Hong Kong SFC licence institution ABS697, Hung Sing Securities Limited 鴻昇證券有限公司

These are the licence-holders that were found for SFC licence institution ABS697 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA643 WONG Lap Chi 黃立志 RE Dealing in Securities 2014-03-24
AAA729 WONG Shiu Chun 黃兆珍 RE Dealing in Securities 2014-03-31
AAC313 HO Chung On 何仲安 RE Dealing in Securities 2005-08-15 2007-01-05
AAC953 LAI Hay Ming 黎熙明 RE Dealing in Securities 2003-04-01 2008-03-14
AAC953 LAI Hay Ming 黎熙明 RE Advising on Securities 2003-04-01 2004-04-02
AAC953 LAI Hay Ming 黎熙明 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AAC953 LAI Hay Ming 黎熙明 RE Asset Management 2003-04-01 2004-04-02
AAD036 HO Kin Yee 何健兒 RE Dealing in Securities 2003-04-01 2005-08-11
AAD036 HO Kin Yee 何健兒 RE Advising on Securities 2003-04-01 2004-04-02
AAD036 HO Kin Yee 何健兒 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AAD036 HO Kin Yee 何健兒 RE Asset Management 2003-04-01 2004-04-02
AAD918 CHUNG Mee Shun 鍾美順 RE Dealing in Securities 2003-04-01
AAD918 CHUNG Mee Shun 鍾美順 RE Advising on Securities 2003-04-01 2003-09-08
AAD918 CHUNG Mee Shun 鍾美順 RE Advising on Corporate Finance 2003-04-01 2003-09-08
AAD918 CHUNG Mee Shun 鍾美順 RE Asset Management 2003-04-01 2003-09-08
AAG255 YING Kwok Piu 應國標 RE Dealing in Securities 2003-04-01 2010-12-10
AAG255 YING Kwok Piu 應國標 RE Advising on Securities 2003-04-01 2003-10-17
AAG255 YING Kwok Piu 應國標 RE Advising on Corporate Finance 2003-04-01 2003-10-17
AAG255 YING Kwok Piu 應國標 RE Asset Management 2003-04-01 2003-10-17
AAG326 CHOW Yau 鄒有 RE Dealing in Securities 2003-04-01 2008-10-31
AAG326 CHOW Yau 鄒有 RE Advising on Securities 2003-04-01 2004-02-18
AAG326 CHOW Yau 鄒有 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AAG326 CHOW Yau 鄒有 RE Asset Management 2003-04-01 2004-02-18
AAJ682 LEUNG Kai Wing 梁啟榮 RE Dealing in Securities 2003-04-01
AAJ682 LEUNG Kai Wing 梁啟榮 RE Advising on Securities 2003-04-01 2003-10-08
AAJ682 LEUNG Kai Wing 梁啟榮 RE Advising on Corporate Finance 2003-04-01 2003-10-08
AAJ682 LEUNG Kai Wing 梁啟榮 RE Asset Management 2003-04-01 2003-10-08
AAJ689 CHOW Ming 鄒明 RE Dealing in Securities 2016-07-20
AAJ689 CHOW Ming 鄒明 RO Dealing in Securities 2003-04-01 2016-07-20
AAJ689 CHOW Ming 鄒明 RO Advising on Securities 2003-04-01 2004-05-10
AAJ689 CHOW Ming 鄒明 RO Advising on Corporate Finance 2003-04-01 2004-05-10
AAJ689 CHOW Ming 鄒明 RO Asset Management 2003-04-01 2016-07-20
AAK163 FOK Wai Ming 霍偉明 RE Dealing in Securities 2004-01-14 2004-10-06
AAY531 LEE Chun Chuen 李鎮泉 RE Dealing in Securities 2003-04-01 2004-09-13
