Hong Kong SFC licence institution ABV488, First Shanghai Securities Limited 第一上海證券有限公司

These are the licence-holders that were found for SFC licence institution ABV488 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB213 LI Kwok Hung 李國雄 RO Dealing in Securities 2003-04-01 2010-06-30
AAB213 LI Kwok Hung 李國雄 RO Advising on Securities 2003-04-01 2010-06-30
AAB213 LI Kwok Hung 李國雄 RO Advising on Corporate Finance 2003-04-01 2010-06-30
AAB213 LI Kwok Hung 李國雄 RO Providing Automated Trading Services 2003-04-01 2003-09-02
AAB213 LI Kwok Hung 李國雄 RO Asset Management 2003-04-01 2010-06-30
AAB485 WONG Suet Yi 黃雪儀 RE Dealing in Securities 2006-01-23 2007-12-31
AAB513 CHEUNG Chik Fai 張藉輝 RE Dealing in Securities 2003-04-01
AAB513 CHEUNG Chik Fai 張藉輝 RE Advising on Securities 2003-04-01 2004-08-11
AAB513 CHEUNG Chik Fai 張藉輝 RE Advising on Corporate Finance 2003-04-01 2004-08-11
AAB513 CHEUNG Chik Fai 張藉輝 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AAB513 CHEUNG Chik Fai 張藉輝 RE Asset Management 2003-04-01 2004-08-11
AAC345 SEE Hoi Yi, Alvin 施海夷 RE Dealing in Securities 2003-04-01 2003-10-31
AAC345 SEE Hoi Yi, Alvin 施海夷 RE Advising on Securities 2003-04-01 2003-10-31
AAC345 SEE Hoi Yi, Alvin 施海夷 RE Advising on Corporate Finance 2003-04-01 2003-10-31
AAC345 SEE Hoi Yi, Alvin 施海夷 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AAC345 SEE Hoi Yi, Alvin 施海夷 RE Asset Management 2003-04-01 2003-10-31
AAE324 LEUNG Chi Yuen, Stanley 梁志源 RE Dealing in Securities 2003-05-26
AAE324 LEUNG Chi Yuen, Stanley 梁志源 RE Providing Automated Trading Services 2003-05-26 2003-09-02
AAE338 LEUNG Wai Yip 梁偉業 RE Dealing in Securities 2003-04-01
AAE338 LEUNG Wai Yip 梁偉業 RE Advising on Securities 2003-04-01 2004-08-10
AAE338 LEUNG Wai Yip 梁偉業 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AAE338 LEUNG Wai Yip 梁偉業 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AAE338 LEUNG Wai Yip 梁偉業 RE Asset Management 2003-04-01 2004-08-10
AAE407 CHAN Hon Wai, Bernard 陳漢偉 RE Dealing in Securities 2003-04-01
AAE407 CHAN Hon Wai, Bernard 陳漢偉 RE Advising on Securities 2003-04-01 2004-08-10
AAE407 CHAN Hon Wai, Bernard 陳漢偉 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AAE407 CHAN Hon Wai, Bernard 陳漢偉 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AAE407 CHAN Hon Wai, Bernard 陳漢偉 RE Asset Management 2003-04-01 2004-08-10
AAG308 CHING Ah Chye 莊益才 RO Dealing in Securities 2003-04-01
AAG308 CHING Ah Chye 莊益才 RO Advising on Securities 2003-04-01
AAG308 CHING Ah Chye 莊益才 RO Providing Automated Trading Services 2003-04-01 2003-09-02
AAG308 CHING Ah Chye 莊益才 RO Asset Management 2003-04-01 2010-06-14
AAH920 LO Kwok Loong, Sammy 羅國龍 RE Dealing in Securities 2003-04-26 2009-11-13
AAH920 LO Kwok Loong, Sammy 羅國龍 RO Dealing in Securities 2009-11-13
AAO487 HO Chi Yin, Kelvin 何自然 RE Dealing in Securities 2003-04-01 2005-07-20
AAO487 HO Chi Yin, Kelvin 何自然 RE Advising on Securities 2003-04-01 2004-08-10
AAO487 HO Chi Yin, Kelvin 何自然 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AAO487 HO Chi Yin, Kelvin 何自然 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AAO487 HO Chi Yin, Kelvin 何自然 RE Asset Management 2003-04-01 2004-08-10
AAV299 KWAN Ka Fai 關家輝 RE Dealing in Securities 2016-08-03
AAY647 CHUNG Chi Ming 鍾志明 RE Dealing in Securities 2007-10-31 2016-06-17
ABE984 CHAN Sok Yin, Sophia 陳淑妍 RE Dealing in Securities 2003-11-18 2003-11-19
ABH036 HO Chip Hang 何接恆 RE Dealing in Securities 2003-04-01
ABH036 HO Chip Hang 何接恆 RE Advising on Securities 2003-04-01 2004-08-10
