Hong Kong SFC licence institution ABY530, Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution ABY530 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF857 WU Wai Kwok 吳惠國 RO Dealing in Securities 2003-04-01
AAF857 WU Wai Kwok 吳惠國 RO Advising on Securities 2003-04-01 2003-09-24
AAF857 WU Wai Kwok 吳惠國 RO Advising on Securities 2017-09-29
AAF857 WU Wai Kwok 吳惠國 RO Advising on Corporate Finance 2003-04-01 2003-09-24
AAF857 WU Wai Kwok 吳惠國 RO Asset Management 2003-04-01
AAF859 MOEBIUS Joseph Bernhard Mark RO Advising on Securities 2003-04-01 2003-09-16
AAF859 MOEBIUS Joseph Bernhard Mark RO Asset Management 2003-04-01 2018-01-31
AAK183 DUFFY Thomas James RO Asset Management 2005-01-20 2005-07-22
ABA764 WONG Bik Wai, Joanne 黃碧蕙 RE Advising on Securities 2003-04-01 2003-09-03
ABA764 WONG Bik Wai, Joanne 黃碧蕙 RE Asset Management 2003-04-01 2013-11-22
ABA764 WONG Bik Wai, Joanne 黃碧蕙 RO Asset Management 2013-11-22
ACA300 FUNG Gracia Yan Chi 馮恩賜 RE Dealing in Securities 2007-09-11 2016-02-04
ACA300 FUNG Gracia Yan Chi 馮恩賜 RE Asset Management 2007-08-01 2016-02-04
ACN345 HEYWOOD Vincent Graham RE Dealing in Securities 2003-04-01 2004-09-02
ACN345 HEYWOOD Vincent Graham RE Advising on Securities 2003-04-01 2003-09-03
ACN345 HEYWOOD Vincent Graham RE Advising on Corporate Finance 2003-04-01 2003-09-03
ACN345 HEYWOOD Vincent Graham RE Asset Management 2003-04-01 2003-09-03
ACS303 LAI Sin Wan, Jenny 賴倩雲 RE Dealing in Securities 2010-10-12 2012-09-28
ADC002 KONG Suk Yee 鄺淑儀 RE Dealing in Securities 2003-04-01 2004-01-27
ADC002 KONG Suk Yee 鄺淑儀 RE Advising on Securities 2003-04-01 2003-09-03
ADC002 KONG Suk Yee 鄺淑儀 RE Advising on Corporate Finance 2003-04-01 2003-09-03
ADC002 KONG Suk Yee 鄺淑儀 RE Asset Management 2003-04-01 2003-09-03
ADW996 CHOI Pik Chi 蔡碧芝 RE Dealing in Securities 2003-04-01 2007-07-09
ADW996 CHOI Pik Chi 蔡碧芝 RE Advising on Securities 2003-04-01 2003-09-22
ADW996 CHOI Pik Chi 蔡碧芝 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ADW996 CHOI Pik Chi 蔡碧芝 RE Asset Management 2003-04-01 2003-09-22
ADX558 HO Wing Kwan, Teresa 何穎君 RE Dealing in Securities 2003-04-01 2005-03-15
ADX558 HO Wing Kwan, Teresa 何穎君 RE Dealing in Securities 2005-06-01 2006-02-28
ADX558 HO Wing Kwan, Teresa 何穎君 RE Advising on Securities 2003-04-01 2003-09-03
ADX558 HO Wing Kwan, Teresa 何穎君 RE Advising on Corporate Finance 2003-04-01 2003-09-03
ADX558 HO Wing Kwan, Teresa 何穎君 RE Asset Management 2003-04-01 2003-09-03
ADY167 LEUNG Pang 梁彬 RE Dealing in Securities 2010-08-26
ADY167 LEUNG Pang 梁彬 RE Asset Management 2005-12-29
AEC769 LEUNG Wai To 梁慧途 RE Dealing in Securities 2003-04-01
AEC769 LEUNG Wai To 梁慧途 RE Advising on Securities 2003-04-01 2003-09-03
AEC769 LEUNG Wai To 梁慧途 RE Advising on Corporate Finance 2003-04-01 2003-09-03
AEC769 LEUNG Wai To 梁慧途 RE Asset Management 2003-04-01 2003-09-03
AEF855 LEE Henry Him Wai 李謙偉 RE Dealing in Securities 2003-04-01 2004-05-03
AEF855 LEE Henry Him Wai 李謙偉 RE Advising on Securities 2003-04-01 2003-09-03
AEF855 LEE Henry Him Wai 李謙偉 RE Advising on Corporate Finance 2003-04-01 2003-09-03
AEF855 LEE Henry Him Wai 李謙偉 RE Asset Management 2003-04-01 2003-09-03
AEY251 LEUNG Po Chun 梁寶珍 RE Advising on Securities 2018-11-07
