Hong Kong SFC licence institution ABV570, Oriental Patron Securities Limited 東英亞洲證券有限公司

These are the licence-holders that were found for SFC licence institution ABV570 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD014 TANG Siu Lap 鄧少納 RE Dealing in Securities 2011-05-12 2011-08-16
AAE128 KWUN Kwok Fun 官國歡 RE Dealing in Securities 2003-04-01
AAE128 KWUN Kwok Fun 官國歡 RE Advising on Securities 2003-04-01 2004-05-24
AAE128 KWUN Kwok Fun 官國歡 RE Advising on Corporate Finance 2003-04-01 2004-05-24
AAE128 KWUN Kwok Fun 官國歡 RE Asset Management 2003-04-01 2004-05-24
AAG625 LEUNG Chin Sing, Rabo 梁展勝 RO Dealing in Securities 2003-04-01 2007-11-23
AAG625 LEUNG Chin Sing, Rabo 梁展勝 RO Advising on Securities 2003-04-01 2007-11-23
AAG625 LEUNG Chin Sing, Rabo 梁展勝 RO Advising on Corporate Finance 2003-04-01 2005-02-22
AAG625 LEUNG Chin Sing, Rabo 梁展勝 RO Asset Management 2003-04-01 2005-02-22
AAV459 NG Wai Man, Raymond 吳惠文 RE Dealing in Securities 2003-04-01
AAV459 NG Wai Man, Raymond 吳惠文 RE Advising on Securities 2003-04-01 2004-05-24
AAV459 NG Wai Man, Raymond 吳惠文 RE Advising on Corporate Finance 2003-04-01 2004-05-24
AAV459 NG Wai Man, Raymond 吳惠文 RE Asset Management 2003-04-01 2004-05-24
ABE974 WONG Mang Chung, Alex 黃孟聰 RE Dealing in Securities 2013-12-05 2015-07-18
ABH691 CHAN Lap Tak, Jeffrey 陳立德 RO Dealing in Securities 2003-04-01 2013-06-10
ABH691 CHAN Lap Tak, Jeffrey 陳立德 RO Dealing in Securities 2017-02-23
ABH691 CHAN Lap Tak, Jeffrey 陳立德 RO Advising on Securities 2003-04-01 2013-06-10
ABH691 CHAN Lap Tak, Jeffrey 陳立德 RO Advising on Corporate Finance 2003-04-01 2004-10-15
ABH691 CHAN Lap Tak, Jeffrey 陳立德 RO Asset Management 2003-04-01 2004-10-15
ABQ819 KWONG Yuk Ho, Henry 鄺鋈豪 RE Advising on Securities 2013-11-04 2014-03-17
ABS005 CHU Wai Lun, Alan 朱偉倫 RE Dealing in Securities 2016-09-21
ABT234 YOUNGBLOOD Mark Leland RE Dealing in Securities 2006-08-22 2009-06-08
ABT746 CHAN Nap Kee, Joseph 陳立基 RO Dealing in Securities 2017-01-13
ABT746 CHAN Nap Kee, Joseph 陳立基 RO Advising on Securities 2008-02-12 2013-06-10
ABT746 CHAN Nap Kee, Joseph 陳立基 RO Advising on Securities 2017-01-13
ABY252 WONG Chuen Sek 王泉石 RE Dealing in Securities 2003-04-01 2009-10-16
ABY252 WONG Chuen Sek 王泉石 RE Advising on Securities 2003-04-01 2004-05-24
ABY252 WONG Chuen Sek 王泉石 RE Advising on Corporate Finance 2003-04-01 2004-05-24
ABY252 WONG Chuen Sek 王泉石 RE Asset Management 2003-04-01 2004-05-24
ACD315 LO Wai Shun 羅偉信 RE Dealing in Securities 2011-08-16 2011-10-01
ACG303 CHEUNG Siu Mei, Iris 張小媚 RE Dealing in Securities 2003-04-01 2007-03-13
ACG303 CHEUNG Siu Mei, Iris 張小媚 RO Dealing in Securities 2007-03-13
ACG303 CHEUNG Siu Mei, Iris 張小媚 RE Advising on Securities 2003-04-01 2004-05-24
ACG303 CHEUNG Siu Mei, Iris 張小媚 RE Advising on Corporate Finance 2003-04-01 2004-05-24
