Hong Kong SFC licence institution ABV662, Newedge Broker Limited 新際經紀有限公司

These are the licence-holders that were found for SFC licence institution ABV662 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA314 LAU Chi Wai, Fred 劉智偉 RE Dealing in Futures Contracts 2005-12-12 2009-07-31
AAA314 LAU Chi Wai, Fred 劉智偉 RE Providing Automated Trading Services 2005-12-13 2009-07-31
AAX339 MAN Kam Chiu 文錦超 RE Dealing in Securities 2008-05-15 2009-07-31
AAX339 MAN Kam Chiu 文錦超 RE Dealing in Futures Contracts 2008-05-15 2009-07-31
AAX339 MAN Kam Chiu 文錦超 RE Providing Automated Trading Services 2008-05-15 2009-07-31
AAZ019 CHAN Chung Shing 陳仲成 RE Dealing in Securities 2003-04-01 2004-01-05
AAZ019 CHAN Chung Shing 陳仲成 RO Dealing in Securities 2004-01-05 2009-06-20
AAZ019 CHAN Chung Shing 陳仲成 RE Dealing in Futures Contracts 2003-04-01 2004-01-05
AAZ019 CHAN Chung Shing 陳仲成 RO Dealing in Futures Contracts 2004-01-05 2009-06-20
AAZ019 CHAN Chung Shing 陳仲成 RE Advising on Futures Contracts 2003-04-01 2003-06-07
AAZ019 CHAN Chung Shing 陳仲成 RE Providing Automated Trading Services 2003-04-01 2004-01-05
AAZ019 CHAN Chung Shing 陳仲成 RO Providing Automated Trading Services 2004-01-05 2009-06-20
AAZ019 CHAN Chung Shing 陳仲成 RE Asset Management 2003-04-01 2003-06-07
ABE301 LEE Hoi Kam 李開淦 RE Dealing in Securities 2006-07-26 2007-09-10
ABE301 LEE Hoi Kam 李開淦 RE Dealing in Futures Contracts 2006-07-26 2007-09-10
ABE301 LEE Hoi Kam 李開淦 RE Providing Automated Trading Services 2006-07-27 2007-09-10
ABM912 LEE Wing Tak, Mickey 李永德 RE Dealing in Securities 2004-08-02 2005-09-08
ABM912 LEE Wing Tak, Mickey 李永德 RE Dealing in Futures Contracts 2004-08-02 2005-09-08
ABM912 LEE Wing Tak, Mickey 李永德 RE Providing Automated Trading Services 2004-08-02 2005-09-08
ABS536 KO Philip 高冠恆 RE Dealing in Securities 2003-04-01 2009-07-31
ABS536 KO Philip 高冠恆 RE Dealing in Futures Contracts 2003-04-01 2009-07-31
ABS536 KO Philip 高冠恆 RE Advising on Futures Contracts 2003-04-01 2003-10-16
ABS536 KO Philip 高冠恆 RE Providing Automated Trading Services 2003-04-01 2009-07-31
ABS536 KO Philip 高冠恆 RE Asset Management 2003-04-01 2003-10-16
ABT477 FUNG Ching Wing 馮正榮 RE Dealing in Securities 2006-05-23 2009-07-31
ABT477 FUNG Ching Wing 馮正榮 RE Dealing in Futures Contracts 2006-05-23 2009-07-31
ABT477 FUNG Ching Wing 馮正榮 RE Providing Automated Trading Services 2006-05-23 2009-07-31
ABU679 LING Colin Celan 凌思綸 RE Dealing in Securities 2004-04-16 2006-03-10
ABU679 LING Colin Celan 凌思綸 RE Dealing in Futures Contracts 2004-04-16 2006-03-10
ABU679 LING Colin Celan 凌思綸 RE Providing Automated Trading Services 2004-05-27 2006-03-10
ACB834 TURCOTTE III Vincent Joseph RO Dealing in Futures Contracts 2008-08-29 2009-07-31
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Dealing in Securities 2008-05-15 2009-07-31
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Dealing in Futures Contracts 2008-05-15 2009-07-31
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Providing Automated Trading Services 2008-05-15 2009-07-31
ACN424 NIMMO David Gordon RE Dealing in Securities 2005-01-21 2006-07-13
ACN424 NIMMO David Gordon RE Dealing in Futures Contracts 2005-01-21 2005-03-11
ACN424 NIMMO David Gordon RE Providing Automated Trading Services 2005-01-21 2006-07-13
ACQ051 CHAN Yuk Lun, Alan 陳玉倫 RE Dealing in Futures Contracts 2008-05-19 2009-07-31
ACQ051 CHAN Yuk Lun, Alan 陳玉倫 RE Providing Automated Trading Services 2008-05-19 2009-07-31
ACZ763 LEE Dun Shing 李敦成 RE Dealing in Securities 2003-04-01 2003-09-03
ACZ763 LEE Dun Shing 李敦成 RE Dealing in Futures Contracts 2003-04-01 2003-09-03
ACZ763 LEE Dun Shing 李敦成 RE Advising on Futures Contracts 2003-04-01 2003-09-03
ACZ763 LEE Dun Shing 李敦成 RE Providing Automated Trading Services 2003-04-01 2003-09-03
ACZ763 LEE Dun Shing 李敦成 RE Asset Management 2003-04-01 2003-09-03
ADA341 TAM Ping Sum 譚炳森 RE Dealing in Futures Contracts 2005-11-07 2006-04-10
ADA341 TAM Ping Sum 譚炳森 RE Providing Automated Trading Services 2005-11-09 2006-04-10
ADB426 BURNS Darren Anthony RE Dealing in Securities 2007-11-19 2009-07-31
ADB426 BURNS Darren Anthony RE Dealing in Futures Contracts 2007-11-19 2009-07-31
ADB426 BURNS Darren Anthony RE Providing Automated Trading Services 2007-11-19 2009-07-31
ADF394 OR Ying Choi 柯英財 RE Dealing in Futures Contracts 2005-11-07 2006-05-12
ADF394 OR Ying Choi 柯英財 RE Providing Automated Trading Services 2005-11-09 2006-05-12
ADH551 LEE Kei Hung 李祺雄 RE Dealing in Securities 2004-07-21 2009-07-31
ADH551 LEE Kei Hung 李祺雄 RE Dealing in Futures Contracts 2004-07-21 2009-07-31
ADH551 LEE Kei Hung 李祺雄 RE Providing Automated Trading Services 2004-07-21 2009-07-31
ADI536 YIP Chi Wing 葉志榮 RE Dealing in Securities 2003-10-03 2006-08-01
ADI536 YIP Chi Wing 葉志榮 RE Dealing in Futures Contracts 2003-08-13 2006-08-01
ADI536 YIP Chi Wing 葉志榮 RE Providing Automated Trading Services 2003-10-03 2006-08-01
ADJ383 NG Wai Kwong 吳衛剛 RE Dealing in Securities 2008-05-15 2009-07-31
ADJ383 NG Wai Kwong 吳衛剛 RE Dealing in Futures Contracts 2008-05-15 2009-07-31
ADJ383 NG Wai Kwong 吳衛剛 RE Providing Automated Trading Services 2008-05-15 2009-07-31
ADK334 LUCAS Timothy David RE Dealing in Futures Contracts 2009-01-14 2009-07-31
ADT897 LI Man Fai, Raymond 李文輝 RE Dealing in Securities 2008-03-14 2009-07-31
ADT897 LI Man Fai, Raymond 李文輝 RE Dealing in Futures Contracts 2008-03-14 2009-07-31
ADV085 CAREY Andre' Lionel RE Dealing in Securities 2004-10-27 2005-04-08
ADV085 CAREY Andre' Lionel RO Dealing in Securities 2005-04-08 2006-03-31
ADV085 CAREY Andre' Lionel RE Dealing in Futures Contracts 2004-11-02 2006-03-31
ADV085 CAREY Andre' Lionel RE Providing Automated Trading Services 2004-11-02 2005-04-08
