Hong Kong SFC licence institution ABT487, Kaiser Securities Limited 嘉信証券有限公司

These are the licence-holders that were found for SFC licence institution ABT487 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA181 KWONG Ping Wai 鄺平威 RO Dealing in Securities 2003-04-01 2006-01-31
AAA181 KWONG Ping Wai 鄺平威 RO Advising on Securities 2003-04-01 2005-02-18
AAA181 KWONG Ping Wai 鄺平威 RO Advising on Corporate Finance 2003-04-01 2005-02-18
AAA181 KWONG Ping Wai 鄺平威 RO Asset Management 2003-04-01 2005-02-18
AAA349 LEE Pak Chuen 李柏全 RE Dealing in Securities 2013-05-06 2014-05-19
AAA382 CHEUNG Yau Kwong 張友光 RE Dealing in Securities 2004-02-05 2007-03-29
AAA421 CHAN Pui Kwong 陳沛光 RE Dealing in Securities 2004-01-06 2006-04-28
AAB374 LUI King Wah 呂競華 RE Dealing in Securities 2003-04-01 2018-04-30
AAB374 LUI King Wah 呂競華 RE Advising on Securities 2003-04-01 2005-02-18
AAB374 LUI King Wah 呂競華 RE Advising on Corporate Finance 2003-04-01 2005-02-18
AAB374 LUI King Wah 呂競華 RE Asset Management 2003-04-01 2005-02-18
AAC162 TSUI Mei Wah 徐美華 RE Dealing in Securities 2003-04-01 2003-09-08
AAC162 TSUI Mei Wah 徐美華 RE Advising on Securities 2003-04-01 2003-09-08
AAC162 TSUI Mei Wah 徐美華 RE Advising on Corporate Finance 2003-04-01 2003-09-08
AAC162 TSUI Mei Wah 徐美華 RE Asset Management 2003-04-01 2003-09-08
AAE016 LAW Yan Kuen 羅仁權 RE Dealing in Securities 2003-04-01 2003-09-08
AAE016 LAW Yan Kuen 羅仁權 RE Advising on Securities 2003-04-01 2003-09-08
AAE016 LAW Yan Kuen 羅仁權 RE Advising on Corporate Finance 2003-04-01 2003-09-08
AAE016 LAW Yan Kuen 羅仁權 RE Asset Management 2003-04-01 2003-09-08
AAE528 NG Chi Loong 吳志龍 RE Dealing in Securities 2003-04-01 2005-05-04
AAE528 NG Chi Loong 吳志龍 RE Advising on Securities 2003-04-01 2004-04-27
AAE528 NG Chi Loong 吳志龍 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AAE528 NG Chi Loong 吳志龍 RE Asset Management 2003-04-01 2004-04-27
AAF092 CHAN Kam Shing, Kenneth 陳錦成 RE Dealing in Securities 2004-05-10 2006-02-24
AAJ793 LI Tak Wa 李德華 RE Dealing in Securities 2004-03-12 2012-11-30
AAK302 CHEUNG Hin Man, Thomas 張憲民 RE Dealing in Securities 2003-04-01 2003-05-16
AAK302 CHEUNG Hin Man, Thomas 張憲民 RE Advising on Securities 2003-04-01 2003-05-16
AAK302 CHEUNG Hin Man, Thomas 張憲民 RE Advising on Corporate Finance 2003-04-01 2003-05-16
AAK302 CHEUNG Hin Man, Thomas 張憲民 RE Asset Management 2003-04-01 2003-05-16
AAK493 LEUNG Wai Hung 梁偉鴻 RE Dealing in Securities 2003-04-01 2014-12-12
AAK493 LEUNG Wai Hung 梁偉鴻 RO Dealing in Securities 2014-12-12 2015-08-31
AAK493 LEUNG Wai Hung 梁偉鴻 RE Advising on Securities 2003-04-01 2005-01-29
AAK493 LEUNG Wai Hung 梁偉鴻 RE Advising on Corporate Finance 2003-04-01 2005-01-29
AAK493 LEUNG Wai Hung 梁偉鴻 RE Asset Management 2003-04-01 2005-01-29
AAK817 YING Yik Hung 邢益雄 RE Dealing in Securities 2004-06-03 2004-11-09
AAO710 KWONG Yick Chor 鄺奕初 RE Dealing in Securities 2013-05-24 2013-07-09