ABH036 HO Chip Hang 何接恆 RE Advising on Corporate Finance 2003-04-01 2004-08-10
ABH036 HO Chip Hang 何接恆 RE Providing Automated Trading Services 2003-04-01 2003-09-02
ABH036 HO Chip Hang 何接恆 RE Asset Management 2003-04-01 2004-08-10
ABI227 CHAK Kam Piu 翟錦標 RE Dealing in Securities 2003-04-01 2014-08-01
ABI227 CHAK Kam Piu 翟錦標 RE Advising on Securities 2003-04-01 2004-08-10
ABI227 CHAK Kam Piu 翟錦標 RE Advising on Corporate Finance 2003-04-01 2004-08-10
ABI227 CHAK Kam Piu 翟錦標 RE Providing Automated Trading Services 2003-04-01 2003-09-02
ABI227 CHAK Kam Piu 翟錦標 RE Asset Management 2003-04-01 2004-08-10
ABM452 HO Wan Kam 何韻琴 RE Dealing in Securities 2012-03-19 2012-04-27
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Securities 2003-05-26 2005-09-30
ABQ114 CHU Wai Leung 朱偉良 RE Providing Automated Trading Services 2003-05-26 2003-09-02
ABQ517 HO Yui Kin, Michael 何銳堅 RE Dealing in Securities 2003-04-01 2003-04-18
ABQ517 HO Yui Kin, Michael 何銳堅 RE Advising on Securities 2003-04-01 2003-04-18
ABQ517 HO Yui Kin, Michael 何銳堅 RE Advising on Corporate Finance 2003-04-01 2003-04-18
ABQ517 HO Yui Kin, Michael 何銳堅 RE Providing Automated Trading Services 2003-04-01 2003-04-18
ABQ517 HO Yui Kin, Michael 何銳堅 RE Asset Management 2003-04-01 2003-04-18
ABS421 CHAN Pang 陳鵬 RE Dealing in Securities 2005-12-20
ABV689 LEE Chong Shan 李創山 RE Dealing in Securities 2003-05-26 2005-09-30
ABV689 LEE Chong Shan 李創山 RE Providing Automated Trading Services 2003-05-26 2003-09-02
ABZ884 WONG Che Lik 黃自力 RE Dealing in Securities 2004-06-29 2006-04-10
ACA636 FOK Chi Hung, Benny 霍智鴻 RE Dealing in Securities 2004-05-19
ACB705 YIP Kin Ching, Johnson 葉健清 RE Dealing in Securities 2003-05-26 2005-09-30
ACB705 YIP Kin Ching, Johnson 葉健清 RE Providing Automated Trading Services 2003-05-26 2003-09-02
ACC364 YEUNG Wai Kin 楊偉堅 RO Dealing in Securities 2003-04-01
ACC364 YEUNG Wai Kin 楊偉堅 RO Advising on Securities 2003-04-01
ACC364 YEUNG Wai Kin 楊偉堅 RO Advising on Corporate Finance 2003-04-01
ACC364 YEUNG Wai Kin 楊偉堅 RO Providing Automated Trading Services 2003-04-01 2003-09-02
ACC364 YEUNG Wai Kin 楊偉堅 RO Asset Management 2003-04-01 2010-06-14
ACD314 HUI Tou Wah, Sam 許道華 RE Dealing in Securities 2008-10-23 2012-03-30
ACD758 LAM Heung Wing 林向榮 RE Advising on Securities 2004-05-12 2004-11-29
ACG593 WONG Chi Ling 黃志凌 RE Dealing in Securities 2003-05-26 2009-05-08
ACG593 WONG Chi Ling 黃志凌 RE Providing Automated Trading Services 2003-05-26 2003-09-02
ACK224 CHENG Lit Fai 鄭烈輝 RE Dealing in Securities 2003-04-01 2011-06-10
ACK224 CHENG Lit Fai 鄭烈輝 RE Advising on Securities 2003-04-01 2004-08-10
ACK224 CHENG Lit Fai 鄭烈輝 RE Advising on Corporate Finance 2003-04-01 2004-08-10
ACK224 CHENG Lit Fai 鄭烈輝 RE Providing Automated Trading Services 2003-04-01 2003-09-02
ACK224 CHENG Lit Fai 鄭烈輝 RE Asset Management 2003-04-01 2004-08-10
ACS194 QIAN Mingjin 錢銘今 RE Dealing in Securities 2008-06-18
ACS194 QIAN Mingjin 錢銘今 RE Advising on Corporate Finance 2008-06-18
ACS382 CHAN Hok Sing 陳學誠 RE Dealing in Securities 2015-05-20 2017-05-19
ADA695 WANG Junyan 王俊彥 RO Advising on Securities 2003-04-01 2006-12-31
ADA695 WANG Junyan 王俊彥 RO Advising on Corporate Finance 2003-04-01 2006-12-31
ADA695 WANG Junyan 王俊彥 RO Asset Management 2003-04-01 2006-12-31
ADS011 WONG Kwok Cheung 王國章 RE Dealing in Securities 2003-05-12 2006-01-27
ADS011 WONG Kwok Cheung 王國章 RE Providing Automated Trading Services 2003-05-12 2003-09-02
ADS316 FUNG Kwan Hay 馮錕禧 RE Dealing in Securities 2003-04-01 2013-07-17