AEY251 LEUNG Po Chun 梁寶珍 RE Asset Management 2018-11-07
AFD546 LEE Kam Wing, Victor 李錦榮 RE Advising on Securities 2018-06-22
AFD546 LEE Kam Wing, Victor 李錦榮 RE Asset Management 2016-10-06
AFF231 TSE Pui Kwan 謝佩坤 RE Dealing in Securities 2006-01-27 2007-06-18
AFF231 TSE Pui Kwan 謝佩坤 RE Asset Management 2005-06-24 2007-06-18
AFF236 TSE Kit Ting, Monique 謝潔婷 RE Dealing in Securities 2004-08-16 2006-09-22
AFH079 ZHANG Xiaodong 張晓東 RE Asset Management 2007-11-22 2010-05-06
AFH129 CHANG Wan, David 張偉 RE Dealing in Securities 2003-04-01 2003-11-26
AFH129 CHANG Wan, David 張偉 RO Dealing in Securities 2003-11-26
AFH129 CHANG Wan, David 張偉 RE Advising on Securities 2003-04-01 2003-09-05
AFH129 CHANG Wan, David 張偉 RO Advising on Securities 2018-08-15
AFH129 CHANG Wan, David 張偉 RE Advising on Corporate Finance 2003-04-01 2003-09-05
AFH129 CHANG Wan, David 張偉 RE Asset Management 2003-04-01 2003-09-05
AFN936 LAU Pui Yee, Angela 劉沛怡 RE Dealing in Securities 2006-09-05
AFO678 POON Lok Ming, Louis 潘樂鳴 RE Dealing in Securities 2003-04-01 2004-03-24
AFO678 POON Lok Ming, Louis 潘樂鳴 RE Advising on Securities 2003-04-01 2003-09-03
AFO678 POON Lok Ming, Louis 潘樂鳴 RE Advising on Corporate Finance 2003-04-01 2003-09-03
AFO678 POON Lok Ming, Louis 潘樂鳴 RE Asset Management 2003-04-01 2003-09-03
AFO916 LAU Fung Sin, Tracy 劉鳳仙 RE Dealing in Securities 2005-06-24 2014-02-08
AFO916 LAU Fung Sin, Tracy 劉鳳仙 RE Asset Management 2005-06-24 2014-02-08
AFV374 MAK Kuen Kuen 麥涓涓 RE Dealing in Securities 2018-07-30
AFV374 MAK Kuen Kuen 麥涓涓 RE Advising on Securities 2018-07-30
AFY007 HUI Pui Yu 許佩如 RE Asset Management 2005-01-12 2005-03-15
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Dealing in Securities 2003-04-01 2004-11-12
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Advising on Securities 2003-04-01 2003-09-03
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Advising on Corporate Finance 2003-04-01 2003-09-03
AFY849 CHONG Yuk Hung, Edmund 莊鈺洪 RE Asset Management 2003-04-01 2003-09-03
AGE251 MAN Janet Suet Ying 萬雪瑩 RE Dealing in Securities 2007-10-24 2009-01-15
AGH565 LOU Choi Chi, Nathalie 劉賽枝 RE Dealing in Securities 2003-04-01 2007-01-18
AGH565 LOU Choi Chi, Nathalie 劉賽枝 RE Advising on Securities 2003-04-01 2003-09-03
AGH565 LOU Choi Chi, Nathalie 劉賽枝 RE Advising on Corporate Finance 2003-04-01 2003-09-03
AGH565 LOU Choi Chi, Nathalie 劉賽枝 RE Asset Management 2003-04-01 2003-09-03
AGH840 LEE Yuen Ling 李婉玲 RE Dealing in Securities 2003-04-01 2005-08-22
AGH840 LEE Yuen Ling 李婉玲 RE Dealing in Securities 2007-03-23 2007-06-20
AGH840 LEE Yuen Ling 李婉玲 RE Advising on Securities 2003-04-01 2003-09-03
AGH840 LEE Yuen Ling 李婉玲 RE Advising on Corporate Finance 2003-04-01 2003-09-03
AGH840 LEE Yuen Ling 李婉玲 RE Asset Management 2003-04-01 2003-09-03
AGJ553 LIN Jack 林偉傑 RE Dealing in Securities 2007-04-20 2008-05-31
AGJ553 LIN Jack 林偉傑 RE Asset Management 2007-04-20 2008-05-31
AGL439 RUDOLPH Simon Devilliers RE Advising on Securities 2003-04-01 2003-09-03
AGL439 RUDOLPH Simon Devilliers RE Asset Management 2003-04-01 2007-11-15
AGL439 RUDOLPH Simon Devilliers RE Asset Management 2014-01-03 2014-12-31
AGL439 RUDOLPH Simon Devilliers RO Asset Management 2007-11-15 2014-01-03