ACG303 CHEUNG Siu Mei, Iris 張小媚 RE Asset Management 2003-04-01 2004-05-24
ACH127 LEE Suk Wah, Inessa 李菽樺 RE Dealing in Securities 2005-09-05 2006-07-31
ACR262 CHU Kwok Yee 朱國儀 RE Dealing in Securities 2003-04-01 2009-11-05
ACR262 CHU Kwok Yee 朱國儀 RE Advising on Securities 2003-04-01 2004-05-28
ACR262 CHU Kwok Yee 朱國儀 RE Advising on Corporate Finance 2003-04-01 2004-05-28
ACR262 CHU Kwok Yee 朱國儀 RE Asset Management 2003-04-01 2004-05-28
ACT021 LO Kam Kong, Anthony 勞錦江 RE Dealing in Securities 2003-04-01 2009-10-31
ACT021 LO Kam Kong, Anthony 勞錦江 RE Advising on Securities 2003-04-01 2004-05-24
ACT021 LO Kam Kong, Anthony 勞錦江 RE Advising on Corporate Finance 2003-04-01 2004-05-24
ACT021 LO Kam Kong, Anthony 勞錦江 RE Asset Management 2003-04-01 2004-05-24
ACZ398 LEUNG Siu Hung, Stephen 梁少熊 RE Advising on Securities 2012-03-01 2012-04-26
ACZ398 LEUNG Siu Hung, Stephen 梁少熊 RO Advising on Securities 2012-04-26 2012-08-01
ADK810 CHEUNG Chi Wing 張志永 RE Dealing in Securities 2010-08-09 2010-09-13
ADK810 CHEUNG Chi Wing 張志永 RE Advising on Securities 2010-08-09 2010-09-13
ADP912 WILLIAMSON Bonnie 朱庭萱 RE Dealing in Securities 2004-03-01 2005-07-08
AEA447 BANG Bonna RE Dealing in Securities 2011-11-07 2012-05-04
AEY966 LIN Haiguo 林海國 RE Dealing in Securities 2003-04-01 2005-09-20
AEY966 LIN Haiguo 林海國 RE Advising on Securities 2003-04-01 2004-05-24
AEY966 LIN Haiguo 林海國 RE Advising on Corporate Finance 2003-04-01 2004-05-24
AEY966 LIN Haiguo 林海國 RE Asset Management 2003-04-01 2004-05-24
AFN937 WONG Yat Suen 王壹宣 RE Dealing in Securities 2003-04-01 2004-03-31
AFN937 WONG Yat Suen 王壹宣 RE Advising on Securities 2003-04-01 2004-03-31
AFN937 WONG Yat Suen 王壹宣 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AFN937 WONG Yat Suen 王壹宣 RE Asset Management 2003-04-01 2004-03-31
AGA252 IP Hung 葉虹 RE Dealing in Securities 2009-04-07 2009-09-11
AGA252 IP Hung 葉虹 RO Dealing in Securities 2009-09-11 2016-11-11
AGA252 IP Hung 葉虹 RE Advising on Securities 2009-04-07 2009-09-11
AGA252 IP Hung 葉虹 RO Advising on Securities 2009-09-11 2016-11-11
AGC692 HUNG Tin Wah 洪天華 RE Advising on Securities 2004-05-07 2004-08-02
AGC692 HUNG Tin Wah 洪天華 RE Advising on Securities 2005-04-13 2005-05-30
AGC692 HUNG Tin Wah 洪天華 RE Advising on Securities 2005-11-30 2006-08-03
AGC692 HUNG Tin Wah 洪天華 RO Advising on Securities 2005-05-30 2005-11-30
AGI798 ZHENG Juan 鄭娟 RE Dealing in Securities 2009-04-08 2009-05-29
AGI798 ZHENG Juan 鄭娟 RO Dealing in Securities 2009-05-29 2014-05-31
AGI798 ZHENG Juan 鄭娟 RE Advising on Securities 2009-04-08 2009-05-29
AGI798 ZHENG Juan 鄭娟 RO Advising on Securities 2009-05-29 2014-05-31
AGL515 CHAN Kam Chueng 陳錦聰 RE Advising on Securities 2008-10-21 2010-03-31
AHB963 HO Kwok On 何國安 RE Dealing in Securities 2008-07-17 2010-03-31
