Below are up to 1000 licences that were found for SFC-licensed institution ABW380 on the SFC website.
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAA540 | SHIU Kin Keung, Sammy | 蕭健強 | RO | Dealing in Securities | 2003-04-01 | 2005-12-30 |
| AAA540 | SHIU Kin Keung, Sammy | 蕭健強 | RO | Providing Automated Trading Services | 2003-04-01 | 2004-03-31 |
| AAA540 | SHIU Kin Keung, Sammy | 蕭健強 | RO | Asset Management | 2003-04-01 | 2004-03-31 |
| AAA540 | SHIU Kin Keung, Sammy | 蕭健強 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAA540 | SHIU Kin Keung, Sammy | 蕭健強 | RO | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAA803 | HUI Pik Yung | 許碧容 | RE | Dealing in Securities | 2005-08-10 | 2010-11-01 |
| AAB611 | NG Wing Hong, Terance | 吳永康 | RE | Dealing in Securities | 2003-04-01 | 2005-11-28 |
| AAB611 | NG Wing Hong, Terance | 吳永康 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| AAB611 | NG Wing Hong, Terance | 吳永康 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| AAB611 | NG Wing Hong, Terance | 吳永康 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| AAB611 | NG Wing Hong, Terance | 吳永康 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| AAE167 | LAU Wai Kuen, Peter | 劉煒權 | RE | Dealing in Securities | 2003-10-29 | 2006-06-23 |
| AAE167 | LAU Wai Kuen, Peter | 劉煒權 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-10-29 |
| AAE167 | LAU Wai Kuen, Peter | 劉煒權 | RO | Dealing in Securities | 2003-04-01 | 2003-10-29 |
| AAE167 | LAU Wai Kuen, Peter | 劉煒權 | RO | Providing Automated Trading Services | 2003-04-01 | 2003-10-29 |
| AAE167 | LAU Wai Kuen, Peter | 劉煒權 | RO | Asset Management | 2003-04-01 | 2003-10-29 |
| AAE167 | LAU Wai Kuen, Peter | 劉煒權 | RO | Advising on Securities | 2003-04-01 | 2003-10-29 |
| AAE274 | CHEANG Kuai Pang | 鄭桂鵬 | RE | Dealing in Securities | 2004-03-15 | 2005-12-30 |
| AAE887 | YIN Lung, Raymond | 殷龍 | RE | Dealing in Securities | 2003-04-01 | 2005-12-30 |
| AAE887 | YIN Lung, Raymond | 殷龍 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| AAE887 | YIN Lung, Raymond | 殷龍 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| AAE887 | YIN Lung, Raymond | 殷龍 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| AAE887 | YIN Lung, Raymond | 殷龍 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| AAG518 | LAU TSUI Fung Yee | 劉徐鳳儀 | RE | Dealing in Securities | 2003-04-01 | 2014-01-02 |
| AAG518 | LAU TSUI Fung Yee | 劉徐鳳儀 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| AAG518 | LAU TSUI Fung Yee | 劉徐鳳儀 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| AAG518 | LAU TSUI Fung Yee | 劉徐鳳儀 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| AAG518 | LAU TSUI Fung Yee | 劉徐鳳儀 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| AAI201 | IP Chiu Wan | 葉肖雲 | RE | Dealing in Securities | 2003-04-01 | 2006-07-07 |
| AAI201 | IP Chiu Wan | 葉肖雲 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| AAI201 | IP Chiu Wan | 葉肖雲 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| AAI201 | IP Chiu Wan | 葉肖雲 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| AAI201 | IP Chiu Wan | 葉肖雲 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| AAZ336 | CHEUNG Wai Kwong, Bang | 張偉光 | RE | Dealing in Securities | 2003-04-01 | 2005-11-18 |