ADS316 FUNG Kwan Hay 馮錕禧 RE Advising on Securities 2003-04-01 2004-08-10
ADS316 FUNG Kwan Hay 馮錕禧 RE Advising on Corporate Finance 2003-04-01 2004-08-10
ADS316 FUNG Kwan Hay 馮錕禧 RE Providing Automated Trading Services 2003-04-01 2003-09-02
ADS316 FUNG Kwan Hay 馮錕禧 RE Asset Management 2003-04-01 2004-08-10
ADV962 WONG Horg Wang, Howard 王學宏 RE Dealing in Securities 2003-04-01 2006-03-20
ADV962 WONG Horg Wang, Howard 王學宏 RE Advising on Securities 2003-04-01 2006-03-20
ADV962 WONG Horg Wang, Howard 王學宏 RE Advising on Corporate Finance 2003-04-01 2004-08-11
ADV962 WONG Horg Wang, Howard 王學宏 RE Providing Automated Trading Services 2003-04-01 2003-09-02
ADV962 WONG Horg Wang, Howard 王學宏 RE Asset Management 2003-04-01 2004-08-11
ADZ578 LEE Tai Tong 李棣棠 RE Dealing in Securities 2003-04-01 2011-02-06
ADZ578 LEE Tai Tong 李棣棠 RE Advising on Securities 2003-04-01 2004-08-10
ADZ578 LEE Tai Tong 李棣棠 RE Advising on Corporate Finance 2003-04-01 2004-08-10
ADZ578 LEE Tai Tong 李棣棠 RE Providing Automated Trading Services 2003-04-01 2003-09-02
ADZ578 LEE Tai Tong 李棣棠 RE Asset Management 2003-04-01 2004-08-10
AEA365 YUEN Kin Wai 袁健偉 RE Dealing in Securities 2003-04-01 2008-07-31
AEA365 YUEN Kin Wai 袁健偉 RE Dealing in Securities 2011-09-08 2017-10-13
AEA365 YUEN Kin Wai 袁健偉 RE Advising on Securities 2003-04-01 2004-08-11
AEA365 YUEN Kin Wai 袁健偉 RE Advising on Corporate Finance 2003-04-01 2004-08-11
AEA365 YUEN Kin Wai 袁健偉 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AEA365 YUEN Kin Wai 袁健偉 RE Asset Management 2003-04-01 2004-08-11
AEA860 LAU Kwai Ying 劉桂英 RE Dealing in Securities 2003-06-10 2003-07-11
AEA860 LAU Kwai Ying 劉桂英 RE Providing Automated Trading Services 2003-06-10 2003-07-11
AEB576 YAU Siu Ling 邱少玲 RE Dealing in Securities 2004-07-07 2004-12-02
AEI328 YIP Sheung Chi 葉尚志 RE Dealing in Securities 2003-04-01 2012-01-09
AEI328 YIP Sheung Chi 葉尚志 RO Dealing in Securities 2012-01-09
AEI328 YIP Sheung Chi 葉尚志 RE Advising on Securities 2003-04-01 2012-01-09
AEI328 YIP Sheung Chi 葉尚志 RO Advising on Securities 2012-01-09
AEI328 YIP Sheung Chi 葉尚志 RE Advising on Corporate Finance 2003-04-01 2004-08-11
AEI328 YIP Sheung Chi 葉尚志 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AEI328 YIP Sheung Chi 葉尚志 RE Asset Management 2003-04-01 2004-08-11
AEJ403 CHAN Chi Ming, Simon 陳志明 RE Dealing in Securities 2004-11-01 2011-03-31
AEM854 CHAN Yuen Yee 陳婉兒 RE Dealing in Securities 2003-05-26
AEM854 CHAN Yuen Yee 陳婉兒 RE Providing Automated Trading Services 2003-05-26 2003-09-02
AER770 LEE Ying Kei 李英琪 RE Dealing in Securities 2003-04-01 2006-01-27
AER770 LEE Ying Kei 李英琪 RE Advising on Securities 2003-04-01 2004-08-10
AER770 LEE Ying Kei 李英琪 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AER770 LEE Ying Kei 李英琪 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AER770 LEE Ying Kei 李英琪 RE Asset Management 2003-04-01 2004-08-10
AEU261 HU Yi Ming 胡一鳴 RE Dealing in Securities 2004-10-18 2005-05-23
AFI890 MAN Kon Sum 文幹森 RE Advising on Securities 2006-06-28 2010-01-01
AFI965 CHAN Wang Fai 陳宏輝 RE Dealing in Securities 2003-04-01 2004-09-03
AFI965 CHAN Wang Fai 陳宏輝 RO Dealing in Securities 2004-09-03 2009-05-29
AFI965 CHAN Wang Fai 陳宏輝 RE Advising on Securities 2003-04-01 2004-08-10
AFI965 CHAN Wang Fai 陳宏輝 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AFI965 CHAN Wang Fai 陳宏輝 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AFI965 CHAN Wang Fai 陳宏輝 RE Asset Management 2003-04-01 2004-08-10
AFP131 FANG Ming 方明 RE Dealing in Securities 2003-04-01 2008-06-16