AAO710 KWONG Yick Chor 鄺奕初 RE Dealing in Securities 2017-12-01
AAO710 KWONG Yick Chor 鄺奕初 RO Dealing in Securities 2013-07-09 2017-12-01
AAU438 LEUNG Ting Kai, Ambrose 梁廷楷 RE Dealing in Securities 2004-03-24 2006-03-31
AAX341 FUNG Wei Lung, Brian 馮煒能 RE Dealing in Securities 2003-04-01 2005-03-11
AAX341 FUNG Wei Lung, Brian 馮煒能 RO Dealing in Securities 2005-03-11 2017-04-23
AAX341 FUNG Wei Lung, Brian 馮煒能 RE Advising on Securities 2003-04-01 2005-02-18
AAX341 FUNG Wei Lung, Brian 馮煒能 RE Advising on Corporate Finance 2003-04-01 2005-02-18
AAX341 FUNG Wei Lung, Brian 馮煒能 RE Asset Management 2003-04-01 2005-02-18
AAZ940 WONG Tak Chi 王德志 RE Dealing in Securities 2003-04-01 2003-05-20
AAZ940 WONG Tak Chi 王德志 RE Advising on Securities 2003-04-01 2003-05-20
AAZ940 WONG Tak Chi 王德志 RE Advising on Corporate Finance 2003-04-01 2003-05-20
AAZ940 WONG Tak Chi 王德志 RE Asset Management 2003-04-01 2003-05-20
ABA459 USHIYAMA Masaharu 牛山政治 RE Dealing in Securities 2016-05-16 2017-01-17
ABA954 CHAN Chi Yin 陳志賢 RE Dealing in Securities 2004-08-30 2004-12-09
ABE443 HO Chi Keung 何志強 RE Dealing in Securities 2003-04-01 2016-03-31
ABE443 HO Chi Keung 何志強 RE Advising on Securities 2003-04-01 2005-02-18
ABE443 HO Chi Keung 何志強 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ABE443 HO Chi Keung 何志強 RE Asset Management 2003-04-01 2005-02-18
ABL677 CHAU Chung Ming, Connie 周松明 RE Dealing in Securities 2018-06-19
ABL680 CHAN Yan Lap, Joseph 陳潤立 RE Dealing in Securities 2003-04-01 2016-03-31
ABL680 CHAN Yan Lap, Joseph 陳潤立 RE Advising on Securities 2003-04-01 2005-02-18
ABL680 CHAN Yan Lap, Joseph 陳潤立 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ABL680 CHAN Yan Lap, Joseph 陳潤立 RE Asset Management 2003-04-01 2005-02-18
ABN496 LO Wai Hung 勞惠鴻 RE Dealing in Securities 2003-04-01 2005-03-07
ABN496 LO Wai Hung 勞惠鴻 RE Advising on Securities 2003-04-01 2005-02-18
ABN496 LO Wai Hung 勞惠鴻 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ABN496 LO Wai Hung 勞惠鴻 RE Asset Management 2003-04-01 2005-02-18
ABN840 LAU Pak Tong 劉百棠 RE Dealing in Securities 2013-05-06
ABO905 NG Yick Man, Sammy 吳奕民 RE Dealing in Securities 2003-04-01 2007-03-29
ABO905 NG Yick Man, Sammy 吳奕民 RE Advising on Securities 2003-04-01 2005-02-18
ABO905 NG Yick Man, Sammy 吳奕民 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ABO905 NG Yick Man, Sammy 吳奕民 RE Asset Management 2003-04-01 2005-02-18
ABP985 KONG Ka Fai, Simon 江嘉輝 RE Dealing in Securities 2007-07-03
ABV200 WONG Chi Wah, Philip 黃智華 RE Dealing in Securities 2004-03-23 2004-03-31
ABV409 YUNG Sin Leung 翁善良 RO Dealing in Securities 2003-06-23
ABY188 TAM Cheuk Fai 譚卓輝 RE Dealing in Securities 2003-04-01
ABY188 TAM Cheuk Fai 譚卓輝 RE Advising on Securities 2003-04-01 2005-02-18
ABY188 TAM Cheuk Fai 譚卓輝 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ABY188 TAM Cheuk Fai 譚卓輝 RE Asset Management 2003-04-01 2005-02-18