| AAZ336 | CHEUNG Wai Kwong, Bang | 張偉光 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| AAZ336 | CHEUNG Wai Kwong, Bang | 張偉光 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| AAZ336 | CHEUNG Wai Kwong, Bang | 張偉光 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| AAZ336 | CHEUNG Wai Kwong, Bang | 張偉光 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| ABD062 | FU Yuen Chun, Joanna | 傅元珍 | RO | Dealing in Securities | 2004-03-19 | 2005-11-18 |
| ABD062 | FU Yuen Chun, Joanna | 傅元珍 | RE | Dealing in Securities | 2003-04-01 | 2004-03-19 |
| ABD062 | FU Yuen Chun, Joanna | 傅元珍 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-18 |
| ABD062 | FU Yuen Chun, Joanna | 傅元珍 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-03-18 |
| ABD062 | FU Yuen Chun, Joanna | 傅元珍 | RE | Asset Management | 2003-04-01 | 2004-03-18 |
| ABD062 | FU Yuen Chun, Joanna | 傅元珍 | RE | Advising on Securities | 2003-04-01 | 2004-03-18 |
| ABE376 | HUNG Kam Yu | 洪錦儒 | RE | Asset Management | 2003-04-01 | 2004-02-11 |
| ABE376 | HUNG Kam Yu | 洪錦儒 | RE | Advising on Securities | 2003-04-01 | 2004-02-11 |
| ABE376 | HUNG Kam Yu | 洪錦儒 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-11 |
| ABE376 | HUNG Kam Yu | 洪錦儒 | RE | Dealing in Securities | 2003-04-01 | 2004-02-11 |
| ABE376 | HUNG Kam Yu | 洪錦儒 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-02-11 |
| ABF835 | SHUM Oi Nor, Anna | 沈愛娜 | RE | Dealing in Securities | 2003-04-01 | 2005-12-15 |
| ABF835 | SHUM Oi Nor, Anna | 沈愛娜 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| ABF835 | SHUM Oi Nor, Anna | 沈愛娜 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| ABF835 | SHUM Oi Nor, Anna | 沈愛娜 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| ABF835 | SHUM Oi Nor, Anna | 沈愛娜 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| ABH139 | LUI Ngai Him, James | 雷毅謙 | RE | Dealing in Securities | 2014-01-13 | 2014-01-28 |
| ABH496 | YIM Chi Chiu | 嚴志朝 | RE | Dealing in Securities | 2003-04-01 | 2005-11-23 |
| ABH496 | YIM Chi Chiu | 嚴志朝 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| ABH496 | YIM Chi Chiu | 嚴志朝 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| ABH496 | YIM Chi Chiu | 嚴志朝 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| ABH496 | YIM Chi Chiu | 嚴志朝 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| ABS358 | CHAN Wai Chung | 陳偉聰 | RE | Dealing in Securities | 2003-04-01 | 2006-07-08 |
| ABS358 | CHAN Wai Chung | 陳偉聰 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| ABS358 | CHAN Wai Chung | 陳偉聰 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| ABS358 | CHAN Wai Chung | 陳偉聰 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| ABS358 | CHAN Wai Chung | 陳偉聰 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| ABY749 | CHEUNG Man Wai | 張文衛 | RE | Dealing in Securities | 2003-04-01 | 2004-10-27 |
