These are the licence-holders that were found for SFC licence institution ABS700 on the SFC website.
Key for Role: RE = Respresentative, RO = Responsible Officer
|SFC code||English name||Chinese name||Role||Activity||Start date||End date|
|ACS871||KAO David Kai Yuan||高開源||RO||Advising on Securities||2003-04-01||2003-08-07|
|ADB027||SIEW Wing Keong||RO||Advising on Securities||2003-04-01||2004-12-15|
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