Hong Kong SFC licence institution ABT305, CBH Asia Limited 瑞金亞洲有限公司

These are the licence-holders that were found for SFC licence institution ABT305 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACA573 CHAN Mo Yin Edna 陳慕賢 RE Dealing in Securities 2012-01-17 2016-03-21
ACA573 CHAN Mo Yin Edna 陳慕賢 RE Advising on Securities 2011-12-28 2016-03-21
ACA573 CHAN Mo Yin Edna 陳慕賢 RE Asset Management 2011-12-28 2016-03-21
ACP433 DONALDSON Nicholas John Not Applicable RE Dealing in Securities 2010-10-15 2016-01-26
ACP433 DONALDSON Nicholas John Not Applicable RE Advising on Securities 2007-10-09 2016-01-26
ACP433 DONALDSON Nicholas John Not Applicable RE Asset Management 2007-10-09 2016-01-26
ADA755 TUNG Wai, Christina 董慧 RE Advising on Securities 2003-04-01 2006-07-10
ADA755 TUNG Wai, Christina 董慧 RE Advising on Corporate Finance 2003-04-01 2003-08-07
ADA755 TUNG Wai, Christina 董慧 RE Asset Management 2003-04-01 2006-07-10
ADJ032 WONG Wai Ching, Kenman 王暐禎 RE Dealing in Securities 2013-09-19 2016-01-30
ADJ032 WONG Wai Ching, Kenman 王暐禎 RE Advising on Securities 2006-07-21 2010-06-30
ADJ032 WONG Wai Ching, Kenman 王暐禎 RE Advising on Securities 2013-09-19 2016-01-30
ADJ032 WONG Wai Ching, Kenman 王暐禎 RE Asset Management 2006-07-21 2010-06-30
ADJ032 WONG Wai Ching, Kenman 王暐禎 RE Asset Management 2013-09-19 2016-01-30
ADU456 LINDLEY Clive RE Dealing in Securities 2013-10-10 2016-02-21
ADU456 LINDLEY Clive RE Advising on Securities 2013-10-10 2016-02-21
ADU456 LINDLEY Clive RE Asset Management 2013-10-10 2016-02-21
ADX470 LEUNG Wing Kam, Connie 梁詠琴 RE Dealing in Securities 2013-03-01 2015-07-16
ADX470 LEUNG Wing Kam, Connie 梁詠琴 RE Advising on Securities 2013-03-01 2015-07-16
ADX470 LEUNG Wing Kam, Connie 梁詠琴 RE Asset Management 2013-03-01 2015-07-16
ADY238 HUANG Doron 黃道蓉 RE Dealing in Securities 2017-05-16
ADY238 HUANG Doron 黃道蓉 RO Dealing in Securities 2010-09-24 2017-05-16
ADY238 HUANG Doron 黃道蓉 RE Advising on Securities 2017-05-16
ADY238 HUANG Doron 黃道蓉 RO Advising on Securities 2003-04-01 2017-05-16
ADY238 HUANG Doron 黃道蓉 RE Asset Management 2017-05-16
ADY238 HUANG Doron 黃道蓉 RO Asset Management 2003-04-01 2017-05-16
AEC527 JONES Richard Evan RO Dealing in Securities 2010-09-24 2011-08-31
AEC527 JONES Richard Evan RO Dealing in Securities 2012-02-24 2018-10-04
AEC527 JONES Richard Evan RE Advising on Securities 2003-10-27 2004-07-02
AEC527 JONES Richard Evan RE Advising on Securities 2005-02-22 2006-11-10
AEC527 JONES Richard Evan RE Advising on Securities 2007-05-23 2007-09-04
AEC527 JONES Richard Evan RO Advising on Securities 2007-09-04 2011-08-31
AEC527 JONES Richard Evan RO Advising on Securities 2012-02-24 2018-10-04
AEC527 JONES Richard Evan RE Asset Management 2003-10-31 2004-07-02
AEC527 JONES Richard Evan RE Asset Management 2005-02-25 2006-11-10
AEC527 JONES Richard Evan RE Asset Management 2007-05-23 2007-09-04
AEC527 JONES Richard Evan RO Asset Management 2007-09-04 2011-08-31
AEC527 JONES Richard Evan RO Asset Management 2012-02-24 2018-10-04
AEK225 DINGLEY Jon Patrick RO Dealing in Securities 2010-09-24
AEK225 DINGLEY Jon Patrick RO Advising on Securities 2003-04-01
AEK225 DINGLEY Jon Patrick RO Advising on Corporate Finance 2003-04-01 2003-08-07