AFP131 FANG Ming 方明 RE Advising on Securities 2003-04-01 2004-08-11
AFP131 FANG Ming 方明 RE Advising on Corporate Finance 2003-04-01 2004-08-11
AFP131 FANG Ming 方明 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AFP131 FANG Ming 方明 RE Asset Management 2003-04-01 2004-08-11
AFS774 TSUI Kwong Fai 徐光輝 RE Dealing in Securities 2003-04-01 2005-03-04
AFS774 TSUI Kwong Fai 徐光輝 RE Advising on Securities 2003-04-01 2004-08-10
AFS774 TSUI Kwong Fai 徐光輝 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AFS774 TSUI Kwong Fai 徐光輝 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AFS774 TSUI Kwong Fai 徐光輝 RE Asset Management 2003-04-01 2004-08-10
AFS775 GAO Mei 高梅 RE Dealing in Securities 2014-03-04
AFS775 GAO Mei 高梅 RE Advising on Securities 2003-04-01 2009-11-13
AFS775 GAO Mei 高梅 RE Advising on Securities 2014-03-04
AFS775 GAO Mei 高梅 RE Advising on Corporate Finance 2003-04-01 2009-11-13
AFS775 GAO Mei 高梅 RE Asset Management 2003-04-01 2004-08-27
AFT573 LEUNG Chi Hung 梁志鴻 RE Dealing in Securities 2009-03-19 2018-06-20
AFT573 LEUNG Chi Hung 梁志鴻 RO Dealing in Securities 2018-06-20
AFT913 LAM Chi Yung, Paul 林智勇 RE Dealing in Securities 2003-04-01 2014-07-18
AFT913 LAM Chi Yung, Paul 林智勇 RE Advising on Securities 2003-04-01 2004-08-10
AFT913 LAM Chi Yung, Paul 林智勇 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AFT913 LAM Chi Yung, Paul 林智勇 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AFT913 LAM Chi Yung, Paul 林智勇 RE Asset Management 2003-04-01 2004-08-10
AFY548 YUNG Ki Fai 翁奇輝 RE Dealing in Securities 2003-05-26 2012-06-04
AFY548 YUNG Ki Fai 翁奇輝 RE Providing Automated Trading Services 2003-05-26 2003-09-02
AFY974 LEE Wai Chung, Deborah 李慧中 RE Dealing in Securities 2003-04-01 2005-04-07
AFY974 LEE Wai Chung, Deborah 李慧中 RE Advising on Securities 2003-04-01 2005-04-07
AFY974 LEE Wai Chung, Deborah 李慧中 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AFY974 LEE Wai Chung, Deborah 李慧中 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AFY974 LEE Wai Chung, Deborah 李慧中 RE Asset Management 2003-04-01 2005-04-07
AGB117 LU Xiaoxun 陸曉遜 RE Advising on Securities 2009-12-11 2012-10-31
AGH952 QIU Hong 邱紅 RE Dealing in Securities 2003-04-01 2006-09-08
AGH952 QIU Hong 邱紅 RO Dealing in Securities 2006-09-08
AGH952 QIU Hong 邱紅 RE Advising on Securities 2003-04-01 2004-08-16
AGH952 QIU Hong 邱紅 RE Advising on Corporate Finance 2003-04-01 2004-08-16
AGH952 QIU Hong 邱紅 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AGH952 QIU Hong 邱紅 RE Asset Management 2003-04-01 2004-08-16
AGL963 KWAN Kam Hung 關錦雄 RE Dealing in Securities 2004-03-16 2004-06-24
AGN592 CHENG Chi Kwong 鄭志光 RO Advising on Corporate Finance 2011-03-24
AGS762 TAO Shi 陶石 RE Dealing in Securities 2003-11-03 2008-03-15
AGW114 WANG Lu 王璐 RE Dealing in Securities 2003-04-01 2006-01-12
AGW114 WANG Lu 王璐 RE Advising on Securities 2003-04-01 2004-08-11
AGW114 WANG Lu 王璐 RE Advising on Corporate Finance 2003-04-01 2004-08-11
AGW114 WANG Lu 王璐 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AGW114 WANG Lu 王璐 RE Asset Management 2003-04-01 2004-08-11
AHG567 POON Chi Lam, Linda 潘芝琳 RE Dealing in Securities 2003-04-01 2003-07-07
AHG567 POON Chi Lam, Linda 潘芝琳 RE Advising on Securities 2003-04-01 2003-07-07
AHG567 POON Chi Lam, Linda 潘芝琳 RE Advising on Corporate Finance 2003-04-01 2003-07-07
AHG567 POON Chi Lam, Linda 潘芝琳 RE Providing Automated Trading Services 2003-04-01 2003-07-07
AHG567 POON Chi Lam, Linda 潘芝琳 RE Asset Management 2003-04-01 2003-07-07
AHJ439 ZHANG Yongjie 張永捷 RE Dealing in Securities 2003-12-23 2004-05-06
