Hong Kong SFC licence institution ABS015, Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution ABS015 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA551 CHAN Kam Shui, Ricky 陳錦緒 RE Dealing in Securities 2012-06-21 2015-10-26
AAB494 CHAU Kwok Hung 周國鴻 RE Dealing in Securities 2012-08-20
AAB494 CHAU Kwok Hung 周國鴻 RE Dealing in Futures Contracts 2012-08-20
AAB826 LEUNG Suk Fun, Oliva 梁淑芬 RE Dealing in Securities 2012-06-20
AAB826 LEUNG Suk Fun, Oliva 梁淑芬 RE Dealing in Futures Contracts 2012-06-20
AAB859 LO Yip Moon, Edward 盧業滿 RE Dealing in Securities 2012-06-22
AAB859 LO Yip Moon, Edward 盧業滿 RE Dealing in Futures Contracts 2012-06-22
AAB905 HO Kwok Chung 何國仲 RE Dealing in Securities 2008-10-27
AAC861 LAU Tim Fai, Timothy 劉添輝 RE Dealing in Securities 2013-04-30 2013-10-18
AAC861 LAU Tim Fai, Timothy 劉添輝 RE Dealing in Futures Contracts 2013-04-30 2013-10-18
AAD205 LAM Mi Mi 林美美 RE Dealing in Securities 2016-05-04 2018-01-27
AAD829 FOK Kwong Hang, Terry 霍廣行 RE Dealing in Securities 2016-04-29 2016-10-03
AAD829 FOK Kwong Hang, Terry 霍廣行 RO Dealing in Securities 2016-10-03 2018-01-27
AAD933 WUN Wai Yee, Duncan 溫偉儀 RE Dealing in Securities 2009-08-28 2010-07-13
AAD933 WUN Wai Yee, Duncan 溫偉儀 RO Dealing in Securities 2010-07-13 2017-05-27
AAD933 WUN Wai Yee, Duncan 溫偉儀 RE Advising on Securities 2009-08-28 2010-07-13
AAD933 WUN Wai Yee, Duncan 溫偉儀 RO Advising on Securities 2010-07-13 2017-05-27
AAF005 HO King Hang 何景行 RE Advising on Securities 2010-02-24 2010-08-26
AAF005 HO King Hang 何景行 RO Advising on Securities 2010-08-26 2012-09-29
AAF320 POON Ming Pui 潘明培 RE Dealing in Securities 2009-08-06 2009-11-02
AAF320 POON Ming Pui 潘明培 RO Dealing in Securities 2009-11-02 2011-04-21
AAF320 POON Ming Pui 潘明培 RE Advising on Securities 2009-09-02 2009-11-02
AAF320 POON Ming Pui 潘明培 RO Advising on Securities 2009-11-02 2011-04-21
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RE Dealing in Securities 2016-10-25 2016-12-09
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RO Dealing in Securities 2016-12-09
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RE Dealing in Futures Contracts 2016-10-25 2016-12-09
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RO Dealing in Futures Contracts 2016-12-09
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RE Advising on Securities 2016-10-25 2016-12-09
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RO Advising on Securities 2016-12-09
AAI571 KWOK Oi Yee 郭靄宜 RE Dealing in Securities 2013-12-04 2014-05-30
AAJ763 MUI Kay Boon 梅基本 RE Dealing in Securities 2010-11-17 2013-06-08
AAJ763 MUI Kay Boon 梅基本 RE Advising on Securities 2010-11-17 2013-06-08
AAK319 WONG Chun Wai 王振威 RE Dealing in Securities 2016-10-20 2016-10-31
AAK319 WONG Chun Wai 王振威 RO Dealing in Securities 2016-10-31 2018-01-27
AAK319 WONG Chun Wai 王振威 RE Advising on Securities 2016-10-20 2016-10-31
AAK319 WONG Chun Wai 王振威 RO Advising on Securities 2016-10-31 2018-01-27
AAK852 CHU Hok Man, Herman 朱學敏 RE Dealing in Securities 2016-11-10
AAP144 TSUI Yau Wan 徐幼雲 RE Dealing in Securities 2011-10-26 2013-06-08
AAV478 CHAN Andrew Wai Men 陳偉文 RE Dealing in Securities 2013-06-11 2013-07-04
AAV478 CHAN Andrew Wai Men 陳偉文 RE Advising on Securities 2013-06-11 2013-07-04
AAV508 LIM Pak Fu 林柏富 RE Dealing in Securities 2013-09-10 2013-10-22
AAV508 LIM Pak Fu 林柏富 RO Dealing in Securities 2013-10-22 2015-12-17
AAV508 LIM Pak Fu 林柏富 RE Advising on Securities 2013-09-10 2013-10-22
AAV508 LIM Pak Fu 林柏富 RO Advising on Securities 2013-10-22 2015-12-17
AAV508 LIM Pak Fu 林柏富 RE Asset Management 2013-09-10 2013-10-22
AAV508 LIM Pak Fu 林柏富 RO Asset Management 2013-10-22 2015-12-17
AAY168 WONG Siu Wai 黃瀟慧 RE Dealing in Securities 2010-07-06 2011-09-24
AAY168 WONG Siu Wai 黃瀟慧 RE Advising on Securities 2010-07-06 2011-09-24
AAY168 WONG Siu Wai 黃瀟慧 RE Advising on Corporate Finance 2010-07-06 2011-09-24
ABD503 YOUNG Ti-Sheng 楊滌生 RE Advising on Securities 2009-03-26 2009-08-31
ABD503 YOUNG Ti-Sheng 楊滌生 RE Advising on Securities 2010-03-05 2010-04-01
ABD503 YOUNG Ti-Sheng 楊滌生 RO Advising on Securities 2009-08-31 2010-03-05
ABH274 CHAN Ka Hung 陳家雄 RE Dealing in Securities 2012-06-14
ABH274 CHAN Ka Hung 陳家雄 RE Dealing in Futures Contracts 2012-06-14
ABH754 WAN Ngar Yin, David 溫雅言 RO Dealing in Securities 2004-02-06 2010-10-01
ABH754 WAN Ngar Yin, David 溫雅言 RO Dealing in Securities 2012-06-27 2018-03-29
ABH754 WAN Ngar Yin, David 溫雅言 RE Dealing in Futures Contracts 2012-08-15 2018-03-29
ABH754 WAN Ngar Yin, David 溫雅言 RE Leveraged Foreign Exchange Trading 2012-08-15 2013-02-15
ABH754 WAN Ngar Yin, David 溫雅言 RE Leveraged Foreign Exchange Trading 2013-04-23 2016-10-31
ABH754 WAN Ngar Yin, David 溫雅言 RO Advising on Securities 2004-02-06 2010-10-01
ABH754 WAN Ngar Yin, David 溫雅言 RO Advising on Securities 2012-06-27 2018-03-29
ABH754 WAN Ngar Yin, David 溫雅言 RE Advising on Futures Contracts 2012-08-15 2018-03-29
ABH754 WAN Ngar Yin, David 溫雅言 RO Asset Management 2012-06-27 2018-03-29
ABJ926 CHOW Yuk Wah 周玉華 RE Dealing in Securities 2012-06-18
ABJ926 CHOW Yuk Wah 周玉華 RE Dealing in Futures Contracts 2012-06-18
ABM509 NG Ka Fuk 吳嘉福 RE Dealing in Securities 2009-07-09 2011-11-30
ABM509 NG Ka Fuk 吳嘉福 RO Dealing in Securities 2011-11-30 2018-08-23
ABM509 NG Ka Fuk 吳嘉福 RE Dealing in Futures Contracts 2015-09-21 2018-08-23
ABM509 NG Ka Fuk 吳嘉福 RE Advising on Securities 2009-07-09 2011-11-30
ABM509 NG Ka Fuk 吳嘉福 RO Advising on Securities 2011-11-30 2018-08-23
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Securities 2012-06-18 2015-02-11
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Securities 2017-10-25
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Futures Contracts 2012-06-18 2015-02-11
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Futures Contracts 2017-10-25
ABW710 LAM Cho Ying, Terence Joe 林祖瀛 RO Dealing in Securities 2003-04-01 2004-04-28
ABW710 LAM Cho Ying, Terence Joe 林祖瀛 RO Dealing in Securities 2012-05-25 2013-06-08
ABW710 LAM Cho Ying, Terence Joe 林祖瀛 RO Advising on Securities 2003-04-01 2004-04-28
ABW710 LAM Cho Ying, Terence Joe 林祖瀛 RO Advising on Securities 2012-05-25 2013-06-08
ABW710 LAM Cho Ying, Terence Joe 林祖瀛 RO Advising on Corporate Finance 2003-04-01 2004-02-13
ABZ842 CHENG Kar Min, Joseph 鄭家敏 RE Dealing in Securities 2012-06-14 2015-12-04
ABZ842 CHENG Kar Min, Joseph 鄭家敏 RE Dealing in Futures Contracts 2012-06-14 2015-12-04
ACE638 MOK Jeanne 莫靜芬 RE Dealing in Securities 2009-09-18
ACE638 MOK Jeanne 莫靜芬 RE Advising on Securities 2009-09-18
ACE820 MAK Ho Yin, Derek 麥淏琂 RE Dealing in Securities 2012-06-25
ACG022 LO Kit Ming 盧潔明 RE Dealing in Securities 2011-01-18
ACI033 WONG Johnny Kin Man 黃建文 RE Advising on Securities 2009-03-13 2012-11-16
ACJ314 CHU Ka Kit, Peter 朱家傑 RE Advising on Securities 2012-08-14 2014-05-30
ACJ314 CHU Ka Kit, Peter 朱家傑 RO Advising on Securities 2014-05-30
ACL451 NG Kwok Hung 吳國雄 RE Dealing in Securities 2013-07-02
ACL451 NG Kwok Hung 吳國雄 RE Dealing in Futures Contracts 2013-07-02
ACL451 NG Kwok Hung 吳國雄 RE Advising on Securities 2013-07-02
ACN818 WONG Tim Hi 王添喜 RE Dealing in Securities 2013-04-10
ACN818 WONG Tim Hi 王添喜 RE Dealing in Futures Contracts 2013-04-10
ACO737 CHAN Siu Chun 陳少春 RE Dealing in Securities 2012-06-15
ACO737 CHAN Siu Chun 陳少春 RE Dealing in Futures Contracts 2012-06-15
ACP233 CHOI Hok Poh 蔡福寶 RE Dealing in Securities 2012-06-18 2015-11-17
ACP649 TSANG Wai Tak, Victor 曾煒德 RE Dealing in Securities 2015-07-23 2017-02-14
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Dealing in Securities 2012-06-14
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Dealing in Futures Contracts 2012-06-14
ACR627 CHAN Yiu Man 陳耀文 RE Dealing in Securities 2012-06-21 2015-04-18
ACR627 CHAN Yiu Man 陳耀文 RE Dealing in Securities 2017-10-25 2018-12-08
ACT127 WERTHEIMER Richard Miles RE Dealing in Securities 2006-05-03 2009-01-07
ACT127 WERTHEIMER Richard Miles RO Dealing in Securities 2009-01-07 2009-09-30
ACT127 WERTHEIMER Richard Miles RE Advising on Securities 2006-05-03 2009-01-07
ACT127 WERTHEIMER Richard Miles RO Advising on Securities 2009-01-07 2009-09-30
ACT308 YIU Chi Wah 姚志華 RO Dealing in Securities 2012-06-28 2016-02-06
ACT308 YIU Chi Wah 姚志華 RO Dealing in Futures Contracts 2012-06-14 2016-02-06
ACT308 YIU Chi Wah 姚志華 RO Leveraged Foreign Exchange Trading 2012-06-14 2016-02-06
ACT308 YIU Chi Wah 姚志華 RO Advising on Corporate Finance 2012-06-28 2016-02-06
ACV965 CHAU Kin Man 鄒建文 RE Dealing in Securities 2012-06-15
ACV965 CHAU Kin Man 鄒建文 RE Dealing in Futures Contracts 2012-06-15
ACW694 CHAN Chi Wai, Eric 陳志偉 RE Dealing in Securities 2012-06-14
ACW694 CHAN Chi Wai, Eric 陳志偉 RE Dealing in Futures Contracts 2012-06-14
ACW740 MAN Key Wai 文奇偉 RE Dealing in Securities 2012-06-22 2016-07-09
ACX939 LUK Chiu Kwong 陸照光 RE Dealing in Securities 2012-11-16
ACZ348 WEN Tsung Hsien 溫宗憲 RE Dealing in Securities 2015-10-15 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RO Dealing in Securities 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RO Dealing in Futures Contracts 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RE Advising on Securities 2015-11-27 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RO Advising on Securities 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RO Advising on Futures Contracts 2015-12-21