ADV085 CAREY Andre' Lionel RO Providing Automated Trading Services 2005-04-08 2006-03-31
ADV436 YEE Po Yi 余寶儀 RE Dealing in Securities 2003-11-04 2004-03-23
ADV436 YEE Po Yi 余寶儀 RE Dealing in Futures Contracts 2003-11-04 2004-03-23
ADV436 YEE Po Yi 余寶儀 RE Providing Automated Trading Services 2003-11-04 2004-03-23
ADZ903 LAI Chung Cheong 黎仲昌 RE Dealing in Securities 2005-05-12 2009-06-15
ADZ903 LAI Chung Cheong 黎仲昌 RE Dealing in Futures Contracts 2005-05-12 2009-06-15
ADZ903 LAI Chung Cheong 黎仲昌 RE Providing Automated Trading Services 2005-05-12 2009-06-15
ADZ966 YEUNG Ho Pang, Henry 楊浩鵬 RE Dealing in Futures Contracts 2005-07-27 2005-11-26
ADZ966 YEUNG Ho Pang, Henry 楊浩鵬 RE Providing Automated Trading Services 2005-07-27 2005-11-26
AEA367 MAK Shu Kuen, Bruno 麥樹權 RE Dealing in Securities 2008-03-14 2008-04-17
AEA367 MAK Shu Kuen, Bruno 麥樹權 RE Dealing in Futures Contracts 2008-03-14 2008-04-17
AED015 GLOVER Jethro Alexander John RE Dealing in Securities 2003-04-01 2003-06-19
AED015 GLOVER Jethro Alexander John RE Dealing in Futures Contracts 2003-04-01 2003-06-19
AED015 GLOVER Jethro Alexander John RE Advising on Futures Contracts 2003-04-01 2003-06-19
AED015 GLOVER Jethro Alexander John RE Providing Automated Trading Services 2003-04-01 2003-06-19
AED015 GLOVER Jethro Alexander John RE Asset Management 2003-04-01 2003-06-19
AEE761 NGAI Man Fai 倪文輝 RE Dealing in Securities 2003-04-01 2003-10-09
AEE761 NGAI Man Fai 倪文輝 RE Dealing in Futures Contracts 2003-04-01 2003-10-09
AEE761 NGAI Man Fai 倪文輝 RE Advising on Futures Contracts 2003-04-01 2003-10-09
AEE761 NGAI Man Fai 倪文輝 RE Providing Automated Trading Services 2003-04-01 2003-10-09
AEE761 NGAI Man Fai 倪文輝 RE Asset Management 2003-04-01 2003-10-09
AEJ184 YAU King Kwok, Andrew 游經國 RE Dealing in Securities 2004-07-06 2005-01-14
AEJ184 YAU King Kwok, Andrew 游經國 RE Dealing in Futures Contracts 2004-07-06 2005-01-14
AEJ184 YAU King Kwok, Andrew 游經國 RE Providing Automated Trading Services 2004-07-06 2005-01-14
AEK134 KO Wing Sze, Vanessa 高詠詩 RE Dealing in Futures Contracts 2003-04-01 2009-06-06
AEK134 KO Wing Sze, Vanessa 高詠詩 RE Advising on Futures Contracts 2003-04-01 2004-01-05
AEK134 KO Wing Sze, Vanessa 高詠詩 RE Providing Automated Trading Services 2003-04-01 2009-06-06
AEK134 KO Wing Sze, Vanessa 高詠詩 RE Asset Management 2003-04-01 2004-01-05
AEK135 BACHTIAR Roestam Effendi Bin RE Dealing in Securities 2007-02-16 2009-05-25
AEK135 BACHTIAR Roestam Effendi Bin RE Dealing in Futures Contracts 2007-02-16 2009-05-25
AEK135 BACHTIAR Roestam Effendi Bin RE Providing Automated Trading Services 2007-02-16 2009-05-25
AEK327 HAN Charles June RE Dealing in Securities 2008-09-12 2009-07-31
AEK327 HAN Charles June RE Dealing in Futures Contracts 2008-08-01 2009-07-31
AEK327 HAN Charles June RE Providing Automated Trading Services 2008-09-12 2009-07-31
AEV751 LAU Hoi Yee, Vivian 劉凱宜 RE Dealing in Securities 2008-01-03 2009-06-15
AEV751 LAU Hoi Yee, Vivian 劉凱宜 RE Providing Automated Trading Services 2008-01-03 2009-06-15
AEX901 EME Philippe Jean RE Dealing in Securities 2004-12-28 2008-10-08
AEX901 EME Philippe Jean RE Dealing in Futures Contracts 2004-12-28 2005-04-08
AEX901 EME Philippe Jean RE Dealing in Futures Contracts 2008-02-04 2008-10-08
AEX901 EME Philippe Jean RO Dealing in Futures Contracts 2005-04-08 2008-02-04
AEX901 EME Philippe Jean RE Providing Automated Trading Services 2004-12-28 2005-04-08
AEX901 EME Philippe Jean RE Providing Automated Trading Services 2008-04-01 2008-10-08
AEX901 EME Philippe Jean RO Providing Automated Trading Services 2005-04-08 2008-02-04
AFC367 FAURE Emmanuel Dominique Martial G. RO Dealing in Securities 2003-05-14 2008-07-16
AFC367 FAURE Emmanuel Dominique Martial G. RO Dealing in Futures Contracts 2003-04-01 2008-07-16
AFC367 FAURE Emmanuel Dominique Martial G. RO Advising on Futures Contracts 2003-04-01 2003-05-14
AFC367 FAURE Emmanuel Dominique Martial G. RO Providing Automated Trading Services 2003-04-01 2008-07-16
AFC367 FAURE Emmanuel Dominique Martial G. RO Asset Management 2003-04-01 2003-05-14
AFF137 KO Shan Yin 高山燕 RE Dealing in Securities 2003-11-25 2009-07-31
AFF137 KO Shan Yin 高山燕 RE Dealing in Futures Contracts 2003-04-01 2009-07-31
AFF137 KO Shan Yin 高山燕 RE Advising on Futures Contracts 2003-04-01 2003-11-20
AFF137 KO Shan Yin 高山燕 RE Providing Automated Trading Services 2003-04-01 2009-07-31
AFF137 KO Shan Yin 高山燕 RE Asset Management 2003-04-01 2003-11-20
AFF138 FUNG Sze Lok, Kitty 馮詩諾 RE Dealing in Futures Contracts 2003-04-01 2003-05-29
AFF138 FUNG Sze Lok, Kitty 馮詩諾 RE Advising on Futures Contracts 2003-04-01 2003-05-29
AFF138 FUNG Sze Lok, Kitty 馮詩諾 RE Providing Automated Trading Services 2003-04-01 2003-05-29
AFF138 FUNG Sze Lok, Kitty 馮詩諾 RE Asset Management 2003-04-01 2003-05-29
AFG520 KWOK Ka Chung 郭家聰 RE Dealing in Securities 2003-04-01 2004-03-31
AFG520 KWOK Ka Chung 郭家聰 RE Dealing in Futures Contracts 2003-04-01 2004-03-31
AFG520 KWOK Ka Chung 郭家聰 RE Advising on Futures Contracts 2003-04-01 2003-10-09
AFG520 KWOK Ka Chung 郭家聰 RE Providing Automated Trading Services 2003-04-01 2004-03-31
AFG520 KWOK Ka Chung 郭家聰 RE Asset Management 2003-04-01 2003-10-09
AFJ094 YUEN Pak Cheung 阮栢祥 RE Dealing in Securities 2003-04-01 2009-07-31
AFJ094 YUEN Pak Cheung 阮栢祥 RE Dealing in Futures Contracts 2003-04-01 2009-07-31
AFJ094 YUEN Pak Cheung 阮栢祥 RE Advising on Futures Contracts 2003-04-01 2004-02-27
AFJ094 YUEN Pak Cheung 阮栢祥 RE Providing Automated Trading Services 2003-04-01 2009-07-31
AFJ094 YUEN Pak Cheung 阮栢祥 RE Asset Management 2003-04-01 2004-02-27
AFM918 LEE Tik Man, Dick 李迪文 RE Dealing in Securities 2003-04-01 2006-03-18
AFM918 LEE Tik Man, Dick 李迪文 RE Dealing in Futures Contracts 2003-04-01 2006-03-18