| ABY749 | CHEUNG Man Wai | 張文衛 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| ABY749 | CHEUNG Man Wai | 張文衛 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| ABY749 | CHEUNG Man Wai | 張文衛 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| ABY749 | CHEUNG Man Wai | 張文衛 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| ACB091 | WANG John Peter Ben | 王志浩 | RO | Advising on Securities | 2003-12-06 | 2004-05-18 |
| ACB091 | WANG John Peter Ben | 王志浩 | RO | Dealing in Securities | 2003-12-06 | 2004-05-18 |
| ACB091 | WANG John Peter Ben | 王志浩 | RE | Dealing in Securities | 2003-04-01 | 2003-12-06 |
| ACB091 | WANG John Peter Ben | 王志浩 | RE | Advising on Securities | 2003-04-01 | 2003-12-06 |
| ACB091 | WANG John Peter Ben | 王志浩 | RE | Asset Management | 2003-04-01 | 2003-11-03 |
| ACB091 | WANG John Peter Ben | 王志浩 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-11-03 |
| ACB091 | WANG John Peter Ben | 王志浩 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-11-03 |
| ACB209 | FENG Jing Keung, Arthur | 馮正強 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-06-16 |
| ACB209 | FENG Jing Keung, Arthur | 馮正強 | RE | Advising on Securities | 2003-04-01 | 2003-06-16 |
| ACB209 | FENG Jing Keung, Arthur | 馮正強 | RE | Asset Management | 2003-04-01 | 2003-06-16 |
| ACB209 | FENG Jing Keung, Arthur | 馮正強 | RE | Dealing in Securities | 2003-04-01 | 2003-06-16 |
| ACB209 | FENG Jing Keung, Arthur | 馮正強 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-06-16 |
| ACB972 | WONG Chi Pui, Thomas | 黃志培 | RE | Advising on Securities | 2003-04-01 | 2003-12-31 |
| ACB972 | WONG Chi Pui, Thomas | 黃志培 | RE | Dealing in Securities | 2003-04-01 | 2003-12-31 |
| ACB972 | WONG Chi Pui, Thomas | 黃志培 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-12-31 |
| ACB972 | WONG Chi Pui, Thomas | 黃志培 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-31 |
| ACB972 | WONG Chi Pui, Thomas | 黃志培 | RE | Asset Management | 2003-04-01 | 2003-12-31 |
| ACG885 | YEUNG Yiu Wah, Francis | 楊耀華 | RO | Advising on Securities | 2003-04-01 | 2003-09-16 |
| ACG885 | YEUNG Yiu Wah, Francis | 楊耀華 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-09-16 |
| ACH856 | TANG Suk Ngao, Raymond | 鄧叔翱 | RE | Advising on Corporate Finance | 2003-10-27 | 2003-10-28 |
| ACH856 | TANG Suk Ngao, Raymond | 鄧叔翱 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-10-27 |
| ACJ105 | KWAN Wai Man | 關惠文 | RO | Dealing in Securities | 2005-06-16 | 2007-09-29 |
| ACJ105 | KWAN Wai Man | 關惠文 | RO | Dealing in Futures Contracts | 2006-09-12 | 2007-09-29 |
| ACN133 | DU Pauline | 杜蕙林 | RE | Asset Management | 2003-04-01 | 2003-08-20 |
| ACN133 | DU Pauline | 杜蕙林 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-20 |
| ACN133 | DU Pauline | 杜蕙林 | RE | Advising on Securities | 2003-04-01 | 2003-08-20 |
| ACN566 | WONG Kwok Biu, Elson | 王國標 | RO | Dealing in Securities | 2004-03-05 | 2005-12-30 |
| ACO172 | CHENG Ju-Muh | 程如牧 | RO | Dealing in Securities | 2004-07-07 | |
| ACO172 | CHENG Ju-Muh | 程如牧 | RO | Advising on Securities | 2010-09-29 | |
| ACO473 | LAM Ka Wai, Graham | 林家威 | RO | Advising on Corporate Finance | 2003-04-16 | 2004-03-31 |
| ACO473 | LAM Ka Wai, Graham | 林家威 | RE | Advising on Corporate Finance | 2003-04-11 | 2003-04-16 |