AGL485 KWOK Chor Man 郭楚雯 RE Asset Management 2004-07-28 2006-04-01
AGN028 YOUNG Ho Yip Alan 楊豪業 RE Dealing in Securities 2014-12-01 2017-10-16
AGN028 YOUNG Ho Yip Alan 楊豪業 RO Dealing in Securities 2017-10-16
AGN028 YOUNG Ho Yip Alan 楊豪業 RO Advising on Securities 2018-08-15
AGN028 YOUNG Ho Yip Alan 楊豪業 RE Asset Management 2014-12-01
AGN445 HO Chan Hong 何贊康 RE Asset Management 2005-12-29 2006-11-22
AGN446 CHUI Wai Hang 徐偉恆 RE Dealing in Securities 2010-08-26
AGN446 CHUI Wai Hang 徐偉恆 RE Asset Management 2005-12-29
AGN457 WONG Po Hoi, Raymond 王報凱 RE Asset Management 2005-12-29 2006-11-19
AGP520 PLAFKER Jed Andrew RO Dealing in Securities 2003-04-01 2004-06-26
AGP520 PLAFKER Jed Andrew RO Advising on Securities 2003-04-01 2003-09-16
AGP520 PLAFKER Jed Andrew RO Advising on Corporate Finance 2003-04-01 2003-09-16
AGP520 PLAFKER Jed Andrew RO Asset Management 2003-04-01 2003-09-16
AGT968 LAM Chung Han, Terence 林忠漢 RE Dealing in Securities 2006-03-17 2008-03-12
AGT968 LAM Chung Han, Terence 林忠漢 RE Asset Management 2005-07-05 2008-03-12
AGW116 MAN Tak Yeung 文德揚 RE Dealing in Securities 2006-12-11
AHA569 CHUA Boon Yong, Alan 蔡文勇 RE Advising on Securities 2003-04-01 2003-09-03
AHA569 CHUA Boon Yong, Alan 蔡文勇 RE Asset Management 2003-04-01 2004-01-07
AHA958 YU Hok Man 余學文 RE Dealing in Securities 2006-07-27 2013-01-03
AHD806 BROWNING Mark Banks RO Dealing in Securities 2004-10-14 2005-04-27
AHD806 BROWNING Mark Banks RO Dealing in Securities 2007-01-05
AHJ589 SHUM Wai Chun 沈偉俊 RE Dealing in Securities 2006-02-02 2007-07-04
AHJ589 SHUM Wai Chun 沈偉俊 RE Asset Management 2005-01-11 2005-10-29
AHJ589 SHUM Wai Chun 沈偉俊 RO Asset Management 2005-10-29 2007-07-04
AHO444 MOLINA George H RO Dealing in Securities 2010-08-26
AHO444 MOLINA George H RE Asset Management 2005-12-29
AHX334 CHAN Ka Yun, Jenny 陳嘉茵 RE Dealing in Securities 2006-06-01 2008-03-14
AHX334 CHAN Ka Yun, Jenny 陳嘉茵 RE Asset Management 2006-07-27 2008-03-14
AJE683 CHEUNG Kam Hung 張感鴻 RE Dealing in Securities 2007-07-18 2015-10-12
AJH490 CHOI Yuk Lan 蔡育蘭 RE Dealing in Securities 2004-01-09
AJK963 KUO Yen-ling 郭妍伶 RE Dealing in Securities 2005-09-13
AKV151 WONG Tak Tai 黃德泰 RE Dealing in Securities 2004-07-06
ALA706 LAW Wai Sze 羅慧詩 RE Dealing in Securities 2004-08-19
ALN042 LI Zheng 李崢 RE Dealing in Securities 2007-11-01 2008-10-01
ALP704 SUEN Yee Bun, Herbert 孫裕斌 RE Dealing in Securities 2005-01-03 2007-05-17
ALS764 LAM Sze Chung, David 林思聰 RE Dealing in Securities 2005-04-07 2006-05-26
AMB339 WONG Yau Nang 王祐能 RE Dealing in Securities 2009-02-06 2014-06-07
AMF558 CHEUNG Yuen Ting Evelyn 張婉婷 RE Dealing in Securities 2015-01-12
AML479 TSANG Sze Wai, Claudius 曾思維 RE Asset Management 2016-10-31
AMR860 CHAN Wing Kay, Vivian 陳穎琪 RE Dealing in Securities 2006-01-09
AMU671 CHAN Shuet Sum, Isabella 陳雪心 RE Dealing in Securities 2005-12-13 2017-10-17
AMU671 CHAN Shuet Sum, Isabella 陳雪心 RO Dealing in Securities 2017-10-17
ANE767 PANG Matthew Man Yat 彭文逸 RE Dealing in Securities 2013-03-12 2015-02-27
ANQ294 TSE Yue Hong 謝汝康 RE Dealing in Securities 2006-08-31 2008-05-30
ANT280 CHEUK Siu Yuen, Ferdinand 卓兆源 RE Asset Management 2016-10-13
AOA297 LEUNG Yan Ting 梁欣婷 RE Dealing in Securities 2006-11-17 2008-08-23