AFM918 LEE Tik Man, Dick 李迪文 RE Advising on Futures Contracts 2003-04-01 2003-10-09
AFM918 LEE Tik Man, Dick 李迪文 RE Providing Automated Trading Services 2003-04-01 2006-03-18
AFM918 LEE Tik Man, Dick 李迪文 RE Asset Management 2003-04-01 2003-10-09
AFR327 LEUNG Lawrence 梁偉澤 RE Dealing in Securities 2004-06-04 2004-07-06
AFR327 LEUNG Lawrence 梁偉澤 RE Dealing in Futures Contracts 2004-06-04 2004-07-06
AFR327 LEUNG Lawrence 梁偉澤 RE Providing Automated Trading Services 2004-06-04 2004-07-06
AFT309 TUBIANA Frederic Antoine RE Dealing in Securities 2004-06-11 2006-01-06
AFT309 TUBIANA Frederic Antoine RE Dealing in Futures Contracts 2004-06-11 2006-01-06
AFT309 TUBIANA Frederic Antoine RE Providing Automated Trading Services 2004-06-11 2006-01-06
AFW138 FYFE William James RE Dealing in Securities 2006-09-06 2009-04-22
AFW138 FYFE William James RO Dealing in Securities 2003-04-01 2004-01-16
AFW138 FYFE William James RE Dealing in Futures Contracts 2006-09-06 2009-04-22
AFW138 FYFE William James RO Dealing in Futures Contracts 2003-04-01 2003-04-04
AFW138 FYFE William James RE Providing Automated Trading Services 2006-09-06 2009-04-22
AFW138 FYFE William James RO Providing Automated Trading Services 2003-04-01 2004-01-16
AFZ821 YU Hon Cheung 余漢祥 RE Dealing in Futures Contracts 2008-06-06 2009-07-31
AFZ821 YU Hon Cheung 余漢祥 RE Providing Automated Trading Services 2008-06-06 2009-07-31
AGB680 YIP Mou Chun 葉謀進 RE Dealing in Securities 2006-06-12 2006-08-31
AGB680 YIP Mou Chun 葉謀進 RE Dealing in Futures Contracts 2006-06-12 2006-08-31
AGB680 YIP Mou Chun 葉謀進 RE Providing Automated Trading Services 2006-06-13 2006-08-31
AGE137 LAM Anita En 林恩 RE Dealing in Futures Contracts 2003-04-01 2003-07-18
AGE137 LAM Anita En 林恩 RE Advising on Futures Contracts 2003-04-01 2003-07-18
AGE137 LAM Anita En 林恩 RE Providing Automated Trading Services 2003-04-01 2003-07-18
AGE137 LAM Anita En 林恩 RE Asset Management 2003-04-01 2003-07-18
AGT986 WONG Nelson 黃國重 RO Dealing in Futures Contracts 2003-04-01 2003-07-31
AGT986 WONG Nelson 黃國重 RO Advising on Futures Contracts 2003-04-01 2003-07-31
AGT986 WONG Nelson 黃國重 RO Providing Automated Trading Services 2003-04-01 2003-07-31
AGT986 WONG Nelson 黃國重 RO Asset Management 2003-04-01 2003-07-31
AGW054 LAM Chi Siu, Milton 林子紹 RE Dealing in Securities 2003-04-01 2004-05-07
AGW054 LAM Chi Siu, Milton 林子紹 RE Dealing in Futures Contracts 2003-04-01 2004-05-07
AGW054 LAM Chi Siu, Milton 林子紹 RE Advising on Futures Contracts 2003-04-01 2003-10-09
AGW054 LAM Chi Siu, Milton 林子紹 RE Providing Automated Trading Services 2003-04-01 2004-05-07
AGW054 LAM Chi Siu, Milton 林子紹 RE Asset Management 2003-04-01 2003-10-09
AGW055 SHIU Kam Man 邵錦文 RE Dealing in Securities 2003-04-01 2003-06-13
AGW055 SHIU Kam Man 邵錦文 RE Dealing in Futures Contracts 2003-04-01 2003-06-13
AGW055 SHIU Kam Man 邵錦文 RE Advising on Futures Contracts 2003-04-01 2003-06-13
AGW055 SHIU Kam Man 邵錦文 RE Providing Automated Trading Services 2003-04-01 2003-06-13
AGW055 SHIU Kam Man 邵錦文 RE Asset Management 2003-04-01 2003-06-13
AHE146 HO Hoi Tung 何凱棟 RE Dealing in Securities 2007-07-17 2007-11-06
AHE146 HO Hoi Tung 何凱棟 RE Dealing in Futures Contracts 2007-07-17 2007-11-06
AHE146 HO Hoi Tung 何凱棟 RE Providing Automated Trading Services 2007-07-24 2007-11-06
AHG859 NGO Francois RE Dealing in Securities 2003-05-20 2004-06-25
AHG859 NGO Francois RE Dealing in Futures Contracts 2003-05-20 2004-06-25
AHG859 NGO Francois RE Providing Automated Trading Services 2003-05-20 2004-06-25
AHN488 CURRAN Alexander John Philpot RE Dealing in Securities 2004-04-19 2005-11-07
AHN488 CURRAN Alexander John Philpot RE Dealing in Futures Contracts 2003-11-14 2005-11-07
AHN488 CURRAN Alexander John Philpot RE Providing Automated Trading Services 2003-11-14 2005-11-07
AHS158 LAI Yat Hoi 黎逸凱 RE Dealing in Securities 2003-04-01 2004-06-24
AHS158 LAI Yat Hoi 黎逸凱 RE Dealing in Securities 2005-07-26 2009-06-22
AHS158 LAI Yat Hoi 黎逸凱 RE Dealing in Futures Contracts 2003-04-01 2004-06-24
AHS158 LAI Yat Hoi 黎逸凱 RE Dealing in Futures Contracts 2005-07-26 2009-06-22
AHS158 LAI Yat Hoi 黎逸凱 RE Advising on Futures Contracts 2003-04-01 2003-10-09
AHS158 LAI Yat Hoi 黎逸凱 RE Providing Automated Trading Services 2003-04-01 2004-06-24
AHS158 LAI Yat Hoi 黎逸凱 RE Providing Automated Trading Services 2005-07-26 2009-06-22
AHS158 LAI Yat Hoi 黎逸凱 RE Asset Management 2003-04-01 2003-10-09
AIC255 COOK Stephen Gerald RE Dealing in Securities 2003-05-23 2004-08-18
AIC255 COOK Stephen Gerald RE Dealing in Futures Contracts 2003-04-01 2004-08-18
AIC255 COOK Stephen Gerald RE Advising on Futures Contracts 2003-04-01 2003-05-20
AIC255 COOK Stephen Gerald RE Providing Automated Trading Services 2003-04-01 2004-08-18
AIC255 COOK Stephen Gerald RE Asset Management 2003-04-01 2003-05-20
AIP443 DUFFIELD John Michael Leslie RE Dealing in Securities 2006-01-27 2008-08-28
AIP443 DUFFIELD John Michael Leslie RO Dealing in Securities 2008-08-28 2009-07-31
AIP443 DUFFIELD John Michael Leslie RE Providing Automated Trading Services 2006-02-03 2009-07-31
AIR195 TSE Lai Heng 謝禮恆 RE Dealing in Securities 2006-07-24 2008-03-05
AIR195 TSE Lai Heng 謝禮恆 RE Dealing in Futures Contracts 2006-07-24 2008-03-05
AIR195 TSE Lai Heng 謝禮恆 RE Providing Automated Trading Services 2006-07-24 2008-03-05
AIZ251 YIP Chor Wai 葉楚偉 RE Dealing in Securities 2003-07-09 2009-07-31
AIZ251 YIP Chor Wai 葉楚偉 RE Dealing in Futures Contracts 2003-07-09 2009-07-31
AIZ251 YIP Chor Wai 葉楚偉 RE Providing Automated Trading Services 2003-07-09 2009-07-31
AJB354 WILDMAN Richard John RE Dealing in Securities 2003-07-02 2003-12-01
AJB354 WILDMAN Richard John RE Dealing in Securities 2005-02-07 2008-08-21
AJB354 WILDMAN Richard John RE Dealing in Futures Contracts 2003-07-02 2003-12-01