ACZ348 WEN Tsung Hsien 溫宗憲 RE Asset Management 2016-01-28 2016-04-07
ACZ348 WEN Tsung Hsien 溫宗憲 RO Asset Management 2016-04-07
ADA210 CHAN Kwun Lin, Alvin 陳冠年 RE Dealing in Securities 2012-06-14 2012-11-15
ADA210 CHAN Kwun Lin, Alvin 陳冠年 RE Dealing in Futures Contracts 2012-06-14 2012-11-15
ADJ878 AU Chi Ying 區姿瑩 RO Asset Management 2012-06-14 2014-04-30
ADO049 LIN Huan Chih 練橫持 RE Dealing in Securities 2012-06-22 2013-10-11
ADO049 LIN Huan Chih 練橫持 RE Dealing in Futures Contracts 2012-06-22 2013-10-11
ADR672 LACEY Robert William Patrick RE Dealing in Securities 2018-11-01
ADR672 LACEY Robert William Patrick RE Advising on Securities 2018-11-01
ADV245 CHAN Ka Wan 陳嘉韻 RE Dealing in Securities 2014-04-28 2015-01-16
ADV457 TSANG Tak Chi 曾德芝 RE Advising on Corporate Finance 2009-11-23 2011-06-15
ADV457 TSANG Tak Chi 曾德芝 RO Advising on Corporate Finance 2011-06-15 2012-09-01
ADW499 CHONG Wai Hung 莊偉雄 RE Dealing in Securities 2012-06-18 2012-07-01
ADW499 CHONG Wai Hung 莊偉雄 RE Dealing in Futures Contracts 2012-06-18 2012-07-01
ADX075 CHIU Tuen Leung 趙端良 RE Dealing in Securities 2012-06-18
ADX075 CHIU Tuen Leung 趙端良 RE Dealing in Futures Contracts 2012-06-18
ADX075 CHIU Tuen Leung 趙端良 RE Leveraged Foreign Exchange Trading 2012-06-18 2016-10-31
ADY315 TSAI Chi Kwong, Alfred 蔡致光 RE Dealing in Securities 2012-06-27 2014-03-19
ADY315 TSAI Chi Kwong, Alfred 蔡致光 RE Dealing in Securities 2014-08-13 2017-08-01
ADY724 SHEK Po Wan, Winnie 石寶雲 RE Dealing in Securities 2009-10-12 2010-12-06
ADY724 SHEK Po Wan, Winnie 石寶雲 RE Advising on Securities 2009-10-12 2010-12-06
ADY821 KWOK Ka Yi, Emily 郭嘉儀 RE Dealing in Securities 2017-03-27 2017-08-07
ADZ581 HO Mei Kei 何美琪 RE Dealing in Securities 2013-06-17 2017-11-29
ADZ581 HO Mei Kei 何美琪 RE Advising on Securities 2013-06-17 2017-11-29
AEA214 WAN Siu Shun 溫紹迅 RO Dealing in Securities 2012-06-27
AEA214 WAN Siu Shun 溫紹迅 RO Dealing in Futures Contracts 2012-06-14
AEA214 WAN Siu Shun 溫紹迅 RO Advising on Securities 2013-08-08
AEA214 WAN Siu Shun 溫紹迅 RO Advising on Futures Contracts 2012-06-14
AEA451 CHUM Hon Wang, Michael 覃漢宏 RO Advising on Corporate Finance 2006-07-08 2012-12-01
AEF531 LOK Kung Yao, Perry 陸恭耀 RE Dealing in Securities 2012-12-12
AEF531 LOK Kung Yao, Perry 陸恭耀 RE Dealing in Futures Contracts 2013-03-12
AEF926 YEUNG Tsz Ning, Alan 楊子寧 RE Dealing in Securities 2015-01-15
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Dealing in Securities 2017-02-14 2017-04-11
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Dealing in Futures Contracts 2017-02-14 2017-04-11
AEI625 LAU Wang Cheung 劉宏章 RE Dealing in Securities 2012-06-20 2012-08-11
AEI625 LAU Wang Cheung 劉宏章 RE Dealing in Futures Contracts 2012-06-20 2012-08-11
AEJ588 CHUNG Christine Jui-Mei 鍾瑞美 RE Advising on Corporate Finance 2009-11-16 2009-12-23
AEJ588 CHUNG Christine Jui-Mei 鍾瑞美 RO Advising on Corporate Finance 2006-07-08 2007-12-31
AEJ588 CHUNG Christine Jui-Mei 鍾瑞美 RO Advising on Corporate Finance 2009-12-23 2012-09-01
AER802 KU Chu Hin 古處軒 RE Dealing in Securities 2013-07-22 2014-05-30
AER802 KU Chu Hin 古處軒 RE Dealing in Futures Contracts 2013-07-22 2014-05-30
AEU350 MOK Chung Ho 莫頌豪 RE Dealing in Securities 2012-06-22 2013-02-01
AEU350 MOK Chung Ho 莫頌豪 RE Advising on Securities 2012-06-22 2013-02-01
AEU371 CHAN Hon Fai 陳漢輝 RE Dealing in Securities 2012-06-18
AEU371 CHAN Hon Fai 陳漢輝 RE Dealing in Futures Contracts 2012-06-18
AEU921 CHOI Kwok Ip 蔡國業 RE Dealing in Securities 2012-06-20
AEU921 CHOI Kwok Ip 蔡國業 RE Dealing in Futures Contracts 2012-06-20
AEY314 LAM Chun Kwok, Jimmy 林振國 RE Advising on Securities 2015-06-09 2015-08-28
AEY314 LAM Chun Kwok, Jimmy 林振國 RO Advising on Securities 2015-08-28 2016-06-17
AFA169 LEE Kwok Mai, Thomas 李國美 RE Dealing in Securities 2012-06-20 2012-07-14
AFA169 LEE Kwok Mai, Thomas 李國美 RE Dealing in Futures Contracts 2012-06-20 2012-07-14
AFE208 CHAN Kim Ling 陳劍陵 RE Advising on Corporate Finance 2010-04-12 2010-05-24
AFE208 CHAN Kim Ling 陳劍陵 RO Advising on Corporate Finance 2010-05-24 2013-03-23
AFF290 YUEN Hing Kin 袁興健 RE Dealing in Securities 2012-06-27
AFF290 YUEN Hing Kin 袁興健 RE Dealing in Futures Contracts 2012-06-27
AFF290 YUEN Hing Kin 袁興健 RE Leveraged Foreign Exchange Trading 2012-06-27 2016-10-31
AFH012 CHANG Ludwig RE Advising on Corporate Finance 2006-07-10 2007-07-31
AFI855 NGAI Po Man 魏寶文 RE Dealing in Futures Contracts 2012-06-22 2012-07-01
AFI855 NGAI Po Man 魏寶文 RE Dealing in Futures Contracts 2012-08-14 2013-12-13
AFJ754 LAM Lai Chun 林麗珍 RE Dealing in Securities 2012-06-20 2014-03-13
AFK978 CHAN George Lung-cheung 陳龍翔 RE Dealing in Securities 2016-08-16 2017-03-04
AFM194 LAU Yan Yan, Toynbee 劉恩恩 RE Dealing in Securities 2012-06-20 2013-12-04
AFM194 LAU Yan Yan, Toynbee 劉恩恩 RE Dealing in Futures Contracts 2012-06-20 2013-12-04
AFT846 WONG Chi Chung 黃志聰 RE Dealing in Securities 2012-06-26
AFT869 LIU Kwan Wai 廖君瑋 RE Dealing in Securities 2015-06-12 2015-11-02
AFT916 FUNG Sau Lin 馮秀蓮 RE Dealing in Securities 2012-06-21 2012-07-01
AFT916 FUNG Sau Lin 馮秀蓮 RE Dealing in Futures Contracts 2012-06-21 2012-07-01
AFZ880 WONG Lok Sang 黃樂生 RE Advising on Securities 2012-12-12 2013-01-18
AFZ881 FUNG Koon Wah 馮冠華 RE Advising on Securities 2016-01-12 2016-08-02
AFZ881 FUNG Koon Wah 馮冠華 RO Advising on Securities 2016-08-02 2017-09-07
AGA420 LAI King Yan, Anthony 黎敬恩 RE Advising on Corporate Finance 2011-10-31 2012-01-17
AGA420 LAI King Yan, Anthony 黎敬恩 RO Advising on Corporate Finance 2012-01-17 2012-12-01
AGA524 HUNG Siu Chun, Michael 洪小駿 RE Dealing in Securities 2011-11-14 2012-10-09
AGA524 HUNG Siu Chun, Michael 洪小駿 RE Advising on Securities 2011-11-14 2012-10-09
AGF149 HSU Pei 徐培 RE Dealing in Securities 2003-10-22 2004-06-09
AGF149 HSU Pei 徐培 RO Dealing in Securities 2004-06-09 2004-11-09
AGF149 HSU Pei 徐培 RO Advising on Securities 2004-10-07 2004-10-22
AGF188 TSANG Cheuk Lai 曾卓禮 RE Dealing in Securities 2012-06-26 2013-02-21
AGF188 TSANG Cheuk Lai 曾卓禮 RE Dealing in Futures Contracts 2012-06-26 2013-02-21
AGF188 TSANG Cheuk Lai 曾卓禮 RE Advising on Securities 2012-06-26 2013-02-21
AGG703 CHAN Bing Hang, Johnnie 陳秉恒 RE Dealing in Securities 2016-02-19
AGG703 CHAN Bing Hang, Johnnie 陳秉恒 RE Dealing in Futures Contracts 2016-02-19
AGJ642 SUEN Pik Ying 孫碧英 RE Dealing in Securities 2012-07-19 2015-10-31
AGJ942 LOK Kong Hung 駱港鴻 RE Dealing in Securities 2012-06-22 2014-06-06
AGK085 NG Yin Lam 吳彥霖 RE Dealing in Securities 2013-05-06 2017-05-31
AGL793 EMERSON Nathan Devereux RE Dealing in Securities 2006-01-26 2009-01-19
AGL793 EMERSON Nathan Devereux RE Advising on Securities 2006-01-26 2009-01-19
AGN359 CHAN Pui Man, Jennia 陳佩敏 RE Dealing in Securities 2012-06-14
AGU673 LIANG Wei Jen, William 梁維仁 RE Dealing in Securities 2009-08-03 2010-03-05
AGU673 LIANG Wei Jen, William 梁維仁 RO Dealing in Securities 2010-03-05 2011-09-30
AGU673 LIANG Wei Jen, William 梁維仁 RE Advising on Securities 2009-08-03 2010-03-05
AGU673 LIANG Wei Jen, William 梁維仁 RO Advising on Securities 2010-03-05 2011-09-30
AHG506 WONG Kam Wah 黃錦華 RE Advising on Corporate Finance 2010-04-12 2010-05-31
AHG506 WONG Kam Wah 黃錦華 RO Advising on Corporate Finance 2010-05-31 2013-04-08
AHK485 HUANG Yung-Chao 黃勇超 RE Dealing in Securities 2011-03-21 2012-02-01
AHL492 WONG Ka Yau 黃嘉佑 RE Advising on Securities 2009-12-11 2010-03-23
AHR391 CHU Chun Ming 朱振明 RE Dealing in Securities 2015-10-14 2018-02-16
AHR391 CHU Chun Ming 朱振明 RE Asset Management 2015-10-14 2018-02-16
AHT091 LIN Li Yu 林麗玉 RE Dealing in Securities 2004-07-19 2008-11-25
AHT091 LIN Li Yu 林麗玉 RE Advising on Securities 2004-07-19 2008-11-25
AHW200 HONG Yu-Lin 洪毓苓 RE Dealing in Securities 2012-06-27 2013-09-24
AHX667 LOK Fung Kam 駱鳳琴 RE Dealing in Securities 2016-03-23 2017-10-06
AHX667 LOK Fung Kam 駱鳳琴 RE Dealing in Futures Contracts 2016-03-23 2017-10-06
AHX667 LOK Fung Kam 駱鳳琴 RE Advising on Securities 2016-03-23 2017-10-06
AHX667 LOK Fung Kam 駱鳳琴 RE Advising on Futures Contracts 2016-03-23 2017-10-06
AIC279 CHAN Sze Man 陳詩敏 RE Advising on Securities 2010-07-09 2011-10-14
AIC882 YANG Te Hau 楊得灝 RE Dealing in Securities 2011-06-02 2016-10-25
AIC882 YANG Te Hau 楊得灝 RO Dealing in Securities 2016-10-25 2017-04-19
AIC882 YANG Te Hau 楊得灝 RE Advising on Securities 2015-04-23 2016-10-25
AIC882 YANG Te Hau 楊得灝 RO Advising on Securities 2016-10-25 2017-04-19
AIC882 YANG Te Hau 楊得灝 RE Advising on Corporate Finance 2006-07-10 2007-11-30
AIC882 YANG Te Hau 楊得灝 RE Advising on Corporate Finance 2011-03-04 2016-10-25
AIC882 YANG Te Hau 楊得灝 RO Advising on Corporate Finance 2007-11-30 2011-03-04
AIC882 YANG Te Hau 楊得灝 RO Advising on Corporate Finance 2016-10-25 2017-04-19
AIC882 YANG Te Hau 楊得灝 RE Asset Management 2015-04-23 2016-10-25
AIC882 YANG Te Hau 楊得灝 RO Asset Management 2016-10-25 2017-04-19
AIE136 CHAU Ho Hei 巢皓熙 RE Dealing in Securities 2012-06-14 2015-11-16
AIE136 CHAU Ho Hei 巢皓熙 RE Dealing in Futures Contracts 2012-06-14 2015-11-16
AIN696 CHEUNG Lok Hang, Jasmine 張樂恆 RE Dealing in Securities 2003-10-16 2004-08-19
AIU268 LEE Man Yi, Jessica 李敏兒 RE Dealing in Securities 2012-06-21 2015-07-28
AIU268 LEE Man Yi, Jessica 李敏兒 RO Dealing in Securities 2015-07-28