AHJ872 CHEN Qing 陳青 RE Dealing in Securities 2003-04-01 2005-07-29
AHJ872 CHEN Qing 陳青 RE Advising on Securities 2003-04-01 2004-08-10
AHJ872 CHEN Qing 陳青 RE Advising on Corporate Finance 2003-04-01 2004-08-10
AHJ872 CHEN Qing 陳青 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AHJ872 CHEN Qing 陳青 RE Asset Management 2003-04-01 2004-08-10
AIH608 NGAI Hoi Chun 魏開俊 RE Dealing in Securities 2017-08-07 2017-12-08
AIH624 WONG Ka Hing 黃嘉馨 RE Dealing in Securities 2005-01-26 2006-02-21
AIH679 LAI Ho Yin 黎浩然 RE Advising on Securities 2004-07-30 2006-06-28
AIR787 CHENG Yuen Yi, Judy 鄭宛儀 RE Dealing in Securities 2003-04-01 2005-07-06
AIR787 CHENG Yuen Yi, Judy 鄭宛儀 RE Advising on Securities 2003-04-01 2003-07-26
AIR787 CHENG Yuen Yi, Judy 鄭宛儀 RE Advising on Corporate Finance 2003-04-01 2003-07-26
AIR787 CHENG Yuen Yi, Judy 鄭宛儀 RE Providing Automated Trading Services 2003-04-01 2003-09-02
AIR787 CHENG Yuen Yi, Judy 鄭宛儀 RE Asset Management 2003-04-01 2003-07-26
AJY016 LI Chiu Yee 李昭儀 RE Dealing in Securities 2016-10-17 2018-06-19
AJY016 LI Chiu Yee 李昭儀 RE Advising on Securities 2016-10-17 2018-06-19
AJY016 LI Chiu Yee 李昭儀 RE Advising on Corporate Finance 2016-10-17 2017-03-31
AJY016 LI Chiu Yee 李昭儀 RO Advising on Corporate Finance 2017-03-31 2018-06-19
AJZ230 JIN Hui 金暉 RE Dealing in Securities 2006-07-04
AJZ235 LAU Chi Keung 劉志強 RE Dealing in Securities 2005-10-26
AJZ269 WANG Baocheng 王宝成 RE Dealing in Securities 2007-08-13
AKO867 ZHANG Chunmei 張春美 RE Advising on Securities 2006-02-02 2008-03-31
ALH680 LI Bingshan 李冰山 RE Advising on Securities 2005-07-22 2007-07-31
ALH681 LI Xian Feng 李险峰 RE Advising on Securities 2006-08-24 2007-02-28
ALH700 WAN Chengshui 万成水 RE Dealing in Securities 2005-07-30 2007-11-15
ALK743 WANG Jian 王健 RE Dealing in Securities 2008-05-20
ALQ598 CHAN Man Yan 陳文恩 RE Dealing in Securities 2011-11-23 2013-04-24
ALS369 YU Ka Ho 余家豪 RE Advising on Securities 2006-01-27 2007-02-28
ALZ559 LIE Suet Ching 李雪晶 RE Advising on Securities 2010-05-24 2012-07-20
AMF426 CHAN To 陳濤 RE Advising on Securities 2005-08-16 2005-11-10
AMG931 CHEN Peili 陳培莉 RE Dealing in Securities 2005-07-26
AMP259 YU Tsz Chau, James 余紫秋 RE Advising on Securities 2005-11-25 2006-08-10
AMP259 YU Tsz Chau, James 余紫秋 RE Advising on Securities 2007-03-26 2007-08-31
AMU443 LI Jun 李俊 RE Dealing in Securities 2006-02-27 2009-11-30
AMU874 ZHANG Jinhui 張金暉 RE Dealing in Securities 2006-09-15 2007-05-18
ANA703 HO Kar Loong, Kenneth 何家隆 RE Dealing in Securities 2011-02-07 2018-07-31
AND527 CHANG Chun Chung 張振宗 RE Dealing in Securities 2006-02-28 2006-09-19
ANE890 WAN Chi Hang 溫志行 RE Advising on Corporate Finance 2014-10-28 2015-05-14
ANG396 LI Mingjiang 李明江 RE Advising on Securities 2006-05-11 2010-06-30
ANG396 LI Mingjiang 李明江 RO Advising on Securities 2012-11-05
ANG607 JIANG Xiaotian 姜晓天 RE Dealing in Securities 2006-05-18 2016-07-18
ANG607 JIANG Xiaotian 姜晓天 RO Dealing in Securities 2016-07-18
ANG763 LAM Lun Tun 林龍敦 RE Dealing in Securities 2008-11-25 2012-02-04
ANK409 ZHANG Aidi 張愛娣 RE Dealing in Securities 2007-03-15 2010-05-03
ANL027 LEE Kwun Hei 李冠禧 RE Dealing in Securities 2006-05-26 2007-05-31
ANY093 LAM Lok Tin, Timothy 林樂天 RE Dealing in Securities 2006-09-12 2007-11-30
AOG339 LEUNG Rosanna 梁凱琳 RE Dealing in Securities 2006-12-04 2008-01-31
AOG783 SO Chi Chiu 蘇志超 RE Dealing in Securities 2008-06-20
AOG783 SO Chi Chiu 蘇志超 RE Advising on Securities 2017-06-01
AOH585 WOO Tsing Yiu 胡政堯 RE Dealing in Securities 2008-09-11 2011-08-13