AJB354 WILDMAN Richard John RE Dealing in Futures Contracts 2005-02-07 2008-08-21
AJB354 WILDMAN Richard John RE Providing Automated Trading Services 2003-07-02 2003-12-01
AJB354 WILDMAN Richard John RE Providing Automated Trading Services 2005-02-07 2008-08-21
AJD354 CHEONG Kwan Yee, Queenie 張坤儀 RE Dealing in Securities 2003-08-25 2008-05-30
AJD354 CHEONG Kwan Yee, Queenie 張坤儀 RE Dealing in Futures Contracts 2003-08-25 2008-05-30
AJD354 CHEONG Kwan Yee, Queenie 張坤儀 RE Providing Automated Trading Services 2003-08-25 2008-05-30
AJO226 ACAR Capan RE Dealing in Securities 2004-03-22 2004-05-10
AJO226 ACAR Capan RE Dealing in Futures Contracts 2004-03-22 2004-05-10
AJO226 ACAR Capan RE Providing Automated Trading Services 2004-03-22 2004-05-10
AKO500 HARRISON David Martin RE Dealing in Securities 2006-10-01 2008-08-21
AKO500 HARRISON David Martin RE Dealing in Futures Contracts 2006-10-01 2008-08-21
AKO500 HARRISON David Martin RE Providing Automated Trading Services 2006-10-12 2008-08-21
AKS612 VAN DER SCHEER Wessel Brent RO Dealing in Securities 2005-04-28 2008-07-16
AKS612 VAN DER SCHEER Wessel Brent RO Dealing in Futures Contracts 2005-04-28 2008-07-16
AKS612 VAN DER SCHEER Wessel Brent RO Providing Automated Trading Services 2005-04-28 2008-07-16
ALB076 EDGE Stephen James RE Dealing in Securities 2004-08-03 2006-03-03
ALB076 EDGE Stephen James RE Dealing in Futures Contracts 2004-08-03 2006-03-03
ALB076 EDGE Stephen James RE Providing Automated Trading Services 2004-08-03 2006-03-03
ALC080 KWONG Chi Ki, Gary 鄺智騏 RE Dealing in Securities 2008-05-28 2009-06-01
ALC080 KWONG Chi Ki, Gary 鄺智騏 RE Dealing in Futures Contracts 2008-05-28 2009-06-01
ALC080 KWONG Chi Ki, Gary 鄺智騏 RE Providing Automated Trading Services 2008-05-28 2009-06-01
ALF471 BURBAN Jerome Marie Christian Dominique RE Dealing in Securities 2004-09-10 2005-04-05
ALF471 BURBAN Jerome Marie Christian Dominique RE Dealing in Futures Contracts 2004-09-10 2005-04-05
ALF471 BURBAN Jerome Marie Christian Dominique RE Providing Automated Trading Services 2004-09-10 2005-04-05
ALG138 HEIDELBERG Jean Christophe RE Dealing in Securities 2004-09-21 2006-01-06
ALG138 HEIDELBERG Jean Christophe RE Dealing in Futures Contracts 2004-09-21 2006-01-06
ALG138 HEIDELBERG Jean Christophe RE Providing Automated Trading Services 2004-09-21 2006-01-06
ALI728 CHAPPEL Christopher Lee RE Dealing in Securities 2008-11-28 2009-07-31
ALI728 CHAPPEL Christopher Lee RE Dealing in Futures Contracts 2008-11-28 2009-07-31
ALI728 CHAPPEL Christopher Lee RE Providing Automated Trading Services 2008-11-28 2009-07-31
ALI755 NGUYEN Raphael Jacques Tan Hoa RE Dealing in Securities 2004-10-21 2009-07-31
ALI755 NGUYEN Raphael Jacques Tan Hoa RE Dealing in Futures Contracts 2004-10-21 2009-07-31
ALI755 NGUYEN Raphael Jacques Tan Hoa RE Providing Automated Trading Services 2004-10-21 2009-07-31
ALL240 PLIMACK Andrew Michael RE Dealing in Securities 2004-11-17 2007-01-01
ALL240 PLIMACK Andrew Michael RE Dealing in Futures Contracts 2004-11-17 2007-01-01
ALL240 PLIMACK Andrew Michael RE Providing Automated Trading Services 2004-11-17 2007-01-01
ALO209 LEUNG Ming Wai 梁明慧 RE Dealing in Securities 2007-11-30 2008-05-14
ALO209 LEUNG Ming Wai 梁明慧 RE Dealing in Futures Contracts 2007-12-10 2008-05-14
ALO209 LEUNG Ming Wai 梁明慧 RE Providing Automated Trading Services 2007-12-10 2008-05-14
ALU866 IP Heung Wing, Barry 葉向榮 RE Dealing in Securities 2005-03-18 2009-07-31
ALU866 IP Heung Wing, Barry 葉向榮 RE Dealing in Futures Contracts 2005-03-18 2009-07-31
ALU866 IP Heung Wing, Barry 葉向榮 RE Providing Automated Trading Services 2005-03-18 2009-07-31
ALZ174 LAU Keith Ka Ki 劉家麒 RE Dealing in Securities 2005-05-09 2006-03-07
ALZ174 LAU Keith Ka Ki 劉家麒 RE Dealing in Futures Contracts 2005-05-09 2006-03-07
ALZ174 LAU Keith Ka Ki 劉家麒 RE Providing Automated Trading Services 2005-05-09 2006-03-07
AMC839 FAURY Alexis Philippe Marie RE Dealing in Securities 2005-06-16 2005-12-16
AMC839 FAURY Alexis Philippe Marie RE Dealing in Futures Contracts 2005-06-16 2005-12-16
AMC839 FAURY Alexis Philippe Marie RE Providing Automated Trading Services 2005-06-16 2005-12-16
AME574 NG Wai Leung, Anthony 吳煒樑 RE Dealing in Securities 2008-09-29 2009-07-31
AME574 NG Wai Leung, Anthony 吳煒樑 RE Dealing in Futures Contracts 2008-09-29 2009-07-31
AME574 NG Wai Leung, Anthony 吳煒樑 RE Providing Automated Trading Services 2008-09-29 2009-07-31
AMF100 CHAN Ching Man, Mandy 陳靜雯 RE Dealing in Securities 2005-07-06 2005-12-21
AMF100 CHAN Ching Man, Mandy 陳靜雯 RE Dealing in Futures Contracts 2005-07-06 2005-12-21
AMF100 CHAN Ching Man, Mandy 陳靜雯 RE Providing Automated Trading Services 2005-07-06 2005-12-21
AMF102 SJOESTROEM Mats Johan RE Dealing in Securities 2005-07-06 2009-06-01
AMH684 ROUX-CHABERT Guillaume Jean Charles Marc RE Dealing in Futures Contracts 2008-07-09 2009-07-31
AMI213 PONG Tat Fai 龐達輝 RE Dealing in Securities 2005-08-03 2007-03-24
AMI213 PONG Tat Fai 龐達輝 RE Dealing in Futures Contracts 2005-08-03 2007-03-24
AMI213 PONG Tat Fai 龐達輝 RE Providing Automated Trading Services 2005-08-03 2007-03-24
AMK311 YAM Wai Tak 任偉德 RE Dealing in Securities 2006-05-15 2009-07-31
AMK311 YAM Wai Tak 任偉德 RE Dealing in Futures Contracts 2006-05-15 2009-07-31
AMK311 YAM Wai Tak 任偉德 RE Providing Automated Trading Services 2006-05-17 2009-07-31
AMM450 MATWEJEV Gregory RE Dealing in Securities 2007-02-21 2009-07-31
AMM450 MATWEJEV Gregory RE Dealing in Futures Contracts 2007-02-06 2009-07-31
AMM450 MATWEJEV Gregory RE Providing Automated Trading Services 2007-02-21 2009-07-31
AMO576 GAY Pierre Gilbert RO Dealing in Securities 2008-07-16 2009-07-31
AMO576 GAY Pierre Gilbert RO Dealing in Futures Contracts 2008-07-16 2009-07-31