AIU268 LEE Man Yi, Jessica 李敏兒 RE Dealing in Futures Contracts 2012-06-21 2016-01-21
AIU268 LEE Man Yi, Jessica 李敏兒 RO Dealing in Futures Contracts 2016-01-21
AIU268 LEE Man Yi, Jessica 李敏兒 RE Advising on Securities 2013-08-12 2015-07-28
AIU268 LEE Man Yi, Jessica 李敏兒 RO Advising on Securities 2015-07-28
AIY110 LEI Hei 李曦 RE Dealing in Securities 2012-06-20 2014-12-12
AIY110 LEI Hei 李曦 RE Advising on Securities 2012-06-20 2014-12-12
AJA483 LEE Chai Sin 李濟善 RE Dealing in Securities 2012-06-20 2017-04-06
AJA483 LEE Chai Sin 李濟善 RE Dealing in Futures Contracts 2012-06-20 2017-04-06
AJB049 CHOW Suk Yiu, Judy 周淑瑤 RE Dealing in Securities 2012-06-18 2014-07-18
AJB049 CHOW Suk Yiu, Judy 周淑瑤 RE Dealing in Futures Contracts 2012-06-18 2014-07-18
AJB049 CHOW Suk Yiu, Judy 周淑瑤 RE Advising on Securities 2012-06-18 2014-07-18
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RE Dealing in Securities 2008-09-12 2018-06-27
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RO Dealing in Securities 2018-06-27 2018-07-21
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RE Dealing in Futures Contracts 2015-09-22 2018-07-21
AJB217 LAU Cheuk Hang, Samuel 劉卓鏗 RE Advising on Securities 2010-03-24 2018-07-21
AJB647 LEUNG Wing Yee, Fiona 梁穎怡 RE Dealing in Securities 2012-06-21 2012-10-13
AJB647 LEUNG Wing Yee, Fiona 梁穎怡 RE Dealing in Futures Contracts 2012-06-21 2012-10-13
AJB647 LEUNG Wing Yee, Fiona 梁穎怡 RE Leveraged Foreign Exchange Trading 2012-06-21 2012-10-13
AJB647 LEUNG Wing Yee, Fiona 梁穎怡 RE Advising on Securities 2012-06-21 2012-10-13
AJC313 POON Chi Wai 潘智威 RE Dealing in Securities 2012-06-22 2012-12-21
AJC313 POON Chi Wai 潘智威 RE Dealing in Futures Contracts 2012-06-22 2012-12-21
AJC313 POON Chi Wai 潘智威 RE Leveraged Foreign Exchange Trading 2012-06-22 2012-12-21
AJE119 LIU Yu-chi 劉毓綺 RE Dealing in Securities 2003-10-27 2004-04-27
AJG263 SO Jiarong 蘇家榮 RE Dealing in Securities 2012-06-26
AJG263 SO Jiarong 蘇家榮 RE Dealing in Futures Contracts 2012-06-26
AJG566 LAM Wing Yiu 林永耀 RE Dealing in Securities 2017-12-28
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Securities 2012-06-14 2014-05-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Securities 2016-03-09 2018-06-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Futures Contracts 2012-06-14 2014-05-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Futures Contracts 2016-03-09 2018-06-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Asset Management 2012-06-14 2014-05-09
AJH102 CHAN Shuk Lei 陳淑妮 RE Asset Management 2016-11-07 2018-06-09
AJH258 TSE Ming Lun 謝銘倫 RE Advising on Securities 2012-11-14 2015-10-13
AJH258 TSE Ming Lun 謝銘倫 RE Asset Management 2012-06-26 2015-10-13
AJI197 CHOW Yip Shing 周業城 RE Dealing in Securities 2012-06-18
AJI197 CHOW Yip Shing 周業城 RE Dealing in Futures Contracts 2012-06-18
AJI197 CHOW Yip Shing 周業城 RE Advising on Securities 2012-06-18
AJI405 LEE Wing Yee 李泳宜 RE Dealing in Securities 2013-03-22 2013-09-19
AJK591 WEN Hsin Wei 聞歆瑋 RE Dealing in Securities 2004-03-18 2004-09-18
AJL228 TSENG KUO Juan RE Dealing in Securities 2008-09-26 2009-10-20
AJL228 TSENG KUO Juan RE Advising on Securities 2008-09-26 2009-10-20
AJL604 CHUE Wai Hing 徐惠卿 RE Dealing in Securities 2012-06-19 2018-11-29
AJL604 CHUE Wai Hing 徐惠卿 RE Dealing in Futures Contracts 2012-06-19 2018-11-29
AJR217 TAM King Fung Keith 談勁峰 RE Dealing in Securities 2013-03-26
AJR217 TAM King Fung Keith 談勁峰 RE Dealing in Futures Contracts 2014-03-03
AJY016 LI Chiu Yee 李昭儀 RE Dealing in Securities 2010-04-27 2013-03-07
AJY016 LI Chiu Yee 李昭儀 RE Advising on Securities 2010-04-27 2013-03-07
AJY016 LI Chiu Yee 李昭儀 RE Advising on Corporate Finance 2010-04-27 2013-03-07
AKI404 LIU Ka Leung 廖家良 RE Dealing in Securities 2012-06-21
AKI404 LIU Ka Leung 廖家良 RE Dealing in Futures Contracts 2012-06-21
AKI404 LIU Ka Leung 廖家良 RE Leveraged Foreign Exchange Trading 2012-06-21 2016-10-31
AKI975 HILL Liam Patrick RE Advising on Securities 2008-10-15 2008-12-20
AKS603 CHIANG Shih-wei 江仕偉 RO Dealing in Securities 2004-07-02 2005-11-15
AKS603 CHIANG Shih-wei 江仕偉 RO Advising on Securities 2004-07-02 2005-11-15
ALA502 JACKSON Katie Mary RE Dealing in Securities 2011-08-19 2018-06-14
ALA618 CHAN Pauline 陳麗文 RE Dealing in Securities 2012-06-14
ALA618 CHAN Pauline 陳麗文 RE Dealing in Futures Contracts 2012-06-14
ALB224 CLARKE Daniel Patrick RE Dealing in Securities 2008-12-05 2009-10-20
ALB384 WANG Yun-Ping 王允平 RE Dealing in Securities 2018-09-20
ALB384 WANG Yun-Ping 王允平 RE Advising on Securities 2018-10-11
ALC987 LIN Yen Jie 林彥傑 RE Dealing in Securities 2004-11-08 2005-10-12
ALC987 LIN Yen Jie 林彥傑 RO Dealing in Securities 2005-10-12 2009-02-12
ALC987 LIN Yen Jie 林彥傑 RE Advising on Securities 2004-11-08 2005-10-12
ALC987 LIN Yen Jie 林彥傑 RO Advising on Securities 2005-10-12 2009-02-12
ALG172 CHENG Charles Yo-chuan 鄭又銓 RE Dealing in Securities 2008-11-14 2010-07-01
ALG172 CHENG Charles Yo-chuan 鄭又銓 RE Advising on Securities 2008-11-14 2010-07-01
ALG203 CHUI Chi Ming 徐志明 RE Dealing in Securities 2014-07-07 2014-09-12
ALG203 CHUI Chi Ming 徐志明 RE Dealing in Futures Contracts 2014-07-07 2014-09-12
ALG207 HON Ka Man, Roger 韓嘉文 RE Dealing in Securities 2012-06-18
ALG207 HON Ka Man, Roger 韓嘉文 RE Dealing in Futures Contracts 2012-06-18
ALG207 HON Ka Man, Roger 韓嘉文 RE Leveraged Foreign Exchange Trading 2012-06-18 2016-10-31
ALH987 KEE Chi Kwan 紀志坤 RE Dealing in Securities 2012-06-20
ALH987 KEE Chi Kwan 紀志坤 RE Dealing in Futures Contracts 2012-06-20
ALJ946 CHEN Miao-Ju 陳妙如 RO Dealing in Securities 2015-07-14
ALJ946 CHEN Miao-Ju 陳妙如 RO Advising on Securities 2015-07-14
ALJ946 CHEN Miao-Ju 陳妙如 RO Advising on Corporate Finance 2017-12-27
ALJ946 CHEN Miao-Ju 陳妙如 RO Asset Management 2015-07-14
ALJ988 LO Yi Pin 羅宜斌 RE Dealing in Securities 2012-06-22 2014-01-30
ALJ988 LO Yi Pin 羅宜斌 RE Dealing in Futures Contracts 2012-06-22 2014-01-30
ALL054 SUN Koon Kwan 辛冠群 RE Dealing in Securities 2012-04-26 2013-12-20
ALL054 SUN Koon Kwan 辛冠群 RE Dealing in Futures Contracts 2012-06-26 2013-12-20
ALO052 LAM Chi Hsin 林志興 RE Dealing in Securities 2010-03-05 2012-08-16
ALP995 MAN Kwok Fai 文國輝 RE Dealing in Securities 2012-07-04 2012-12-12
ALP995 MAN Kwok Fai 文國輝 RE Dealing in Futures Contracts 2012-07-04 2012-12-12
ALQ596 CHO Yui Kwan, Larry 曹銳焜 RE Advising on Securities 2009-11-20 2010-05-15
ALQ596 CHO Yui Kwan, Larry 曹銳焜 RE Advising on Securities 2010-07-02 2011-05-23
ALQ763 KWOK Fung Kiu 郭鳳嬌 RE Dealing in Securities 2015-06-29 2018-10-31
ALR024 FU Hsiang Chuan 傅祥銓 RE Dealing in Securities 2009-01-08 2010-06-02
ALR024 FU Hsiang Chuan 傅祥銓 RE Advising on Securities 2009-01-08 2010-06-02
ALR716 LEE Ching-Yi 李靜怡 RE Dealing in Securities 2012-06-26 2012-11-01
ALR717 HSU Fei-Wen 徐斐雯 RE Dealing in Securities 2017-12-01
ALS410 CHEN Hsiao-ying 陳曉瑩 RE Dealing in Securities 2014-12-09 2016-10-24
ALS425 KONG Yiu Chung 鄺耀宗 RE Dealing in Securities 2012-06-20 2017-08-27
ALT954 KUO Che-Jung 郭哲榮 RE Dealing in Securities 2005-04-28 2008-11-25
ALT954 KUO Che-Jung 郭哲榮 RE Dealing in Securities 2009-11-23
ALT954 KUO Che-Jung 郭哲榮 RE Dealing in Futures Contracts 2015-09-22
ALT954 KUO Che-Jung 郭哲榮 RE Advising on Securities 2005-04-28 2008-11-25
ALT954 KUO Che-Jung 郭哲榮 RE Advising on Securities 2009-11-23
ALU283 TONG Derek Wai Hon 唐偉瀚 RE Dealing in Securities 2013-07-11 2014-01-28
ALU283 TONG Derek Wai Hon 唐偉瀚 RE Dealing in Futures Contracts 2013-07-11 2014-01-28
ALU756 CHEN Chih-Yung 陳至勇 RO Dealing in Securities 2012-06-28 2013-02-16
ALU756 CHEN Chih-Yung 陳至勇 RO Advising on Securities 2012-06-28 2013-02-16
ALU756 CHEN Chih-Yung 陳至勇 RO Asset Management 2012-06-14 2013-02-16
AMA932 TAN Choon Ming 陳俊銘 RE Advising on Securities 2009-02-26 2010-08-10
AMA932 TAN Choon Ming 陳俊銘 RO Advising on Securities 2010-08-10 2012-03-24
AMF352 WONG Kwok Wa 王國華 RE Dealing in Securities 2015-11-17 2017-01-20
AMF516 SHI Lin 石琳 RE Advising on Securities 2009-03-02 2009-05-11
AMF528 LAU Pak Sun 劉栢燊 RE Dealing in Securities 2013-07-19 2014-04-24
AMF528 LAU Pak Sun 劉栢燊 RE Advising on Securities 2013-07-19 2014-04-24
AMF528 LAU Pak Sun 劉栢燊 RE Advising on Corporate Finance 2014-02-04 2014-04-24
AMF565 KIANG Li Li 姜麗莉 RE Dealing in Securities 2010-10-20 2011-10-29
AMF908 LEE Kwok Fung 李國峯 RE Dealing in Securities 2012-06-20
AMF908 LEE Kwok Fung 李國峯 RE Dealing in Futures Contracts 2012-06-20
AMF908 LEE Kwok Fung 李國峯 RE Leveraged Foreign Exchange Trading 2012-06-20 2016-10-31
AMM502 CHEN Zhong Wei 陳仲偉 RE Advising on Securities 2009-02-13 2009-09-14
AMQ583 CHAN Chor Man 陳楚民 RE Dealing in Securities 2012-06-14
AMQ583 CHAN Chor Man 陳楚民 RE Dealing in Futures Contracts 2012-06-14
AMT934 FONG Man Chun, Alen 方文俊 RE Dealing in Securities 2012-06-18 2013-10-04
AMT934 FONG Man Chun, Alen 方文俊 RE Advising on Securities 2012-06-18 2013-10-04
AMY822 YIM Ching Wai, Kevin 嚴政緯 RE Advising on Securities 2016-07-18
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Securities 2012-06-20 2016-09-01
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Securities 2017-06-13
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Futures Contracts 2012-06-20 2016-09-01
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Futures Contracts 2017-06-13
ANB792 HUNG Lap Tung 洪立東 RE Leveraged Foreign Exchange Trading 2012-06-20 2016-09-01
