These are the licence-holders that were found for SFC licence institution ABV648 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAB267 | POON Suk Ying | 潘淑英 | RE | Dealing in Securities | 2003-04-01 | 2005-11-01 |
| AAB267 | POON Suk Ying | 潘淑英 | RE | Advising on Securities | 2003-04-01 | 2004-07-03 |
| AAB267 | POON Suk Ying | 潘淑英 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-07-03 |
| AAB267 | POON Suk Ying | 潘淑英 | RE | Asset Management | 2003-04-01 | 2004-07-03 |
| AAB386 | KWONG Shiu Wing | 鄺紹榮 | RE | Dealing in Securities | 2003-04-01 | 2017-02-13 |
| AAB386 | KWONG Shiu Wing | 鄺紹榮 | RE | Advising on Securities | 2003-04-01 | 2004-06-05 |
| AAB386 | KWONG Shiu Wing | 鄺紹榮 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-05 |
| AAB386 | KWONG Shiu Wing | 鄺紹榮 | RE | Asset Management | 2003-04-01 | 2004-06-05 |
| AAC094 | YIM Che Bun | 嚴志彬 | RE | Dealing in Securities | 2003-04-01 | 2010-12-18 |
| AAC094 | YIM Che Bun | 嚴志彬 | RE | Advising on Securities | 2003-04-01 | 2004-06-15 |
| AAC094 | YIM Che Bun | 嚴志彬 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-15 |
| AAC094 | YIM Che Bun | 嚴志彬 | RE | Asset Management | 2003-04-01 | 2004-06-15 |
| AAC169 | WONG Tze Pun | 黃梓彬 | RE | Dealing in Securities | 2003-04-01 | |
| AAC169 | WONG Tze Pun | 黃梓彬 | RE | Advising on Securities | 2003-04-01 | 2004-06-15 |
| AAC169 | WONG Tze Pun | 黃梓彬 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-15 |
| AAC169 | WONG Tze Pun | 黃梓彬 | RE | Asset Management | 2003-04-01 | 2004-06-15 |
| AAC238 | CHAN Yuk Fei | 陳育飛 | RE | Dealing in Securities | 2003-04-01 | 2004-02-01 |
| AAC238 | CHAN Yuk Fei | 陳育飛 | RE | Advising on Securities | 2003-04-01 | 2004-02-01 |
| AAC238 | CHAN Yuk Fei | 陳育飛 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-01 |
| AAC238 | CHAN Yuk Fei | 陳育飛 | RE | Asset Management | 2003-04-01 | 2004-02-01 |
| AAG337 | KAO Wing Lun | 高永倫 | RE | Dealing in Securities | 2017-01-20 | 2018-06-29 |
| AAG337 | KAO Wing Lun | 高永倫 | RO | Dealing in Securities | 2003-04-01 | 2017-01-20 |
| AAG337 | KAO Wing Lun | 高永倫 | RO | Advising on Securities | 2003-04-01 | 2004-11-26 |
| AAG337 | KAO Wing Lun | 高永倫 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-26 |
| AAG337 | KAO Wing Lun | 高永倫 | RO | Asset Management | 2003-04-01 | 2004-11-26 |
| AAG342 | WONG Oi Lai, Elly | 王愛麗 | RE | Dealing in Securities | 2003-04-01 | |
| AAG342 | WONG Oi Lai, Elly | 王愛麗 | RE | Advising on Securities | 2003-04-01 | 2004-06-05 |
| AAG342 | WONG Oi Lai, Elly | 王愛麗 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-05 |
| AAG342 | WONG Oi Lai, Elly | 王愛麗 | RE | Asset Management | 2003-04-01 | 2004-06-05 |
| AAG344 | YIP Kwok Tai | 葉國泰 | RE | Dealing in Securities | 2003-04-01 | 2008-11-26 |
| AAG344 | YIP Kwok Tai | 葉國泰 | RE | Advising on Securities | 2003-04-01 | 2004-06-16 |