AHD383 LEE Shuk Woon, Sophia 李淑媛 RE Advising on Securities 2004-05-07 2004-12-03
AHG557 TSE Kwok On 謝國安 RE Dealing in Securities 2011-01-27 2011-06-01
AHX010 MOK Eric 莫俊遠 RE Dealing in Securities 2016-05-19 2016-08-15
AHX010 MOK Eric 莫俊遠 RO Dealing in Securities 2016-08-15 2018-01-23
AHX010 MOK Eric 莫俊遠 RO Advising on Securities 2016-08-15 2018-01-23
AIR281 ONG Tiang Lock 王添樂 RE Dealing in Securities 2011-04-26 2011-06-10
AIR281 ONG Tiang Lock 王添樂 RE Advising on Securities 2011-04-26 2011-06-10
AIX145 GORNALL Adrian Rubin RE Dealing in Securities 2012-01-19 2012-09-01
AJD666 NG Wing Fai 吳永輝 RE Dealing in Securities 2009-04-09 2013-05-04
AKR461 SY Bun Ho 施斌豪 RE Advising on Securities 2004-07-26 2005-08-08
ALI325 TSANG On Yee 曾安儀 RE Dealing in Securities 2009-05-21 2010-09-16
ALI656 CHUNG Yuet Ying 鍾月英 RE Dealing in Securities 2004-10-25 2004-12-08
ALO262 MA Oi Ling 馬愛玲 RE Dealing in Securities 2005-02-07
ALO516 TO Ching, Gloria 杜青 RE Dealing in Securities 2005-03-03 2007-09-07
ALO516 TO Ching, Gloria 杜青 RE Advising on Securities 2007-04-13 2007-09-07
ALQ596 CHO Yui Kwan, Larry 曹銳焜 RE Advising on Securities 2005-03-04 2005-07-28
AMB550 SIT Chik, Shirley 薛湜 RE Dealing in Securities 2005-07-26 2010-03-31
AMB550 SIT Chik, Shirley 薛湜 RE Advising on Securities 2007-04-13 2010-03-31
AMJ481 YEUNG Shun Hei 楊舜熙 RE Dealing in Securities 2009-09-01 2013-09-01
AMJ481 YEUNG Shun Hei 楊舜熙 RE Advising on Securities 2010-03-04 2013-09-01
AMJ481 YEUNG Shun Hei 楊舜熙 RE Advising on Securities 2014-05-09 2018-01-31
AML882 LUI Chi Man, Alan 雷子文 RE Advising on Securities 2005-10-26 2006-07-31
AMT883 LUI Ming Tak 雷明德 RE Advising on Securities 2007-09-18 2007-09-30
AMV071 HUNG Fuk Yee 洪馥怡 RE Dealing in Securities 2009-10-07 2013-06-08
ANM162 CHENG Pak To 鄭百韜 RE Dealing in Securities 2009-09-29 2011-10-15
ANM162 CHENG Pak To 鄭百韜 RE Advising on Securities 2009-10-13 2011-10-15
ANR003 WONG Tsui Fa 黃翠花 RE Dealing in Securities 2010-08-02 2011-01-31
ANR750 FUNG Chen Tung 馮振東 RE Dealing in Securities 2016-01-25
ANR750 FUNG Chen Tung 馮振東 RE Advising on Securities 2007-06-12 2014-05-23
ANR750 FUNG Chen Tung 馮振東 RO Advising on Securities 2014-05-23
ANT235 LEE Ming Tak 李明德 RE Advising on Securities 2009-07-02 2011-09-01
ANT954 LO Chi Yuen, Boris 盧志遠 RE Dealing in Securities 2010-02-24 2010-08-31
ANZ527 CHAN Yi, Vivien 陳怡 RE Advising on Securities 2012-07-17 2015-01-05
AON979 LAW Mang Kwan 羅孟君 RE Dealing in Securities 2007-03-01 2007-12-01
AON979 LAW Mang Kwan 羅孟君 RE Advising on Securities 2007-03-01 2007-12-01
AOY762 CHIA Janice Jhet Yen RE Dealing in Securities 2013-11-28 2015-02-25
AOY762 CHIA Janice Jhet Yen RO Dealing in Securities 2015-02-25 2015-11-29
AOY762 CHIA Janice Jhet Yen RO Advising on Securities 2015-02-25 2015-11-29