ANB798 CHAN Cherk Him, Simon 陳卓謙 RE Dealing in Securities 2012-06-14 2012-07-01
ANB798 CHAN Cherk Him, Simon 陳卓謙 RE Dealing in Futures Contracts 2012-06-14 2012-07-01
ANG575 LEUNG Yui Chi 梁睿智 RE Dealing in Securities 2015-07-16 2017-10-07
ANG575 LEUNG Yui Chi 梁睿智 RE Dealing in Futures Contracts 2016-03-02 2017-10-07
ANK679 WONG Arthur Chi To 黃志滔 RE Dealing in Securities 2008-09-17 2014-04-30
ANT749 TAN Kim Chong 陳金崇 RE Advising on Securities 2009-12-03 2012-03-24
ANU648 DUNHAM Christopher Mark RE Dealing in Securities 2009-04-28 2009-08-05
ANU648 DUNHAM Christopher Mark RO Dealing in Securities 2009-08-05 2012-04-26
ANU648 DUNHAM Christopher Mark RE Advising on Securities 2009-09-17 2012-01-19
ANU648 DUNHAM Christopher Mark RO Advising on Securities 2012-01-19 2012-04-26
ANX197 CHEN Ping-Yu 陳品妤 RE Dealing in Securities 2016-11-07 2016-12-22
ANX197 CHEN Ping-Yu 陳品妤 RO Dealing in Securities 2016-12-22
ANX197 CHEN Ping-Yu 陳品妤 RE Advising on Securities 2016-11-07 2016-12-22
ANX197 CHEN Ping-Yu 陳品妤 RO Advising on Securities 2016-12-22
AOA957 CHEN Tsou Wei 陳鄒偉 RE Dealing in Securities 2018-02-07 2018-11-01
AOA957 CHEN Tsou Wei 陳鄒偉 RE Advising on Securities 2018-02-07 2018-11-01
AOG773 MA Ching Lun, Alan 馬敬倫 RE Dealing in Securities 2015-07-17 2015-09-02
AOG773 MA Ching Lun, Alan 馬敬倫 RO Dealing in Securities 2015-09-02 2016-09-11
AOG773 MA Ching Lun, Alan 馬敬倫 RE Dealing in Futures Contracts 2015-09-25 2016-09-11
AOG773 MA Ching Lun, Alan 馬敬倫 RE Leveraged Foreign Exchange Trading 2015-09-25 2016-09-11
AOG773 MA Ching Lun, Alan 馬敬倫 RE Advising on Securities 2015-07-17 2015-09-02
AOG773 MA Ching Lun, Alan 馬敬倫 RO Advising on Securities 2015-09-02 2016-09-11
AOG773 MA Ching Lun, Alan 馬敬倫 RE Asset Management 2016-09-07 2016-09-11
AOH920 WAN Nga Yee, Joyce 溫雅怡 RE Dealing in Securities 2010-01-25 2015-06-14
AOH920 WAN Nga Yee, Joyce 溫雅怡 RE Advising on Securities 2010-01-25 2015-06-14
AOH949 WONG Pui Yuen, Bryan 黃沛源 RE Dealing in Securities 2012-06-26 2012-09-29
AOH949 WONG Pui Yuen, Bryan 黃沛源 RE Dealing in Futures Contracts 2012-06-26 2012-09-29
AOH949 WONG Pui Yuen, Bryan 黃沛源 RE Leveraged Foreign Exchange Trading 2012-06-26 2012-09-29
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Dealing in Securities 2012-06-20 2015-03-20
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Dealing in Futures Contracts 2012-06-20 2015-03-20
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Leveraged Foreign Exchange Trading 2012-06-20 2015-03-20
AOL264 WU Teh Sen, Raymond 吳德生 RE Dealing in Securities 2013-01-10 2013-03-12
AOL264 WU Teh Sen, Raymond 吳德生 RO Dealing in Securities 2013-03-12
AOL264 WU Teh Sen, Raymond 吳德生 RE Dealing in Futures Contracts 2016-09-07
AOL264 WU Teh Sen, Raymond 吳德生 RE Advising on Securities 2013-01-10 2013-03-12
AOL264 WU Teh Sen, Raymond 吳德生 RO Advising on Securities 2013-03-12
AOL264 WU Teh Sen, Raymond 吳德生 RE Asset Management 2013-01-10
AOR113 SUNG Siu Hang, Sennen 宋兆恆 RE Dealing in Securities 2012-06-26 2014-03-31
AOR113 SUNG Siu Hang, Sennen 宋兆恆 RE Dealing in Futures Contracts 2012-06-26 2014-03-31
AOR995 LI Fang 厲放 RE Advising on Corporate Finance 2007-03-19 2013-12-05
AOR995 LI Fang 厲放 RO Advising on Corporate Finance 2013-12-05
AOS417 CHAN Yiu Man 陳耀民 RE Dealing in Securities 2012-06-27 2016-04-11
AOS417 CHAN Yiu Man 陳耀民 RE Dealing in Futures Contracts 2012-06-27 2012-08-13
AOS417 CHAN Yiu Man 陳耀民 RO Dealing in Futures Contracts 2012-08-13 2016-04-11
AOS417 CHAN Yiu Man 陳耀民 RO Leveraged Foreign Exchange Trading 2012-06-14 2016-04-11
AOS417 CHAN Yiu Man 陳耀民 RO Advising on Futures Contracts 2012-08-13 2016-04-11
AOT860 FU Ka Ho 傅家豪 RE Dealing in Securities 2012-06-18 2012-11-02
AOT860 FU Ka Ho 傅家豪 RE Dealing in Futures Contracts 2012-06-18 2012-11-02
AOT897 YUAN Shih-Hsiang 阮世祥 RE Dealing in Securities 2014-10-13
AOT897 YUAN Shih-Hsiang 阮世祥 RE Dealing in Futures Contracts 2016-08-29
AOT897 YUAN Shih-Hsiang 阮世祥 RE Advising on Securities 2014-10-13
AOV395 YANG Wu-Kuang 楊武光 RE Dealing in Securities 2016-01-22 2017-08-22
AOV395 YANG Wu-Kuang 楊武光 RO Dealing in Securities 2017-08-22
AOV395 YANG Wu-Kuang 楊武光 RE Asset Management 2016-01-22
AOV836 LAM Ka Wai 林家威 RE Dealing in Securities 2014-10-16 2018-10-07
AOV836 LAM Ka Wai 林家威 RE Dealing in Futures Contracts 2015-09-22 2018-10-07
AOV836 LAM Ka Wai 林家威 RE Advising on Securities 2014-10-16 2018-10-07
AOX090 CHEN Li-Fong 陳豊丰 RE Advising on Securities 2009-04-30 2011-10-14
AOY613 WONG Kwok Wai 黃國威 RE Dealing in Securities 2009-09-02 2010-04-25
AOY613 WONG Kwok Wai 黃國威 RE Advising on Securities 2009-09-02 2010-04-25
APB221 CHIU Mei-Chu 邱美珠 RE Dealing in Securities 2018-05-21
APB221 CHIU Mei-Chu 邱美珠 RE Advising on Securities 2018-05-21
APB414 LAI I-Ting 賴奕婷 RE Dealing in Securities 2017-03-23
APB414 LAI I-Ting 賴奕婷 RE Dealing in Futures Contracts 2017-04-28
APB416 LEE Chia-Hua 李嘉華 RE Dealing in Securities 2017-05-22
APB419 SU Chu-Ping 蘇純平 RE Dealing in Securities 2018-11-23
APB423 LUNG Shu-Hua 龍淑華 RE Dealing in Securities 2018-08-20
APB423 LUNG Shu-Hua 龍淑華 RE Dealing in Futures Contracts 2018-08-20
APB423 LUNG Shu-Hua 龍淑華 RE Advising on Securities 2018-08-20
APB427 HOU Ting-Hsuan 侯亭亘 RE Dealing in Securities 2018-05-02
APB427 HOU Ting-Hsuan 侯亭亘 RE Dealing in Futures Contracts 2018-07-10
APB427 HOU Ting-Hsuan 侯亭亘 RE Advising on Securities 2018-05-02
APC272 WU Wan-Chi 吳婉琪 RE Dealing in Securities 2018-07-05
APC272 WU Wan-Chi 吳婉琪 RE Dealing in Futures Contracts 2018-07-05
APC272 WU Wan-Chi 吳婉琪 RE Advising on Securities 2018-07-05
APD419 WONG Yun Fai 黃潤輝 RE Dealing in Securities 2008-09-16 2009-08-11
APD419 WONG Yun Fai 黃潤輝 RO Dealing in Securities 2009-08-11 2012-01-01
APD419 WONG Yun Fai 黃潤輝 RE Advising on Securities 2008-10-27 2009-08-11
APD419 WONG Yun Fai 黃潤輝 RO Advising on Securities 2009-08-11 2012-01-01
APG882 MOK Ka Fan 莫嘉勳 RE Dealing in Securities 2016-12-09
APG882 MOK Ka Fan 莫嘉勳 RE Advising on Securities 2016-12-09
APH454 MA Man Hon 馬文瀚 RE Dealing in Securities 2013-07-08
APH454 MA Man Hon 馬文瀚 RE Dealing in Futures Contracts 2013-07-08
APH454 MA Man Hon 馬文瀚 RE Leveraged Foreign Exchange Trading 2013-07-22 2016-10-31
APH591 LIN Wen-Hui 林文惠 RE Dealing in Securities 2015-10-13
APH591 LIN Wen-Hui 林文惠 RE Dealing in Futures Contracts 2015-10-30
APH591 LIN Wen-Hui 林文惠 RE Leveraged Foreign Exchange Trading 2015-10-30 2016-10-31
APH591 LIN Wen-Hui 林文惠 RE Advising on Securities 2015-10-13
APJ122 KONG Shing Hon 江承翰 RE Dealing in Securities 2013-07-02 2015-09-04
APJ122 KONG Shing Hon 江承翰 RE Dealing in Futures Contracts 2013-07-02 2015-09-04
APJ122 KONG Shing Hon 江承翰 RE Advising on Securities 2013-07-02 2015-09-04
APK408 LO Ka Kuen 勞家權 RE Dealing in Securities 2017-08-17 2018-09-28
APK408 LO Ka Kuen 勞家權 RE Dealing in Futures Contracts 2017-08-17 2018-09-28
APK408 LO Ka Kuen 勞家權 RE Advising on Securities 2017-08-17 2018-09-28
APK835 HSU Yi-Ju 徐怡如 RE Dealing in Securities 2009-02-25 2009-10-31
APK835 HSU Yi-Ju 徐怡如 RE Advising on Securities 2009-02-25 2009-10-31
APL591 YUEN Kin Yuk 阮健毓 RE Dealing in Securities 2012-11-28 2013-03-15
APN786 LIN Chia-Pei 林佳佩 RE Dealing in Securities 2012-06-27
APN786 LIN Chia-Pei 林佳佩 RE Dealing in Futures Contracts 2012-06-27
APQ350 CHAN Ka Yu 陳嘉瑜 RE Dealing in Securities 2012-06-14 2015-12-25
APQ350 CHAN Ka Yu 陳嘉瑜 RE Advising on Securities 2012-06-14 2015-12-25
APQ644 LIU Ken Wu 劉耕吾 RE Advising on Securities 2008-11-17 2010-01-31
APR220 CHAN Hui 曾輝 RE Dealing in Securities 2010-07-26 2013-06-08
APR338 CHIEN Li-Min 簡利珉 RE Dealing in Securities 2014-12-30 2015-08-24
APR338 CHIEN Li-Min 簡利珉 RE Dealing in Futures Contracts 2015-04-23 2015-08-24
APR338 CHIEN Li-Min 簡利珉 RE Leveraged Foreign Exchange Trading 2015-04-23 2015-08-24
APR338 CHIEN Li-Min 簡利珉 RE Advising on Securities 2014-12-30 2015-08-24
APR386 LEE Yi-Ching 李宜靜 RE Dealing in Securities 2018-03-21
APR386 LEE Yi-Ching 李宜靜 RE Advising on Securities 2018-04-25
APU298 FAN Lai Kwan 范勵君 RE Advising on Corporate Finance 2010-06-09 2010-09-04
APU612 LEE Pui Kwan 李佩群 RE Dealing in Securities 2012-06-27 2014-08-29
APU612 LEE Pui Kwan 李佩群 RE Dealing in Futures Contracts 2012-08-02 2014-08-29
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Securities 2012-06-26 2015-04-27
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Securities 2015-07-17
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Futures Contracts 2012-06-26 2015-04-27
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Futures Contracts 2015-07-17
APV517 WONG Pui Ying 黃珮瑛 RE Leveraged Foreign Exchange Trading 2012-06-26 2015-04-27
APV517 WONG Pui Ying 黃珮瑛 RE Leveraged Foreign Exchange Trading 2015-07-17 2016-10-31
APX137 YANG Ching Fang 楊慶芳 RE Dealing in Securities 2016-03-29
APX137 YANG Ching Fang 楊慶芳 RE Dealing in Futures Contracts 2016-05-19
APX137 YANG Ching Fang 楊慶芳 RE Advising on Securities 2016-03-29
APX137 YANG Ching Fang 楊慶芳 RE Advising on Futures Contracts 2016-05-19
APZ093 FU Yuet Wan 傅月雲 RE Dealing in Securities 2012-07-30 2013-12-04
APZ101 LEUNG Richard Chi Wing 梁志榮 RE Advising on Securities 2009-03-13 2009-04-17
AQA983 TANG Kai Chung 鄧啟聰 RE Dealing in Securities 2012-06-26 2013-03-27
AQA983 TANG Kai Chung 鄧啟聰 RE Dealing in Futures Contracts 2012-06-26 2013-03-27