AOL080 KWOK Bing Wah 郭冰樺 RE Advising on Securities 2010-06-07 2011-03-28
AOW942 CHAN Yat Lam 陳日霖 RE Dealing in Securities 2014-05-19 2015-06-14
AOX089 CHEUNG Hang Chin 張恆展 RE Advising on Securities 2007-06-11 2008-04-25
AOY469 LEUNG Chi Shun 梁志信 RE Dealing in Securities 2007-09-10
APB773 YU Lam 余琳 RE Dealing in Securities 2009-09-28 2017-09-21
APB773 YU Lam 余琳 RE Dealing in Securities 2017-12-01 2018-04-13
APB773 YU Lam 余琳 RE Advising on Securities 2017-09-21 2018-04-13
APC509 YIP Chi Ho 葉志豪 RE Dealing in Securities 2007-07-26 2010-10-11
APC509 YIP Chi Ho 葉志豪 RE Dealing in Securities 2015-05-22 2018-04-25
APC509 YIP Chi Ho 葉志豪 RO Dealing in Securities 2018-04-25
APD158 MA Ming Chun 馬銘俊 RE Dealing in Securities 2010-01-11 2013-06-30
APF830 ZENG Xiaowen 曾小文 RE Dealing in Securities 2007-07-10
APL883 LAM Ka Hang 林嘉恒 RE Dealing in Securities 2007-09-25 2010-10-11
APN528 KONG Rong 孔蓉 RE Dealing in Securities 2007-08-30 2007-12-17
APN587 WANG Yimin 王逸旻 RE Advising on Corporate Finance 2012-09-26 2012-09-26
APO018 CHAN Choi Hung 陳彩虹 RE Dealing in Securities 2009-09-03 2018-07-07
APO018 CHAN Choi Hung 陳彩虹 RE Advising on Corporate Finance 2017-03-30 2018-07-07
APR850 SAM Chi Yung 岑智勇 RE Advising on Securities 2011-03-16 2013-05-24
APS903 CHE Hongyu 車宏宇 RE Dealing in Securities 2007-10-05
APV456 CHIU Siu Ngan 趙少雁 RE Dealing in Securities 2010-04-23 2010-12-06
AQC277 YANG Shufen 楊淑芬 RE Dealing in Securities 2008-01-18 2010-03-31
AQC725 WONG Bik Chi, Peggy 王碧枝 RE Dealing in Securities 2007-12-03 2010-09-05
AQC725 WONG Bik Chi, Peggy 王碧枝 RE Dealing in Securities 2012-07-12
AQD485 LEE Lok Man, Carol 李樂雯 RE Dealing in Securities 2010-04-26 2012-04-27
AQD781 CHEN Chao 陳超 RE Dealing in Securities 2007-12-17 2008-08-14
AQF063 LO Ho Yin 盧浩然 RE Dealing in Securities 2011-01-21
AQG730 MAO Li 毛力 RE Advising on Securities 2008-02-18 2009-12-15
AQG730 MAO Li 毛力 RE Advising on Securities 2011-10-17 2013-01-04
AQG737 LI Yue 李岳 RE Advising on Securities 2008-02-18 2009-01-31
AQG753 XU Feina 許斐娜 RE Dealing in Securities 2013-11-22 2015-11-08
AQG753 XU Feina 許斐娜 RE Advising on Securities 2008-03-03 2015-11-08
AQI017 HO Ting Fung, Grammie 何霆鋒 RE Dealing in Securities 2010-12-23 2011-07-12
AQJ507 LIU Xinhong 劉新紅 RE Dealing in Securities 2008-03-11
AQJ818 PAN Wen 潘雯 RE Dealing in Securities 2008-03-12
AQS336 CHAN Christina Simin 陳關思敏 RE Dealing in Securities 2015-07-16 2016-01-03
AQS585 SHEN Songling 沈松齡 RE Dealing in Securities 2008-05-20
AQT080 LI Chun 李俊 RE Dealing in Securities 2014-05-05
AQU517 WEN Xiaolin 温晓林 RE Dealing in Securities 2008-05-14 2014-12-22
AQV817 WONG Gaam Ho 黃淦浩 RE Dealing in Securities 2008-04-16
AQW076 HUI Yee Mei 許綺媚 RE Dealing in Securities 2008-12-17 2014-10-15
AQZ536 WONG Pak Chun 王柏俊 RE Advising on Securities 2008-06-11 2010-04-25
AQZ536 WONG Pak Chun 王柏俊 RE Advising on Securities 2012-09-12 2014-05-02
AQZ536 WONG Pak Chun 王柏俊 RO Advising on Securities 2014-05-02
ARB949 ZHANG Wei 張薇 RE Advising on Securities 2008-06-11 2010-06-17
ARF359 LAM Siu Wing Cynthia 林兆泳 RE Dealing in Securities 2008-06-18
ARF368 LI Weihao 李偉浩 RE Dealing in Securities 2008-06-24
ARG951 WANG WEI 王瑋 RE Advising on Securities 2008-07-31 2009-11-08
ARH049 WANG Yuan Yuan 王媛媛 RE Dealing in Securities 2008-08-05
ARL768 LIANG Lantian 梁藍田 RE Dealing in Securities 2008-08-26 2009-10-27
ARN021 LIU Jie 劉洁 RE Dealing in Securities 2009-01-13 2011-04-01
ARO147 HO Chun Yu, Jonathan 何俊諭 RE Dealing in Securities 2018-12-03
ARO923 WANG Wenzhou 王文洲 RE Advising on Securities 2008-10-16 2011-07-04