APC123 HE Zheng 何正 RE Dealing in Securities 2011-06-28 2014-07-16
APH806 WANG Yi 汪翊 RE Dealing in Securities 2009-06-01 2009-08-31
APH806 WANG Yi 汪翊 RE Advising on Securities 2009-08-10 2009-08-31
APJ914 WU Kiu Fung 胡喬烽 RE Advising on Securities 2007-09-13 2007-09-30
APL225 YUAN Zhefei 袁哲飛 RE Dealing in Securities 2009-04-09 2010-06-30
APZ101 LEUNG Richard Chi Wing 梁志榮 RE Advising on Securities 2009-07-13 2009-09-18
AQA457 LI Leiyu 李雷雨 RE Dealing in Securities 2010-10-20 2014-07-16
AQA631 CHOR Kwok Kwong 左國光 RE Advising on Securities 2011-10-25 2012-03-31
AQF554 ZHAO Qi 趙琪 RE Dealing in Securities 2009-04-01 2009-12-07
AQF576 LEUNG Lap Kok 梁立壑 RE Advising on Securities 2011-03-16 2011-10-15
AQQ505 NG King Chuen 吳景荃 RE Advising on Securities 2015-03-09 2015-04-25
ARD761 YEUNG See Ah 楊思雅 RE Dealing in Securities 2016-04-12
ARF066 KWOK Yap 郭熠 RE Advising on Securities 2009-10-14 2011-04-01
ARF548 LAI Wing Yee 黎穎儀 RE Dealing in Securities 2014-03-18 2015-06-13
ARJ285 DU Jun 杜軍 RE Dealing in Securities 2009-04-08 2010-01-31
ARN601 AU Chi Ming 歐智明 RE Advising on Securities 2011-09-19 2011-10-31
ARQ678 LO Kin Cheung, Kenneth 盧健翔 RE Dealing in Securities 2011-10-03 2012-02-10
ARR599 CHAN Pui Ka 陳貝嘉 RE Dealing in Securities 2012-07-03 2013-03-01
ARS046 HO Kwai Ching Mark 何貴清 RO Dealing in Securities 2014-09-12 2014-12-01
ARS046 HO Kwai Ching Mark 何貴清 RO Advising on Securities 2014-09-12 2014-12-01
ASE664 LAI Ka Leong 黎家亮 RE Dealing in Securities 2013-05-31 2014-05-31
ASU268 LAU Kam Yan, Karen 劉錦欣 RE Dealing in Securities 2009-05-04 2011-02-19
ASU506 LI Min RE Advising on Securities 2012-08-15 2013-04-26
ASU506 LI Min RO Advising on Securities 2013-04-26 2014-04-01
ATI835 NG Yi Wan 吳依韻 RE Dealing in Securities 2011-08-01 2012-02-01
AUB778 YUNG Muk Tsz 翁木子 RE Dealing in Securities 2010-11-30 2012-01-03
AUB778 YUNG Muk Tsz 翁木子 RE Advising on Securities 2009-11-04 2012-01-03
AUC119 ZHAO Quanquan 趙綣綣 RE Dealing in Securities 2011-01-13 2011-07-11
AUL942 SHANG Xiaoting 尚小婷 RE Dealing in Securities 2010-01-19 2012-07-01
AUQ989 YUAN Ding 袁丁 RE Advising on Securities 2010-02-04 2012-03-31
AVK796 KWOK Ka Yan 郭嘉欣 RE Dealing in Securities 2010-08-06 2012-02-16
AVK949 CHEN Wen-yu, Winnie 陳玟伃 RE Dealing in Securities 2014-09-17 2014-11-18
AVV833 JIANG Yu 蔣宇 RE Dealing in Securities 2011-04-15 2012-07-01
AVW003 CHEN Kun-Yang 陳坤陽 RE Dealing in Securities 2013-03-14 2013-06-15
AWC499 WU Chi-tai 武其泰 RE Dealing in Securities 2010-11-17 2010-12-01
AWC668 SUN Jie 孫潔 RE Advising on Securities 2012-09-11 2013-11-18
AWH043 LAU Wai Bun 劉慧斌 RE Advising on Securities 2012-03-29 2012-07-01
AWH043 LAU Wai Bun 劉慧斌 RE Advising on Securities 2012-09-11 2013-08-01
AWI461 LI Boxia 李伯夏 RE Advising on Securities 2010-12-14 2011-02-19