AQE954 CHANG Shuo-Fong 張碩峯 RE Dealing in Securities 2008-02-13 2009-05-08
AQE954 CHANG Shuo-Fong 張碩峯 RE Advising on Securities 2008-02-13 2009-05-08
AQE956 WONG Man Yee, Paula 黃雯誼 RE Dealing in Securities 2013-09-05 2014-09-12
AQE956 WONG Man Yee, Paula 黃雯誼 RE Advising on Securities 2013-09-05 2014-09-12
AQG706 AU YEUNG Tsz Fung 歐陽子鋒 RE Dealing in Securities 2013-01-31 2013-11-12
AQG753 XU Feina 許斐娜 RE Dealing in Securities 2015-12-01 2016-11-02
AQG753 XU Feina 許斐娜 RE Advising on Securities 2015-12-01 2016-11-02
AQI099 TAN Wee Lee 陳偉利 RE Dealing in Securities 2010-11-04 2011-12-10
AQI099 TAN Wee Lee 陳偉利 RE Advising on Securities 2010-11-04 2011-12-10
AQJ777 CHEUNG See Ling 張思玲 RE Dealing in Securities 2012-06-14 2016-01-23
AQJ777 CHEUNG See Ling 張思玲 RE Dealing in Futures Contracts 2012-06-14 2016-01-23
AQJ777 CHEUNG See Ling 張思玲 RE Leveraged Foreign Exchange Trading 2012-06-14 2016-01-23
AQJ961 WOLHARDT Allan Keh 華安倫 RE Dealing in Securities 2016-11-28
AQJ961 WOLHARDT Allan Keh 華安倫 RE Advising on Corporate Finance 2016-11-28
AQL493 LAM Shun 林順 RE Dealing in Securities 2012-06-20 2013-08-09
AQL493 LAM Shun 林順 RE Dealing in Futures Contracts 2012-06-20 2013-08-09
AQL493 LAM Shun 林順 RE Advising on Securities 2012-06-20 2013-08-09
AQL552 SIU Cheuk Hung, Michael 蕭卓雄 RE Dealing in Securities 2016-03-04 2018-11-24
AQL552 SIU Cheuk Hung, Michael 蕭卓雄 RE Dealing in Futures Contracts 2016-03-04 2018-11-24
AQL552 SIU Cheuk Hung, Michael 蕭卓雄 RE Leveraged Foreign Exchange Trading 2016-03-04 2016-10-31
AQN542 HUANG Ting-Yu 黃亭瑜 RE Dealing in Securities 2012-06-18 2018-03-22
AQN542 HUANG Ting-Yu 黃亭瑜 RO Dealing in Securities 2018-03-22
AQN542 HUANG Ting-Yu 黃亭瑜 RE Dealing in Futures Contracts 2012-06-18 2018-03-22
AQN542 HUANG Ting-Yu 黃亭瑜 RO Dealing in Futures Contracts 2018-03-22
AQN542 HUANG Ting-Yu 黃亭瑜 RE Leveraged Foreign Exchange Trading 2014-05-29 2016-10-31
AQO310 CHAN King Lok 陳敬樂 RE Dealing in Securities 2012-06-14
AQO310 CHAN King Lok 陳敬樂 RE Dealing in Futures Contracts 2014-08-12
AQO504 LIAO You Sheng 廖友生 RE Dealing in Securities 2012-08-03 2012-09-29
AQP744 YIP Chun Kuen, Eddy 葉俊權 RE Dealing in Securities 2012-06-27 2017-12-28
AQP744 YIP Chun Kuen, Eddy 葉俊權 RE Asset Management 2016-07-26 2017-12-28
AQQ077 CHOU Yeh-Hung 周彥宏 RE Dealing in Securities 2015-02-09 2015-08-23
AQQ077 CHOU Yeh-Hung 周彥宏 RE Dealing in Futures Contracts 2015-02-09 2015-05-20
AQQ077 CHOU Yeh-Hung 周彥宏 RO Dealing in Futures Contracts 2015-05-20 2015-08-23
AQQ077 CHOU Yeh-Hung 周彥宏 RE Advising on Securities 2015-02-09 2015-08-23
AQQ077 CHOU Yeh-Hung 周彥宏 RE Advising on Futures Contracts 2015-02-09 2015-05-20
AQQ077 CHOU Yeh-Hung 周彥宏 RO Advising on Futures Contracts 2015-05-20 2015-08-23
AQQ102 LIN Hsiu-Hui 林秀惠 RO Dealing in Futures Contracts 2012-06-14 2013-04-30
AQQ102 LIN Hsiu-Hui 林秀惠 RO Advising on Futures Contracts 2012-06-14 2013-04-30
AQQ103 CHIANG Wei-Yuan 江偉源 RO Dealing in Futures Contracts 2012-06-14 2013-04-30
AQQ103 CHIANG Wei-Yuan 江偉源 RO Advising on Futures Contracts 2012-06-14 2013-04-30
AQQ505 NG King Chuen 吳景荃 RE Advising on Securities 2013-04-18 2015-02-27
AQS647 TSAI Chiu Hsun 蔡秋洵 RE Dealing in Securities 2008-05-05 2009-07-16
AQS647 TSAI Chiu Hsun 蔡秋洵 RE Advising on Securities 2008-05-05 2009-07-16
AQU620 LO Yun-Hsi 羅云希 RE Dealing in Securities 2012-06-22 2014-12-06
AQU620 LO Yun-Hsi 羅云希 RE Dealing in Futures Contracts 2012-06-22 2014-12-06
AQU968 PALMER Marie Ann 馬楚瑩 RE Dealing in Securities 2013-07-23 2013-09-16
AQU968 PALMER Marie Ann 馬楚瑩 RE Dealing in Futures Contracts 2013-07-23 2013-09-16
AQW616 TSENG KUO Jorge RE Dealing in Securities 2008-05-21 2008-11-11
AQW616 TSENG KUO Jorge RE Advising on Securities 2008-05-21 2008-11-11
AQZ553 XIE Hongjun 謝鴻俊 RE Dealing in Securities 2012-07-09 2012-12-01
AQZ553 XIE Hongjun 謝鴻俊 RE Dealing in Futures Contracts 2012-07-09 2012-12-01
ARA303 TSE Cheuk Kit 謝卓傑 RE Dealing in Securities 2012-07-31 2015-06-08
ARA303 TSE Cheuk Kit 謝卓傑 RE Dealing in Futures Contracts 2012-07-31 2015-06-08
ARA303 TSE Cheuk Kit 謝卓傑 RE Leveraged Foreign Exchange Trading 2013-03-04 2015-06-08
ARA879 LIAO Chia-Hui 廖家慧 RE Dealing in Securities 2012-06-27 2013-10-13
ARB703 WANG Yun-hsiu 王允秀 RE Dealing in Securities 2012-06-27 2013-11-29
ARB818 LEE Yin Man 李彥文 RE Dealing in Securities 2012-12-21
ARB818 LEE Yin Man 李彥文 RE Dealing in Futures Contracts 2012-12-21
ARB818 LEE Yin Man 李彥文 RE Advising on Securities 2013-09-16
ARB818 LEE Yin Man 李彥文 RE Advising on Futures Contracts 2013-09-16
ARB955 HO Cho Ki 何祖祈 RE Dealing in Securities 2012-06-18 2014-02-21
ARB955 HO Cho Ki 何祖祈 RE Dealing in Futures Contracts 2012-06-18 2014-02-21
ARB955 HO Cho Ki 何祖祈 RE Leveraged Foreign Exchange Trading 2012-06-18 2014-02-21
ARC079 MOK Ka Keung 莫家強 RE Dealing in Securities 2014-05-15 2017-09-30
ARC079 MOK Ka Keung 莫家強 RE Dealing in Futures Contracts 2014-05-15 2017-09-30
ARC079 MOK Ka Keung 莫家強 RE Advising on Securities 2014-05-15 2017-09-30
ARC079 MOK Ka Keung 莫家強 RE Advising on Futures Contracts 2014-05-15 2017-09-30
ARE467 PENG Wen-ying 彭文嫈 RE Dealing in Securities 2012-06-27 2012-09-01
ARE530 LO Chih-peng 羅志鵬 RE Dealing in Securities 2008-07-24 2009-02-12
ARE530 LO Chih-peng 羅志鵬 RE Dealing in Securities 2010-02-09 2010-04-01
ARE530 LO Chih-peng 羅志鵬 RE Dealing in Securities 2010-06-10 2010-11-03
ARE530 LO Chih-peng 羅志鵬 RO Dealing in Securities 2009-02-12 2010-02-09
ARE530 LO Chih-peng 羅志鵬 RE Advising on Securities 2008-07-24 2009-02-12
ARE530 LO Chih-peng 羅志鵬 RE Advising on Securities 2010-02-09 2010-04-01
ARE530 LO Chih-peng 羅志鵬 RE Advising on Securities 2010-06-10 2010-11-03
ARE530 LO Chih-peng 羅志鵬 RO Advising on Securities 2009-02-12 2010-02-09
ARF788 WONG Kam Hung 黃錦洪 RE Dealing in Securities 2015-02-10 2015-11-16
ARF788 WONG Kam Hung 黃錦洪 RE Dealing in Futures Contracts 2015-02-10 2015-11-16
ARF788 WONG Kam Hung 黃錦洪 RE Advising on Securities 2015-02-10 2015-11-16
ARF788 WONG Kam Hung 黃錦洪 RE Advising on Futures Contracts 2015-02-10 2015-11-16
ARG815 NG Wai Sze 吳惠詩 RE Dealing in Securities 2012-06-22 2014-08-01
ARG881 HO Ka Huen 何嘉烜 RE Dealing in Securities 2014-06-04 2015-05-08
ARG881 HO Ka Huen 何嘉烜 RE Dealing in Futures Contracts 2014-06-04 2015-05-08
ARI511 YAN Zhixiong 嚴志雄 RE Advising on Securities 2009-02-02 2011-09-03
ARJ010 WONG Wai Yan 黃慧欣 RE Dealing in Securities 2012-06-26 2012-08-01
ARK095 SHIH Po-Cheng 施伯承 RE Dealing in Securities 2008-09-04 2009-07-17
ARK095 SHIH Po-Cheng 施伯承 RE Advising on Securities 2008-09-04 2009-07-17
ARM302 SHI Chun Hei 佘俊熹 RE Dealing in Securities 2015-10-27
ARM302 SHI Chun Hei 佘俊熹 RE Dealing in Futures Contracts 2015-10-27
ARN679 ZHAO Sharon Chang 趙嫦 RE Dealing in Securities 2011-01-21 2012-06-29
ARO896 PUI Jerry 貝祖銘 RE Dealing in Securities 2012-06-26 2015-10-21
ARS054 CHU Siu Fan 朱小芬 RE Dealing in Securities 2016-03-21 2016-06-10
ARS054 CHU Siu Fan 朱小芬 RE Dealing in Futures Contracts 2016-03-21 2016-06-10
ARS400 CHEN Chih-Yu 陳治宇 RE Advising on Securities 2008-10-15 2009-10-21
ARS401 CHANG Jack RE Advising on Securities 2008-10-15 2009-10-15
ARS402 WU Hung-Ting 吳洪霆 RE Advising on Securities 2008-10-15 2009-02-20
ARV785 LAN Shu Hua 藍淑樺 RE Dealing in Securities 2012-06-20 2013-11-22
ARW215 LEUNG Ka Man 梁嘉文 RE Dealing in Securities 2012-06-20 2018-09-01
ARW215 LEUNG Ka Man 梁嘉文 RE Advising on Securities 2012-06-20 2018-09-01
ASA033 LIU Wen-Yu 劉文昱 RE Dealing in Securities 2009-04-09 2009-11-30
ASA033 LIU Wen-Yu 劉文昱 RE Advising on Securities 2009-04-09 2009-11-30
ASC683 WU Bin 吳斌 RE Dealing in Securities 2012-07-09 2012-12-01
ASC683 WU Bin 吳斌 RE Dealing in Futures Contracts 2012-07-09 2012-12-01
ASD810 CHANG Sung-Liang 張頌良 RE Dealing in Securities 2018-04-26
ASD810 CHANG Sung-Liang 張頌良 RE Advising on Securities 2018-05-02
ASE092 WONG Yiu Man 王耀文 RE Dealing in Securities 2013-12-30
ASE092 WONG Yiu Man 王耀文 RE Dealing in Futures Contracts 2014-02-07
ASE092 WONG Yiu Man 王耀文 RE Advising on Securities 2014-09-04
ASE264 MIAO Shun-Tang 苗舜堂 RE Dealing in Securities 2015-12-11
ASE264 MIAO Shun-Tang 苗舜堂 RE Advising on Securities 2015-12-11
ASE458 PONG Chui Ming 龐翠明 RE Dealing in Securities 2013-06-13 2016-03-25
ASE458 PONG Chui Ming 龐翠明 RE Dealing in Futures Contracts 2013-06-13 2016-03-25
ASG301 CHEN Beini 陳蓓妮 RE Advising on Securities 2009-01-14 2009-09-01
ASG310 DING Jing Wei 丁經緯 RE Advising on Securities 2009-01-20 2009-06-09
ASG314 MA Xiaowen 馬曉文 RE Advising on Securities 2009-01-20 2010-04-14
ASG320 CHAI Yan 柴妍 RE Advising on Securities 2009-01-14 2010-01-31
ASG325 QIAN Shenglei 錢晟磊 RE Advising on Securities 2009-01-14 2011-01-14
ASG330 MARKOVICH Boris RE Advising on Securities 2009-01-19 2009-06-02
ASG330 MARKOVICH Boris RO Advising on Securities 2009-06-02 2010-05-01
ASH304 YU Peng 于芃 RE Advising on Securities 2009-02-13 2009-03-11
ASH318 MING Shu 明舒 RE Advising on Securities 2009-01-16 2010-04-08
ASH677 WU Zheng 吳正 RE Advising on Securities 2009-02-13 2009-03-11
ASH678 LIU Jia 劉佳 RE Advising on Securities 2009-02-18 2009-04-10
ASH680 LIU Ren 劉韌 RE Advising on Securities 2009-01-16 2010-05-22
ASH801 WU Jie 吳杰 RE Advising on Securities 2009-01-16 2010-01-31
ASH820 WAN Wei 萬煒 RE Advising on Securities 2009-01-20 2010-01-31
ASH827 WU Rong 吳蓉 RE Advising on Securities 2009-01-16 2012-04-29
ASH902 HSU Hsiu Ling 許秀玲 RE Dealing in Securities 2018-05-21