AAY531 LEE Chun Chuen 李鎮泉 RE Advising on Securities 2003-04-01 2003-09-26
AAY531 LEE Chun Chuen 李鎮泉 RE Advising on Corporate Finance 2003-04-01 2003-09-26
AAY531 LEE Chun Chuen 李鎮泉 RE Asset Management 2003-04-01 2003-09-26
ABM705 LAU Yin Mei, Carmela 劉燕薇 RE Dealing in Securities 2005-12-05 2006-06-23
ABM705 LAU Yin Mei, Carmela 劉燕薇 RE Dealing in Securities 2014-11-25 2017-11-20
ABS168 CHOW Wai Chi, Alex 鄒偉智 RE Dealing in Securities 2003-04-01
ABS168 CHOW Wai Chi, Alex 鄒偉智 RE Advising on Securities 2003-04-01 2003-07-30
ABS168 CHOW Wai Chi, Alex 鄒偉智 RE Advising on Corporate Finance 2003-04-01 2003-07-30
ABS168 CHOW Wai Chi, Alex 鄒偉智 RE Asset Management 2003-04-01 2003-07-30
ABZ300 CHEUNG Yik Cho 張益祖 RO Dealing in Securities 2003-04-01
ABZ300 CHEUNG Yik Cho 張益祖 RO Advising on Securities 2003-04-01 2003-10-24
ABZ300 CHEUNG Yik Cho 張益祖 RO Advising on Securities 2017-09-28
ABZ300 CHEUNG Yik Cho 張益祖 RO Advising on Corporate Finance 2003-04-01 2003-10-24
ABZ300 CHEUNG Yik Cho 張益祖 RO Asset Management 2003-04-01 2003-10-24
ABZ300 CHEUNG Yik Cho 張益祖 RO Asset Management 2004-02-06
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RE Dealing in Securities 2013-04-16
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RO Advising on Securities 2017-09-28 2018-04-20
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RE Asset Management 2013-04-16 2013-05-23
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RO Asset Management 2013-05-23
ADG364 CHENG Siu Wa 鄭少華 RE Dealing in Securities 2004-06-25 2011-12-31
AED874 LAU Siu Ming 劉兆明 RE Dealing in Securities 2003-04-01 2006-12-01
AED874 LAU Siu Ming 劉兆明 RE Dealing in Securities 2013-02-21
AED874 LAU Siu Ming 劉兆明 RE Advising on Securities 2003-04-01 2004-04-02
AED874 LAU Siu Ming 劉兆明 RO Advising on Securities 2017-09-28
AED874 LAU Siu Ming 劉兆明 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AED874 LAU Siu Ming 劉兆明 RE Asset Management 2003-04-01 2004-04-02
AED874 LAU Siu Ming 劉兆明 RE Asset Management 2013-02-21 2016-08-30
AED874 LAU Siu Ming 劉兆明 RO Asset Management 2016-08-30
AEF588 CHIU Kam Chiu 趙金潮 RE Dealing in Securities 2003-04-01 2010-10-19
AEF588 CHIU Kam Chiu 趙金潮 RO Dealing in Securities 2010-10-19 2013-05-19
AEF588 CHIU Kam Chiu 趙金潮 RE Advising on Securities 2003-04-01 2003-12-19
AEF588 CHIU Kam Chiu 趙金潮 RE Advising on Corporate Finance 2003-04-01 2003-12-19
AEF588 CHIU Kam Chiu 趙金潮 RE Asset Management 2003-04-01 2003-12-19
AEG141 CHEUNG Wing Wah, Jeff 張永華 RE Dealing in Securities 2009-11-12 2010-07-15
AEQ936 CHAN Chun Chung 陳振聰 RE Dealing in Securities 2003-04-01 2006-04-30