AEK225 DINGLEY Jon Patrick RO Asset Management 2003-04-01
AEP555 PARKER Christopher John RE Advising on Securities 2003-04-01 2006-02-28
AEP555 PARKER Christopher John RE Advising on Corporate Finance 2003-04-01 2003-08-07
AEP555 PARKER Christopher John RE Asset Management 2003-04-01 2006-02-28
AEQ575 LIU Wai Hing, William 廖為興 RE Dealing in Securities 2018-10-30
AEQ575 LIU Wai Hing, William 廖為興 RE Advising on Securities 2018-10-30
AEQ575 LIU Wai Hing, William 廖為興 RE Asset Management 2018-10-30
AEU350 MOK Chung Ho 莫頌豪 RE Advising on Securities 2003-04-01 2006-10-16
AEU350 MOK Chung Ho 莫頌豪 RE Advising on Corporate Finance 2003-04-01 2003-08-07
AEU350 MOK Chung Ho 莫頌豪 RE Asset Management 2003-04-01 2006-10-16
AEY891 HOPKINS Christopher Paul Frederick RE Dealing in Securities 2011-08-23 2016-02-26
AEY891 HOPKINS Christopher Paul Frederick RE Advising on Securities 2007-10-09 2016-02-26
AEY891 HOPKINS Christopher Paul Frederick RE Asset Management 2007-10-09 2016-02-26
AFA014 KWOK Ning Chi, Julie 郭鑏芝 RE Dealing in Securities 2010-10-20 2016-01-31
AFA014 KWOK Ning Chi, Julie 郭鑏芝 RE Advising on Securities 2007-03-28 2016-01-31
AFA014 KWOK Ning Chi, Julie 郭鑏芝 RE Asset Management 2007-03-28 2016-01-31
AFA649 ROBERTS Anthony David RE Dealing in Securities 2010-11-09 2016-01-27
AFA649 ROBERTS Anthony David RE Advising on Securities 2007-02-23 2016-01-27
AFA649 ROBERTS Anthony David RE Asset Management 2007-02-23 2016-01-27
AFB092 WONG Pui Ying, Camy 黃佩英 RE Advising on Securities 2006-10-31 2010-07-16
AFB092 WONG Pui Ying, Camy 黃佩英 RE Asset Management 2006-10-31 2010-07-16
AFL670 TONG Yuet Ming 唐月明 RE Dealing in Securities 2010-10-15 2016-07-08
AFL670 TONG Yuet Ming 唐月明 RE Advising on Securities 2003-04-01 2016-07-08
AFL670 TONG Yuet Ming 唐月明 RE Advising on Corporate Finance 2003-04-01 2003-08-07
AFL670 TONG Yuet Ming 唐月明 RE Asset Management 2003-04-01 2016-07-08
AFS407 LIU Siu Kam 廖小琴 RE Advising on Securities 2003-04-01 2004-09-17
AFS407 LIU Siu Kam 廖小琴 RE Advising on Securities 2005-05-03 2009-06-11
AFS407 LIU Siu Kam 廖小琴 RO Advising on Securities 2004-09-17 2005-05-03
AFS407 LIU Siu Kam 廖小琴 RE Advising on Corporate Finance 2003-04-01 2003-08-07
AFS407 LIU Siu Kam 廖小琴 RE Asset Management 2003-04-01 2004-09-17
AFS407 LIU Siu Kam 廖小琴 RE Asset Management 2005-05-03 2009-06-11
AFS407 LIU Siu Kam 廖小琴 RO Asset Management 2004-09-17 2005-05-03
AGH260 SHUM Man Hsih, Jannie 岑文熙 RE Dealing in Securities 2010-10-15 2016-01-26
AGH260 SHUM Man Hsih, Jannie 岑文熙 RE Advising on Securities 2003-04-01 2016-01-26
AGH260 SHUM Man Hsih, Jannie 岑文熙 RE Advising on Corporate Finance 2003-04-01 2003-08-07
AGH260 SHUM Man Hsih, Jannie 岑文熙 RE Asset Management 2003-04-01 2016-01-26
AGJ365 KOU Sao Peng 高秀萍 RE Advising on Securities 2003-04-01 2007-02-26
AGJ365 KOU Sao Peng 高秀萍 RE Advising on Securities 2009-03-03 2009-04-02
AGJ365 KOU Sao Peng 高秀萍 RO Advising on Securities 2007-02-26 2009-03-03
AGJ365 KOU Sao Peng 高秀萍 RE Advising on Corporate Finance 2003-04-01 2003-08-07
AGJ365 KOU Sao Peng 高秀萍 RE Asset Management 2003-04-01 2007-02-26
AGJ365 KOU Sao Peng 高秀萍 RE Asset Management 2009-03-03 2009-04-02
AGJ365 KOU Sao Peng 高秀萍 RO Asset Management 2007-02-26 2009-03-03