AWN322 WONG Tan 黃丹 RE Advising on Securities 2011-11-07 2012-10-27
AWQ303 LAW On Yee 羅安怡 RE Dealing in Securities 2015-05-28 2016-04-11
AWQ303 LAW On Yee 羅安怡 RO Dealing in Securities 2016-04-11 2017-05-21
AWQ303 LAW On Yee 羅安怡 RE Advising on Securities 2015-05-28 2016-04-11
AWQ303 LAW On Yee 羅安怡 RO Advising on Securities 2016-04-11 2017-05-21
AWR765 WOO Walter Wing Hong 胡永匡 RE Advising on Securities 2015-06-08 2016-11-15
AWT311 LUI Wigbert 呂韡柏 RE Dealing in Securities 2011-05-16 2011-08-30
AXU898 CHEN Tianran 陳天然 RE Advising on Securities 2011-09-05 2012-08-29
AYJ030 LAU Ka Man, Carmen 劉嘉雯 RE Dealing in Securities 2011-11-25 2013-05-07
AYJ030 LAU Ka Man, Carmen 劉嘉雯 RE Advising on Securities 2011-11-25 2013-05-07
AZV156 SHENG Weida 盛韋達 RE Dealing in Securities 2013-06-26 2015-01-24
AZV156 SHENG Weida 盛韋達 RE Advising on Securities 2013-06-26 2015-01-24
AZX096 ZHAO Tao 趙濤 RE Dealing in Securities 2012-07-24 2014-06-14
AZX096 ZHAO Tao 趙濤 RE Dealing in Securities 2014-12-31 2016-03-29
BAD298 ZHAO Ye 趙曄 RE Dealing in Securities 2013-05-16 2013-07-13
BAH969 LI Zhuozhuo 李卓卓 RE Dealing in Securities 2012-11-13 2013-06-06
BAI193 LOK Chin Tung, Terence 駱搌潼 RE Advising on Securities 2012-10-19 2013-08-01
BAV764 ZHANG Jirong, Joyce 張濟融 RE Dealing in Securities 2018-01-08
BAV764 ZHANG Jirong, Joyce 張濟融 RE Advising on Securities 2018-01-08
BBQ604 LEE Hin Pong 李顯邦 RE Dealing in Securities 2015-03-02 2016-03-23
BBY242 LI Xinyuan 李心圓 RE Advising on Securities 2013-10-21 2014-04-08
BBY270 XU Wangyang 許汪洋 RE Advising on Securities 2013-10-21 2014-05-10
BCP571 SHEN Chenlu 沈晨璐 RE Dealing in Securities 2014-01-02 2014-08-07
BDL412 MAN Ka Lai 文嘉麗 RE Advising on Securities 2014-05-22 2015-01-08
BEE556 CAO Wenwen 曹雯雯 RE Dealing in Securities 2014-10-06 2016-06-04
BEI552 HU Lingzi 胡凌子 RE Advising on Securities 2014-11-10 2015-08-15
BEO462 DAI Xudong 戴旭東 RE Dealing in Securities 2014-12-01 2014-12-22
BEV350 XIAO Dongyuan, Sofia 肖冬媛 RE Dealing in Securities 2015-03-06 2016-03-19
BEW110 YE Zhuoying Susie 葉卓縈 RE Dealing in Securities 2015-01-19 2015-11-29
BFH447 PUN Ko Fung 潘高峰 RE Dealing in Securities 2015-05-29 2018-04-06
BFW367 LI Weikang 李维康 RE Dealing in Securities 2015-07-15 2015-10-27
BGI088 JIN Shishi 金詩詩 RE Advising on Securities 2018-11-29
BGT192 LIU Ying 劉穎 RE Advising on Securities 2016-01-20 2017-06-04
BGZ757 JIN Jiaying 金家莹 RE Dealing in Securities 2017-06-19 2018-04-15
BHH313 PENG Ting Fang 彭婷芳 RE Dealing in Securities 2016-04-13 2016-10-01
BIC690 ZHENG Yifan 鄭一凡 RE Dealing in Securities 2018-11-09
BIG992 WANG Danqi 王丹琪 RE Advising on Securities 2016-10-26 2017-07-31
BLP008 CAI Yipin 蔡一品 RE Advising on Securities 2017-12-22
BMY456 LIU Yi 劉翼 RE Dealing in Securities 2018-06-06

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