AMO576 GAY Pierre Gilbert RO Providing Automated Trading Services 2008-08-28 2009-07-31
AMP200 DECHY Gregoire Jacques Charles RE Dealing in Securities 2005-10-18 2008-04-17
AMP200 DECHY Gregoire Jacques Charles RE Dealing in Futures Contracts 2005-10-18 2008-04-17
AMP200 DECHY Gregoire Jacques Charles RE Providing Automated Trading Services 2005-10-18 2008-04-17
AMP246 LLOYD JONES Adam Copland RE Dealing in Futures Contracts 2006-06-20 2008-08-22
AMP246 LLOYD JONES Adam Copland RE Providing Automated Trading Services 2006-06-20 2008-08-22
AMW854 WINTER Jens Owe RO Dealing in Securities 2008-12-02 2009-07-31
AMW854 WINTER Jens Owe RO Dealing in Futures Contracts 2008-12-02 2009-07-31
AMW854 WINTER Jens Owe RO Providing Automated Trading Services 2008-12-02 2009-07-31
AMW907 FORREST Richard William RE Dealing in Securities 2006-05-22 2009-03-16
AMW907 FORREST Richard William RE Dealing in Futures Contracts 2006-05-22 2009-03-16
AMW907 FORREST Richard William RE Providing Automated Trading Services 2006-05-24 2009-03-16
AMY781 CHNG Stephanie Pei Pei 莊佩佩 RE Dealing in Securities 2007-05-09 2009-07-31
AMY781 CHNG Stephanie Pei Pei 莊佩佩 RE Dealing in Futures Contracts 2006-01-24 2009-07-31
AMY781 CHNG Stephanie Pei Pei 莊佩佩 RE Providing Automated Trading Services 2006-01-24 2009-07-31
AMY782 CHEW Siang Yong 周向榮 RE Dealing in Securities 2007-05-09 2009-07-31
AMY782 CHEW Siang Yong 周向榮 RE Dealing in Futures Contracts 2006-01-23 2009-07-31
AMY782 CHEW Siang Yong 周向榮 RE Providing Automated Trading Services 2006-01-23 2009-07-31
ANA179 LIM Se Jeong 林世貞 RE Dealing in Securities 2006-02-07 2008-05-30
ANA179 LIM Se Jeong 林世貞 RE Dealing in Futures Contracts 2006-02-07 2008-05-30
ANA179 LIM Se Jeong 林世貞 RE Providing Automated Trading Services 2006-02-07 2008-05-30
ANG611 FOK Sze Ting 霍思婷 RE Dealing in Securities 2006-04-07 2008-03-19
ANG611 FOK Sze Ting 霍思婷 RE Dealing in Futures Contracts 2006-04-07 2008-03-19
ANG611 FOK Sze Ting 霍思婷 RE Providing Automated Trading Services 2006-04-07 2008-03-19
ANG613 LOW Lijun, Veronica 劉俐君 RE Dealing in Securities 2006-04-07 2006-07-20
ANG613 LOW Lijun, Veronica 劉俐君 RE Dealing in Futures Contracts 2006-04-07 2006-07-20
ANG613 LOW Lijun, Veronica 劉俐君 RE Providing Automated Trading Services 2006-04-07 2006-07-20
ANH705 AUCHECORNE Julien Daniel Patrick RE Dealing in Securities 2006-04-21 2007-07-14
ANH705 AUCHECORNE Julien Daniel Patrick RE Dealing in Futures Contracts 2006-04-21 2007-07-14
ANH705 AUCHECORNE Julien Daniel Patrick RE Providing Automated Trading Services 2006-04-21 2007-07-14
ANH723 BROWN Stuart James RE Dealing in Securities 2006-04-21 2006-11-30
ANH723 BROWN Stuart James RE Dealing in Futures Contracts 2006-04-21 2006-11-30
ANH723 BROWN Stuart James RE Providing Automated Trading Services 2006-04-21 2006-11-30
ANI730 HUANG Jack Yan Wen RE Dealing in Securities 2006-04-26 2007-04-02
ANI730 HUANG Jack Yan Wen RE Dealing in Futures Contracts 2006-04-26 2007-04-02
ANI730 HUANG Jack Yan Wen RE Providing Automated Trading Services 2006-04-26 2007-04-02
ANM243 SHI Yun-Fu 施云富 RE Dealing in Futures Contracts 2006-06-09 2006-09-09
ANM460 HENG Mui Gek RE Dealing in Securities 2006-06-08 2009-07-31
ANM460 HENG Mui Gek RE Dealing in Futures Contracts 2006-06-08 2009-07-31
ANM460 HENG Mui Gek RE Providing Automated Trading Services 2006-06-08 2009-07-31
ANP702 DALEY Kirby Scott RE Dealing in Securities 2006-06-29 2009-07-31
ANP702 DALEY Kirby Scott RE Dealing in Futures Contracts 2006-06-29 2009-07-31
ANP702 DALEY Kirby Scott RE Providing Automated Trading Services 2006-06-29 2009-07-31
ANP707 WILDMAN Christopher James RE Dealing in Securities 2006-06-29 2008-08-21
ANP707 WILDMAN Christopher James RE Dealing in Futures Contracts 2006-06-29 2008-08-21
ANP707 WILDMAN Christopher James RE Providing Automated Trading Services 2006-06-29 2008-08-21
ANT402 MOK Pui Mun, Betty 莫佩敏 RE Dealing in Securities 2008-09-17 2009-06-16
ANT402 MOK Pui Mun, Betty 莫佩敏 RE Dealing in Futures Contracts 2008-06-23 2009-06-16
ANT402 MOK Pui Mun, Betty 莫佩敏 RE Providing Automated Trading Services 2008-09-17 2009-06-16
ANU912 FITHIAN Lance Thomas RE Dealing in Futures Contracts 2008-03-14 2009-07-31
ANV042 MAC DONALD James Taroh RE Dealing in Securities 2006-08-24 2009-07-31
ANV042 MAC DONALD James Taroh RE Dealing in Futures Contracts 2006-08-24 2009-07-31
ANV042 MAC DONALD James Taroh RE Providing Automated Trading Services 2006-08-24 2009-07-31
ANV046 HUANG Wei 黃為 RE Dealing in Securities 2006-08-24 2007-10-31
ANV046 HUANG Wei 黃為 RE Dealing in Futures Contracts 2006-08-24 2007-10-31
ANV046 HUANG Wei 黃為 RE Providing Automated Trading Services 2006-08-24 2007-10-31
ANW356 TOTKOVA Deliana Gueorguieva RE Dealing in Securities 2006-08-28 2008-01-15
ANW356 TOTKOVA Deliana Gueorguieva RE Providing Automated Trading Services 2006-08-28 2008-01-15
ANZ956 YEO Daniel Seng Cheng 楊聖淨 RE Dealing in Futures Contracts 2008-03-14 2009-07-31
AOA081 DAVIS John Paul RE Dealing in Securities 2006-09-25 2007-02-24
AOA081 DAVIS John Paul RE Providing Automated Trading Services 2006-09-25 2007-02-24
AOA941 DITCH Kevin Frank RE Dealing in Securities 2006-10-10 2007-10-12
AOA941 DITCH Kevin Frank RE Providing Automated Trading Services 2006-10-10 2007-10-12
AOC916 WOO Yick Chung, Chester 吳奕聰 RE Dealing in Securities 2006-11-02 2009-07-31
AOC916 WOO Yick Chung, Chester 吳奕聰 RE Dealing in Futures Contracts 2006-11-02 2009-07-31
AOC916 WOO Yick Chung, Chester 吳奕聰 RE Providing Automated Trading Services 2006-11-02 2009-07-31
AOE057 MCNEIL Aidan Noel RE Dealing in Securities 2006-11-14 2008-08-22
AOE057 MCNEIL Aidan Noel RE Providing Automated Trading Services 2006-11-14 2008-08-22
AOE805 NEWSUM Justin Howard RE Dealing in Securities 2006-11-29 2009-07-31