AGZ558 BANNERMAN Nicholas John RE Dealing in Securities 2015-07-17
AGZ558 BANNERMAN Nicholas John RE Advising on Securities 2015-07-17
AGZ558 BANNERMAN Nicholas John RE Asset Management 2015-07-17
AIL153 GLOVER Stephen Craig RE Advising on Securities 2004-10-01 2005-01-12
AIZ709 TSE Lai Wai 謝禮緯 RE Dealing in Securities 2010-10-20 2014-05-01
AIZ709 TSE Lai Wai 謝禮緯 RE Advising on Securities 2003-06-27 2014-05-01
AIZ709 TSE Lai Wai 謝禮緯 RE Asset Management 2003-06-27 2014-05-01
AJB414 PAU Tin Fung, Stephen 鮑靝鋒 RE Advising on Securities 2003-08-07 2005-08-02
AJB414 PAU Tin Fung, Stephen 鮑靝鋒 RE Asset Management 2003-08-07 2005-08-02
AJC278 SUEN Yuk Tong 孫玉堂 RE Advising on Securities 2003-09-19 2011-07-07
AJC278 SUEN Yuk Tong 孫玉堂 RE Asset Management 2003-09-19 2011-07-07
AJD627 FUNG Sze Chung 馮詩頌 RE Advising on Securities 2009-05-04 2009-10-16
AJD627 FUNG Sze Chung 馮詩頌 RE Asset Management 2009-07-22 2009-10-16
AJD815 GRAHAM James Stephen RE Advising on Securities 2004-10-11 2005-11-30
AJK654 GOING Jason Alexander RE Dealing in Securities 2010-10-15 2016-07-12
AJK654 GOING Jason Alexander RE Advising on Securities 2004-03-15 2016-07-12
AJK654 GOING Jason Alexander RE Asset Management 2004-03-15 2016-07-12
AJK658 LEUNG Milton Kwan 梁家榮 RE Dealing in Securities 2010-10-20 2014-12-31
AJK658 LEUNG Milton Kwan 梁家榮 RE Advising on Securities 2007-02-15 2014-12-31
AJK658 LEUNG Milton Kwan 梁家榮 RE Asset Management 2007-02-15 2014-12-31
AJO211 YAU King Yin, Rosemarie 邱敬賢 RE Advising on Securities 2004-03-19 2004-07-02
AJO211 YAU King Yin, Rosemarie 邱敬賢 RE Asset Management 2004-03-19 2004-07-02
AKX740 CASWELL NG Anita Hoi Ying 伍凱凝 RE Dealing in Securities 2012-01-16
AKX740 CASWELL NG Anita Hoi Ying 伍凱凝 RE Advising on Securities 2011-12-23
AKX740 CASWELL NG Anita Hoi Ying 伍凱凝 RE Asset Management 2011-12-23
ALD665 LIU Wai Fat, Winson 廖為發 RE Dealing in Securities 2018-04-16
ALD665 LIU Wai Fat, Winson 廖為發 RE Advising on Securities 2018-04-16
ALD665 LIU Wai Fat, Winson 廖為發 RE Asset Management 2018-05-10
ALF653 MOSER Kent Sanford RE Dealing in Securities 2012-03-13 2014-02-17
ALF653 MOSER Kent Sanford RE Advising on Securities 2012-03-13 2014-02-17
ALL550 WONG Mei Sze 黃美絲 RE Dealing in Securities 2010-11-16 2014-12-01
ALL550 WONG Mei Sze 黃美絲 RE Advising on Securities 2005-01-12 2014-12-01
ALL550 WONG Mei Sze 黃美絲 RE Asset Management 2005-01-12 2014-12-01
ALQ211 MARSH Ian Forbes RE Dealing in Securities 2012-02-28 2016-01-15
ALQ211 MARSH Ian Forbes RE Advising on Securities 2012-02-28 2016-01-15
ALQ211 MARSH Ian Forbes RE Asset Management 2012-02-28 2016-01-15
AMX818 CHEUNG Yuk Munn, Maria 張煜敏 RE Dealing in Securities 2010-10-15 2014-12-12
AMX818 CHEUNG Yuk Munn, Maria 張煜敏 RE Advising on Securities 2006-03-07 2014-12-12
AMX818 CHEUNG Yuk Munn, Maria 張煜敏 RE Asset Management 2006-03-07 2014-12-12
ANL933 PATTERSON Brooke Ainsley RE Dealing in Securities 2011-11-22 2012-08-17
ANL933 PATTERSON Brooke Ainsley RE Advising on Securities 2011-11-22 2012-08-17
ANL933 PATTERSON Brooke Ainsley RE Asset Management 2011-11-22 2012-08-17
ANP071 LI Man Wai, Karen 李玟憓 RE Advising on Securities 2006-07-03 2013-09-26