ABY336 CHEUNG Hay Nam, Bruce 張曦嵐 RE Dealing in Securities 2015-09-01 2016-11-29
ABY691 KWONG Dak Shing 鄺德成 RE Dealing in Securities 2009-12-07
ACB938 LAM Fu, Philip 林富 RE Dealing in Securities 2006-11-10 2007-08-17
ACC796 LAM Yuk Chiu 林育超 RE Dealing in Securities 2007-03-01 2011-07-04
ACC796 LAM Yuk Chiu 林育超 RO Dealing in Securities 2011-07-04 2011-09-16
ACG371 SUNG Sun Ping 宋新平 RE Dealing in Securities 2003-04-01 2007-03-29
ACG371 SUNG Sun Ping 宋新平 RE Advising on Securities 2003-04-01 2005-02-18
ACG371 SUNG Sun Ping 宋新平 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ACG371 SUNG Sun Ping 宋新平 RE Asset Management 2003-04-01 2005-02-18
ACI099 LAU Yiu Wai 劉耀威 RO Dealing in Securities 2017-06-26 2018-04-09
ACZ377 CHOW Ka Keung 周家強 RE Dealing in Securities 2009-10-21 2010-01-21
ACZ589 LO Tak Shun, Dixon 勞德舜 RE Dealing in Securities 2004-02-23 2008-01-16
ADB223 NG Mau Chung 吳茂松 RE Dealing in Securities 2003-04-01 2003-10-07
ADB223 NG Mau Chung 吳茂松 RE Advising on Securities 2003-04-01 2003-10-07
ADB223 NG Mau Chung 吳茂松 RE Advising on Corporate Finance 2003-04-01 2003-10-07
ADB223 NG Mau Chung 吳茂松 RE Asset Management 2003-04-01 2003-10-07
ADD387 HA Ying Yu 哈英裕 RE Dealing in Securities 2005-07-11 2006-01-31
ADD387 HA Ying Yu 哈英裕 RE Dealing in Securities 2011-10-11 2013-04-09
ADD387 HA Ying Yu 哈英裕 RE Dealing in Securities 2013-10-28 2016-05-18
ADH587 LEE Ka Hang, Francis 李嘉行 RE Dealing in Securities 2003-04-01 2018-06-08
ADH587 LEE Ka Hang, Francis 李嘉行 RE Advising on Securities 2003-04-01 2005-02-18
ADH587 LEE Ka Hang, Francis 李嘉行 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ADH587 LEE Ka Hang, Francis 李嘉行 RE Asset Management 2003-04-01 2005-02-18
ADR255 CHAN Yat Ming 陳日明 RE Dealing in Securities 2003-04-01 2013-03-31
ADR255 CHAN Yat Ming 陳日明 RE Advising on Securities 2003-04-01 2005-02-18
ADR255 CHAN Yat Ming 陳日明 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ADR255 CHAN Yat Ming 陳日明 RE Asset Management 2003-04-01 2005-02-18
ADW470 CHEUNG Man Sang 張文生 RE Dealing in Securities 2003-04-01 2003-11-21
ADW470 CHEUNG Man Sang 張文生 RE Advising on Securities 2003-04-01 2003-11-20
ADW470 CHEUNG Man Sang 張文生 RE Advising on Corporate Finance 2003-04-01 2003-11-20
ADW470 CHEUNG Man Sang 張文生 RE Asset Management 2003-04-01 2003-11-20
ADX536 YUEN Ka Fai 阮家輝 RE Dealing in Securities 2003-04-01 2017-04-16
ADX536 YUEN Ka Fai 阮家輝 RE Advising on Securities 2003-04-01 2005-02-18
ADX536 YUEN Ka Fai 阮家輝 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ADX536 YUEN Ka Fai 阮家輝 RE Asset Management 2003-04-01 2005-02-18
ADZ802 KWOK Kin Chung 郭建聰 RE Dealing in Securities 2003-04-01 2005-03-11
ADZ802 KWOK Kin Chung 郭建聰 RE Dealing in Securities 2007-05-03 2009-01-15
ADZ802 KWOK Kin Chung 郭建聰 RO Dealing in Securities 2005-03-11 2007-05-03