| ACP671 | CHOW Yun Hing | 周潤興 | RE | Dealing in Securities | 2003-04-01 | 2005-06-01 |
| ACP671 | CHOW Yun Hing | 周潤興 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-08-13 |
| ACP671 | CHOW Yun Hing | 周潤興 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-08-13 |
| ACP671 | CHOW Yun Hing | 周潤興 | RE | Advising on Securities | 2003-04-01 | 2004-08-13 |
| ACP671 | CHOW Yun Hing | 周潤興 | RE | Asset Management | 2003-04-01 | 2004-08-13 |
| ACQ225 | NG Poon Tak | 吳潘德 | RE | Dealing in Securities | 2003-04-01 | 2003-12-04 |
| ACQ225 | NG Poon Tak | 吳潘德 | RE | Asset Management | 2003-04-01 | 2003-12-03 |
| ACQ225 | NG Poon Tak | 吳潘德 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-03 |
| ACQ225 | NG Poon Tak | 吳潘德 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-12-03 |
| ACQ225 | NG Poon Tak | 吳潘德 | RE | Advising on Securities | 2003-04-01 | 2003-12-03 |
| ACU542 | LAU Chi Wing | 劉志榮 | RE | Dealing in Securities | 2003-08-01 | 2003-12-17 |
| ADG807 | LAM Chi Kwong, Gary | 林志光 | RE | Dealing in Securities | 2005-03-01 | |
| ADP050 | YIP Yuk Ling | 葉玉玲 | RE | Dealing in Securities | 2003-04-01 | 2004-09-09 |
| ADP050 | YIP Yuk Ling | 葉玉玲 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-05-19 |
| ADP050 | YIP Yuk Ling | 葉玉玲 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| ADP050 | YIP Yuk Ling | 葉玉玲 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| ADP050 | YIP Yuk Ling | 葉玉玲 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| ADP869 | CHEN Cheng Huei, James | 陳振輝 | RE | Advising on Securities | 2003-04-01 | 2003-06-05 |
| ADP869 | CHEN Cheng Huei, James | 陳振輝 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-06-05 |
| ADP869 | CHEN Cheng Huei, James | 陳振輝 | RE | Asset Management | 2003-04-01 | 2003-06-05 |
| ADS087 | LEE Pui Yee | 李佩儀 | RE | Dealing in Securities | 2014-02-05 | |
| AEG459 | SHIH Shun Ching | 施順情 | RE | Advising on Corporate Finance | 2003-06-25 | 2004-02-11 |
| AET356 | HUANG Dennis Chong | 黃立衝 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-05-24 |
| AEU371 | CHAN Hon Fai | 陳漢輝 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-09-18 |
| AEU371 | CHAN Hon Fai | 陳漢輝 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-18 |
| AEU371 | CHAN Hon Fai | 陳漢輝 | RE | Dealing in Securities | 2003-04-01 | 2003-09-18 |
| AEU371 | CHAN Hon Fai | 陳漢輝 | RE | Asset Management | 2003-04-01 | 2003-09-18 |
| AEU371 | CHAN Hon Fai | 陳漢輝 | RE | Advising on Securities | 2003-04-01 | 2003-09-18 |
| AEU888 | MO Ya-Ting | 莫雅婷 | RO | Dealing in Securities | 2004-02-03 | 2004-10-03 |
| AEX467 | CHEUNG Wai Kei, Ken | 張偉基 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-29 |
| AEX467 | CHEUNG Wai Kei, Ken | 張偉基 | RE | Advising on Securities | 2003-04-01 | 2003-07-29 |
| AEX467 | CHEUNG Wai Kei, Ken | 張偉基 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-07-29 |
| AEX467 | CHEUNG Wai Kei, Ken | 張偉基 | RE | Asset Management | 2003-04-01 | 2003-07-29 |
| AEX467 | CHEUNG Wai Kei, Ken | 張偉基 | RE | Dealing in Securities | 2003-04-01 | 2003-07-29 |
