These are the licence-holders that were found for SFC licence institution ABX788 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAA636 | WOO Tsan Choy, Dominic | 胡贊財 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AAA636 | WOO Tsan Choy, Dominic | 胡贊財 | RE | Advising on Securities | 2003-04-01 | 2004-04-02 |
| AAA636 | WOO Tsan Choy, Dominic | 胡贊財 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-04-02 |
| AAA636 | WOO Tsan Choy, Dominic | 胡贊財 | RE | Asset Management | 2003-04-01 | 2004-04-02 |
| AAB046 | KWOK Pui Hang | 郭沛恆 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AAB046 | KWOK Pui Hang | 郭沛恆 | RE | Advising on Securities | 2003-04-01 | 2003-09-22 |
| AAB046 | KWOK Pui Hang | 郭沛恆 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-22 |
| AAB046 | KWOK Pui Hang | 郭沛恆 | RE | Asset Management | 2003-04-01 | 2003-09-22 |
| AAH642 | HUI Yok Wing, Stephen | 許旭榮 | RO | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AAH642 | HUI Yok Wing, Stephen | 許旭榮 | RO | Advising on Securities | 2003-04-01 | 2005-02-23 |
| AAH642 | HUI Yok Wing, Stephen | 許旭榮 | RO | Advising on Corporate Finance | 2003-04-01 | 2005-02-23 |
| AAH642 | HUI Yok Wing, Stephen | 許旭榮 | RO | Asset Management | 2003-04-01 | 2005-02-23 |
| ACS481 | CHAN Chun Fai | 陳振暉 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| ACS481 | CHAN Chun Fai | 陳振暉 | RE | Advising on Securities | 2003-04-01 | 2003-10-24 |
| ACS481 | CHAN Chun Fai | 陳振暉 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-24 |
| ACS481 | CHAN Chun Fai | 陳振暉 | RE | Asset Management | 2003-04-01 | 2003-10-24 |
| ADQ123 | HUI Ngai Hon, Edward | 許巍瀚 | RE | Dealing in Securities | 2003-04-01 | 2004-12-21 |
| ADQ123 | HUI Ngai Hon, Edward | 許巍瀚 | RO | Dealing in Securities | 2004-12-21 | 2005-03-31 |
| ADQ123 | HUI Ngai Hon, Edward | 許巍瀚 | RE | Advising on Securities | 2003-04-01 | 2003-11-14 |
| ADQ123 | HUI Ngai Hon, Edward | 許巍瀚 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-11-14 |
| ADQ123 | HUI Ngai Hon, Edward | 許巍瀚 | RE | Asset Management | 2003-04-01 | 2003-11-14 |
| AEF484 | HUI Helen | 許堃倫 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AEF484 | HUI Helen | 許堃倫 | RE | Advising on Securities | 2003-04-01 | 2003-12-23 |
| AEF484 | HUI Helen | 許堃倫 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-23 |
| AEF484 | HUI Helen | 許堃倫 | RE | Asset Management | 2003-04-01 | 2003-12-23 |
| AJG159 | WONG Ying Kwai Polly | 黃英群 | RE | Dealing in Securities | 2004-01-06 | 2005-03-31 |
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