ADZ802 KWOK Kin Chung 郭建聰 RE Advising on Securities 2003-04-01 2005-02-18
ADZ802 KWOK Kin Chung 郭建聰 RE Advising on Corporate Finance 2003-04-01 2005-02-18
ADZ802 KWOK Kin Chung 郭建聰 RE Asset Management 2003-04-01 2005-02-18
AEG678 WAN Kwok Fung 溫國峰 RE Dealing in Securities 2011-05-25 2016-11-25
AEH397 TANG Kai Shing 鄧啟成 RE Dealing in Securities 2004-08-12 2005-12-09
AEJ370 LAI Yiu Kei 黎耀基 RE Dealing in Securities 2003-04-01 2018-04-17
AEJ370 LAI Yiu Kei 黎耀基 RE Advising on Securities 2003-04-01 2005-02-18
AEJ370 LAI Yiu Kei 黎耀基 RE Advising on Corporate Finance 2003-04-01 2005-02-18
AEJ370 LAI Yiu Kei 黎耀基 RE Asset Management 2003-04-01 2005-02-18
AEK520 YIP Cheuk Yin, Ryan 葉卓然 RE Dealing in Securities 2003-04-01 2007-03-29
AEK520 YIP Cheuk Yin, Ryan 葉卓然 RE Advising on Securities 2003-04-01 2005-02-18
AEK520 YIP Cheuk Yin, Ryan 葉卓然 RE Advising on Corporate Finance 2003-04-01 2005-02-18
AEK520 YIP Cheuk Yin, Ryan 葉卓然 RE Asset Management 2003-04-01 2005-02-18
AEM544 WOO Kwok On 胡國安 RE Dealing in Securities 2003-04-01 2003-11-21
AEM544 WOO Kwok On 胡國安 RE Advising on Securities 2003-04-01 2003-11-20
AEM544 WOO Kwok On 胡國安 RE Advising on Corporate Finance 2003-04-01 2003-11-20
AEM544 WOO Kwok On 胡國安 RE Asset Management 2003-04-01 2003-11-20
AFP712 NG Tak Lin, Fanny 吳德蓮 RE Dealing in Securities 2003-04-01 2017-09-04
AFP712 NG Tak Lin, Fanny 吳德蓮 RE Advising on Securities 2003-04-01 2005-02-18
AFP712 NG Tak Lin, Fanny 吳德蓮 RE Advising on Corporate Finance 2003-04-01 2005-02-18
AFP712 NG Tak Lin, Fanny 吳德蓮 RE Asset Management 2003-04-01 2005-02-18
AFQ379 TSANG Yiu Kuen, Fabius 曾耀權 RE Dealing in Securities 2004-07-05 2007-03-29
AFU582 NG Kin Ying 吳健瑛 RE Dealing in Securities 2007-04-02 2013-05-04
AFV858 PO Hok Chun, Chris 蒲學進 RE Dealing in Securities 2011-08-08 2012-08-02
AFV921 WOO So Mui 胡素梅 RE Dealing in Securities 2011-07-11 2012-06-11
AFZ497 CHAN Cecil 陳思豪 RE Dealing in Securities 2003-04-01 2003-05-16
AFZ497 CHAN Cecil 陳思豪 RE Advising on Securities 2003-04-01 2003-05-16
AFZ497 CHAN Cecil 陳思豪 RE Advising on Corporate Finance 2003-04-01 2003-05-16
AFZ497 CHAN Cecil 陳思豪 RE Asset Management 2003-04-01 2003-05-16
AGD343 TANG Kwok On, John 鄧國安 RE Dealing in Securities 2003-04-01
AGD343 TANG Kwok On, John 鄧國安 RE Advising on Securities 2003-04-01 2005-02-18
AGD343 TANG Kwok On, John 鄧國安 RE Advising on Corporate Finance 2003-04-01 2005-02-18
AGD343 TANG Kwok On, John 鄧國安 RE Asset Management 2003-04-01 2005-02-18
AGH832 LEE Kim Hung 利劍雄 RE Dealing in Securities 2003-07-11 2007-03-29
AGJ917 WONG King Tai, Gary 王景泰 RE Dealing in Securities 2008-01-22 2009-03-11
AGW415 LEUNG Man Yin, Micky 梁敏賢 RE Dealing in Securities 2003-04-01 2003-11-17
AGW415 LEUNG Man Yin, Micky 梁敏賢 RE Advising on Securities 2003-04-01 2003-11-17
AGW415 LEUNG Man Yin, Micky 梁敏賢 RE Advising on Corporate Finance 2003-04-01 2003-11-17