ASH902 HSU Hsiu Ling 許秀玲 RE Advising on Securities 2018-05-21
ASI132 NISSEN Charles Peter Alexander RE Dealing in Securities 2009-02-25 2011-10-21
ASI132 NISSEN Charles Peter Alexander RE Advising on Securities 2009-02-25 2011-10-21
ASK367 LIN Verna Yu-ting 林玉婷 RE Dealing in Securities 2012-06-26 2012-07-01
ASK490 XU Ting 徐挺 RE Advising on Securities 2009-02-09 2009-03-11
ASM207 WONG Hin Lun, Brian 黃顯倫 RE Dealing in Securities 2012-06-26 2012-07-01
ASM207 WONG Hin Lun, Brian 黃顯倫 RE Dealing in Futures Contracts 2012-06-26 2012-07-01
ASM274 MA Vicky V. RE Advising on Securities 2009-02-27 2010-02-26
ASN774 CHUANG Wayne 莊之瑋 RE Dealing in Securities 2016-03-31
ASN774 CHUANG Wayne 莊之瑋 RE Advising on Securities 2016-03-31
ASO302 WONG Tat Kwan 黃達鈞 RE Dealing in Securities 2013-04-25 2014-03-11
ASO302 WONG Tat Kwan 黃達鈞 RE Dealing in Futures Contracts 2013-04-25 2014-03-11
ASU506 LI Min RE Advising on Securities 2009-04-23 2012-03-24
ASW868 KUNG Te-Yi 孔德儀 RE Advising on Securities 2009-04-30 2009-10-15
ATC243 MA Wing Cheong 馬永昌 RE Dealing in Securities 2017-09-13
ATC243 MA Wing Cheong 馬永昌 RE Dealing in Futures Contracts 2017-09-13
ATI925 LIU Mei Shan, Esther 廖美珊 RE Advising on Securities 2009-07-20 2010-05-01
ATL879 WONG Wing Keung 王永強 RE Dealing in Securities 2013-02-06 2013-11-01
ATL879 WONG Wing Keung 王永強 RE Dealing in Futures Contracts 2013-02-06 2013-11-01
ATL879 WONG Wing Keung 王永強 RE Advising on Securities 2013-02-06 2013-11-01
ATL879 WONG Wing Keung 王永強 RE Advising on Futures Contracts 2013-02-06 2013-11-01
ATO860 MING MING-hsia 明明霞 RE Dealing in Securities 2009-08-24 2011-04-07
ATO860 MING MING-hsia 明明霞 RE Advising on Securities 2009-08-24 2011-04-07
ATQ883 LIU Yixuan 劉怡軒 RE Advising on Securities 2009-08-28 2012-08-30
ATR118 LIU Yi 劉禕 RE Advising on Securities 2009-09-02 2011-03-26
ATR165 FUNG King Hong 馮景康 RE Dealing in Securities 2012-06-18 2012-08-18
ATR165 FUNG King Hong 馮景康 RE Dealing in Futures Contracts 2012-06-18 2012-08-18
ATR363 SAK Kai Yau 石啟右 RE Dealing in Securities 2012-11-22 2018-03-23
ATR363 SAK Kai Yau 石啟右 RE Dealing in Futures Contracts 2012-11-22 2018-03-23
ATR461 LAI Ka Wah 黎嘉華 RE Dealing in Securities 2017-09-04
ATR461 LAI Ka Wah 黎嘉華 RE Dealing in Futures Contracts 2017-09-04
ATR461 LAI Ka Wah 黎嘉華 RE Advising on Securities 2017-09-04
ATS207 LIN Yu Hong 林妤虹 RE Advising on Securities 2009-09-11 2011-06-02
ATS874 FONG Yu 方瑜 RE Dealing in Securities 2012-06-18
ATS874 FONG Yu 方瑜 RE Dealing in Futures Contracts 2012-06-18
ATS954 POON Ka Wing 潘家榮 RE Dealing in Securities 2012-06-26 2017-10-22
ATS954 POON Ka Wing 潘家榮 RE Dealing in Futures Contracts 2012-06-26 2017-10-22
ATS954 POON Ka Wing 潘家榮 RE Advising on Securities 2013-05-08 2017-10-22
ATW265 CHANG Wen Hui 張文慧 RE Advising on Securities 2009-09-28 2011-10-14
ATW450 YE Liuxin 葉柳鑫 RE Dealing in Securities 2012-06-27 2012-09-12
ATW450 YE Liuxin 葉柳鑫 RE Dealing in Securities 2014-08-11 2015-10-01
ATW450 YE Liuxin 葉柳鑫 RE Dealing in Futures Contracts 2012-06-27 2012-09-12
ATW450 YE Liuxin 葉柳鑫 RE Dealing in Futures Contracts 2015-04-23 2015-10-01
ATW842 WANG Cong 王聰 RE Advising on Securities 2009-10-02 2011-05-23
ATY002 LEI Ho Chun 李浩俊 RE Dealing in Securities 2012-06-20 2015-01-16
ATY002 LEI Ho Chun 李浩俊 RE Dealing in Futures Contracts 2012-06-20 2015-01-16
ATY002 LEI Ho Chun 李浩俊 RE Leveraged Foreign Exchange Trading 2012-06-20 2015-01-16
ATY003 LANG Zhen 郎臻 RE Dealing in Securities 2012-06-20 2012-08-18
ATY004 NG Chi Wai 吳智偉 RE Dealing in Securities 2012-06-22 2015-08-15
ATY747 WONG Chi Lok 黃之樂 RE Dealing in Securities 2012-06-26 2014-02-28
ATY747 WONG Chi Lok 黃之樂 RE Dealing in Futures Contracts 2012-06-26 2014-02-28
AUB313 CHAN Siu Wai 陳少威 RE Asset Management 2012-06-14 2012-08-06
AUB811 CHAN Tsan Tuen 陳贊屯 RE Asset Management 2012-06-14 2013-09-20
AUD257 WONG Yee Wah 黃綺華 RE Dealing in Securities 2012-06-26 2016-07-09
AUD258 YEUNG Ting Wai 楊錠威 RE Dealing in Securities 2012-06-27
AUD258 YEUNG Ting Wai 楊錠威 RE Dealing in Futures Contracts 2012-06-27
AUD258 YEUNG Ting Wai 楊錠威 RE Leveraged Foreign Exchange Trading 2012-06-27 2016-10-31
AUE707 CHAN Man Fung 陳文鋒 RE Dealing in Securities 2012-06-14 2013-03-15
AUE707 CHAN Man Fung 陳文鋒 RE Dealing in Futures Contracts 2012-06-14 2013-03-15
AUE707 CHAN Man Fung 陳文鋒 RE Advising on Securities 2012-06-14 2013-03-15
AUH257 HUEN Tak Pan, Philip 禤德斌 RE Dealing in Securities 2012-06-18 2014-03-28
AUH257 HUEN Tak Pan, Philip 禤德斌 RE Advising on Securities 2012-06-18 2014-03-28
AUJ215 CHAN Siu Ying 陳少英 RE Dealing in Securities 2012-06-14 2012-08-01
AUM480 YAU Yuk Kuen 邱玉涓 RE Dealing in Securities 2012-06-27 2013-10-28
AUN717 CHEUNG Wai Hung 章偉鴻 RE Advising on Corporate Finance 2010-01-29 2012-09-29
AUQ942 WAN Hung Ha 尹紅霞 RE Dealing in Securities 2012-07-06 2016-12-22
AUQ942 WAN Hung Ha 尹紅霞 RO Dealing in Securities 2016-12-22
AUR646 HSIEH Siou-Ping 謝秀萍 RE Dealing in Securities 2012-06-18 2013-10-17
AUS182 HUNG Yat On 洪日安 RE Dealing in Securities 2012-06-20 2012-07-07
AUS182 HUNG Yat On 洪日安 RE Leveraged Foreign Exchange Trading 2012-06-20 2012-07-07
AUS202 KUNG Ho Bun 龔可斌 RE Dealing in Securities 2013-11-19 2016-03-05
AUS202 KUNG Ho Bun 龔可斌 RE Dealing in Securities 2016-05-19
AUS202 KUNG Ho Bun 龔可斌 RE Dealing in Futures Contracts 2013-11-19 2016-03-05
AUS202 KUNG Ho Bun 龔可斌 RE Dealing in Futures Contracts 2016-05-19
AUS202 KUNG Ho Bun 龔可斌 RE Leveraged Foreign Exchange Trading 2013-11-19 2016-03-05
AUS202 KUNG Ho Bun 龔可斌 RE Leveraged Foreign Exchange Trading 2016-05-19 2016-10-31
AUS311 CHAN Tat Shing 陳達成 RE Dealing in Securities 2012-06-14 2014-05-30
AUS311 CHAN Tat Shing 陳達成 RE Dealing in Futures Contracts 2012-06-14 2014-05-30
AUS311 CHAN Tat Shing 陳達成 RE Advising on Securities 2012-06-14 2014-05-30
AUS314 TSANG Cheuk Fung 曾卓鋒 RE Dealing in Securities 2012-06-26 2013-09-16
AUS314 TSANG Cheuk Fung 曾卓鋒 RE Dealing in Futures Contracts 2012-06-26 2013-09-16
AUS314 TSANG Cheuk Fung 曾卓鋒 RE Advising on Securities 2012-07-10 2013-09-16
AUV180 NG Cheuk Kin 吳焯堅 RE Dealing in Securities 2012-06-22
AUV610 LEE Man Hung 李文雄 RE Dealing in Securities 2012-06-20
AUV610 LEE Man Hung 李文雄 RE Dealing in Futures Contracts 2012-06-20
AUW725 YU Man 俞敏 RE Dealing in Securities 2015-01-06 2016-12-06
AUW823 WONG Wai Kee 黃惠祺 RE Dealing in Securities 2012-06-26 2014-09-12
AUW823 WONG Wai Kee 黃惠祺 RE Dealing in Futures Contracts 2012-06-26 2014-09-12
AUX010 SUM Ping Kong 沈炳港 RE Dealing in Securities 2012-06-26 2014-04-04
AUX010 SUM Ping Kong 沈炳港 RE Dealing in Futures Contracts 2012-06-26 2014-04-04
AUX010 SUM Ping Kong 沈炳港 RE Leveraged Foreign Exchange Trading 2012-06-26 2014-04-04
AUX104 QUEK Chin Hung 郭進漢 RE Dealing in Securities 2015-12-18 2016-03-14
AUX104 QUEK Chin Hung 郭進漢 RO Dealing in Securities 2016-03-14
AUX104 QUEK Chin Hung 郭進漢 RE Dealing in Futures Contracts 2015-12-18 2016-03-14
AUX104 QUEK Chin Hung 郭進漢 RO Dealing in Futures Contracts 2016-03-14
AUX618 WU Yi Han 吳怡翰 RE Dealing in Securities 2012-06-28 2012-08-13
AUX618 WU Yi Han 吳怡翰 RO Dealing in Securities 2012-08-13 2012-08-18
AUZ073 NG Wing Tai 吳永泰 RE Advising on Securities 2014-09-01 2015-04-01
AUZ931 CHANG Yi Chiun 張憶群 RE Advising on Securities 2010-04-12 2010-12-03
AVA554 TAN Dao Shen 陳道燊 RE Asset Management 2013-03-14 2014-02-07
AVA618 LI Wai Sum 李煒森 RE Dealing in Securities 2012-06-21 2013-12-19
AVA618 LI Wai Sum 李煒森 RE Dealing in Futures Contracts 2012-06-21 2013-12-19
AVA618 LI Wai Sum 李煒森 RE Advising on Securities 2012-06-21 2013-12-19
AVC106 LI Shi Kai, Carl 李詩凱 RE Dealing in Securities 2012-06-21 2013-03-01
AVC106 LI Shi Kai, Carl 李詩凱 RE Dealing in Futures Contracts 2012-06-21 2013-03-01
AVH529 GU Lingwei 顧玲蔚 RE Advising on Securities 2010-06-08 2012-04-28
AVH802 CHONG Siu Suet 莊小雪 RE Dealing in Securities 2012-06-18 2013-11-04
AVH802 CHONG Siu Suet 莊小雪 RE Dealing in Futures Contracts 2012-06-18 2013-11-04
AVH984 TAN Ming Yi 陳銘億 RE Dealing in Securities 2010-06-09 2013-04-10
AVH984 TAN Ming Yi 陳銘億 RE Advising on Securities 2010-06-09 2013-04-10
AVK473 HU Xiaoyan 胡小燕 RE Dealing in Securities 2010-06-25 2012-06-29
AVK473 HU Xiaoyan 胡小燕 RE Advising on Securities 2010-06-25 2012-06-29
AVL241 GIN Hoey Kwan Hoong, Kevin 許錕鴻 RE Advising on Securities 2010-07-07 2011-10-14
AVL823 KWOK Samuel Ming Sum 郭銘琛 RE Advising on Securities 2010-07-09 2014-07-04
AVL824 NIE Shengshen 聶晟申 RE Advising on Securities 2010-07-09 2012-04-03
AVM658 LO Dickson Tat San 羅達生 RE Dealing in Securities 2012-06-21 2014-05-09
AVM658 LO Dickson Tat San 羅達生 RE Dealing in Futures Contracts 2012-06-21 2014-05-09
AVM658 LO Dickson Tat San 羅達生 RE Leveraged Foreign Exchange Trading 2012-06-21 2014-05-09
AVP262 CHAU Siu Fung 周紹鳳 RE Dealing in Securities 2013-05-06 2015-09-07
AVP262 CHAU Siu Fung 周紹鳳 RE Dealing in Futures Contracts 2013-05-06 2015-09-07
AVP262 CHAU Siu Fung 周紹鳳 RE Leveraged Foreign Exchange Trading 2013-07-24 2015-09-07
AVS465 LIANG Cheng Chung 梁正中 RE Dealing in Securities 2013-02-06 2013-09-14
AVS465 LIANG Cheng Chung 梁正中 RE Dealing in Futures Contracts 2013-02-06 2013-05-30
AVS465 LIANG Cheng Chung 梁正中 RO Dealing in Futures Contracts 2013-05-30 2013-09-14
AVS465 LIANG Cheng Chung 梁正中 RE Advising on Securities 2013-02-06 2013-09-14
