Hong Kong SFC licence institution ABU832, Nexus Investment Management Limited

These are the licence-holders that were found for SFC licence institution ABU832 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE939 LAU Chung Hing, Sammy 劉頌興 RE Advising on Securities 2006-10-13 2006-11-20
AAE939 LAU Chung Hing, Sammy 劉頌興 RE Asset Management 2006-10-13 2006-11-20
AAF576 AU Mo Cheung, Alex 區慕彰 RE Asset Management 2005-06-22 2005-07-04
AAF576 AU Mo Cheung, Alex 區慕彰 RO Asset Management 2005-07-04 2006-06-12
AAF576 AU Mo Cheung, Alex 區慕彰 RO Asset Management 2009-07-03
ADG929 LUK Ka Fat 陸家發 RE Advising on Securities 2011-03-16
ADG929 LUK Ka Fat 陸家發 RE Asset Management 2011-03-16
AER907 CHENG Chung Ho, Jeremy 鄭鍾豪 RO Advising on Securities 2003-04-01 2006-06-30
AER907 CHENG Chung Ho, Jeremy 鄭鍾豪 RO Advising on Corporate Finance 2003-04-01 2005-03-31
AER907 CHENG Chung Ho, Jeremy 鄭鍾豪 RO Asset Management 2003-04-01 2006-06-30
AFD140 HONG Pak Cheung 康百祥 RO Advising on Securities 2003-04-01
AFD140 HONG Pak Cheung 康百祥 RO Advising on Corporate Finance 2003-04-01 2005-03-31
AFD140 HONG Pak Cheung 康百祥 RO Asset Management 2003-04-01
AGD243 POON Chun Wing 潘振榮 RO Advising on Securities 2003-04-01
AGD243 POON Chun Wing 潘振榮 RO Advising on Corporate Finance 2003-04-01 2005-03-31
AGD243 POON Chun Wing 潘振榮 RO Asset Management 2003-04-01
AGF800 TSIM Wing Kit 詹榮傑 RE Asset Management 2010-09-16
AHM882 CHAN Kin Chu, Harry 陳建柱 RE Advising on Securities 2007-10-30 2011-03-01
AHM882 CHAN Kin Chu, Harry 陳建柱 RE Asset Management 2007-10-30 2011-03-01
AJH567 HO Tak Ming, Benny 何德明 RE Advising on Securities 2007-10-31 2007-11-15
AJH567 HO Tak Ming, Benny 何德明 RO Advising on Securities 2007-11-15 2011-02-09
AJH567 HO Tak Ming, Benny 何德明 RE Asset Management 2007-10-31 2007-11-15
AJH567 HO Tak Ming, Benny 何德明 RO Asset Management 2007-11-15 2011-02-09
AJJ807 SUM Hong Ning 沈康寧 RE Advising on Securities 2005-12-22 2006-07-22
AJJ807 SUM Hong Ning 沈康寧 RE Advising on Securities 2007-06-07
AJJ807 SUM Hong Ning 沈康寧 RE Asset Management 2005-12-22 2006-07-22
AJJ807 SUM Hong Ning 沈康寧 RE Asset Management 2007-06-07
AKT430 HO Chi Lai 何智禮 RE Advising on Securities 2007-01-26
AKT430 HO Chi Lai 何智禮 RE Asset Management 2007-01-26
AMT811 CHOW Ka Wai 周嘉偉 RE Advising on Securities 2007-06-28 2014-08-19
AMT811 CHOW Ka Wai 周嘉偉 RE Asset Management 2007-09-14 2014-08-19
ARM838 LE Xue 樂雪 RE Advising on Securities 2015-01-16 2015-07-14
ARM838 LE Xue 樂雪 RE Asset Management 2015-01-16 2015-07-14
AUP358 CHENG Yuen Hong 鄭元匡 RE Advising on Securities 2013-08-08
AUP358 CHENG Yuen Hong 鄭元匡 RE Asset Management 2013-08-08
AVD837 YEUNG Nok Yan, Jonathan 楊諾恩 RE Advising on Securities 2016-09-26 2018-03-04
AVD837 YEUNG Nok Yan, Jonathan 楊諾恩 RE Asset Management 2016-09-26 2018-03-04
AVI167 YU Yuen Ying 余婉盈 RE Advising on Securities 2010-06-09 2016-07-26
AVI167 YU Yuen Ying 余婉盈 RE Asset Management 2010-06-09 2016-07-26
AWQ006 HO Man Wah 何雯華 RE Advising on Securities 2011-02-23 2012-08-11
AWQ006 HO Man Wah 何雯華 RE Asset Management 2011-02-23 2012-08-11
BEI195 CHOI Chi Fung 蔡志鋒 RE Advising on Securities 2014-11-11
BEI195 CHOI Chi Fung 蔡志鋒 RE Asset Management 2014-11-11

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