AOA297 LEUNG Yan Ting 梁欣婷 RE Asset Management 2006-11-17 2008-08-23
AOJ350 NOTO Anthony Alexander RE Asset Management 2007-01-08 2007-04-13
AOK932 YING Dan Yung 應丹蓉 RE Dealing in Securities 2015-05-27
AOK932 YING Dan Yung 應丹蓉 RE Asset Management 2015-05-27
AOU493 LUN Wai Ho, Joseph 倫偉豪 RE Dealing in Securities 2007-04-13 2007-04-25
AOU775 CHAN Fung Ping 陳鳳萍 RE Dealing in Securities 2008-10-16 2009-03-29
AOY833 HA Sae Young RE Dealing in Securities 2013-11-18 2013-11-22
AOY833 HA Sae Young RE Dealing in Securities 2016-04-25 2018-08-01
AOY833 HA Sae Young RE Asset Management 2016-04-25 2018-08-01
AOZ128 YANG Guang RE Asset Management 2007-05-29 2010-09-01
APC907 LO Wing Yee, Winnie 盧穎兒 RE Dealing in Securities 2007-06-21 2012-01-04
APD349 QIU Tian RE Asset Management 2007-06-29
APJ883 KUBINEC Michael Kenneth RE Asset Management 2007-08-14 2008-12-09
APQ837 FONG Ivan James 方宏毅 RE Dealing in Securities 2016-09-19
APR851 LO Wing 盧永 RE Dealing in Securities 2007-10-03 2008-07-01
APU513 PANG Yan Ni 彭欣妮 RE Dealing in Securities 2013-10-09
APU861 LI Yan 李岩 RE Asset Management 2011-03-28 2016-01-04
APW342 WONG Tsun Yin 王俊彥 RE Dealing in Securities 2010-07-29
APY599 YEUNG Shiu Bong, Jazz 楊兆邦 RE Dealing in Securities 2010-08-26 2013-08-19
APY599 YEUNG Shiu Bong, Jazz 楊兆邦 RE Asset Management 2007-11-02 2013-08-19
AQA731 QUEK Kiah Ling 郭家琳 RE Dealing in Securities 2007-11-27
AQS435 WONG Hoi Ching 王海澄 RE Dealing in Securities 2009-07-20 2014-08-24
ARE348 CHAN Wai Yee, Carrie 陳慧儀 RE Dealing in Securities 2008-06-06 2009-05-23
ARE533 MAKKAWI Ziad Khalil RE Dealing in Securities 2008-06-12 2008-07-12
ARH361 LAM Ka Chun 林嘉俊 RE Dealing in Securities 2008-09-02 2010-06-01
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2008-07-17 2008-08-17
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2010-11-22 2010-12-22
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2011-01-13 2011-01-14
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2011-10-24 2011-10-25
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2012-04-10 2012-04-11
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2012-05-07 2012-05-08
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2012-06-26 2012-06-27
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2013-01-15 2013-01-16
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2013-02-25 2013-02-26
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2013-05-08 2013-05-09
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2014-01-15 2014-01-15
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2014-10-22 2014-10-23
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2015-01-06 2015-01-09
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2015-05-18 2015-05-20
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2015-06-05 2015-06-10
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2016-02-29 2016-03-04
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2016-06-21 2016-06-24
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2017-04-13 2017-04-21
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2018-01-11 2018-01-17
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2018-03-05 2018-03-09