AVS465 LIANG Cheng Chung 梁正中 RE Advising on Futures Contracts 2013-02-06 2013-05-30
AVS465 LIANG Cheng Chung 梁正中 RO Advising on Futures Contracts 2013-05-30 2013-09-14
AVT036 LI Wai Kwan 李蕙筠 RE Dealing in Securities 2012-06-21
AVU827 TSE Yu Lung 謝裕龍 RE Dealing in Securities 2013-03-26 2013-10-02
AVU827 TSE Yu Lung 謝裕龍 RE Dealing in Futures Contracts 2013-03-26 2013-10-02
AVU827 TSE Yu Lung 謝裕龍 RE Leveraged Foreign Exchange Trading 2013-05-08 2013-10-02
AVV675 ZHAO Zhenyi 趙振毅 RE Advising on Securities 2010-09-02 2012-07-01
AVW003 CHEN Kun-Yang 陳坤陽 RE Dealing in Securities 2012-06-14 2013-03-01
AVW003 CHEN Kun-Yang 陳坤陽 RE Dealing in Securities 2013-07-18 2014-05-30
AVW003 CHEN Kun-Yang 陳坤陽 RE Dealing in Securities 2017-05-22 2018-06-04
AVW003 CHEN Kun-Yang 陳坤陽 RO Dealing in Securities 2018-06-04
AVW003 CHEN Kun-Yang 陳坤陽 RE Advising on Corporate Finance 2013-07-18 2014-05-30
AVW003 CHEN Kun-Yang 陳坤陽 RE Advising on Corporate Finance 2017-05-22
AVW215 YEUNG Kwun Po 楊觀寶 RE Dealing in Securities 2012-06-27
AVW215 YEUNG Kwun Po 楊觀寶 RE Dealing in Futures Contracts 2012-06-27
AVW215 YEUNG Kwun Po 楊觀寶 RE Advising on Securities 2012-06-27
AVY039 CHEN Xiaoyan 陳曉燕 RE Advising on Securities 2010-09-20 2012-04-28
AVY040 WANG Jin 王瑾 RE Advising on Securities 2010-09-20 2012-04-28
AWF554 LEUNG Ka Man 梁嘉雯 RE Dealing in Securities 2012-06-20 2014-08-15
AWF554 LEUNG Ka Man 梁嘉雯 RE Dealing in Futures Contracts 2012-06-20 2014-08-15
AWI156 WU Vicky Way Kay 胡鍏淇 RE Dealing in Securities 2012-06-27 2012-08-01
AWI156 WU Vicky Way Kay 胡鍏淇 RE Dealing in Futures Contracts 2012-06-27 2012-08-01
AWI800 LEHNER JR Charles Warren RE Dealing in Securities 2010-11-19 2011-06-24
AWI800 LEHNER JR Charles Warren RE Advising on Securities 2010-11-19 2011-06-24
AWJ748 LAM Sze Yuen 林詩鉉 RE Dealing in Securities 2012-06-20
AWJ748 LAM Sze Yuen 林詩鉉 RE Dealing in Futures Contracts 2012-06-20
AWK238 YEH Hsin-Hsin 葉欣欣 RE Dealing in Securities 2012-06-27 2013-09-24
AWK241 LI Kwong 李罡 RE Dealing in Securities 2012-06-21 2013-10-07
AWO127 LAI Lam 黎琳 RE Dealing in Securities 2012-06-20 2015-10-04
AWP433 YANG Ja Wah 楊家華 RE Dealing in Securities 2012-06-27 2012-08-28
AWP433 YANG Ja Wah 楊家華 RE Dealing in Futures Contracts 2012-06-27 2012-08-28
AWP435 XIE Feng 謝峰 RE Dealing in Securities 2012-06-27 2015-01-16
AWP881 YEUNG Lai Man 楊麗雯 RE Advising on Corporate Finance 2011-01-11 2012-09-29
AWQ619 WAI Kwai Fong 韋桂芳 RE Advising on Corporate Finance 2011-01-14 2012-09-29
AWS105 CHAN Wing Yee Wing 陳詠怡 RE Dealing in Securities 2012-06-14 2012-07-18
AWT778 LEE Wai Cheong 李維昌 RE Dealing in Securities 2014-04-17 2017-12-11
AWT778 LEE Wai Cheong 李維昌 RE Dealing in Futures Contracts 2014-04-17 2017-12-11
AWU102 XIAO Xin 肖欣 RE Dealing in Securities 2012-06-27 2012-08-17
AWW339 CHAN Siu Wing 陳兆榮 RE Dealing in Securities 2012-10-10 2012-11-07
AWW339 CHAN Siu Wing 陳兆榮 RE Dealing in Futures Contracts 2012-10-10 2012-11-07
AWX086 CHAN Cheuk Ki, Christy 陳卓琦 RE Dealing in Securities 2017-01-25 2017-02-25
AWX086 CHAN Cheuk Ki, Christy 陳卓琦 RE Dealing in Futures Contracts 2017-01-25 2017-02-25
AWY231 CHAN Ho Ting 陳浩庭 RE Dealing in Securities 2012-06-14 2014-04-28
AWY231 CHAN Ho Ting 陳浩庭 RE Dealing in Futures Contracts 2012-08-20 2014-04-28
AWY231 CHAN Ho Ting 陳浩庭 RE Advising on Securities 2012-06-14 2014-04-28
AWY439 LUK Chin Pang Calvin 陸展鵬 RE Dealing in Securities 2012-06-22 2013-12-23
AWY439 LUK Chin Pang Calvin 陸展鵬 RE Dealing in Futures Contracts 2012-07-30 2013-12-23
AWY449 HUANG Shao Hsuan 黃劭萱 RE Asset Management 2012-06-18 2012-09-25
AXA325 CHEN Shih Hsien 陳仕憲 RE Advising on Securities 2015-06-29 2016-03-19
AXB945 DONG Fangming 董方明 RE Dealing in Securities 2012-06-18 2012-08-28
AXC096 NG Kwan Chun 吳君俊 RE Dealing in Securities 2014-09-19 2017-12-26
AXC096 NG Kwan Chun 吳君俊 RE Dealing in Futures Contracts 2014-11-10 2017-12-26
AXC105 FUNG Kit Sing 馮傑聲 RE Dealing in Securities 2012-06-18 2012-08-11
AXC105 FUNG Kit Sing 馮傑聲 RE Dealing in Securities 2015-09-21 2016-12-08
AXC105 FUNG Kit Sing 馮傑聲 RE Dealing in Futures Contracts 2012-06-18 2012-08-11
AXC105 FUNG Kit Sing 馮傑聲 RE Dealing in Futures Contracts 2015-09-21 2016-12-08
AXC175 CHAO Ruo Han 趙若涵 RE Dealing in Securities 2012-06-14 2014-01-03
AXE968 SHIU Chi Man 蕭智文 RE Dealing in Securities 2012-06-26 2013-06-01
AXE968 SHIU Chi Man 蕭智文 RE Dealing in Futures Contracts 2012-06-26 2013-06-01
AXF500 LEE Kai Man 李啟文 RE Dealing in Securities 2012-06-20 2012-09-29
AXG751 CHAN Wai Chi 陳偉智 RE Dealing in Securities 2015-03-27
AXG751 CHAN Wai Chi 陳偉智 RE Dealing in Futures Contracts 2015-03-27
AXG751 CHAN Wai Chi 陳偉智 RE Advising on Securities 2015-09-25
AXG751 CHAN Wai Chi 陳偉智 RE Advising on Futures Contracts 2015-10-29
AXH328 LAU Kin Kwan, Karen 劉建軍 RE Dealing in Securities 2012-06-20 2012-11-30
AXH328 LAU Kin Kwan, Karen 劉建軍 RE Dealing in Futures Contracts 2012-06-20 2012-11-30
AXK688 QIAN Shoulu 錢守璐 RE Advising on Securities 2011-06-10 2012-12-01
AXK690 WANG Kuan Jan 王冠然 RE Advising on Securities 2011-06-13 2012-11-16
AXN150 KAO Wei Luen 高偉倫 RE Dealing in Securities 2012-06-20 2014-04-24
AXN155 DONG Chang 董昶 RE Dealing in Securities 2012-06-18 2014-02-07
AXT224 CHOI Tak Fai 蔡德輝 RE Dealing in Securities 2012-06-18 2013-03-15
AXT224 CHOI Tak Fai 蔡德輝 RE Dealing in Securities 2013-06-04
AXT224 CHOI Tak Fai 蔡德輝 RE Dealing in Futures Contracts 2012-06-18 2013-03-15
AXT224 CHOI Tak Fai 蔡德輝 RE Dealing in Futures Contracts 2013-06-04
AXT224 CHOI Tak Fai 蔡德輝 RE Advising on Securities 2012-06-18 2013-03-15
AXT224 CHOI Tak Fai 蔡德輝 RE Advising on Securities 2014-07-25
AXT224 CHOI Tak Fai 蔡德輝 RE Advising on Futures Contracts 2012-06-18 2013-03-15
AXU916 FUNG Yi 馮夷 RE Dealing in Securities 2015-03-30 2016-04-23
AXU916 FUNG Yi 馮夷 RE Dealing in Futures Contracts 2015-03-30 2016-04-23
AXU916 FUNG Yi 馮夷 RE Leveraged Foreign Exchange Trading 2015-03-30 2016-04-23
AXV581 WAN Chi Fai 尹志輝 RE Advising on Securities 2013-11-11 2015-03-18
AXV938 TSAI Hsin Yi 蔡心怡 RE Advising on Securities 2011-08-12 2012-06-18
AXX426 LI Ching Cheung 李正璋 RE Dealing in Securities 2018-05-28
AXX426 LI Ching Cheung 李正璋 RE Dealing in Futures Contracts 2018-05-28
AXX715 CHIU Bong Chi, Dominic 趙邦智 RE Dealing in Securities 2012-06-18 2013-12-30
AXX715 CHIU Bong Chi, Dominic 趙邦智 RE Dealing in Futures Contracts 2012-06-18 2013-12-30
AXZ744 LO Tsz Him 羅子謙 RE Dealing in Securities 2012-06-21 2015-04-21
AXZ744 LO Tsz Him 羅子謙 RE Dealing in Futures Contracts 2012-06-21 2015-04-21
AXZ771 LAM Cheuk Sun 林卓燊 RE Dealing in Securities 2012-06-20 2013-12-06
AXZ771 LAM Cheuk Sun 林卓燊 RE Advising on Securities 2012-06-20 2013-12-06
AYC509 CHAN Lut Kwan 陳律君 RE Dealing in Securities 2014-02-12
AYC509 CHAN Lut Kwan 陳律君 RE Dealing in Futures Contracts 2014-02-12
AYC509 CHAN Lut Kwan 陳律君 RE Advising on Securities 2014-03-07
AYC509 CHAN Lut Kwan 陳律君 RE Advising on Futures Contracts 2014-03-07
AYD078 TONG Chun Yin 湯俊彥 RE Dealing in Securities 2012-10-08 2013-05-28
AYE533 NG Tung 吳橦 RE Dealing in Securities 2012-06-22 2012-07-01
AYE728 JIANG Jun 蔣鈞 RE Advising on Securities 2011-10-04 2011-11-08
AYE730 YANG Cheng-Yuan 楊鎭源 RE Advising on Securities 2011-10-04 2012-05-15
AYG339 CHANG Kuang Wei 張光緯 RE Dealing in Securities 2011-10-14 2015-04-18
AYH663 CHEUNG Ka Ho 張家豪 RE Dealing in Securities 2012-06-14 2013-12-27
AYH663 CHEUNG Ka Ho 張家豪 RE Dealing in Futures Contracts 2012-06-14 2013-12-27
AYI375 LI Kwok Kei 李國基 RE Dealing in Securities 2012-06-21 2018-12-08
AYI383 FONG Chun Yuen 方俊源 RE Dealing in Securities 2012-06-18 2012-12-20
AYI935 LUO Ke 羅可 RE Asset Management 2012-06-22 2013-07-06
AYJ279 LAI Tsun Kit 賴俊傑 RE Dealing in Securities 2017-03-07
AYJ279 LAI Tsun Kit 賴俊傑 RE Dealing in Futures Contracts 2017-04-18
AYJ463 LIANG Shu Min 梁淑敏 RE Dealing in Securities 2012-06-21 2012-12-01
AYJ712 LEUNG Man Yee 梁敏兒 RE Dealing in Securities 2012-06-20 2012-08-16
AYN027 XU Yingxin 徐英鑫 RE Dealing in Securities 2012-06-27 2013-10-25
AYN027 XU Yingxin 徐英鑫 RE Dealing in Futures Contracts 2012-06-27 2013-10-25
AYS468 TANG Tian 唐甜 RE Dealing in Securities 2012-06-26 2015-06-09
AYV630 TSANG Chun Hei 曾俊禧 RE Dealing in Securities 2012-06-26 2013-11-04
AYV630 TSANG Chun Hei 曾俊禧 RE Dealing in Futures Contracts 2012-06-26 2013-11-04
AYV630 TSANG Chun Hei 曾俊禧 RE Leveraged Foreign Exchange Trading 2012-06-26 2013-11-04
AYX646 HO Hing Fai 何慶輝 RE Dealing in Securities 2012-06-18 2012-07-07
AYY014 LU Yiwen 陆怡雯 RE Advising on Securities 2012-02-02 2012-07-01
AYY392 LI Hongbin 李洪斌 RE Advising on Securities 2012-02-03 2012-08-30
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Securities 2012-06-26 2013-03-18
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Securities 2015-06-15 2018-12-03
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Futures Contracts 2012-06-26 2013-03-18
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Futures Contracts 2015-06-15 2018-12-03
AZG141 TANG Yuwen 湯昱文 RE Advising on Securities 2012-03-28 2012-08-04
AZG561 LEUNG Man Fai 梁文輝 RE Dealing in Securities 2012-06-20 2012-11-01
AZG929 LEE Yu Hin 利宇軒 RE Dealing in Securities 2015-09-04 2016-01-05
AZG929 LEE Yu Hin 利宇軒 RE Dealing in Futures Contracts 2015-09-04 2016-01-05
AZG929 LEE Yu Hin 利宇軒 RE Leveraged Foreign Exchange Trading 2015-09-04 2016-01-05