| AFC441 | YOUNG Mai San | RE | Advising on Securities | 2003-04-01 | 2003-07-21 | |
| AFC441 | YOUNG Mai San | RE | Providing Automated Trading Services | 2003-04-01 | 2003-07-21 | |
| AFC441 | YOUNG Mai San | RE | Asset Management | 2003-04-01 | 2003-07-21 | |
| AFC441 | YOUNG Mai San | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-21 | |
| AFC441 | YOUNG Mai San | RE | Dealing in Securities | 2003-04-01 | 2003-07-21 | |
| AFM323 | CHAN Kwun Wah Derek | 陳冠樺 | RE | Asset Management | 2003-04-01 | 2004-03-19 |
| AFM323 | CHAN Kwun Wah Derek | 陳冠樺 | RE | Dealing in Securities | 2003-04-01 | 2004-03-19 |
| AFM323 | CHAN Kwun Wah Derek | 陳冠樺 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-03-19 |
| AFM323 | CHAN Kwun Wah Derek | 陳冠樺 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-19 |
| AFM323 | CHAN Kwun Wah Derek | 陳冠樺 | RE | Advising on Securities | 2003-04-01 | 2004-03-19 |
| AFT405 | LI Kong, James | 李剛 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-04-14 |
| AFT405 | LI Kong, James | 李剛 | RE | Asset Management | 2003-04-01 | 2003-04-14 |
| AFT405 | LI Kong, James | 李剛 | RE | Dealing in Securities | 2003-04-01 | 2003-04-14 |
| AFT405 | LI Kong, James | 李剛 | RE | Advising on Securities | 2003-04-01 | 2003-04-14 |
| AFT405 | LI Kong, James | 李剛 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-04-14 |
| AGJ934 | LEE San Man | 利新民 | RE | Dealing in Securities | 2004-06-01 | 2004-07-27 |
| AGJ934 | LEE San Man | 利新民 | RE | Advising on Securities | 2003-04-01 | 2004-06-01 |
| AGJ934 | LEE San Man | 利新民 | RE | Asset Management | 2003-04-01 | 2004-05-28 |
| AGJ934 | LEE San Man | 利新民 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-28 |
| AGN925 | TAN Keng Lin | 陳景琳 | RE | Dealing in Securities | 2003-04-01 | 2003-09-30 |
| AGN925 | TAN Keng Lin | 陳景琳 | RE | Advising on Securities | 2003-04-01 | 2003-09-30 |
| AGN925 | TAN Keng Lin | 陳景琳 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-30 |
| AGN925 | TAN Keng Lin | 陳景琳 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-09-30 |
| AGN925 | TAN Keng Lin | 陳景琳 | RE | Asset Management | 2003-04-01 | 2003-09-30 |
| AGT132 | YIONG Hoi San | 楊海山 | RO | Dealing in Securities | 2011-06-02 | 2013-06-03 |
| AGT132 | YIONG Hoi San | 楊海山 | RE | Dealing in Securities | 2011-05-18 | 2011-06-02 |
| AGX308 | CHEUNG Po Kuen, Michael | 張寶權 | RE | Advising on Securities | 2003-04-01 | 2004-05-19 |
| AGX308 | CHEUNG Po Kuen, Michael | 張寶權 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-19 |
| AGX308 | CHEUNG Po Kuen, Michael | 張寶權 | RE | Asset Management | 2003-04-01 | 2004-05-19 |
| AHN285 | CHAN Gabriel Raeburn | 陳偉邦 | RE | Asset Management | 2003-04-01 | 2003-10-02 |
| AHN285 | CHAN Gabriel Raeburn | 陳偉邦 | RE | Advising on Securities | 2003-04-01 | 2003-10-02 |
| AHN285 | CHAN Gabriel Raeburn | 陳偉邦 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-02 |
| AHP730 | LIU Ying Chen | 劉迎晨 | RE | Asset Management | 2003-04-01 | 2004-05-18 |
| AHP730 | LIU Ying Chen | 劉迎晨 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-18 |
| AHP730 | LIU Ying Chen | 劉迎晨 | RE | Advising on Securities | 2003-04-01 | 2004-05-18 |