| AAG344 | YIP Kwok Tai | 葉國泰 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-16 |
| AAG344 | YIP Kwok Tai | 葉國泰 | RE | Asset Management | 2003-04-01 | 2004-06-16 |
| AAG360 | NG Kei Choy, Stephen | 吳其材 | RE | Dealing in Securities | 2017-02-14 | 2018-06-23 |
| AAG360 | NG Kei Choy, Stephen | 吳其材 | RO | Dealing in Securities | 2003-04-01 | 2017-02-14 |
| AAG360 | NG Kei Choy, Stephen | 吳其材 | RO | Advising on Securities | 2003-04-01 | 2004-11-26 |
| AAG360 | NG Kei Choy, Stephen | 吳其材 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-26 |
| AAG360 | NG Kei Choy, Stephen | 吳其材 | RO | Asset Management | 2003-04-01 | 2004-11-26 |
| AAY234 | LAU Yee Tak | 劉義德 | RE | Dealing in Securities | 2003-04-01 | 2008-07-06 |
| AAY234 | LAU Yee Tak | 劉義德 | RE | Advising on Securities | 2003-04-01 | 2004-06-23 |
| AAY234 | LAU Yee Tak | 劉義德 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-23 |
| AAY234 | LAU Yee Tak | 劉義德 | RE | Asset Management | 2003-04-01 | 2004-06-23 |
| ABE792 | HUNG Yiu Hung | 孔耀鴻 | RE | Dealing in Securities | 2017-11-07 | |
| ABO012 | WU Kwok Chuen | 胡國全 | RE | Dealing in Securities | 2007-03-12 | 2007-08-02 |
| ABT644 | WU Wang To | 吳弘道 | RE | Dealing in Securities | 2003-04-01 | |
| ABT644 | WU Wang To | 吳弘道 | RE | Advising on Securities | 2003-04-01 | 2004-06-05 |
| ABT644 | WU Wang To | 吳弘道 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-05 |
| ABT644 | WU Wang To | 吳弘道 | RE | Asset Management | 2003-04-01 | 2004-06-05 |
| ABU297 | LAU Chak Lam | 劉澤林 | RE | Dealing in Securities | 2017-10-11 | 2017-12-22 |
| ABU297 | LAU Chak Lam | 劉澤林 | RO | Dealing in Securities | 2017-12-22 | |
| ABY243 | WONG Cheung Ki, Parish | 黃長基 | RE | Dealing in Securities | 2017-04-13 | 2017-04-26 |
| ABY243 | WONG Cheung Ki, Parish | 黃長基 | RO | Dealing in Securities | 2017-04-26 | 2017-10-28 |
| ACB432 | WAI Ka Ling, Queendy | 衛嘉玲 | RE | Dealing in Securities | 2003-04-01 | 2016-04-29 |
| ACB432 | WAI Ka Ling, Queendy | 衛嘉玲 | RE | Advising on Securities | 2003-04-01 | 2004-06-15 |
| ACB432 | WAI Ka Ling, Queendy | 衛嘉玲 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-15 |
| ACB432 | WAI Ka Ling, Queendy | 衛嘉玲 | RE | Asset Management | 2003-04-01 | 2004-06-15 |
| ACF049 | WONG Man Kuen | 黃文娟 | RE | Dealing in Securities | 2003-04-01 | |
| ACF049 | WONG Man Kuen | 黃文娟 | RE | Advising on Securities | 2003-04-01 | 2004-06-23 |
| ACF049 | WONG Man Kuen | 黃文娟 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-23 |
| ACF049 | WONG Man Kuen | 黃文娟 | RE | Asset Management | 2003-04-01 | 2004-06-23 |
| ACI109 | LAU Hon Wai | 劉漢威 | RE | Dealing in Securities | 2003-04-01 | 2003-08-29 |
| ACI109 | LAU Hon Wai | 劉漢威 | RE | Advising on Securities | 2003-04-01 | 2003-08-29 |
| ACI109 | LAU Hon Wai | 劉漢威 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-29 |
| ACI109 | LAU Hon Wai | 劉漢威 | RE | Asset Management | 2003-04-01 | 2003-08-29 |
