE | Advising on Securities | 2003-04-01 | 2003-12-15 |
| ABT696 | CHENG Siu Chi, Ada Aquarius | 鄭少慈 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| ABT696 | CHENG Siu Chi, Ada Aquarius | 鄭少慈 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| AFE797 | WONG Lap Keung, Simon | 黃立強 | RE | Dealing in Securities | 2003-04-01 | |
| AFE797 | WONG Lap Keung, Simon | 黃立強 | RE | Advising on Securities | 2003-04-01 | 2003-09-22 |
| AFE797 | WONG Lap Keung, Simon | 黃立強 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-22 |
| AFE797 | WONG Lap Keung, Simon | 黃立強 | RE | Asset Management | 2003-04-01 | 2003-09-22 |
| AFU879 | CHAN Kwong Yuen | 陳廣源 | RE | Dealing in Securities | 2003-04-01 | 2010-04-01 |
| AFU879 | CHAN Kwong Yuen | 陳廣源 | RE | Advising on Securities | 2003-04-01 | 2003-11-14 |
| AFU879 | CHAN Kwong Yuen | 陳廣源 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-30 |
| AFU879 | CHAN Kwong Yuen | 陳廣源 | RE | Asset Management | 2003-04-01 | 2003-10-30 |
| ALB284 | CHENG Tit Man | 鄭鐵民 | RE | Dealing in Securities | 2018-02-14 | |
| AVM433 | SUNDJAJA Andrew | 孫百成 | RE | Dealing in Securities | 2010-08-16 | |
| BFW811 | CHENG Kon Sun | 鄭幹燊 | RE | Dealing in Securities | 2015-08-07 |
Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:
© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)