| AHS890 | GUAN Hong Yan | 官洪恩 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-03 |
| AHS890 | GUAN Hong Yan | 官洪恩 | RE | Asset Management | 2003-04-01 | 2003-10-03 |
| AHS890 | GUAN Hong Yan | 官洪恩 | RE | Advising on Securities | 2003-04-01 | 2003-10-03 |
| AHW198 | PAN Chun-Yun | 潘俊佑 | RO | Dealing in Securities | 2004-07-21 | 2009-02-02 |
| AHW198 | PAN Chun-Yun | 潘俊佑 | RE | Dealing in Securities | 2004-01-15 | 2004-07-21 |
| AHX245 | CHAN Man Sze, Mazy | 陳敏思 | RE | Advising on Corporate Finance | 2003-04-25 | 2004-03-31 |
| AIB345 | WONG Chun Wah, Billy | 黃振華 | RE | Dealing in Securities | 2003-04-01 | 2004-01-20 |
| AIB345 | WONG Chun Wah, Billy | 黃振華 | RE | Providing Automated Trading Services | 2003-04-01 | 2004-01-20 |
| AIB345 | WONG Chun Wah, Billy | 黃振華 | RE | Advising on Securities | 2003-04-01 | 2004-01-20 |
| AIB345 | WONG Chun Wah, Billy | 黃振華 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-20 |
| AIB345 | WONG Chun Wah, Billy | 黃振華 | RE | Asset Management | 2003-04-01 | 2004-01-20 |
| AIB353 | CHEN Kuan-Wu | 陳冠吾 | RE | Dealing in Securities | 2004-07-06 | 2005-09-29 |
| AIC252 | HWANG Song-Ching | 黃松慶 | RE | Dealing in Securities | 2003-04-01 | 2003-12-10 |
| AIC252 | HWANG Song-Ching | 黃松慶 | RE | Asset Management | 2003-04-01 | 2003-12-05 |
| AIC252 | HWANG Song-Ching | 黃松慶 | RE | Advising on Securities | 2003-04-01 | 2003-12-05 |
| AIC252 | HWANG Song-Ching | 黃松慶 | RE | Providing Automated Trading Services | 2003-04-01 | 2003-12-05 |
| AIC252 | HWANG Song-Ching | 黃松慶 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-05 |
| AIM992 | HUANG Ren-Yen | 黃仁彥 | RE | Dealing in Securities | 2004-03-01 | 2017-10-21 |
| AIR925 | HSIEH Ming-Hung | 謝明宏 | RE | Dealing in Securities | 2004-03-01 | 2015-05-01 |
| AIR953 | CHEN Chiu-Jung | 陳秋蓉 | RE | Dealing in Securities | 2003-05-16 | 2003-12-08 |
| AIU208 | LIN Yu-Yu | 林昱佑 | RE | Dealing in Securities | 2004-03-01 | 2017-10-31 |
| AJD359 | HUNG Jung-Tsung | 洪榮聰 | RO | Dealing in Securities | 2004-07-21 | 2014-07-26 |
| AJD359 | HUNG Jung-Tsung | 洪榮聰 | RO | Dealing in Futures Contracts | 2006-09-12 | 2014-07-26 |
| AJD359 | HUNG Jung-Tsung | 洪榮聰 | RE | Dealing in Securities | 2003-12-29 | 2004-07-21 |
| AJD859 | CHAN Yim Yim | 陳艷艷 | RE | Dealing in Securities | 2003-12-29 | 2005-06-01 |
| AJG459 | LEE Ming-dah | 李明達 | RE | Dealing in Securities | 2004-02-02 | 2004-09-20 |
| AJI792 | YEUNG Pui Tak | 楊培德 | RE | Dealing in Securities | 2011-06-01 | 2011-09-01 |
| AJL300 | LIN Hsueh Yen | 林雪燕 | RE | Dealing in Securities | 2008-10-15 | 2018-07-01 |
| AJL300 | LIN Hsueh Yen | 林雪燕 | RE | Dealing in Securities | 2004-02-18 | 2008-05-31 |
| AKJ171 | WANG Hsiao-Ping | 王筱萍 | RE | Dealing in Securities | 2004-04-30 | 2004-05-12 |
| AKJ176 | HUANG Zi-Ping | 黃子蘋 | RE | Dealing in Securities | 2004-04-30 | 2005-02-14 |
| AKJ177 | WU Shan-Shan | 吳珊珊 | RE | Dealing in Securities | 2004-04-30 | 2004-11-01 |
| AKJ179 | TSAI Yi-Hung | 蔡宜宏 | RE | Dealing in Securities | 2004-04-30 | 2005-01-25 |
| AKJ181 | CHENG Wei-Chih | 鄭偉智 | RE | Dealing in Securities | 2004-04-30 | 2005-07-26 |