AEQ936 CHAN Chun Chung 陳振聰 RE Advising on Securities 2003-04-01 2003-08-28
AEQ936 CHAN Chun Chung 陳振聰 RE Advising on Corporate Finance 2003-04-01 2003-08-28
AEQ936 CHAN Chun Chung 陳振聰 RE Asset Management 2003-04-01 2003-08-28
AEZ677 CHIU Chuk Hay 趙質喜 RE Dealing in Securities 2003-04-01
AEZ677 CHIU Chuk Hay 趙質喜 RE Advising on Securities 2003-04-01 2004-02-18
AEZ677 CHIU Chuk Hay 趙質喜 RE Advising on Corporate Finance 2003-04-01 2004-02-18
AEZ677 CHIU Chuk Hay 趙質喜 RE Asset Management 2003-04-01 2004-02-18
AFD476 CHEUNG Ho Wing 張浩榮 RE Dealing in Securities 2003-04-01 2013-03-19
AFD476 CHEUNG Ho Wing 張浩榮 RE Advising on Securities 2003-04-01 2003-10-17
AFD476 CHEUNG Ho Wing 張浩榮 RE Advising on Corporate Finance 2003-04-01 2003-10-17
AFD476 CHEUNG Ho Wing 張浩榮 RE Asset Management 2003-04-01 2003-10-17
AHW147 LIU Chi Yeung 廖摯洋 RE Dealing in Securities 2013-02-14 2015-08-07
AHW147 LIU Chi Yeung 廖摯洋 RE Asset Management 2013-02-14 2015-08-07
AIC209 WONG Shan Nei 黃珊妮 RE Dealing in Securities 2017-09-20
AIK836 CHEUNG Wai Shan 張慧珊 RE Dealing in Securities 2003-04-01 2004-05-12
AIK836 CHEUNG Wai Shan 張慧珊 RE Dealing in Securities 2004-12-23 2009-05-12
AIK836 CHEUNG Wai Shan 張慧珊 RO Dealing in Securities 2009-05-12
AIK836 CHEUNG Wai Shan 張慧珊 RE Advising on Securities 2003-04-01 2004-03-18
AIK836 CHEUNG Wai Shan 張慧珊 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AIK836 CHEUNG Wai Shan 張慧珊 RE Asset Management 2003-04-01 2004-03-18
AIK836 CHEUNG Wai Shan 張慧珊 RE Asset Management 2017-08-31
ALV042 KWOK Chin Chiu 郭展超 RE Dealing in Securities 2005-05-14 2005-10-14
AMJ137 TSUI Dick Yee, Daisy 徐狄怡 RE Asset Management 2013-08-15 2014-02-28
AML609 CHAN Yip Lai 陳業禮 RE Dealing in Securities 2005-11-07 2016-05-31
AML609 CHAN Yip Lai 陳業禮 RE Dealing in Securities 2018-06-12
ANJ462 LO Chi Wai 盧志偉 RE Dealing in Securities 2006-05-17 2012-09-28
ANU617 CHU Tung Nga 朱東雅 RE Dealing in Securities 2006-08-22 2012-08-31
AOU807 IP Chi Hang 葉志恒 RE Dealing in Securities 2007-04-24 2007-05-18
AOY513 LAM Kwong Chung 林廣松 RE Dealing in Securities 2007-06-07
AOY513 LAM Kwong Chung 林廣松 RE Asset Management 2018-11-29
APJ601 TANG Wai Yip 鄧偉業 RE Dealing in Securities 2008-09-19 2009-02-17
APK224 CHEN Lik Chit 陳力捷 RE Dealing in Securities 2007-08-13 2010-06-01
APK341 YU Yuen Yee 余宛宜 RE Dealing in Securities 2008-01-04 2010-07-23
APY702 TSE Wai Ning 謝偉寧 RE Dealing in Securities 2007-11-05 2010-06-01
AQC324 TSOI Yuen Yee 蔡婉儀 RE Dealing in Securities 2007-12-27 2008-09-05
AQX104 LAM Chi Yin 林子言 RE Dealing in Securities 2008-08-05 2009-02-17