| ACQ298 | CHAN Chiu Fai | 陳昭暉 | RE | Dealing in Securities | 2013-12-17 | 2014-08-22 |
| ADG687 | AU Suk Hing, Alice | 區淑馨 | RE | Dealing in Securities | 2003-04-01 | |
| ADG687 | AU Suk Hing, Alice | 區淑馨 | RE | Advising on Securities | 2003-04-01 | 2004-07-22 |
| ADG687 | AU Suk Hing, Alice | 區淑馨 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-07-22 |
| ADG687 | AU Suk Hing, Alice | 區淑馨 | RE | Asset Management | 2003-04-01 | 2004-07-22 |
| ADV083 | LEE Siu Hung | 李少雄 | RE | Dealing in Securities | 2003-04-01 | 2004-12-28 |
| ADV083 | LEE Siu Hung | 李少雄 | RE | Advising on Securities | 2003-04-01 | 2004-06-15 |
| ADV083 | LEE Siu Hung | 李少雄 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-15 |
| ADV083 | LEE Siu Hung | 李少雄 | RE | Asset Management | 2003-04-01 | 2004-06-15 |
| AED697 | LEUNG Yiu Ming, Eric | 梁耀明 | RE | Dealing in Securities | 2017-09-27 | 2018-11-23 |
| AEJ164 | CHEUNG Kwok Yan | 張國仁 | RE | Dealing in Securities | 2017-11-01 | 2018-11-06 |
| AEJ164 | CHEUNG Kwok Yan | 張國仁 | RO | Dealing in Securities | 2018-11-06 | |
| AFA373 | WONG Po Leung | 黃步良 | RE | Dealing in Securities | 2003-04-01 | 2003-07-25 |
| AFA373 | WONG Po Leung | 黃步良 | RE | Advising on Securities | 2003-04-01 | 2003-07-25 |
| AFA373 | WONG Po Leung | 黃步良 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-25 |
| AFA373 | WONG Po Leung | 黃步良 | RE | Asset Management | 2003-04-01 | 2003-07-25 |
| AFD428 | LEE Tik Wa | 李迪華 | RE | Dealing in Securities | 2018-08-10 | |
| AFM629 | TANG Lai Shan, Winnie | 鄧麗珊 | RE | Dealing in Securities | 2006-07-10 | 2007-01-01 |
| AFT455 | WAI Sun Keung, Andy | 衛新強 | RE | Dealing in Securities | 2004-04-02 | 2018-11-23 |
| AGC982 | CHAN Yu Kong | 陳宇江 | RE | Dealing in Securities | 2003-04-01 | 2005-08-02 |
| AGC982 | CHAN Yu Kong | 陳宇江 | RE | Advising on Securities | 2003-04-01 | 2004-06-05 |
| AGC982 | CHAN Yu Kong | 陳宇江 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-05 |
| AGC982 | CHAN Yu Kong | 陳宇江 | RE | Asset Management | 2003-04-01 | 2004-06-05 |
| AGS231 | CHAN Chi Cheung, Sunny | 陳志翔 | RE | Dealing in Securities | 2003-04-01 | 2018-11-23 |
| AGS231 | CHAN Chi Cheung, Sunny | 陳志翔 | RE | Advising on Securities | 2003-04-01 | 2004-07-05 |
| AGS231 | CHAN Chi Cheung, Sunny | 陳志翔 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-07-05 |
| AGS231 | CHAN Chi Cheung, Sunny | 陳志翔 | RE | Asset Management | 2003-04-01 | 2004-07-05 |
| AGW063 | LAU Keng Man | 劉鏡文 | RE | Dealing in Securities | 2003-04-01 | 2016-12-29 |
| AGW063 | LAU Keng Man | 劉鏡文 | RE | Advising on Securities | 2003-04-01 | 2004-06-05 |
| AGW063 | LAU Keng Man | 劉鏡文 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-05 |
| AGW063 | LAU Keng Man | 劉鏡文 | RE | Asset Management | 2003-04-01 | 2004-06-05 |
| AGW317 | NG Wai Wah | 吳慧華 | RE | Dealing in Securities | 2018-03-12 | |