AOE805 NEWSUM Justin Howard RE Providing Automated Trading Services 2006-11-29 2009-07-31
AOG041 SHI Chenghu 石成虎 RE Dealing in Futures Contracts 2008-07-14 2009-07-31
AOG041 SHI Chenghu 石成虎 RE Providing Automated Trading Services 2008-07-14 2009-07-31
AOH368 LANSON Marc Clement RE Dealing in Securities 2006-12-14 2009-07-31
AOH368 LANSON Marc Clement RE Dealing in Futures Contracts 2006-12-14 2009-07-31
AOH368 LANSON Marc Clement RE Providing Automated Trading Services 2006-12-14 2009-07-31
AOJ003 TANG Wing Shun, Vincent 鄧永舜 RE Dealing in Securities 2006-12-23 2009-07-31
AOJ003 TANG Wing Shun, Vincent 鄧永舜 RE Dealing in Futures Contracts 2006-12-23 2009-07-31
AOJ003 TANG Wing Shun, Vincent 鄧永舜 RE Providing Automated Trading Services 2006-12-23 2009-07-31
AOJ005 CHOW Wing Chun 周永進 RE Dealing in Securities 2007-01-23 2007-07-16
AOJ005 CHOW Wing Chun 周永進 RE Dealing in Securities 2008-01-31 2009-07-31
AOJ005 CHOW Wing Chun 周永進 RE Dealing in Futures Contracts 2007-01-23 2007-07-16
AOJ005 CHOW Wing Chun 周永進 RE Dealing in Futures Contracts 2008-01-31 2009-07-31
AOJ005 CHOW Wing Chun 周永進 RE Providing Automated Trading Services 2007-01-23 2007-07-16
AOJ005 CHOW Wing Chun 周永進 RE Providing Automated Trading Services 2008-01-31 2009-07-31
AOJ142 CHAN May Yee, Julia 陳美儀 RE Dealing in Securities 2007-01-08 2007-08-06
AOJ142 CHAN May Yee, Julia 陳美儀 RE Dealing in Futures Contracts 2007-01-08 2007-08-06
AOJ142 CHAN May Yee, Julia 陳美儀 RE Providing Automated Trading Services 2007-01-08 2007-08-06
AOK590 CORNER Andrew Mark Gordon RE Dealing in Securities 2007-01-17 2009-07-31
AOK590 CORNER Andrew Mark Gordon RE Providing Automated Trading Services 2007-01-17 2009-07-31
AOK591 HOBBIS Matthew Charles RE Dealing in Securities 2007-02-05 2009-07-31
AOK591 HOBBIS Matthew Charles RE Providing Automated Trading Services 2007-02-05 2009-07-31
AOK637 TAMBLING Michael Edward RE Dealing in Securities 2007-01-15 2008-05-23
AOK637 TAMBLING Michael Edward RE Providing Automated Trading Services 2007-01-15 2008-05-23
AOL107 CHEAH Kwong-Weng RE Dealing in Securities 2008-09-08 2009-07-31
AOL107 CHEAH Kwong-Weng RE Dealing in Futures Contracts 2008-10-14 2009-07-31
AOL107 CHEAH Kwong-Weng RE Providing Automated Trading Services 2008-10-14 2009-07-31
AOL505 NGAN Ying Kit Angus 顏英傑 RE Dealing in Securities 2007-01-23 2007-11-30
AOL505 NGAN Ying Kit Angus 顏英傑 RE Dealing in Futures Contracts 2007-01-23 2007-11-30
AOL505 NGAN Ying Kit Angus 顏英傑 RE Providing Automated Trading Services 2007-01-23 2007-11-30
AON017 MISMAQUE Erwan Francois Georges Etienne RE Dealing in Securities 2007-01-29 2007-04-04
AON017 MISMAQUE Erwan Francois Georges Etienne RE Dealing in Futures Contracts 2007-01-29 2007-04-04
AON017 MISMAQUE Erwan Francois Georges Etienne RE Providing Automated Trading Services 2007-01-29 2007-04-04
AON880 CHAN Kin Wah 陳鍵華 RE Dealing in Securities 2007-02-07 2008-08-28
AON880 CHAN Kin Wah 陳鍵華 RE Dealing in Futures Contracts 2007-07-19 2008-08-28
AON880 CHAN Kin Wah 陳鍵華 RE Providing Automated Trading Services 2007-02-07 2008-08-28
AOO456 CHAN Hay Man, Hilman 陳晞旼 RE Dealing in Securities 2007-02-13 2007-06-02
AOO456 CHAN Hay Man, Hilman 陳晞旼 RE Dealing in Futures Contracts 2007-02-13 2007-06-02
AOO456 CHAN Hay Man, Hilman 陳晞旼 RE Providing Automated Trading Services 2007-02-13 2007-06-02
AOO857 JOLLY Colin Philip RE Dealing in Securities 2007-02-16 2009-07-31
AOO857 JOLLY Colin Philip RE Dealing in Futures Contracts 2007-02-16 2009-07-31
AOO857 JOLLY Colin Philip RE Providing Automated Trading Services 2007-02-16 2009-07-31
AOQ529 TAMURA Hikaru RE Dealing in Securities 2007-02-26 2007-10-10
AOQ529 TAMURA Hikaru RE Dealing in Futures Contracts 2007-02-26 2007-10-10
AOQ529 TAMURA Hikaru RE Providing Automated Trading Services 2007-02-26 2007-10-10
AOQ532 YI Kang Woo RE Dealing in Securities 2007-02-26 2008-07-08
AOQ532 YI Kang Woo RE Dealing in Futures Contracts 2007-02-26 2008-07-08
AOQ532 YI Kang Woo RE Providing Automated Trading Services 2007-02-26 2008-07-08
AOQ942 TAYLOR Suzanne Tracey RE Dealing in Securities 2007-03-08 2009-07-31
AOQ942 TAYLOR Suzanne Tracey RE Providing Automated Trading Services 2007-03-08 2009-07-31
AOR978 VALANSOT Pascal RE Dealing in Securities 2007-03-13 2007-09-25
AOR978 VALANSOT Pascal RE Dealing in Futures Contracts 2007-03-13 2007-09-25
AOR978 VALANSOT Pascal RE Providing Automated Trading Services 2007-03-13 2007-09-25
AOS352 LUO Haiyan RE Dealing in Securities 2007-03-19 2009-07-31
AOS352 LUO Haiyan RE Dealing in Futures Contracts 2007-03-19 2009-07-31
AOS352 LUO Haiyan RE Providing Automated Trading Services 2007-03-19 2009-07-31
AOS353 EVANS Dominic James RE Dealing in Securities 2007-03-19 2007-09-30
AOS353 EVANS Dominic James RE Providing Automated Trading Services 2007-03-19 2007-09-30
AOS359 ROSAMILIA Giuseppe RE Dealing in Securities 2007-03-19 2007-09-23
AOS359 ROSAMILIA Giuseppe RE Dealing in Futures Contracts 2007-03-19 2007-09-23
AOS359 ROSAMILIA Giuseppe RE Providing Automated Trading Services 2007-03-19 2007-09-23
AOT974 QIU Xiaowen 邱曉文 RE Dealing in Securities 2008-09-17 2009-07-31
AOT974 QIU Xiaowen 邱曉文 RE Providing Automated Trading Services 2008-10-27 2009-07-31
AOU551 SETO Wang Tat William 司徒宏達 RE Dealing in Securities 2007-04-16 2008-07-04
AOU551 SETO Wang Tat William 司徒宏達 RE Providing Automated Trading Services 2007-04-16 2008-07-04
AOU843 NGAI Kit Ying, Alice 倪潔瑩 RE Dealing in Securities 2008-07-09 2009-07-31
AOU843 NGAI Kit Ying, Alice 倪潔瑩 RE Dealing in Futures Contracts 2008-07-09 2009-07-31
AOU843 NGAI Kit Ying, Alice 倪潔瑩 RE Providing Automated Trading Services 2008-08-14 2009-07-31
AOV549 KWAN Yat Chiu 關溢超 RE Dealing in Futures Contracts 2008-10-13 2008-11-21
