Hong Kong SFC licence institution ABS418, Fulixin Securities Limited 富力鑫證券有限公司

These are the licence-holders that were found for SFC licence institution ABS418 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAH128 LI Nai Chiu 李乃昭 RE Dealing in Securities 2003-04-01 2003-06-18
AAH128 LI Nai Chiu 李乃昭 RE Advising on Securities 2003-04-01 2003-06-18
AAH128 LI Nai Chiu 李乃昭 RE Advising on Corporate Finance 2003-04-01 2003-06-18
AAH128 LI Nai Chiu 李乃昭 RE Asset Management 2003-04-01 2003-06-18
AAH278 CHENG Tai Pui 鄭棣培 RO Dealing in Securities 2017-07-07 2018-02-28
AAH805 HU Hau Ping 胡海鵬 RO Dealing in Securities 2003-04-01 2011-04-16
AAH805 HU Hau Ping 胡海鵬 RO Advising on Securities 2003-04-01 2004-09-13
AAH805 HU Hau Ping 胡海鵬 RO Advising on Corporate Finance 2003-04-01 2004-09-13
AAH805 HU Hau Ping 胡海鵬 RO Asset Management 2003-04-01 2004-09-13
AAH820 LEE Yu Sing 李裕成 RO Dealing in Securities 2003-04-01 2014-04-13
AAH820 LEE Yu Sing 李裕成 RO Advising on Securities 2003-04-01 2004-09-13
AAH820 LEE Yu Sing 李裕成 RO Advising on Corporate Finance 2003-04-01 2004-09-13
AAH820 LEE Yu Sing 李裕成 RO Asset Management 2003-04-01 2004-09-13
AAH824 LO Wai Man 盧惠文 RO Dealing in Securities 2003-04-01 2014-04-13
AAH824 LO Wai Man 盧惠文 RO Advising on Securities 2003-04-01 2004-09-13
AAH824 LO Wai Man 盧惠文 RO Advising on Corporate Finance 2003-04-01 2004-09-13
AAH824 LO Wai Man 盧惠文 RO Asset Management 2003-04-01 2004-09-13
AAH828 SHUM Yiu Kai 岑堯階 RO Dealing in Securities 2003-04-01 2014-04-13
AAH828 SHUM Yiu Kai 岑堯階 RO Advising on Securities 2003-04-01 2004-09-13
AAH828 SHUM Yiu Kai 岑堯階 RO Advising on Corporate Finance 2003-04-01 2004-09-13
AAH828 SHUM Yiu Kai 岑堯階 RO Asset Management 2003-04-01 2004-09-13
AAH831 WOO Hai Chain 胡海全 RO Dealing in Securities 2003-04-01 2014-04-13
AAH831 WOO Hai Chain 胡海全 RO Advising on Securities 2003-04-01 2004-09-13
AAH831 WOO Hai Chain 胡海全 RO Advising on Corporate Finance 2003-04-01 2004-09-13
AAH831 WOO Hai Chain 胡海全 RO Asset Management 2003-04-01 2004-09-13
AAV692 CHAU Chung Yin, Samiel 周中彥 RE Dealing in Securities 2014-06-23 2014-06-27
AAV692 CHAU Chung Yin, Samiel 周中彥 RO Dealing in Securities 2014-06-27
AAV692 CHAU Chung Yin, Samiel 周中彥 RO Dealing in Futures Contracts 2017-05-17
ABL509 CHEUNG Po Kuen 張保權 RE Dealing in Securities 2003-04-01 2014-05-24
ABL509 CHEUNG Po Kuen 張保權 RE Advising on Securities 2003-04-01 2004-04-01
ABL509 CHEUNG Po Kuen 張保權 RE Advising on Corporate Finance 2003-04-01 2004-04-01
ABL509 CHEUNG Po Kuen 張保權 RE Asset Management 2003-04-01 2004-04-01
ABM913 LEE Chun Leung 李振樑 RE Dealing in Securities 2014-11-14 2015-05-13
ABM913 LEE Chun Leung 李振樑 RO Dealing in Securities 2015-05-13 2017-01-22
ADB712 HUI Chi Kit, Daniel 許志傑 RE Dealing in Securities 2015-05-04 2015-11-02
ADI451 LAM Siu Leung 林兆良 RE Dealing in Securities 2003-04-01 2014-10-06
ADI451 LAM Siu Leung 林兆良 RE Advising on Securities 2003-04-01 2003-09-16
ADI451 LAM Siu Leung 林兆良 RE Advising on Corporate Finance 2003-04-01 2003-09-16
ADI451 LAM Siu Leung 林兆良 RE Asset Management 2003-04-01 2003-09-16
AEH400 HO Ting Kay 何定錤 RO Dealing in Securities 2014-08-01 2015-04-30
AEZ042 CHOW Yuen Tung 周元彤 RO Dealing in Securities 2018-07-16
AEZ042 CHOW Yuen Tung 周元彤 RO Dealing in Futures Contracts 2018-07-16
AFM849 CHAU Mei Wah Carol 仇美華 RE Dealing in Securities 2015-08-19 2017-05-16
AIH007 TSANG Wai Yan, Wayne 曾惠恩 RE Dealing in Securities 2016-04-28 2016-09-12
ANJ731 LAU Siu Lan, Diana 劉小蘭 RO Dealing in Securities 2014-02-24 2014-07-31
AOB306 LAI Kin Lun 黎健倫 RO Dealing in Securities 2014-02-10 2014-06-30
AOU242 LEUNG Chi Kong 梁智剛 RE Dealing in Securities 2014-11-20 2014-12-20
ARA546 CHEN Hsiang Ju 陳香如 RE Dealing in Securities 2014-08-08 2017-04-10
ASX329 HONG Kelvin 洪烯煌 RE Dealing in Securities 2016-07-18 2016-09-14
ASX329 HONG Kelvin 洪烯煌 RO Dealing in Securities 2016-09-14 2018-04-04
ASX329 HONG Kelvin 洪烯煌 RO Dealing in Futures Contracts 2017-05-17 2018-04-04
AXZ873 LIN Wai Wang 林鍏宏 RE Dealing in Securities 2017-08-11 2018-10-19
AXZ873 LIN Wai Wang 林鍏宏 RE Dealing in Futures Contracts 2017-08-11 2018-10-19
BBD859 TSE Ming Pong 謝明邦 RE Dealing in Securities 2016-06-14 2017-01-11
BHB485 KWONG Yun Kai, Peter 鄺潤楷 RO Dealing in Securities 2017-11-15
BHC153 YUAN Xiaoxi 袁小茜 RE Dealing in Securities 2017-12-22

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