| AHS937 | CHAN Fung Han | 陳鳳嫻 | RE | Dealing in Securities | 2003-04-01 | 2017-05-11 |
| AHS937 | CHAN Fung Han | 陳鳳嫻 | RE | Advising on Securities | 2003-04-01 | 2004-06-05 |
| AHS937 | CHAN Fung Han | 陳鳳嫻 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-05 |
| AHS937 | CHAN Fung Han | 陳鳳嫻 | RE | Asset Management | 2003-04-01 | 2004-06-05 |
| AJO046 | WONG Hoi Ki | 黃海祺 | RE | Dealing in Securities | 2017-09-08 | 2017-10-11 |
| AJO046 | WONG Hoi Ki | 黃海祺 | RO | Dealing in Securities | 2017-10-11 | |
| AMK006 | HU Yuting | 胡玉婷 | RE | Dealing in Securities | 2016-11-22 | 2017-02-13 |
| AMK006 | HU Yuting | 胡玉婷 | RO | Dealing in Securities | 2017-02-13 | 2018-05-02 |
| ANK932 | WONG Siu Leung | 黃紹良 | RE | Dealing in Securities | 2017-07-26 | 2017-09-27 |
| ANK932 | WONG Siu Leung | 黃紹良 | RO | Dealing in Securities | 2017-09-27 | |
| ANP548 | MAK Ka Ka | 麥嘉嘉 | RE | Dealing in Securities | 2018-05-28 | |
| ANT413 | LEE Wai Keung | 李偉強 | RE | Dealing in Securities | 2018-03-12 | |
| AVB884 | QIU Zhihao | 邱智豪 | RE | Dealing in Securities | 2016-11-04 | 2016-12-22 |
| AVB884 | QIU Zhihao | 邱智豪 | RO | Dealing in Securities | 2016-12-22 | 2017-05-09 |
| AVN057 | HO Perdo Wang Kei | 何宏基 | RE | Dealing in Securities | 2017-10-10 | 2018-05-02 |
| AXX426 | LI Ching Cheung | 李正璋 | RE | Dealing in Securities | 2018-01-24 | 2018-04-19 |
| AZC071 | LIU Ren | 劉韌 | RE | Dealing in Securities | 2016-11-03 | 2016-12-15 |
| AZC071 | LIU Ren | 劉韌 | RO | Dealing in Securities | 2016-12-15 | 2017-04-28 |
| BDY940 | KWAI Wai | 季委 | RE | Dealing in Securities | 2017-10-10 | 2018-05-02 |
| BFD305 | CHU Edmund Kinwin | 朱建榮 | RE | Dealing in Securities | 2018-10-19 | 2018-11-09 |
| BGE372 | WUN Tsz Hin | 溫梓軒 | RE | Dealing in Securities | 2017-03-17 | 2018-07-30 |
| BGO451 | LAM Sung Wai | 林崇偉 | RE | Dealing in Securities | 2018-05-03 | |
| BGQ883 | CHEN Shuqi | 陳姝祺 | RE | Dealing in Securities | 2017-06-08 | 2018-05-02 |
| BHP150 | NEO Chee Wee Eugene | 梁志愇 | RE | Dealing in Securities | 2018-01-30 | 2018-04-18 |
| BHW830 | TSOI Chun Sing | 蔡震星 | RE | Dealing in Securities | 2018-01-10 | |
| BIM930 | YAU Jonsy | 邱麗雅 | RE | Dealing in Securities | 2017-04-28 | 2017-08-31 |
| BIM930 | YAU Jonsy | 邱麗雅 | RE | Dealing in Securities | 2018-01-10 | |
| BJV425 | WANG Linjun | 王琳君 | RE | Dealing in Securities | 2017-06-27 | |
| BLD341 | ZHAO Ruiwen | 趙芮雯 | RE | Dealing in Securities | 2017-10-10 | 2018-05-02 |
| BMC519 | CHEUNG Sze Tung | 張仕通 | RE | Dealing in Securities | 2018-07-18 | |
| BML668 | LEE Siu Hang Foster | 李兆鏗 | RE | Dealing in Securities | 2018-11-13 | |
| BMS626 | CHENG Leslie See Chun | 鄭思進 | RE | Dealing in Securities | 2018-04-10 | |
| BMV161 | LEE Wai Ngai Weeny | 李瑋毅 | RE | Dealing in Securities | 2018-04-20 | 2018-08-14 |
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