AGW415 LEUNG Man Yin, Micky 梁敏賢 RE Asset Management 2003-04-01 2003-11-17
AIP435 LI Lai Yee 李禮怡 RE Dealing in Securities 2017-09-08 2018-01-02
AIR493 KWOK Lancy 郭秀雯 RE Dealing in Securities 2004-12-23 2007-03-29
AJF811 WONG Ting Yung 黃庭榕 RE Dealing in Securities 2003-11-04 2004-04-01
AJG299 LEE Wai Kit 李偉傑 RE Dealing in Securities 2003-11-12 2005-04-14
ALG109 HUYNH Armand 曹浩朗 RE Dealing in Securities 2004-10-15 2005-01-22
ALK816 AU Kit Tung 歐傑東 RE Dealing in Securities 2009-03-09 2009-09-15
ALN491 WONG Kam Keung 黃錦強 RE Dealing in Securities 2005-01-26 2016-07-27
ALN491 WONG Kam Keung 黃錦強 RO Dealing in Securities 2016-07-27
ALP968 LEI Chi Fung 李智峰 RE Dealing in Securities 2005-02-24 2013-05-02
ALS138 CHENG Lok Wai 鄭洛煒 RE Dealing in Securities 2006-09-11 2011-04-28
ALT747 TSANG Yiu Fai, Nyon 曾曜暉 RE Dealing in Securities 2006-09-18 2007-03-29
ALU866 IP Heung Wing, Barry 葉向榮 RE Dealing in Securities 2018-04-04
AMK170 CHUN Wai Kwan, Teresa 秦慧君 RE Dealing in Securities 2005-10-12 2006-08-30
AMY869 NG Kei Yuen 吳基源 RE Dealing in Securities 2016-07-15 2017-11-24
ANE723 CHEN Zhenxing 陳振興 RE Dealing in Securities 2006-05-03
AQC173 LI Yuen Kwan 李婉君 RE Dealing in Securities 2010-03-05 2012-08-21
AQS668 LEE Siu Keung 李少強 RE Dealing in Securities 2008-06-17 2009-03-11
AQY764 PANG King Sau, Nelson 彭敬修 RE Dealing in Securities 2018-06-28
ARD705 MAK Chi Yeung 麥志揚 RE Dealing in Securities 2008-06-30 2009-10-02
ATI173 HUANG Yu 黃宇 RE Dealing in Securities 2016-11-02 2016-12-07
AUN103 LI Sung Tat 李崇達 RE Dealing in Securities 2010-02-12 2010-03-19
AVI266 FONG King Man 方競文 RE Dealing in Securities 2010-06-28 2011-07-14
AVS196 WANG Yuxuan 王宇軒 RE Dealing in Securities 2010-09-13 2010-12-01
AVY562 TSE Ka Chun, Terry 謝家俊 RE Dealing in Securities 2010-10-20 2011-10-07
AWK451 CHAN Sai Toi, Kaylie 陳世黛 RE Dealing in Securities 2011-01-25 2011-08-12
AXA017 CHOI King Lit 蔡經烈 RE Dealing in Securities 2018-08-30
AXH639 ZHANG Kai 張凱 RE Dealing in Securities 2018-06-01 2018-06-07
AZJ124 CHOY Ka Man, Stanley 蔡嘉文 RE Dealing in Securities 2018-01-17
AZO108 CHEUNG King Ching 張敬程 RE Dealing in Securities 2013-09-30 2014-05-08
BAP994 NG Ka Yan 吳嘉欣 RE Dealing in Securities 2017-10-26 2017-11-19
BAQ958 KWONG Wai Chung 鄺韋璁 RE Dealing in Securities 2013-01-14 2013-08-01
BFE244 ZHANG Qiancheng 張前程 RE Dealing in Securities 2015-04-16 2017-03-14
BFR586 SHEK Sai Lok Edmond 石世諾 RE Dealing in Securities 2017-07-03
BIG516 YU Ge 余歌 RE Dealing in Securities 2016-10-20 2017-04-19
BIR085 PONG Wing Yi 龐詠怡 RE Dealing in Securities 2017-09-20 2018-09-27
BIY455 CHAN Ching Sum 陳政深 RE Dealing in Securities 2017-10-18 2018-05-28
BJL685 KWOK Wai Yin Circle 郭慧妍 RE Dealing in Securities 2018-08-23
BJT113 KONG Man Kei 江文基 RE Dealing in Securities 2017-08-25 2017-10-23
BLU473 TANG Lian 唐蓮 RE Dealing in Securities 2018-03-12

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