Hong Kong SFC licence institution ABR571, Shanghai International Asset Management (Hong Kong) Co Ltd 香港滬光國際投資管理有限公司

These are the licence-holders that were found for SFC licence institution ABR571 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAW389 HO Tse Chung, Billy 何子聰 RE Advising on Securities 2003-04-01 2003-09-03
AAW389 HO Tse Chung, Billy 何子聰 RO Advising on Securities 2003-09-03 2004-01-15
AAW389 HO Tse Chung, Billy 何子聰 RE Advising on Corporate Finance 2003-04-01 2003-07-24
AAW389 HO Tse Chung, Billy 何子聰 RE Asset Management 2003-04-01 2003-09-03
AAW389 HO Tse Chung, Billy 何子聰 RO Asset Management 2003-09-03 2004-01-15
ABN595 CHAN Hon Ming 陳漢明 RE Advising on Securities 2007-09-18 2007-10-17
ABN595 CHAN Hon Ming 陳漢明 RO Advising on Securities 2007-10-17 2011-01-01
ABN595 CHAN Hon Ming 陳漢明 RE Asset Management 2007-09-18 2007-10-17
ABN595 CHAN Hon Ming 陳漢明 RO Asset Management 2007-10-17 2011-01-01
ABR735 HSU Chih Chang 徐志漳 RO Asset Management 2003-04-01 2003-04-16
ACD781 WANG Ching 王京 RO Advising on Securities 2008-04-17
ACD781 WANG Ching 王京 RO Asset Management 2008-04-17
ADC374 HWANG Yi Shui 黃一修 RE Advising on Securities 2013-01-16 2013-02-25
ADC374 HWANG Yi Shui 黃一修 RO Advising on Securities 2013-02-25 2014-06-30
ADC374 HWANG Yi Shui 黃一修 RE Asset Management 2013-01-16 2013-02-25
ADC374 HWANG Yi Shui 黃一修 RO Asset Management 2013-02-25 2014-06-30
AER325 WU Choi Sun, William 吳在燊 RO Advising on Securities 2003-04-01 2007-07-01
AER325 WU Choi Sun, William 吳在燊 RO Asset Management 2003-04-01 2007-07-01
AFL812 LIN Bin 林彬 RO Advising on Securities 2003-10-30 2010-11-12
AFL812 LIN Bin 林彬 RO Asset Management 2003-10-30 2010-11-12
AHA002 NG Siu Ngong, Anson 吳肇昂 RE Advising on Securities 2009-12-22 2011-01-15
AHA002 NG Siu Ngong, Anson 吳肇昂 RE Asset Management 2009-12-22 2011-01-15
AIV279 CHOW Wang 周泓 RE Advising on Securities 2004-12-21 2006-07-01
AIV279 CHOW Wang 周泓 RE Asset Management 2004-12-21 2006-07-01
AIV279 CHOW Wang 周泓 RE Asset Management 2018-06-19
AIX140 TSE Tim 謝添 RE Advising on Securities 2004-04-01 2005-01-11
AIX140 TSE Tim 謝添 RE Asset Management 2004-04-01 2005-01-11
AIZ246 CHEUNG Yik Shu, Edward 張亦舒 RE Advising on Securities 2016-07-08 2016-09-08
AIZ246 CHEUNG Yik Shu, Edward 張亦舒 RO Advising on Securities 2016-09-08 2018-04-01
AIZ246 CHEUNG Yik Shu, Edward 張亦舒 RE Asset Management 2016-07-08 2016-09-08
AIZ246 CHEUNG Yik Shu, Edward 張亦舒 RO Asset Management 2016-09-08 2018-04-01
AJB231 CHIU Kwei Yin 趙桂賢 RE Advising on Securities 2003-07-29 2006-02-14
AJB231 CHIU Kwei Yin 趙桂賢 RO Advising on Securities 2006-02-14
AJB231 CHIU Kwei Yin 趙桂賢 RE Asset Management 2003-07-29 2006-02-14
AJB231 CHIU Kwei Yin 趙桂賢 RO Asset Management 2006-02-14
AMC689 YIP Cheong Tat 葉昌達 RE Advising on Securities 2005-08-02 2007-07-01
AMC689 YIP Cheong Tat 葉昌達 RE Asset Management 2005-08-02 2007-07-01
AOQ780 HAN Jundong 韓駿東 RE Advising on Securities 2011-07-27 2014-06-01
AOQ780 HAN Jundong 韓駿東 RE Asset Management 2011-07-27 2014-06-01
AQJ540 WU Bin 吳濱 RO Advising on Securities 2008-07-04
AQJ540 WU Bin 吳濱 RO Asset Management 2008-07-04
ASL540 MU Er 穆爾 RE Advising on Securities 2014-07-29 2014-08-06
ASL540 MU Er 穆爾 RO Advising on Securities 2014-08-06 2014-08-08
ASL540 MU Er 穆爾 RE Asset Management 2014-07-29 2014-08-08
BDQ056 WANG Linkui 王林奎 RE Advising on Securities 2014-07-14 2015-07-31
BDQ056 WANG Linkui 王林奎 RE Asset Management 2014-07-14 2015-07-31
BEM463 NI Jianwei 倪建偉 RO Advising on Securities 2016-07-07
BEM463 NI Jianwei 倪建偉 RO Asset Management 2016-07-07
BFW672 LIU Yu 劉宇 RE Advising on Securities 2015-07-27 2016-08-15
BFW672 LIU Yu 劉宇 RE Asset Management 2015-07-27 2016-08-15
BKB891 WANG Jiayue 王嘉越 RE Advising on Securities 2017-07-31 2018-07-15
BKB891 WANG Jiayue 王嘉越 RE Asset Management 2017-07-31 2018-07-15
BNP866 HUANG Chenghu 黄誠虎 RE Asset Management 2018-11-06

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