ANQ338 LOK Wai Yi 駱慧儀 RE Advising on Securities 2006-08-31 2010-07-16
ANQ338 LOK Wai Yi 駱慧儀 RE Asset Management 2006-08-31 2010-07-16
AQE812 LEE Yin Cheung 李彥璋 RE Advising on Securities 2008-05-14 2009-07-31
AQE812 LEE Yin Cheung 李彥璋 RE Asset Management 2008-05-14 2009-07-31
AQQ003 LIEM Chi Kit, Kevin 林子傑 RE Dealing in Securities 2010-10-15 2011-05-20
AQQ003 LIEM Chi Kit, Kevin 林子傑 RO Dealing in Securities 2011-05-20
AQQ003 LIEM Chi Kit, Kevin 林子傑 RE Advising on Securities 2009-08-06 2011-05-20
AQQ003 LIEM Chi Kit, Kevin 林子傑 RO Advising on Securities 2011-05-20
AQQ003 LIEM Chi Kit, Kevin 林子傑 RE Asset Management 2009-08-06 2011-05-20
AQQ003 LIEM Chi Kit, Kevin 林子傑 RO Asset Management 2011-05-20
ASL757 BLUMSOM David Charles RE Dealing in Securities 2011-03-04 2018-03-07
ASL757 BLUMSOM David Charles RE Advising on Securities 2011-03-04 2018-03-07
ASL757 BLUMSOM David Charles RE Asset Management 2011-03-04 2018-03-07
AWB641 MA Fai 馬徽 RE Dealing in Securities 2013-01-23 2015-01-13
AWB641 MA Fai 馬徽 RE Advising on Securities 2013-02-18 2015-01-13
AWB641 MA Fai 馬徽 RE Asset Management 2013-01-23 2015-01-13
AWK465 CHAN Tin Ying, Zachary 陳天盈 RE Dealing in Securities 2011-01-19
AWK465 CHAN Tin Ying, Zachary 陳天盈 RE Advising on Securities 2011-01-19
AWK465 CHAN Tin Ying, Zachary 陳天盈 RE Asset Management 2011-01-19
AXD289 YIP Thomas Ho Fai 葉浩暉 RE Dealing in Securities 2013-01-23 2014-12-02
AXD289 YIP Thomas Ho Fai 葉浩暉 RE Asset Management 2013-01-23 2014-12-02
BAE495 IP Jimmy Chi-yung 葉智勇 RE Dealing in Securities 2012-10-05
BAE495 IP Jimmy Chi-yung 葉智勇 RE Advising on Securities 2012-10-05
BAE495 IP Jimmy Chi-yung 葉智勇 RE Asset Management 2012-10-05
BBA744 YU Wai Yin 余慧妍 RE Dealing in Securities 2013-04-03 2014-12-05
BBA744 YU Wai Yin 余慧妍 RE Advising on Securities 2013-04-03 2014-12-05
BBB068 YAN Shiyang 顏詩楊 RE Dealing in Securities 2018-06-13
BBB068 YAN Shiyang 顏詩楊 RE Advising on Securities 2018-06-13
BBB068 YAN Shiyang 顏詩楊 RE Asset Management 2018-06-13
BFS288 WONG Chi Man 王志文 RO Dealing in Securities 2017-12-22
BFS288 WONG Chi Man 王志文 RO Advising on Securities 2017-12-22
BFS288 WONG Chi Man 王志文 RO Asset Management 2017-12-22
BJX258 TSE Ka Pui 謝家佩 RE Dealing in Securities 2017-08-08
BJX258 TSE Ka Pui 謝家佩 RE Advising on Securities 2017-08-08
BJX258 TSE Ka Pui 謝家佩 RE Asset Management 2017-08-08
BLN439 BONE Andrew John RE Dealing in Securities 2018-01-05
BLN439 BONE Andrew John RE Advising on Securities 2018-01-05
BLN439 BONE Andrew John RE Asset Management 2018-01-05
BMW091 LIN Lo 林璐 RE Dealing in Securities 2018-06-08
BMW091 LIN Lo 林璐 RE Advising on Securities 2018-06-08
BMW091 LIN Lo 林璐 RE Asset Management 2018-06-08
BMY830 YU Mung Mei 于夢媚 RE Dealing in Securities 2018-07-03
BMY830 YU Mung Mei 于夢媚 RE Advising on Securities 2018-07-03
BMY830 YU Mung Mei 于夢媚 RE Asset Management 2018-07-03
BND413 WANG Ping 王苹 RE Dealing in Securities 2018-10-30
BND413 WANG Ping 王苹 RE Advising on Securities 2018-10-30
BND413 WANG Ping 王苹 RE Asset Management 2018-10-30
BNL499 TSANG Tsz Kin 曾子健 RE Dealing in Securities 2018-09-24
BNL499 TSANG Tsz Kin 曾子健 RE Advising on Securities 2018-09-24
BNL499 TSANG Tsz Kin 曾子健 RE Asset Management 2018-09-24

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