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2018-05-14 2018-05-18
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2018-08-21 2018-08-24
ARI512 AHUJA Vivek Manohar RE Dealing in Securities 2018-09-11 2018-09-14
ARI514 CHAN Canyon Alan RE Dealing in Securities 2008-07-17 2008-08-17
ARI514 CHAN Canyon Alan RE Dealing in Securities 2009-05-04 2009-06-04
ARI514 CHAN Canyon Alan RE Dealing in Securities 2011-05-09 2011-06-09
ARP018 BOWERS Grant Blair RE Dealing in Securities 2008-09-22 2008-10-22
ARP018 BOWERS Grant Blair RE Dealing in Securities 2010-08-20 2010-09-20
ARP018 BOWERS Grant Blair RE Dealing in Securities 2012-04-19 2012-04-20
ARP018 BOWERS Grant Blair RE Dealing in Securities 2013-10-25 2013-10-25
ARP018 BOWERS Grant Blair RE Dealing in Securities 2014-11-14 2014-11-14
ARW277 EMBLER Michael James RE Dealing in Securities 2008-11-17 2008-12-17
ASD350 YANG Jui-Ping 楊瑞蘋 RE Dealing in Securities 2008-12-24
ASE032 LUI Kwok Wing 呂國榮 RE Dealing in Securities 2009-01-06 2009-12-01
ASH460 WONG Sze Ngai 黃詩藝 RE Asset Management 2009-02-13
ASH464 LAW Kit Ching 羅潔貞 RE Dealing in Securities 2009-02-12 2011-03-02
ASL607 HASENSTAB Michael James RE Dealing in Securities 2009-02-20 2009-03-20
ASL607 HASENSTAB Michael James RE Dealing in Securities 2010-08-30 2010-09-30
ASL607 HASENSTAB Michael James RE Dealing in Securities 2011-03-30 2011-04-30
ASL607 HASENSTAB Michael James RE Dealing in Securities 2014-01-06 2014-01-17
ASL607 HASENSTAB Michael James RE Dealing in Securities 2015-04-21 2015-04-24
ASL607 HASENSTAB Michael James RE Dealing in Securities 2016-01-14 2016-01-19
ASZ387 WONG Wai Kin, Ricky 王偉鍵 RE Dealing in Securities 2012-02-13
AUB312 HENRY Brian Andrew RE Dealing in Securities 2009-11-06 2009-12-06
AUM482 BECK John William RE Dealing in Securities 2010-01-12 2010-02-12
AUM482 BECK John William RE Dealing in Securities 2010-03-17 2010-04-17
AUM482 BECK John William RE Dealing in Securities 2011-02-07 2011-03-07
AUM482 BECK John William RE Dealing in Securities 2012-01-30 2012-02-03
AUM482 BECK John William RE Dealing in Securities 2012-12-07 2012-12-07
AUM482 BECK John William RE Dealing in Securities 2014-09-24 2014-09-24
AUM482 BECK John William RE Dealing in Securities 2015-01-28 2015-01-28
AUT632 YUEN David Tak-Sing RE Dealing in Securities 2010-03-01 2010-04-01
AUT632 YUEN David Tak-Sing RE Dealing in Securities 2011-11-14 2011-11-18
AUT632 YUEN David Tak-Sing RE Dealing in Securities 2013-11-13 2013-11-15
AUT632 YUEN David Tak-Sing RE Dealing in Securities 2015-04-21 2015-04-22
AUT632 YUEN David Tak-Sing RE Dealing in Securities 2016-01-22 2016-01-29
AUU991 HERRMANN Conrad Beadle RE Dealing in Securities 2010-03-03 2010-04-03
AUU997 HUBER Donald Graham RE Dealing in Securities 2010-03-01 2010-04-01
AUU997 HUBER Donald Graham RE Dealing in Securities 2011-08-22 2011-08-26
AUV421 WIRZ Pascal Francois Marie RE Dealing in Securities 2010-03-01 2010-04-01
AUV421 WIRZ Pascal Francois Marie RE Dealing in Securities 2010-11-15 2010-12-15
AUV421 WIRZ Pascal Francois Marie RE Dealing in Securities 2012-04-24 2012-04-25
AUV421 WIRZ Pascal Francois Marie RE Dealing in Securities 2013-03-05 2013-03-07