AOV932 CHAN Hiang Wei, Elgin RE Dealing in Securities 2008-09-17 2009-07-31
AOV932 CHAN Hiang Wei, Elgin RE Providing Automated Trading Services 2008-10-27 2009-07-31
AOX768 TAYLOR James Stuart RE Dealing in Securities 2007-05-16 2009-07-31
AOX768 TAYLOR James Stuart RE Dealing in Futures Contracts 2007-05-16 2009-07-31
AOX768 TAYLOR James Stuart RE Providing Automated Trading Services 2007-05-16 2009-07-31
AOX957 CARON Francois-Alexandre, Claude, Thierry RE Dealing in Securities 2008-03-14 2009-07-31
AOX957 CARON Francois-Alexandre, Claude, Thierry RE Dealing in Futures Contracts 2008-03-14 2009-07-31
AOZ084 CHAN Tak Kong 陳得江 RE Dealing in Securities 2007-05-30 2007-10-29
AOZ084 CHAN Tak Kong 陳得江 RE Dealing in Futures Contracts 2007-05-30 2007-10-29
AOZ084 CHAN Tak Kong 陳得江 RE Providing Automated Trading Services 2007-05-30 2007-10-29
AOZ106 LUK Yan, Stephen 陸寅 RE Dealing in Securities 2007-05-30 2009-07-31
AOZ106 LUK Yan, Stephen 陸寅 RE Dealing in Futures Contracts 2007-05-30 2009-07-31
AOZ106 LUK Yan, Stephen 陸寅 RE Providing Automated Trading Services 2007-05-30 2009-07-31
APD244 LIN Shuk Yee 練淑儀 RE Dealing in Securities 2007-06-27 2009-07-31
APD244 LIN Shuk Yee 練淑儀 RE Dealing in Futures Contracts 2007-06-27 2009-07-31
APD244 LIN Shuk Yee 練淑儀 RE Providing Automated Trading Services 2007-06-27 2009-07-31
APD245 UY Mary Lourdes RE Dealing in Securities 2007-06-28 2007-07-03
APD245 UY Mary Lourdes RE Providing Automated Trading Services 2007-06-28 2007-07-03
APF499 HUI Piu 許彪 RE Dealing in Securities 2007-07-10 2007-11-18
APF499 HUI Piu 許彪 RE Dealing in Futures Contracts 2007-07-10 2007-11-18
APF499 HUI Piu 許彪 RE Providing Automated Trading Services 2007-07-10 2007-11-18
APG378 BOGAERT Ken Bernard Albert RE Dealing in Securities 2007-07-23 2007-10-23
APG378 BOGAERT Ken Bernard Albert RE Dealing in Futures Contracts 2007-07-23 2007-10-23
APJ200 LIU Bing 劉冰 RE Dealing in Securities 2007-08-20 2009-07-31
APJ200 LIU Bing 劉冰 RE Dealing in Futures Contracts 2007-08-20 2009-07-31
APJ200 LIU Bing 劉冰 RE Providing Automated Trading Services 2007-08-20 2009-07-31
APJ348 NICOT Cynthia RE Dealing in Securities 2008-12-11 2009-07-31
APJ348 NICOT Cynthia RE Dealing in Futures Contracts 2008-12-11 2009-07-31
APJ348 NICOT Cynthia RE Providing Automated Trading Services 2008-12-18 2009-07-31
APJ592 HO Miu 何苗 RE Dealing in Securities 2007-08-08 2009-07-31
APJ592 HO Miu 何苗 RE Dealing in Futures Contracts 2007-08-08 2009-07-31
APJ592 HO Miu 何苗 RE Providing Automated Trading Services 2007-08-08 2009-07-31
APL757 CREEDON Tom RE Dealing in Securities 2007-08-22 2008-12-08
APL757 CREEDON Tom RE Dealing in Futures Contracts 2007-08-22 2008-12-08
APL757 CREEDON Tom RE Providing Automated Trading Services 2007-08-22 2008-12-08
APL943 CIARLET-BOUISSET Christophe Philibert Georges RE Dealing in Securities 2007-08-28 2008-09-12
APL943 CIARLET-BOUISSET Christophe Philibert Georges RE Dealing in Futures Contracts 2007-08-28 2008-09-12
APL943 CIARLET-BOUISSET Christophe Philibert Georges RE Providing Automated Trading Services 2007-08-28 2008-09-12
APS514 SON Howard Lincoln Dy 孫介君 RE Dealing in Securities 2007-10-03 2009-07-31
APS514 SON Howard Lincoln Dy 孫介君 RE Providing Automated Trading Services 2007-10-03 2009-07-31
APV624 LAI Ho Keung 黎浩強 RE Dealing in Securities 2007-10-16 2008-06-08
APV624 LAI Ho Keung 黎浩強 RE Dealing in Futures Contracts 2007-10-16 2008-06-08
APV624 LAI Ho Keung 黎浩強 RE Providing Automated Trading Services 2007-10-16 2008-06-08
APW340 CHEUNG Koon Nam 張冠楠 RE Dealing in Securities 2007-10-23 2009-07-31
APW340 CHEUNG Koon Nam 張冠楠 RE Dealing in Futures Contracts 2007-12-20 2009-07-31
APW340 CHEUNG Koon Nam 張冠楠 RE Providing Automated Trading Services 2007-10-23 2009-07-31
APW341 ANG Sharon Li Hsia RE Dealing in Securities 2007-10-24 2009-06-16
APW341 ANG Sharon Li Hsia RE Dealing in Futures Contracts 2007-10-24 2009-06-16
APW341 ANG Sharon Li Hsia RE Providing Automated Trading Services 2007-10-24 2009-06-16
APY879 CROMMEN Gregory RE Dealing in Securities 2007-11-07 2009-07-31
APY879 CROMMEN Gregory RE Dealing in Futures Contracts 2007-11-07 2009-07-31
APY879 CROMMEN Gregory RE Providing Automated Trading Services 2007-11-07 2009-07-31
APZ383 ZANNINO Francesco RE Dealing in Securities 2007-11-14 2009-07-31
APZ383 ZANNINO Francesco RE Dealing in Futures Contracts 2007-11-14 2009-07-31
APZ383 ZANNINO Francesco RE Providing Automated Trading Services 2007-11-14 2009-07-31
APZ397 FENG Jing 馮晶 RE Dealing in Securities 2007-12-06 2009-07-31
APZ397 FENG Jing 馮晶 RE Dealing in Futures Contracts 2007-12-06 2009-07-31
APZ397 FENG Jing 馮晶 RE Providing Automated Trading Services 2007-12-06 2009-07-31
AQC409 KWAN Chi Yan Lawrence 關智仁 RE Dealing in Securities 2007-11-28 2009-07-31
AQC409 KWAN Chi Yan Lawrence 關智仁 RE Dealing in Futures Contracts 2007-11-28 2009-07-31
AQC409 KWAN Chi Yan Lawrence 關智仁 RE Providing Automated Trading Services 2007-11-28 2009-07-31
AQC904 GILBERT Michael John RE Dealing in Securities 2007-12-05 2009-07-31
AQC904 GILBERT Michael John RE Dealing in Futures Contracts 2007-12-05 2009-07-31
AQC904 GILBERT Michael John RE Providing Automated Trading Services 2007-12-05 2009-07-31
AQF043 BROWNING John Leonard RE Dealing in Futures Contracts 2008-07-02 2009-07-31
AQF043 BROWNING John Leonard RE Providing Automated Trading Services 2008-07-31 2009-07-31
AQR251 LEE Man Wai 李文惠 RE Dealing in Securities 2008-04-17 2009-07-31
AQR251 LEE Man Wai 李文惠 RE Dealing in Futures Contracts 2008-04-17 2009-07-31
AQR251 LEE Man Wai 李文惠 RE Providing Automated Trading Services 2008-04-17 2009-07-31
AQS402 SEBTI Karim RE Dealing in Securities 2008-11-13 2009-07-31