| AKJ183 | LIN Hsuan Liang | 林宣良 | RE | Dealing in Securities | 2004-04-30 | 2006-03-07 |
| AKJ188 | FU Liang | 伏亮 | RE | Dealing in Securities | 2004-04-30 | 2010-11-04 |
| ALQ112 | MA Kei Lok | 馬基諾 | RE | Dealing in Securities | 2010-07-05 | 2013-10-24 |
| ALQ700 | LAU Wing Tak, Alex | 劉永德 | RE | Dealing in Securities | 2005-04-11 | 2005-10-11 |
| ALY761 | WONG Chi Wang | 黃子宏 | RE | Dealing in Securities | 2005-05-11 | 2006-01-31 |
| AME242 | TSANG Wing Yiu | 曾榮耀 | RO | Dealing in Securities | 2015-07-07 | |
| AME242 | TSANG Wing Yiu | 曾榮耀 | RO | Advising on Securities | 2015-07-07 | |
| AMP418 | LIN Hao-Lung | 林浩龍 | RE | Dealing in Securities | 2005-11-29 | 2009-01-01 |
| AMQ522 | SU Chung-Chun | 蘇宗淳 | RE | Dealing in Securities | 2005-12-09 | 2017-10-31 |
| AMQ523 | CHANG Shu-Ju | 張淑茹 | RE | Dealing in Securities | 2005-12-13 | 2006-09-01 |
| AMS396 | OU YANG Kuo Ruei | 歐陽國瑞 | RE | Dealing in Securities | 2006-01-05 | 2007-09-08 |
| AMU468 | LIN Yung-tien | 林永田 | RE | Dealing in Securities | 2006-03-06 | 2009-06-28 |
| AMW672 | HU Chung-Hua | 胡中華 | RE | Dealing in Securities | 2006-02-01 | 2007-11-05 |
| ANA838 | KWOK Chi Wai | 郭志偉 | RE | Dealing in Securities | 2006-02-15 | 2010-05-14 |
| ANL057 | TSAI Ming-Hsiao | 蔡明孝 | RE | Dealing in Securities | 2006-07-20 | 2010-08-21 |
| ANM593 | LIN Ching-Hsiang | 林靖翔 | RE | Dealing in Securities | 2006-08-04 | 2006-08-31 |
| AOB253 | CHENG Pei-Chen | RE | Dealing in Securities | 2006-12-13 | 2009-01-01 | |
| AOE703 | LEE Yi-Chin | 李怡親 | RE | Dealing in Securities | 2006-11-24 | 2017-11-21 |
| AOG772 | CHOU Chien-Chung | 周建忠 | RE | Dealing in Securities | 2006-12-13 | 2012-01-01 |
| AOG773 | MA Ching Lun, Alan | 馬敬倫 | RE | Dealing in Securities | 2010-11-01 | 2013-07-10 |
| AOG773 | MA Ching Lun, Alan | 馬敬倫 | RE | Dealing in Securities | 2006-12-04 | 2009-01-01 |
| AOH534 | MOU Duen Ting | 牟敦葶 | RO | Advising on Securities | 2010-09-29 | 2015-05-10 |
| AOH534 | MOU Duen Ting | 牟敦葶 | RO | Dealing in Securities | 2010-09-30 | 2015-05-10 |
| AOH534 | MOU Duen Ting | 牟敦葶 | RE | Dealing in Securities | 2010-07-12 | 2010-09-30 |
| AOL080 | KWOK Bing Wah | 郭冰樺 | RE | Advising on Securities | 2011-04-08 | 2011-05-04 |
| AOL311 | HSU Ching-Ching | 許青菁 | RE | Dealing in Securities | 2007-03-21 | 2009-12-31 |
| AOO869 | LUI Ngan, Connie | 呂雁 | RE | Advising on Securities | 2011-08-01 | 2011-12-30 |
| AOO869 | LUI Ngan, Connie | 呂雁 | RE | Dealing in Futures Contracts | 2011-08-01 | 2011-12-30 |
| AOO869 | LUI Ngan, Connie | 呂雁 | RE | Dealing in Securities | 2011-08-01 | 2011-12-30 |
| AOP151 | KO Chen-I | 柯辰儀 | RE | Dealing in Securities | 2007-03-21 | 2007-12-31 |
| AOQ780 | HAN Jundong | 韓駿東 | RE | Dealing in Securities | 2011-02-28 | 2011-07-01 |
| AOU073 | LIANG Mei-Chen | 梁梅珍 | RE | Dealing in Securities | 2007-05-18 | 2009-09-01 |
| AOY750 | LIU Chien-Liang | 劉建良 | RE | Dealing in Securities | 2007-05-29 | 2010-04-16 |
| AQB149 | CHUNG Mi-Jen | 鍾銤甄 | RE | Dealing in Securities | 2008-01-03 | 2009-01-01 |
| AQJ604 | HSIEH Hsin-Ju | 謝欣如 | RE | Dealing in Securities | 2008-03-04 | 2009-01-01 |
| AQJ958 | LIN Shih Wei | 林世緯 | RE | Dealing in Securities | 2014-04-16 | 2014-10-15 |