AZJ892 LIU Shusheng 劉淑生 RE Advising on Securities 2012-04-26 2012-11-28
AZK393 WU Weimin 吳偉敏 RE Dealing in Securities 2013-04-12 2014-04-30
AZK393 WU Weimin 吳偉敏 RE Advising on Securities 2013-04-12 2014-04-30
AZO048 YIU Ka Fai 姚嘉輝 RE Dealing in Securities 2012-06-27 2012-09-29
BAA072 CHAN Chi Kan 陳志勤 RE Dealing in Securities 2012-08-22 2012-09-29
BAD529 WANG Jiahui 王佳卉 RE Advising on Securities 2012-08-31 2015-06-08
BAD883 WONG Yuk Wai Crystal 王鈺蔚 RE Dealing in Securities 2012-09-28 2013-05-15
BAD883 WONG Yuk Wai Crystal 王鈺蔚 RE Dealing in Futures Contracts 2012-09-28 2013-05-15
BAE018 WANG Erchun 王尔淳 RE Dealing in Securities 2012-09-28 2015-04-16
BAE020 ZHAO Mingyue 趙明月 RE Dealing in Securities 2012-09-28 2014-09-26
BAE020 ZHAO Mingyue 趙明月 RE Dealing in Futures Contracts 2012-09-28 2014-09-26
BAE020 ZHAO Mingyue 趙明月 RE Advising on Securities 2012-09-28 2014-09-26
BAE640 NGAN Chiu Chun 顏招駿 RE Dealing in Securities 2012-10-08 2013-05-29
BAE641 PANG Chak Ming 彭澤銘 RE Dealing in Securities 2012-10-08 2013-08-02
BAF087 TAM Wing Kin 譚永健 RE Dealing in Securities 2017-09-19
BAF087 TAM Wing Kin 譚永健 RE Advising on Securities 2017-09-19
BAG438 CHUNG Yin Ling 鍾燕玲 RE Dealing in Securities 2012-10-03 2014-04-17
BAH705 LAM Suk Yee 林淑儀 RE Dealing in Securities 2012-11-08 2013-08-18
BAI193 LOK Chin Tung, Terence 駱搌潼 RE Dealing in Securities 2014-04-22 2015-07-27
BAI193 LOK Chin Tung, Terence 駱搌潼 RE Advising on Securities 2014-04-22 2015-07-27
BAI829 FONG Yiu Sing 方耀昇 RE Dealing in Securities 2012-11-16 2013-03-15
BAI829 FONG Yiu Sing 方耀昇 RE Dealing in Securities 2013-05-30 2013-12-12
BAI829 FONG Yiu Sing 方耀昇 RE Dealing in Securities 2014-01-24 2018-01-22
BAI829 FONG Yiu Sing 方耀昇 RE Dealing in Futures Contracts 2013-05-30 2013-12-12
BAI829 FONG Yiu Sing 方耀昇 RE Dealing in Futures Contracts 2014-01-24 2018-01-22
BAI829 FONG Yiu Sing 方耀昇 RE Advising on Securities 2012-12-17 2013-03-15
BAK776 HO Chit Shing 何捷誠 RE Dealing in Securities 2012-12-03 2017-11-29
BAK776 HO Chit Shing 何捷誠 RE Dealing in Futures Contracts 2013-03-07 2017-11-29
BAK776 HO Chit Shing 何捷誠 RE Advising on Securities 2012-12-03 2017-11-29
BAK776 HO Chit Shing 何捷誠 RE Advising on Futures Contracts 2013-03-07 2017-11-29
BAL984 WANG Chun-chieh 王俊傑 RE Dealing in Securities 2012-12-13 2013-02-15
BAL984 WANG Chun-chieh 王俊傑 RO Dealing in Securities 2013-02-15 2016-04-08
BAL984 WANG Chun-chieh 王俊傑 RE Advising on Securities 2012-12-13 2013-02-15
BAL984 WANG Chun-chieh 王俊傑 RO Advising on Securities 2013-02-15 2016-04-08
BAN006 LEUNG Kwan Wai 梁鈞惠 RE Dealing in Securities 2015-10-22
BAN006 LEUNG Kwan Wai 梁鈞惠 RE Dealing in Futures Contracts 2016-01-22
BAN016 WAN Juexi 萬珏希 RE Dealing in Securities 2015-10-12 2016-02-01
BAP096 NG Man Fai 吳敏暉 RE Dealing in Securities 2012-12-06 2013-12-11
BAP096 NG Man Fai 吳敏暉 RE Dealing in Futures Contracts 2012-12-06 2013-12-11
BAP096 NG Man Fai 吳敏暉 RE Advising on Securities 2012-12-06 2013-12-11
BAR660 KWAN Siu Tat, Tommy 關兆達 RE Dealing in Securities 2016-10-24 2018-05-03
BAR660 KWAN Siu Tat, Tommy 關兆達 RE Dealing in Futures Contracts 2016-10-24 2018-05-03
BAU425 LU Ye 呂曄 RE Dealing in Securities 2013-02-20 2013-03-01
BAV438 HO Tsu-Hsien 何祖賢 RE Dealing in Securities 2015-11-05
BAV648 CHIU Chin-Feng 邱金鳳 RE Dealing in Securities 2015-02-09 2017-04-06
BAV648 CHIU Chin-Feng 邱金鳳 RE Dealing in Futures Contracts 2015-02-09 2017-04-06
BAV648 CHIU Chin-Feng 邱金鳳 RE Advising on Securities 2015-02-09 2017-04-06
BAV648 CHIU Chin-Feng 邱金鳳 RE Advising on Futures Contracts 2015-02-09 2017-04-06
BAW692 CHAN Ching Shan 陳靜山 RE Dealing in Securities 2013-02-18 2013-12-10
BBA371 CHOW Kit Jessica 周潔 RE Dealing in Securities 2013-03-18 2015-10-12
BBF237 FONG Hing 方興 RE Dealing in Securities 2018-05-02
BBK140 WENG Ming Sung 翁敏松 RE Dealing in Securities 2013-11-20 2015-03-27
BBK140 WENG Ming Sung 翁敏松 RE Advising on Securities 2013-11-20 2015-03-27
BBK140 WENG Ming Sung 翁敏松 RE Asset Management 2013-06-10 2014-08-22
BBK140 WENG Ming Sung 翁敏松 RO Asset Management 2014-08-22 2015-03-27
BBK190 LUO I-Fang 羅翊方 RE Dealing in Securities 2016-03-21 2018-03-16
BBK190 LUO I-Fang 羅翊方 RE Dealing in Futures Contracts 2016-05-05 2018-03-16
BBK190 LUO I-Fang 羅翊方 RE Advising on Securities 2016-03-21 2018-03-16
BBK190 LUO I-Fang 羅翊方 RE Advising on Futures Contracts 2016-05-05 2018-03-16
BBK646 YANG Yeu Shun 楊雨順 RE Dealing in Securities 2013-06-13 2013-07-11
BBK646 YANG Yeu Shun 楊雨順 RO Dealing in Securities 2013-07-11 2015-03-27
BBK646 YANG Yeu Shun 楊雨順 RE Advising on Securities 2013-06-13 2013-07-11
BBK646 YANG Yeu Shun 楊雨順 RO Advising on Securities 2013-07-11 2015-03-27
BBN283 LO Yuen Ting 盧婉婷 RE Dealing in Securities 2013-07-03 2017-04-30
BBN283 LO Yuen Ting 盧婉婷 RE Dealing in Futures Contracts 2013-07-03 2017-04-30
BBN283 LO Yuen Ting 盧婉婷 RE Asset Management 2014-04-28 2017-04-30
BBP101 CHONG Shing Ho 莊承浩 RE Dealing in Securities 2016-04-25 2017-01-17
BBT492 XIAO Yan 肖燕 RE Dealing in Securities 2016-06-28 2017-07-09
BBT492 XIAO Yan 肖燕 RE Advising on Corporate Finance 2016-06-28 2017-07-09
BBY954 SUN Jie 孫婕 RE Dealing in Securities 2013-09-27 2015-07-10
BBY954 SUN Jie 孫婕 RE Dealing in Futures Contracts 2013-09-27 2015-07-10
BBY954 SUN Jie 孫婕 RE Advising on Securities 2013-09-27 2015-07-10
BBY954 SUN Jie 孫婕 RE Advising on Futures Contracts 2013-09-27 2015-07-10
BCC292 YU Tai Wai 余大維 RE Dealing in Securities 2014-05-21 2015-05-13
BCC292 YU Tai Wai 余大維 RE Dealing in Futures Contracts 2014-05-21 2015-05-13
BCC292 YU Tai Wai 余大維 RE Leveraged Foreign Exchange Trading 2014-05-21 2015-05-13
BCD800 TUNG Chi Sai 董賜茜 RE Dealing in Securities 2013-11-25 2015-04-30
BCF239 CHAN King Yeung 陳景揚 RE Dealing in Securities 2018-02-21
BCF651 CHIU Yen Lan 邱燕蘭 RE Dealing in Securities 2015-11-05
BCF651 CHIU Yen Lan 邱燕蘭 RE Advising on Securities 2018-07-10
BCH648 CHO Ping 曹平 RE Dealing in Securities 2013-11-14 2014-08-08
BCH648 CHO Ping 曹平 RE Dealing in Securities 2017-04-25 2018-04-12
BCI798 LI Yu Wai 李予偉 RE Dealing in Securities 2016-06-02 2017-06-19
BCI798 LI Yu Wai 李予偉 RE Dealing in Futures Contracts 2016-06-02 2017-06-19
BCI798 LI Yu Wai 李予偉 RE Leveraged Foreign Exchange Trading 2016-06-02 2016-10-31
BCK950 CHEN Yi-hsuan 陳怡瑄 RE Dealing in Securities 2014-01-02
BCK950 CHEN Yi-hsuan 陳怡瑄 RE Dealing in Futures Contracts 2014-01-02 2017-05-26
BCK950 CHEN Yi-hsuan 陳怡瑄 RE Asset Management 2017-05-26
BCM870 LO Hin Wing, Henry 盧顯榮 RE Dealing in Securities 2015-11-25 2017-05-01
BCM870 LO Hin Wing, Henry 盧顯榮 RE Dealing in Futures Contracts 2015-11-25 2017-05-01
BCN586 YAN Lufei 顏魯非 RE Dealing in Securities 2016-09-02 2016-11-29
BCN586 YAN Lufei 顏魯非 RE Dealing in Futures Contracts 2016-09-02 2016-11-29
BCN586 YAN Lufei 顏魯非 RE Advising on Securities 2016-09-02 2016-11-29
BCN586 YAN Lufei 顏魯非 RE Advising on Futures Contracts 2016-09-02 2016-11-29
BCS997 BAO Wenjia 包文佳 RE Dealing in Securities 2015-11-13 2017-07-27
BCS997 BAO Wenjia 包文佳 RE Dealing in Futures Contracts 2015-11-13 2017-07-27
BCZ934 HSIEH Erin 謝依玲 RE Dealing in Securities 2014-03-19
BCZ934 HSIEH Erin 謝依玲 RE Dealing in Futures Contracts 2014-03-19
BCZ934 HSIEH Erin 謝依玲 RE Asset Management 2015-04-24
BDF067 YIP Chun Kit 葉鎮傑 RE Dealing in Securities 2015-06-11 2015-10-31
BDF067 YIP Chun Kit 葉鎮傑 RE Dealing in Futures Contracts 2015-09-22 2015-10-31
BDF067 YIP Chun Kit 葉鎮傑 RE Advising on Securities 2015-06-11 2015-10-31
BDI992 SUN Yu-Huei 孫毓徽 RE Asset Management 2016-01-14
BDP434 SU Yu-hui 蘇育慧 RE Advising on Securities 2014-12-30 2016-10-31
BDV840 XIAN Ming 鮮明 RE Dealing in Securities 2018-01-31
BEA835 FU Choi Fung 傅彩鳳 RE Dealing in Securities 2016-03-07 2017-11-23
BEA835 FU Choi Fung 傅彩鳳 RE Dealing in Futures Contracts 2016-03-07 2017-11-23
BEA835 FU Choi Fung 傅彩鳳 RE Leveraged Foreign Exchange Trading 2016-03-07 2016-10-31
BEE551 MAK Hiu Chun 麥曉晉 RE Dealing in Securities 2014-09-17 2015-12-18
BEE551 MAK Hiu Chun 麥曉晉 RE Dealing in Futures Contracts 2014-09-17 2015-12-18
BEE551 MAK Hiu Chun 麥曉晉 RE Leveraged Foreign Exchange Trading 2015-02-17 2015-12-18
BEE551 MAK Hiu Chun 麥曉晉 RE Asset Management 2015-08-26 2015-12-18
BEF673 LI Cheuk Pong Marco 李卓邦 RE Dealing in Securities 2015-09-24 2017-03-24
BEF673 LI Cheuk Pong Marco 李卓邦 RE Advising on Securities 2015-09-24 2017-03-24
BEM056 WU Yi Ju 吳宜儒 RE Advising on Securities 2018-05-14
BEQ564 HUANG Tingting 黃婷婷 RE Dealing in Securities 2017-09-13
BEQ564 HUANG Tingting 黃婷婷 RE Dealing in Futures Contracts 2017-10-13
BEQ564 HUANG Tingting 黃婷婷 RE Advising on Securities 2017-09-13
BEW131 CHOY Lai Ho, Leo 蔡澧豪 RE Dealing in Securities 2016-11-07
BEW131 CHOY Lai Ho, Leo 蔡澧豪 RE Dealing in Futures Contracts 2016-11-07
BEW131 CHOY Lai Ho, Leo 蔡澧豪 RE Advising on Securities 2016-11-07
BEW679 CHIM Ka Shing 詹嘉成 RE Dealing in Securities 2016-05-10 2017-12-20
BEX059 PANG Shi Choi 彭士財 RE Dealing in Securities 2015-01-30 2015-04-27
BEX059 PANG Shi Choi 彭士財 RE Dealing in Futures Contracts 2015-01-30 2015-04-27
BEZ790 CHENG Yuk Man 鄭玉文 RE Dealing in Securities 2015-03-03 2015-06-08
BEZ803 LIN Chun-Hung 林君虹 RE Dealing in Securities 2015-03-04 2015-12-05
BEZ803 LIN Chun-Hung 林君虹 RE Dealing in Futures Contracts 2015-09-22 2015-12-05
BEZ803 LIN Chun-Hung 林君虹 RE Advising on Securities 2015-03-04 2015-12-05

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