AQS402 SEBTI Karim RE Dealing in Futures Contracts 2008-11-13 2009-07-31
AQS402 SEBTI Karim RE Providing Automated Trading Services 2008-11-13 2009-07-31
AQU607 SOH Jinlong 蘇金龍 RE Dealing in Securities 2008-04-10 2009-07-31
AQU607 SOH Jinlong 蘇金龍 RE Dealing in Futures Contracts 2008-04-10 2009-07-31
AQU607 SOH Jinlong 蘇金龍 RE Providing Automated Trading Services 2008-04-10 2009-07-31
AQV068 LEUNG Chi Wai 梁志偉 RE Dealing in Securities 2008-04-10 2009-07-31
AQV068 LEUNG Chi Wai 梁志偉 RE Dealing in Futures Contracts 2008-04-10 2009-07-31
AQV068 LEUNG Chi Wai 梁志偉 RE Providing Automated Trading Services 2008-04-10 2009-07-31
AQX054 MUIR Rhett Stephen RE Dealing in Securities 2008-05-05 2009-07-31
AQX054 MUIR Rhett Stephen RE Dealing in Futures Contracts 2008-05-05 2009-07-31
AQX054 MUIR Rhett Stephen RE Providing Automated Trading Services 2008-05-05 2009-07-31
AQY763 HUI Pak Chi 許柏芝 RE Dealing in Securities 2008-05-02 2008-09-12
AQY763 HUI Pak Chi 許柏芝 RE Dealing in Futures Contracts 2008-05-02 2008-09-12
AQY763 HUI Pak Chi 許柏芝 RE Providing Automated Trading Services 2008-05-02 2008-09-12
AQY764 PANG King Sau, Nelson 彭敬修 RE Dealing in Securities 2008-05-02 2009-07-31
AQY764 PANG King Sau, Nelson 彭敬修 RE Dealing in Futures Contracts 2008-05-02 2009-07-31
AQY764 PANG King Sau, Nelson 彭敬修 RE Providing Automated Trading Services 2008-05-02 2009-07-31
ARD677 CHAN Ah Lam, Debbie 陳雅琳 RE Dealing in Securities 2008-06-03 2009-05-15
ARD677 CHAN Ah Lam, Debbie 陳雅琳 RE Dealing in Futures Contracts 2008-06-03 2009-05-15
ARD677 CHAN Ah Lam, Debbie 陳雅琳 RE Providing Automated Trading Services 2008-06-03 2009-05-15
ARE094 DUNLOP Andrew Douglas RE Dealing in Securities 2008-06-05 2009-07-31
ARE094 DUNLOP Andrew Douglas RE Dealing in Futures Contracts 2008-06-05 2009-07-31
ARE094 DUNLOP Andrew Douglas RE Providing Automated Trading Services 2008-06-05 2009-07-31
ARF537 MILLER Ryan James RE Dealing in Securities 2008-09-04 2009-07-31
ARF537 MILLER Ryan James RE Dealing in Futures Contracts 2008-09-04 2009-07-31
ARF537 MILLER Ryan James RE Providing Automated Trading Services 2008-09-04 2009-07-31
ARG849 LEE So Ryung 李昭姈 RE Dealing in Securities 2008-07-03 2009-03-13
ARG849 LEE So Ryung 李昭姈 RE Dealing in Securities 2009-03-25 2009-06-27
ARG849 LEE So Ryung 李昭姈 RE Dealing in Futures Contracts 2008-07-03 2009-03-13
ARG849 LEE So Ryung 李昭姈 RE Dealing in Futures Contracts 2009-03-25 2009-06-27
ARG849 LEE So Ryung 李昭姈 RE Providing Automated Trading Services 2008-07-03 2009-03-13
ARJ209 CHUI Siu Ching 蔡少菁 RE Dealing in Securities 2008-07-25 2009-07-31
ARJ209 CHUI Siu Ching 蔡少菁 RE Dealing in Futures Contracts 2008-07-25 2009-07-31
ARJ209 CHUI Siu Ching 蔡少菁 RE Providing Automated Trading Services 2008-07-25 2009-07-31
ARJ210 PERE Jerome Jacques RE Dealing in Securities 2008-07-25 2009-03-05
ARJ210 PERE Jerome Jacques RE Dealing in Futures Contracts 2008-07-25 2009-03-05
ARJ210 PERE Jerome Jacques RE Providing Automated Trading Services 2008-07-25 2009-03-05
ARJ211 LUM Kwok Kay, Eugene 林國基 RE Dealing in Securities 2008-07-25 2009-07-31
ARJ211 LUM Kwok Kay, Eugene 林國基 RE Dealing in Futures Contracts 2008-07-25 2009-07-31
ARJ211 LUM Kwok Kay, Eugene 林國基 RE Providing Automated Trading Services 2008-07-25 2009-07-31
ARK324 CHAN Tik Man, Desmond 陳狄文 RE Dealing in Securities 2008-07-30 2009-07-31
ARK324 CHAN Tik Man, Desmond 陳狄文 RE Dealing in Futures Contracts 2008-07-30 2009-07-31
ARK324 CHAN Tik Man, Desmond 陳狄文 RE Providing Automated Trading Services 2008-07-30 2009-07-31
ARM685 HAR Chun Kit, Johnson 夏俊傑 RE Dealing in Securities 2008-08-13 2009-07-31
ARM685 HAR Chun Kit, Johnson 夏俊傑 RE Dealing in Futures Contracts 2008-08-13 2009-07-31
ARM685 HAR Chun Kit, Johnson 夏俊傑 RE Providing Automated Trading Services 2008-08-13 2009-07-31
ARM732 IP Sau Chun, Lisa 葉秀珍 RE Dealing in Securities 2008-08-08 2009-07-31
ARM732 IP Sau Chun, Lisa 葉秀珍 RE Dealing in Futures Contracts 2008-08-08 2009-07-31
ARM732 IP Sau Chun, Lisa 葉秀珍 RE Providing Automated Trading Services 2008-08-08 2009-07-31
ARP397 LEE Michael RE Dealing in Securities 2008-09-11 2009-07-31
ARP397 LEE Michael RE Providing Automated Trading Services 2008-09-11 2009-07-31
ARW738 OLIVER James Campbell RE Dealing in Securities 2008-11-26 2009-07-31
ARW738 OLIVER James Campbell RE Dealing in Futures Contracts 2008-11-26 2009-07-31
ARW738 OLIVER James Campbell RE Providing Automated Trading Services 2008-11-26 2009-07-31
ARW934 CHU Ian Kit, Frederick RE Dealing in Securities 2008-11-20 2009-07-31
ARW934 CHU Ian Kit, Frederick RE Dealing in Futures Contracts 2008-11-20 2009-07-31
ARW934 CHU Ian Kit, Frederick RE Providing Automated Trading Services 2008-11-20 2009-07-31
ARW935 LOUISGRAND Richard, Frederic, Baptiste RE Dealing in Securities 2008-11-27 2009-07-31
ARW935 LOUISGRAND Richard, Frederic, Baptiste RE Dealing in Futures Contracts 2008-11-27 2009-07-31
ASE620 LAWSON Toby John RE Dealing in Securities 2009-01-02 2009-03-27
ASE620 LAWSON Toby John RO Dealing in Securities 2009-03-27 2009-07-31
ASE620 LAWSON Toby John RE Dealing in Futures Contracts 2009-01-02 2009-03-27
ASE620 LAWSON Toby John RO Dealing in Futures Contracts 2009-03-27 2009-07-31
ASF709 LAW Joseph RE Dealing in Securities 2009-01-14 2009-06-27
ASF709 LAW Joseph RE Dealing in Futures Contracts 2009-01-14 2009-06-27
ASK735 BAROUTI-VIRET Igor Olivier RE Dealing in Securities 2009-02-13 2009-07-31
ASK735 BAROUTI-VIRET Igor Olivier RE Dealing in Futures Contracts 2009-02-13 2009-07-31
ASK838 HUTTON Jason Alec RE Dealing in Securities 2009-03-26 2009-07-31
ASK838 HUTTON Jason Alec RE Dealing in Futures Contracts 2009-03-26 2009-07-31
ASM299 YABUT Vivian Chan RE Dealing in Securities 2009-03-10 2009-07-31

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