Hong Kong SFC licence institution ABQ719, Mars Securities Company Limited 億寶證券有限公司

These are the licence-holders that were found for SFC licence institution ABQ719 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC406 TAM Shuk Tuen, Diana 譚淑端 RE Dealing in Securities 2003-04-01 2014-10-18
AAC406 TAM Shuk Tuen, Diana 譚淑端 RE Advising on Securities 2003-04-01 2003-11-29
AAC406 TAM Shuk Tuen, Diana 譚淑端 RE Advising on Corporate Finance 2003-04-01 2003-11-29
AAC406 TAM Shuk Tuen, Diana 譚淑端 RE Asset Management 2003-04-01 2003-11-29
AAH739 LIU Ying Yin, James 廖英賢 RO Dealing in Securities 2003-04-01
AAH739 LIU Ying Yin, James 廖英賢 RO Advising on Securities 2003-04-01 2003-11-29
AAH739 LIU Ying Yin, James 廖英賢 RO Advising on Corporate Finance 2003-04-01 2003-11-29
AAH739 LIU Ying Yin, James 廖英賢 RO Asset Management 2003-04-01 2003-11-29
AAH798 SOO Hung Kin 蘇洪堅 RE Dealing in Securities 2003-04-01 2009-03-06
AAH798 SOO Hung Kin 蘇洪堅 RE Advising on Securities 2003-04-01 2003-11-29
AAH798 SOO Hung Kin 蘇洪堅 RE Advising on Corporate Finance 2003-04-01 2003-11-29
AAH798 SOO Hung Kin 蘇洪堅 RE Asset Management 2003-04-01 2003-11-29
ABQ823 NG Shuk Yee, Shirley 吳淑儀 RO Dealing in Securities 2003-04-01 2006-04-09
ABQ823 NG Shuk Yee, Shirley 吳淑儀 RO Advising on Securities 2003-04-01 2003-11-29
ABQ823 NG Shuk Yee, Shirley 吳淑儀 RO Advising on Corporate Finance 2003-04-01 2003-11-29
ABQ823 NG Shuk Yee, Shirley 吳淑儀 RO Asset Management 2003-04-01 2003-11-29
ABV268 FUNG Yet Chi 馮若池 RE Dealing in Securities 2003-04-01 2007-08-22
ABV268 FUNG Yet Chi 馮若池 RO Dealing in Securities 2007-08-22
ABV268 FUNG Yet Chi 馮若池 RE Advising on Securities 2003-04-01 2003-07-21
ABV268 FUNG Yet Chi 馮若池 RE Advising on Corporate Finance 2003-04-01 2003-07-21
ABV268 FUNG Yet Chi 馮若池 RE Asset Management 2003-04-01 2003-07-21
AFJ246 LIU Joanna Chung Yan 廖頌恩 RE Dealing in Securities 2003-04-01
AFJ246 LIU Joanna Chung Yan 廖頌恩 RE Advising on Securities 2003-04-01 2003-11-29
AFJ246 LIU Joanna Chung Yan 廖頌恩 RE Advising on Corporate Finance 2003-04-01 2003-11-29
AFJ246 LIU Joanna Chung Yan 廖頌恩 RE Asset Management 2003-04-01 2003-11-29
ALV145 CHEUNG Pui Ling 張佩玲 RE Dealing in Securities 2005-05-05 2018-02-27
ALV145 CHEUNG Pui Ling 張佩玲 RO Dealing in Securities 2018-02-27
AUK189 LIU Chung Tong 廖頌棠 RE Dealing in Securities 2017-11-16 2018-05-16

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