Hong Kong SFC licence institution ABX788, Gold Centre Investment Company 金進証券投資公司

These are the licence-holders that were found for SFC licence institution ABX788 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA636 WOO Tsan Choy, Dominic 胡贊財 RE Dealing in Securities 2003-04-01 2005-03-31
AAA636 WOO Tsan Choy, Dominic 胡贊財 RE Advising on Securities 2003-04-01 2004-04-02
AAA636 WOO Tsan Choy, Dominic 胡贊財 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AAA636 WOO Tsan Choy, Dominic 胡贊財 RE Asset Management 2003-04-01 2004-04-02
AAB046 KWOK Pui Hang 郭沛恆 RE Dealing in Securities 2003-04-01 2005-03-31
AAB046 KWOK Pui Hang 郭沛恆 RE Advising on Securities 2003-04-01 2003-09-22
AAB046 KWOK Pui Hang 郭沛恆 RE Advising on Corporate Finance 2003-04-01 2003-09-22
AAB046 KWOK Pui Hang 郭沛恆 RE Asset Management 2003-04-01 2003-09-22
AAH642 HUI Yok Wing, Stephen 許旭榮 RO Dealing in Securities 2003-04-01 2005-03-31
AAH642 HUI Yok Wing, Stephen 許旭榮 RO Advising on Securities 2003-04-01 2005-02-23
AAH642 HUI Yok Wing, Stephen 許旭榮 RO Advising on Corporate Finance 2003-04-01 2005-02-23
AAH642 HUI Yok Wing, Stephen 許旭榮 RO Asset Management 2003-04-01 2005-02-23
ACS481 CHAN Chun Fai 陳振暉 RE Dealing in Securities 2003-04-01 2005-03-31
ACS481 CHAN Chun Fai 陳振暉 RE Advising on Securities 2003-04-01 2003-10-24
ACS481 CHAN Chun Fai 陳振暉 RE Advising on Corporate Finance 2003-04-01 2003-10-24
ACS481 CHAN Chun Fai 陳振暉 RE Asset Management 2003-04-01 2003-10-24
ADQ123 HUI Ngai Hon, Edward 許巍瀚 RE Dealing in Securities 2003-04-01 2004-12-21
ADQ123 HUI Ngai Hon, Edward 許巍瀚 RO Dealing in Securities 2004-12-21 2005-03-31
ADQ123 HUI Ngai Hon, Edward 許巍瀚 RE Advising on Securities 2003-04-01 2003-11-14
ADQ123 HUI Ngai Hon, Edward 許巍瀚 RE Advising on Corporate Finance 2003-04-01 2003-11-14
ADQ123 HUI Ngai Hon, Edward 許巍瀚 RE Asset Management 2003-04-01 2003-11-14
AEF484 HUI Helen 許堃倫 RE Dealing in Securities 2003-04-01 2005-03-31
AEF484 HUI Helen 許堃倫 RE Advising on Securities 2003-04-01 2003-12-23
AEF484 HUI Helen 許堃倫 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AEF484 HUI Helen 許堃倫 RE Asset Management 2003-04-01 2003-12-23
AJG159 WONG Ying Kwai Polly 黃英群 RE Dealing in Securities 2004-01-06 2005-03-31

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