ARO923 WANG Wenzhou 王文洲 RE Advising on Securities 2014-05-23 2016-08-26
ARR785 GUAN Yuqiang 管宇強 RE Dealing in Securities 2008-10-10 2010-03-19
ART710 ZHANG Zhanwei 張展為 RE Dealing in Securities 2008-12-05 2009-03-03
ARW539 GONG Rui 龔睿 RE Dealing in Securities 2008-12-09 2010-01-08
ASE581 LI Shun 利順 RE Dealing in Securities 2009-01-05
ASF777 WONG Yan Suet 王恩雪 RE Dealing in Securities 2015-08-20
ASI048 YUAN Sheng 袁胜 RE Dealing in Securities 2009-02-03 2009-12-16
ATD286 JIM Chu Sing 詹柱星 RE Dealing in Securities 2010-04-12 2016-10-06
ATI748 HO Yui 何銳 RE Dealing in Securities 2010-05-06 2011-08-19
ATT901 LI Kim Ho 李劍豪 RE Dealing in Securities 2009-10-16 2009-10-27
AUC503 XIANG Xi 項喜 RE Advising on Securities 2009-12-02 2011-06-30
AUC508 MAK Man Lee 麥敏莉 RE Dealing in Securities 2018-06-19
AVE577 ZHAO Hailin 趙海琳 RE Advising on Securities 2010-06-15 2011-11-30
AVE810 TAM Kai Yi, Kelly 譚啟兒 RE Dealing in Securities 2013-08-12 2017-05-11
AVJ063 SHUM Chin Hong 沈展康 RE Dealing in Securities 2010-07-19 2014-05-09
AVJ063 SHUM Chin Hong 沈展康 RE Dealing in Securities 2015-06-01 2015-11-08
AVR180 CHEN Xiaoxia 陳曉霞 RE Advising on Securities 2010-09-28
AVR437 LO Ho Tak 盧浩德 RE Dealing in Securities 2011-09-27 2011-10-31
AWK311 TSOI Ho 蔡浩 RE Advising on Securities 2011-01-12 2016-04-06
AWK314 LI Hang 李航 RE Dealing in Securities 2012-10-22
AWK314 LI Hang 李航 RE Advising on Securities 2011-01-11 2012-09-28
AWK324 WANG Shizhen 王士振 RE Advising on Securities 2011-01-11 2013-11-15
AWK326 CHENG Cheng 程成 RE Advising on Securities 2011-01-11 2015-04-30
AWO228 HON Yi Kuen, Virginia 韓儀娟 RE Dealing in Securities 2013-09-09
AWZ174 CHEUNG Yik Man 張益民 RE Dealing in Securities 2013-03-18 2018-10-31
AWZ523 LUO Zenglong 羅增龍 RE Advising on Securities 2011-04-19 2011-11-25
AXD518 SHEN Jing 沈菁 RE Advising on Corporate Finance 2011-05-09 2011-09-17
AXM302 ZHANG Xiaokui RE Advising on Corporate Finance 2013-01-21 2014-08-15
AXO653 ZHANG Xiangyu 張翔宇 RE Advising on Securities 2011-08-04 2011-12-09
AXZ088 FOK Chi Cheung Allen 霍智祥 RE Advising on Corporate Finance 2016-05-20 2018-03-06
AYF198 HUANG Likun 黃莅琨 RE Advising on Corporate Finance 2011-10-26 2011-11-25
AYR736 KE Xuefeng 柯學鋒 RE Advising on Securities 2012-01-11 2014-11-30
AYT695 ZHANG Zhibin 張智斌 RE Advising on Securities 2012-01-11 2013-06-21
AYY394 LIAN Wei 連威 RE Advising on Corporate Finance 2017-02-16 2018-07-19
AZB711 ZHENG Jialiang 鄭嘉梁 RE Advising on Securities 2012-03-16 2015-09-07
AZQ353 SHEN Danni 沈丹妮 RE Advising on Corporate Finance 2012-06-28 2014-06-30
BAE640 NGAN Chiu Chun 顏招駿 RE Dealing in Securities 2015-08-20 2018-08-14
BAE640 NGAN Chiu Chun 顏招駿 RE Advising on Securities 2017-06-01 2018-08-14
BAY306 PONG Cheuk Pun 龐卓斌 RE Dealing in Securities 2013-04-05 2015-09-30
BBD157 GU Sensen 古森森 RE Dealing in Securities 2016-07-05
BBD157 GU Sensen 古森森 RE Advising on Securities 2013-05-06 2015-05-22
BBD859 TSE Ming Pong 謝明邦 RE Dealing in Securities 2017-03-24 2017-04-07
BBF102 LI Chi Keung Eliot 李智強 RE Dealing in Securities 2013-05-29 2015-05-19
BBF102 LI Chi Keung Eliot 李智強 RE Dealing in Securities 2017-01-11
BBU727 SUN Yiqing 孫一晴 RE Dealing in Securities 2013-09-26 2017-11-20
BBX757 KANG YU 康瑜 RE Dealing in Securities 2014-12-24
BCQ497 LAN Yu 藍宇 RE Advising on Securities 2014-01-22 2016-11-18
BCS549 HOU Jie 侯捷 RE Dealing in Securities 2018-06-20
BCS549 HOU Jie 侯捷 RE Advising on Securities 2014-01-22
BCS754 QIN Haokai 秦浩楷 RE Dealing in Securities 2016-06-13
BCS754 QIN Haokai 秦浩楷 RE Advising on Securities 2014-01-22 2016-06-13