| AQN416 | LIT Chun Ho | 列駿豪 | RE | Dealing in Securities | 2008-02-20 | 2009-01-01 |
| AQO323 | CHANG Cheng-Yu | 張正宇 | RE | Dealing in Securities | 2008-03-10 | 2010-01-31 |
| AQR042 | LAW Ching Yee, Carol | 羅靜怡 | RO | Dealing in Securities | 2008-03-19 | |
| AQR042 | LAW Ching Yee, Carol | 羅靜怡 | RO | Dealing in Futures Contracts | 2008-03-19 | 2015-05-28 |
| ATI399 | WANG Yu Chen | 王鈺媜 | RE | Dealing in Securities | 2009-07-13 | 2011-07-01 |
| AUD324 | LI Fung Mei | 李鳳媚 | RE | Dealing in Securities | 2010-09-10 | 2012-08-03 |
| AVK641 | LO Han-Long | 駱漢龍 | RE | Dealing in Securities | 2014-04-01 | 2015-12-01 |
| AVR029 | LIN Yi-cheng | 林怡成 | RO | Dealing in Securities | 2010-09-03 | 2011-11-28 |
| AVR029 | LIN Yi-cheng | 林怡成 | RO | Dealing in Futures Contracts | 2010-09-03 | 2011-11-28 |
| AVY116 | LAW Chun Lok | 羅俊樂 | RE | Dealing in Securities | 2010-10-04 | 2011-06-17 |
| AWG137 | LIN Shih Chieh | 林是杰 | RO | Advising on Securities | 2010-12-07 | 2011-08-12 |
| AXO622 | CHEUNG Yuen Wai | 張芫惠 | RE | Dealing in Securities | 2011-07-13 | 2014-12-01 |
| AYN147 | XU Zheng | 許諍 | RE | Dealing in Securities | 2011-12-16 | 2016-03-04 |
| AYV440 | WONG Lam Wai | 黃霖偉 | RE | Dealing in Securities | 2013-11-01 | 2013-12-14 |
| AYV440 | WONG Lam Wai | 黃霖偉 | RE | Dealing in Securities | 2012-02-23 | 2013-06-30 |
| AZL416 | CHEN Yi Ju | 陳薏茹 | RE | Dealing in Securities | 2012-05-15 | 2016-09-19 |
| AZV903 | YUAN Mei Wen | 袁美雯 | RE | Dealing in Securities | 2012-07-13 | 2013-05-16 |
| BAN016 | WAN Juexi | 萬珏希 | RE | Dealing in Securities | 2016-02-02 | 2018-01-15 |
| BAN016 | WAN Juexi | 萬珏希 | RE | Dealing in Securities | 2012-12-19 | 2013-11-08 |
| BCN377 | KWOK Hom | 郭含 | RE | Dealing in Securities | 2016-04-07 | |
| BCN377 | KWOK Hom | 郭含 | RE | Dealing in Securities | 2013-12-24 | 2015-05-23 |
| BDC888 | YU Tai Lung | 于大龍 | RO | Advising on Securities | 2014-10-08 | |
| BDC888 | YU Tai Lung | 于大龍 | RO | Dealing in Securities | 2014-10-08 | |
| BEF302 | KE Baiwei | 柯白瑋 | RE | Dealing in Securities | 2014-09-23 | 2014-10-18 |
| BEM055 | HU Ping Chiang | 胡炳強 | RE | Dealing in Securities | 2014-11-19 | 2015-03-02 |
| BEV337 | LIU Ting | 劉婷 | RE | Dealing in Securities | 2015-01-29 | 2017-06-05 |
| BEX457 | CHEN Chung-Wei | 陳仲偉 | RE | Dealing in Securities | 2015-02-03 | 2015-03-15 |
| BFD871 | HUANG Wei Meng | 黃威猛 | RO | Dealing in Securities | 2015-06-22 | 2016-12-05 |
| BFD871 | HUANG Wei Meng | 黃威猛 | RO | Advising on Securities | 2015-06-22 | 2016-12-05 |
| BFD871 | HUANG Wei Meng | 黃威猛 | RE | Dealing in Securities | 2015-03-27 | 2015-06-22 |
| BFN324 | POON Yik Ki | 潘奕祺 | RE | Dealing in Securities | 2015-05-29 | 2016-04-08 |
| BGU789 | WEI I Yen | 魏亦言 | RE | Dealing in Securities | 2016-01-11 | |
| BJY487 | LI Zhengwen | 李錚雯 | RE | Dealing in Securities | 2017-07-14 | |
| BKK497 | HO Cheng Tzu | 何承祖 | RE | Dealing in Securities | 2017-08-30 | |
| BLZ047 | CHAN Fong Leung | 陳昉亮 | RE | Dealing in Securities | 2019-04-04 | |
| BMR574 | XIAO Yao | 肖堯 | RE | Dealing in Securities | 2018-04-12 |
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