Hong Kong SFC licence institution ABX677, New Region Securities Company Limited 恒盛證券有限公司

These are the licence-holders that were found for SFC licence institution ABX677 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC263 CHAN Suet Lin, Christina 陳雪蓮 RE Dealing in Securities 2003-04-01
AAC263 CHAN Suet Lin, Christina 陳雪蓮 RE Advising on Securities 2003-04-01 2005-02-01
AAC263 CHAN Suet Lin, Christina 陳雪蓮 RE Advising on Corporate Finance 2003-04-01 2005-02-01
AAC263 CHAN Suet Lin, Christina 陳雪蓮 RE Asset Management 2003-04-01 2005-02-01
AAC307 TSANG Hing Chi 曾慶池 RO Dealing in Securities 2003-04-01 2016-09-01
AAC307 TSANG Hing Chi 曾慶池 RO Advising on Securities 2003-04-01 2005-02-01
AAC307 TSANG Hing Chi 曾慶池 RO Advising on Corporate Finance 2003-04-01 2005-02-01
AAC307 TSANG Hing Chi 曾慶池 RO Asset Management 2003-04-01 2005-02-01
ABE280 TSANG Fan Ho, Michael 曾繁河 RO Dealing in Securities 2003-04-01 2016-09-01
ABE280 TSANG Fan Ho, Michael 曾繁河 RO Advising on Securities 2003-04-01 2005-02-01
ABE280 TSANG Fan Ho, Michael 曾繁河 RO Advising on Corporate Finance 2003-04-01 2005-02-01
ABE280 TSANG Fan Ho, Michael 曾繁河 RO Asset Management 2003-04-01 2005-02-01
ACG423 TSANG Hing Chor 曾慶鋤 RE Dealing in Securities 2003-04-01 2006-11-13
ACG423 TSANG Hing Chor 曾慶鋤 RO Dealing in Securities 2006-11-13
ACG423 TSANG Hing Chor 曾慶鋤 RE Advising on Securities 2003-04-01 2005-02-01
ACG423 TSANG Hing Chor 曾慶鋤 RE Advising on Corporate Finance 2003-04-01 2005-02-01
ACG423 TSANG Hing Chor 曾慶鋤 RE Asset Management 2003-04-01 2005-02-01
ACS210 YU Yau Chun 余幼珍 RE Dealing in Securities 2003-04-01 2006-01-24
ACS210 YU Yau Chun 余幼珍 RE Dealing in Securities 2018-01-02 2018-09-10
ACS210 YU Yau Chun 余幼珍 RO Dealing in Securities 2018-09-10
ACS210 YU Yau Chun 余幼珍 RE Advising on Securities 2003-04-01 2005-02-01
ACS210 YU Yau Chun 余幼珍 RE Advising on Corporate Finance 2003-04-01 2005-02-01
ACS210 YU Yau Chun 余幼珍 RE Asset Management 2003-04-01 2005-02-01
AEJ344 YAU Shun Tin 游順典 RE Dealing in Securities 2003-04-01 2008-02-15
AEJ344 YAU Shun Tin 游順典 RO Dealing in Securities 2008-02-15
AEJ344 YAU Shun Tin 游順典 RE Advising on Securities 2003-04-01 2005-02-01
AEJ344 YAU Shun Tin 游順典 RE Advising on Corporate Finance 2003-04-01 2005-02-01
AEJ344 YAU Shun Tin 游順典 RE Asset Management 2003-04-01 2005-02-01
AKT152 WONG Chun Ho, Sammy 黃俊皓 RE Dealing in Securities 2007-09-20 2008-06-12
ALO453 CHIU Dick Shing 趙迪成 RE Dealing in Securities 2017-02-17
ANP401 CHOW Chi Kai 周志楷 RE Dealing in Securities 2006-08-28 2007-06-06
ARE091 CHU Ka Man 朱嘉敏 RE Dealing in Securities 2008-07-17 2017-08-07
ASE051 CHENG Hang Lee 鄭亨利 RE Dealing in Securities 2009-12-24 2012-06-18
ATP149 TANG Wai San 鄧偉新 RE Dealing in Securities 2009-09-21

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