AVC243 TAO Kar Yee Queenie 杜嘉儀 RE Dealing in Securities 2011-03-14 2011-07-20
AVE603 WONG Wing Sum 黃頴琛 RE Dealing in Securities 2013-03-28
AVI257 GROTZINGER Adam W RE Dealing in Securities 2010-06-10 2010-12-23
AVI257 GROTZINGER Adam W RE Dealing in Securities 2011-02-21 2011-02-25
AVI257 GROTZINGER Adam W RE Dealing in Securities 2011-05-23 2011-05-27
AVI257 GROTZINGER Adam W RE Dealing in Securities 2011-09-06 2011-09-09
AVI257 GROTZINGER Adam W RE Dealing in Securities 2011-11-14 2011-11-18
AVI257 GROTZINGER Adam W RE Dealing in Securities 2012-02-06 2012-02-10
AVI257 GROTZINGER Adam W RE Dealing in Securities 2012-03-28 2012-03-31
AVI257 GROTZINGER Adam W RE Dealing in Securities 2012-06-21 2012-06-22
AVI257 GROTZINGER Adam W RE Dealing in Securities 2013-04-22 2013-04-23
AVI257 GROTZINGER Adam W RE Dealing in Securities 2013-08-05 2013-08-06
AVI257 GROTZINGER Adam W RE Dealing in Securities 2013-11-18 2013-11-19
AVI257 GROTZINGER Adam W RE Dealing in Securities 2014-02-12 2014-02-14
AVI257 GROTZINGER Adam W RE Dealing in Securities 2014-05-08 2014-05-09
AVI257 GROTZINGER Adam W RE Dealing in Securities 2014-10-29 2014-10-31
AVM774 CHAU Man Fai, Ricky 周文輝 RO Advising on Securities 2017-09-29
AVM774 CHAU Man Fai, Ricky 周文輝 RE Asset Management 2016-04-08 2016-11-17
AVM774 CHAU Man Fai, Ricky 周文輝 RO Asset Management 2016-11-17
AVR015 MOELLER Steven Edward RE Dealing in Securities 2010-08-10 2010-09-10
AVR015 MOELLER Steven Edward RE Dealing in Securities 2011-04-11 2011-04-15
AVR015 MOELLER Steven Edward RE Asset Management 2014-06-25 2015-09-04
AVW485 MACDONALD Alistair John RE Dealing in Securities 2013-08-30 2013-09-03
AVW485 MACDONALD Alistair John RE Dealing in Securities 2014-08-18 2014-08-19
AVW485 MACDONALD Alistair John RE Dealing in Securities 2015-02-09 2015-02-10
AVW485 MACDONALD Alistair John RE Dealing in Securities 2015-08-18 2015-08-21
AVW485 MACDONALD Alistair John RE Dealing in Securities 2016-06-03 2016-06-07
AVW485 MACDONALD Alistair John RE Dealing in Securities 2017-04-26 2017-04-28
AVW485 MACDONALD Alistair John RE Dealing in Securities 2018-01-11 2018-01-17
AWL065 ZAHN David Martin RE Dealing in Securities 2010-12-09 2011-01-08
AWU002 CHAN Wai Cheung 陳韋璋 RE Dealing in Securities 2011-02-11 2011-12-31
AWU399 FUNG Yuen Tsun 馮苑蓁 RE Dealing in Securities 2016-06-13
AWU399 FUNG Yuen Tsun 馮苑蓁 RE Asset Management 2016-06-13
AXD719 BRIMBERRY Kurt Armstrong RE Dealing in Securities 2011-04-13 2011-05-13
AXD719 BRIMBERRY Kurt Armstrong RE Dealing in Securities 2012-02-06 2012-02-12
AXD719 BRIMBERRY Kurt Armstrong RE Dealing in Securities 2012-04-24 2012-04-26
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2011-04-13 2011-05-13
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2011-09-22 2011-09-24
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2011-11-07 2011-11-08
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2012-04-24 2012-04-25
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2012-09-11 2012-09-12
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2013-03-04 2013-03-07
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2013-10-28 2013-11-02
