Hong Kong SFC licence institution ABS672, Overlook Investments Limited

These are the licence-holders that were found for SFC licence institution ABS672 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ719 LAWRENCE Richard Hurd Jr. 羅蘭士 RO Advising on Securities 2003-04-01 2009-12-31
AAJ719 LAWRENCE Richard Hurd Jr. 羅蘭士 RO Advising on Futures Contracts 2003-04-01 2009-12-31
AAJ719 LAWRENCE Richard Hurd Jr. 羅蘭士 RO Advising on Corporate Finance 2003-04-01 2004-11-01
AAJ719 LAWRENCE Richard Hurd Jr. 羅蘭士 RO Asset Management 2003-04-01
ABM486 SQUIRE James St. John RE Advising on Securities 2007-07-24 2009-12-31
ABM486 SQUIRE James St. John RE Advising on Futures Contracts 2007-07-24 2009-12-31
ABM486 SQUIRE James St. John RE Asset Management 2007-07-24 2017-06-01
ABM486 SQUIRE James St. John RO Asset Management 2017-06-01
ABZ181 CHAN Tai Yin, Terence 陳泰然 RE Advising on Securities 2003-04-01 2004-11-08
ABZ181 CHAN Tai Yin, Terence 陳泰然 RO Advising on Securities 2004-11-08 2006-06-30
ABZ181 CHAN Tai Yin, Terence 陳泰然 RO Advising on Futures Contracts 2004-11-08 2006-06-30
ABZ181 CHAN Tai Yin, Terence 陳泰然 RE Advising on Corporate Finance 2003-04-01 2003-09-26
ABZ181 CHAN Tai Yin, Terence 陳泰然 RE Asset Management 2003-04-01 2003-09-26
ABZ181 CHAN Tai Yin, Terence 陳泰然 RO Asset Management 2004-11-08 2006-06-30
AFU405 LIU Ying 劉穎 RE Advising on Securities 2003-10-13 2007-04-30
AFU405 LIU Ying 劉穎 RE Asset Management 2005-06-27 2007-04-30
AGD983 SHIUNG Eric Hsin-Yi 熊信貽 RE Advising on Securities 2008-01-30 2009-12-31
AGD983 SHIUNG Eric Hsin-Yi 熊信貽 RE Advising on Futures Contracts 2008-01-30 2009-10-09
AGD983 SHIUNG Eric Hsin-Yi 熊信貽 RE Asset Management 2008-01-30 2009-10-09
AGD983 SHIUNG Eric Hsin-Yi 熊信貽 RE Asset Management 2010-01-05 2014-04-23
AIU612 ZINKE GALLAGHER Ellen RE Advising on Securities 2003-06-18 2004-03-01
AJE517 LEE Yuet Mei 李月美 RE Advising on Securities 2003-11-07 2006-01-21
AJE517 LEE Yuet Mei 李月美 RO Asset Management 2005-10-12 2006-01-21
AJF234 LEUNG Hung Piu 梁鴻標 RE Asset Management 2018-06-08
ALK688 LIM Ching-ee, Dennis 林經繹 RE Asset Management 2015-06-29 2016-10-28
ANQ006 LONERGAN Michael John RE Advising on Securities 2006-07-03 2006-11-15
ANQ006 LONERGAN Michael John RO Advising on Securities 2006-11-15 2009-12-31
ANQ006 LONERGAN Michael John RE Advising on Futures Contracts 2006-07-03 2006-11-15
ANQ006 LONERGAN Michael John RO Advising on Futures Contracts 2006-11-15 2009-12-31
ANQ006 LONERGAN Michael John RE Asset Management 2006-07-03 2006-11-15
ANQ006 LONERGAN Michael John RO Asset Management 2006-11-15
ANV191 RUPP Daniel Wiskirchen RE Advising on Securities 2006-08-28 2009-12-31
ANV191 RUPP Daniel Wiskirchen RE Advising on Futures Contracts 2006-08-28 2009-10-09
ANV191 RUPP Daniel Wiskirchen RE Asset Management 2006-08-28 2009-10-09
ANV191 RUPP Daniel Wiskirchen RE Asset Management 2010-01-05
AON828 FOONG Leon Ie 馮良怡 RE Asset Management 2015-10-06 2017-06-15
AON828 FOONG Leon Ie 馮良怡 RO Asset Management 2017-06-15
BER061 QIU Zhong Wei 邱中偉 RE Asset Management 2015-01-05
BFP161 CHENG Yanyun 程燕筠 RE Asset Management 2015-07-10 2018-05-04

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