Hong Kong SFC licence institution ABV029, Chimaera Financial Group Limited

These are the licence-holders that were found for SFC licence institution ABV029 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAY038 DOUMA John RO Advising on Securities 2003-04-01 2009-09-11
AAY038 DOUMA John RO Advising on Corporate Finance 2003-04-01 2005-02-25
AAY038 DOUMA John RO Asset Management 2003-04-01 2009-09-11
ABP322 SINGH Manbir RO Advising on Securities 2003-04-01 2009-09-11
ABP322 SINGH Manbir RO Advising on Corporate Finance 2003-04-01 2005-02-25
ABP322 SINGH Manbir RO Asset Management 2003-04-01 2009-09-11
AFG626 SMITH Ross Allen RE Advising on Securities 2003-04-01 2004-03-05
AFG626 SMITH Ross Allen RE Advising on Corporate Finance 2003-04-01 2004-03-05
AFG626 SMITH Ross Allen RE Asset Management 2003-04-01 2004-03-05
AIU457 HUI Wai Man 許偉民 RE Advising on Securities 2009-08-07 2009-09-10
AIU457 HUI Wai Man 許偉民 RO Advising on Securities 2009-09-10 2015-10-09
AIU457 HUI Wai Man 許偉民 RE Asset Management 2009-08-07 2009-09-10
AIU457 HUI Wai Man 許偉民 RO Asset Management 2009-09-10 2015-10-09
AKR038 CHANG Jack P RO Advising on Securities 2009-09-10 2010-03-10
AKR038 CHANG Jack P RO Asset Management 2009-09-10 2011-10-31
APQ856 KEMP Andrew John RO Advising on Securities 2010-03-15
APQ856 KEMP Andrew John RO Asset Management 2010-03-15
AUB322 CATALANO Angelo RO Advising on Securities 2010-06-24 2018-06-15
AUB322 CATALANO Angelo RO Asset Management 2010-06-24 2018-06-15

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