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2014-05-19 2014-05-22
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2016-09-15 2016-09-22
AXD722 PORTILLO Joseph Charles RE Dealing in Securities 2018-09-14 2018-09-18
AXF089 LIN Huishan 林慧珊 RE Dealing in Securities 2016-03-09
AXH326 CHAN Tsz Yin 陳芷嫣 RE Dealing in Securities 2011-06-16 2015-01-30
AXN119 CHEUNG Chor Ching, Angie 張礎靜 RE Dealing in Securities 2011-07-22 2016-04-01
AXP201 CHAN Kam Tsuen 陳錦泉 RE Dealing in Securities 2011-07-06 2017-11-28
AXP593 LAND Stephen Matthew RE Dealing in Securities 2011-07-13 2011-08-13
AXP594 PERKS Edward Douglas RE Dealing in Securities 2011-07-18 2011-08-18
AXQ842 TSANG Fu Hang 曾賦衡 RE Dealing in Securities 2012-03-26 2013-01-01
AXQ842 TSANG Fu Hang 曾賦衡 RE Dealing in Securities 2013-02-08 2013-05-02
AYT809 LEE Tsz Wai 李芷慧 RE Dealing in Securities 2012-01-26 2013-01-01
AZB958 SAT Ka Chun 薩嘉俊 RE Dealing in Securities 2012-03-15 2012-04-20
AZE651 LEDWARD William Patrick RE Dealing in Securities 2012-03-22 2012-03-23
AZE651 LEDWARD William Patrick RE Dealing in Securities 2012-05-23 2012-05-25
AZE651 LEDWARD William Patrick RE Dealing in Securities 2014-12-10 2014-12-11
AZH060 HATCH Jonathan George RE Dealing in Securities 2012-04-24 2012-04-25
AZH060 HATCH Jonathan George RE Dealing in Securities 2014-10-08 2014-10-09
AZH060 HATCH Jonathan George RE Dealing in Securities 2015-11-06 2015-11-10
AZH060 HATCH Jonathan George RE Dealing in Securities 2016-10-27 2016-11-04
AZH060 HATCH Jonathan George RE Dealing in Securities 2017-10-10 2017-10-16
AZH060 HATCH Jonathan George RE Advising on Securities 2018-11-15 2018-11-21
AZH061 FROMM Frederick Gregory RE Dealing in Securities 2012-04-19 2012-04-20
AZH436 DESAI Sonal RE Dealing in Securities 2012-04-18 2012-04-19
AZI932 SHEPHERD Kent Paul RE Dealing in Securities 2012-04-24 2012-04-25
AZI932 SHEPHERD Kent Paul RE Dealing in Securities 2015-11-13 2015-11-18
AZQ509 TRAN Vi-Minh RE Dealing in Securities 2012-07-04 2012-08-25
AZQ509 TRAN Vi-Minh RE Dealing in Securities 2014-03-05 2014-03-06
AZQ509 TRAN Vi-Minh RE Dealing in Securities 2014-05-14 2014-05-14
AZQ509 TRAN Vi-Minh RE Dealing in Securities 2014-09-24 2014-09-24
AZQ509 TRAN Vi-Minh RE Dealing in Securities 2015-05-21 2015-05-29
AZQ509 TRAN Vi-Minh RE Dealing in Securities 2016-01-19 2016-01-26
AZT709 CHAU Hon Ming Stanley 周漢銘 RE Dealing in Securities 2012-06-29 2012-09-26
AZZ291 CHAN Ka Ling 陳嘉玲 RE Dealing in Securities 2013-12-19 2015-10-02
BAC046 MA Ka Man 馬嘉汶 RE Dealing in Securities 2012-09-25 2015-06-22
BAN091 SATWALEKAR Avinash Deepak RE Dealing in Securities 2012-11-27 2012-11-28
BAN130 DUONG Kim Anh RE Dealing in Securities 2012-11-27 2012-11-28
BAR578 TONG Tsang Fai 唐崢輝 RE Dealing in Securities 2018-03-15
BAR578 TONG Tsang Fai 唐崢輝 RE Advising on Securities 2018-03-15
BAS862 RUSSELL George Andrew RE Dealing in Securities 2013-01-16 2013-01-17
BAS862 RUSSELL George Andrew RE Dealing in Securities 2015-07-28 2015-07-30
BAT990 CASEY Christopher Doss RE Dealing in Securities 2013-01-22 2013-03-22
BAZ248 ZHU Guoqing 朱國慶 RE Dealing in Securities 2013-03-06 2013-03-06
BAZ249 WEN Feng 文鋒 RE Dealing in Securities 2013-03-06 2013-03-06