BCZ767 MO Man Yi 巫敏怡 RE Dealing in Securities 2016-04-18 2018-04-28
BDY405 LI Qian RE Advising on Securities 2014-08-29 2015-08-31
BDY405 LI Qian RE Advising on Securities 2016-06-03
BEA499 MAK Tin Yan 麥天恩 RE Dealing in Securities 2018-07-19
BEL949 YANG Jing 楊婧 RE Dealing in Securities 2014-11-11 2015-01-02
BEO299 ZOU Hui RE Dealing in Securities 2014-12-10
BFE579 CHAN King Fung 陳景鋒 RE Dealing in Securities 2015-05-04 2015-09-15
BFF024 ZHOU Yuanjun 周源俊 RE Dealing in Securities 2015-04-23 2017-02-12
BFJ991 HUANG Chen 黃晨 RE Advising on Securities 2015-06-02 2016-10-08
BFS368 CHONG Ching Ping 莊清萍 RE Dealing in Securities 2015-07-20
BFU175 WANG Shifen 王師奮 RE Dealing in Securities 2018-06-20
BFU175 WANG Shifen 王師奮 RE Advising on Securities 2015-07-31 2018-05-18
BFU996 LEE Chak Fai 李澤輝 RE Dealing in Securities 2015-07-16 2018-03-16
BFY673 CHEUK Yeung Shing 卓楊成 RE Dealing in Securities 2015-08-05 2017-07-04
BFZ355 LEE Chun Hung 李振鴻 RE Dealing in Securities 2018-11-13
BGD147 CHU Chun Shing 朱俊胜 RE Dealing in Securities 2017-04-19
BGG191 HUANG Jiajie 黃佳杰 RE Dealing in Securities 2015-10-14 2016-06-03
BGG191 HUANG Jiajie 黃佳杰 RE Advising on Securities 2016-06-03
BGG199 SIU Siu Ham, Jeffrey 蕭小涵 RE Dealing in Securities 2015-10-14 2016-10-19
BGJ404 WANG Qiang 王強 RE Advising on Securities 2015-11-11 2016-06-22
BGO451 LAM Sung Wai 林崇偉 RE Dealing in Securities 2016-11-10 2018-04-20
BGP504 ZHANG Hongyang 張弘揚 RE Advising on Securities 2015-11-30 2018-03-02
BGP507 CHUNG Ho Yin 鍾浩然 RE Dealing in Securities 2015-12-17
BGX748 LIU Ziyu 劉子玉 RE Advising on Securities 2016-02-04 2016-03-25
BHL101 LAM Chun Bun 林晉彬 RE Dealing in Securities 2017-08-09
BHW829 KAN Hin Chung 簡顯聰 RE Dealing in Securities 2018-02-05
BHW829 KAN Hin Chung 簡顯聰 RE Advising on Securities 2018-02-05
BHY106 LIU Chung Him 廖仲謙 RE Dealing in Securities 2016-09-26
BIQ312 DAN Yucui 但玉翠 RE Advising on Securities 2016-12-22
BIT765 WANG YANG 汪阳 RE Advising on Securities 2017-01-27
BIZ575 ZHONG Yunfei 鍾云飛 RE Advising on Corporate Finance 2017-02-23
BJC197 QIU YATONG 邱亞彤 RE Dealing in Securities 2017-03-21
BJH331 LIN Fong Ki 林芳奇 RE Dealing in Securities 2018-05-21
BJI374 ZHU Biqi 諸苾玘 RE Advising on Securities 2017-04-26
BJQ675 CHEUK Hoi Ki 卓凱淇 RE Dealing in Securities 2017-06-26
BJY466 TANG Hon Sum 鄧漢森 RE Dealing in Securities 2017-12-22 2018-06-19
BKD196 WONG Ching Tung 黃靖彤 RE Dealing in Securities 2018-07-30 2018-08-14
BKL563 FAN Mei Mei 范微微 RE Dealing in Securities 2017-09-04
BLP140 WANG Hongyin 汪宏音 RE Dealing in Securities 2018-01-02 2018-09-28
BLQ513 PANG Xinyi 龐昕怡 RE Dealing in Securities 2018-01-02 2018-06-01
BLQ513 PANG Xinyi 龐昕怡 RE Advising on Securities 2018-06-01
BLT552 CAI Yingchen 蔡莹琛 RE Advising on Securities 2018-01-15 2018-04-06
BLU709 DING Shen 丁燊 RE Advising on Securities 2018-01-15
BMC619 QIU Shihui 邱詩惠 RE Dealing in Securities 2018-02-20
BME232 CHEN Zhu 陳珠 RE Advising on Securities 2018-02-15
BMY170 SUN Chujie 孫楚杰 RE Dealing in Securities 2018-11-07
BMY170 SUN Chujie 孫楚杰 RE Advising on Securities 2018-07-04 2018-11-07
BMZ401 LUI Yuet Tin 呂悅天 RE Dealing in Securities 2018-07-19
BNC967 LIN Ying 林穎 RE Dealing in Securities 2018-08-27
BNG698 ZHAO Mianlu 趙綿璐 RE Advising on Securities 2018-09-12
BNG807 FUNG Kwok Lun 馮國倫 RE Dealing in Securities 2018-07-26 2018-11-03
BNN604 ZOU Wei 鄒煒 RE Advising on Securities 2018-10-25
BNR310 XIAO Kaixi 肖凱希 RE Advising on Securities 2018-11-28
BNR815 LI Jinglin 李京霖 RE Advising on Securities 2018-12-03

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