AQX406 YEUNG Chung Lung 楊仲龍 RE Dealing in Securities 2012-12-10 2015-02-10
ARP465 TANG Wang Kit 鄧宏杰 RE Dealing in Securities 2008-12-29 2009-06-12
ASE220 CHUNG Tak On 鍾德安 RE Dealing in Securities 2009-01-14 2012-01-31
ASO954 WONG Hung 黃鴻 RE Dealing in Securities 2009-04-16 2012-07-31
ATT180 LAM Wai Tsin 林維蕆 RE Dealing in Securities 2009-10-09 2010-01-29
AUA283 LI Kar Wai 李家維 RE Dealing in Securities 2009-11-27 2010-05-27
AUC761 LAM Chin Fung, Haywood 林展峰 RE Dealing in Securities 2009-12-10 2009-12-18
AUD882 BUT Lok Wai, William 畢洛威 RE Dealing in Securities 2009-12-17 2012-06-30
AUG602 KWONG Kwok Shing 鄺國成 RE Dealing in Securities 2009-11-27 2012-01-31
AUG626 FONG Ching 方程 RE Dealing in Securities 2009-12-02 2012-08-31
AUR713 WONG Wai Man 王慧敏 RE Dealing in Securities 2010-02-08 2010-03-19
AVI170 CHEUNG Tsz Lok, Kurt 張梓樂 RE Dealing in Securities 2010-07-22 2010-12-09
AVI340 CHAN Wai Chung 陳偉聰 RE Dealing in Securities 2010-07-09 2013-08-29
AWD508 POON Yee Yan 潘懿珚 RE Dealing in Securities 2010-10-21 2014-06-19
AWE558 YU Man Ting Loretta 余敏婷 RE Dealing in Securities 2010-10-29 2012-07-31
AWI112 CHIU Ho Ming 趙皓明 RE Dealing in Securities 2018-11-26
AWI112 CHIU Ho Ming 趙皓明 RE Advising on Securities 2018-12-04
AWI112 CHIU Ho Ming 趙皓明 RE Asset Management 2018-12-04
AWJ497 LEE Chun Man 李駿文 RE Dealing in Securities 2010-11-25
AWJ497 LEE Chun Man 李駿文 RE Asset Management 2012-11-07
AWO387 MOK Kwan Yu 莫鈞如 RE Dealing in Securities 2010-12-29 2011-03-02
AXG150 WOO Lok Man 鄔樂文 RE Dealing in Securities 2011-05-06 2011-05-16
AXG150 WOO Lok Man 鄔樂文 RE Dealing in Securities 2011-05-30 2012-01-31
AXI906 CHAN Pak Ming 陳百明 RE Dealing in Securities 2011-06-03 2012-02-01
AZL751 LI Chi Lung 李智龍 RE Dealing in Securities 2012-05-29 2014-06-20
BBP205 CHAN Darren 陳志銘 RE Dealing in Securities 2013-10-02 2014-11-28
BBV882 SHUM Alan Koon Ho 沈冠豪 RE Dealing in Securities 2017-12-06
BCJ301 YEUNG Sze Tat 楊師達 RE Dealing in Securities 2013-12-19 2014-05-16
BEB231 TSE Jonathan 謝耀聰 RE Dealing in Securities 2014-08-22 2014-11-13
BEQ284 YAO Toi Sen 姚岱辰 RE Dealing in Securities 2014-12-12 2017-11-30
BGH197 TANG Yiu Ming 鄧耀明 RE Dealing in Securities 2015-10-12
BGY944 CHEUNG Hung Fei 張雄飛 RE Dealing in Securities 2016-03-01
BGY944 CHEUNG Hung Fei 張雄飛 RE Advising on Securities 2017-12-06
BGY944 CHEUNG Hung Fei 張雄飛 RE Asset Management 2016-03-01
BKD475 KEUNG Nga Yee Teresa 姜雅怡 RE Dealing in Securities 2017-07-28 2018-06-22
BKD475 KEUNG Nga Yee Teresa 姜雅怡 RE Asset Management 2017-07-28 2018-06-22

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