BAZ249 WEN Feng 文鋒 RE Dealing in Securities 2015-01-19 2015-01-20
BAZ251 XU Lirong 徐荔容 RE Dealing in Securities 2013-03-06 2013-03-06
BAZ251 XU Lirong 徐荔容 RE Dealing in Securities 2015-01-19 2015-01-20
BAZ251 XU Lirong 徐荔容 RE Dealing in Securities 2015-12-10 2015-12-17
BAZ251 XU Lirong 徐荔容 RE Dealing in Securities 2016-02-24 2016-03-03
BBF536 TAN Kang Yong RE Dealing in Securities 2013-05-08 2013-05-09
BBN878 LEE Ming Yuan 李名媛 RE Dealing in Securities 2013-07-15
BBQ058 GORLYN Adam Bruce RE Dealing in Securities 2013-07-29 2013-07-29
BBS456 SAUNDERS David Charles RE Dealing in Securities 2013-08-12 2013-08-13
BBS456 SAUNDERS David Charles RE Dealing in Securities 2014-10-27 2014-10-28
BBS456 SAUNDERS David Charles RE Dealing in Securities 2015-01-29 2015-01-30
BBS456 SAUNDERS David Charles RE Dealing in Securities 2015-04-21 2015-04-22
BBS456 SAUNDERS David Charles RE Dealing in Securities 2015-11-04 2015-11-06
BBS494 TSANG Tsz Shan 曾子山 RE Dealing in Securities 2013-08-09
BCE784 BRUNTON Jamie Robert RE Dealing in Securities 2013-11-11 2013-11-15
BCE784 BRUNTON Jamie Robert RE Dealing in Securities 2015-04-20 2015-04-24
BCE784 BRUNTON Jamie Robert RE Dealing in Securities 2016-10-13 2016-10-21
BCE784 BRUNTON Jamie Robert RE Dealing in Securities 2017-01-06 2017-01-13
BCE786 LOVE Tyler Charles RE Dealing in Securities 2013-11-14 2013-12-02
BCE786 LOVE Tyler Charles RE Dealing in Securities 2014-01-15
BCE786 LOVE Tyler Charles RE Asset Management 2014-01-15
BCF473 WILMSHURST Peter Michael RE Dealing in Securities 2013-11-18 2013-11-22
BCF473 WILMSHURST Peter Michael RE Dealing in Securities 2014-05-13 2014-05-15
BCF473 WILMSHURST Peter Michael RE Dealing in Securities 2015-08-28 2015-09-02
BCH625 BOYADJIAN Mark Sarkis RE Dealing in Securities 2013-11-13 2013-11-15
BCH627 SUBRAMANI Deepak RE Dealing in Securities 2013-11-14 2013-11-21
BCK315 MCCULLOCH Evan Scott RE Dealing in Securities 2013-12-09 2013-12-09
BCN236 CHAN Wing Ki, Nicole 陳穎琪 RE Dealing in Securities 2014-05-05 2016-10-03
BCO990 BRUGERE-TRELAT Philippe Jean Michel RE Dealing in Securities 2014-01-15 2014-01-15
BCQ488 ZOLLNER Uwe RE Dealing in Securities 2014-01-10 2014-01-15
BCQ488 ZOLLNER Uwe RE Dealing in Securities 2014-04-11 2014-04-11
BCU981 COLLISON Scott Seton RE Dealing in Securities 2014-02-24 2014-02-28
BCU981 COLLISON Scott Seton RE Dealing in Securities 2014-08-28 2014-08-28
BCU981 COLLISON Scott Seton RE Dealing in Securities 2014-10-14 2014-10-28
BCU981 COLLISON Scott Seton RE Dealing in Securities 2015-03-24 2015-03-25
BCU981 COLLISON Scott Seton RE Dealing in Securities 2015-04-15 2015-04-22
BCU981 COLLISON Scott Seton RE Dealing in Securities 2015-11-04 2015-11-13
BDA195 KEYSER III Arthur Warren RE Dealing in Securities 2014-03-05 2014-03-05
BDC816 LEWIS JR Kenneth Allan RE Dealing in Securities 2014-04-01 2014-10-20
BDC816 LEWIS JR Kenneth Allan RE Asset Management 2014-04-01 2014-10-20
BDE590 MAGEE JR Wilson Kuron RE Dealing in Securities 2014-04-09 2014-04-11
BDJ574 BOERSMA Norman John RE Dealing in Securities 2014-05-08 2014-05-08
BDJ574 BOERSMA Norman John RE Dealing in Securities 2016-08-26 2016-09-02
BDJ574 BOERSMA Norman John RE Dealing in Securities 2018-04-16 2018-04-20
BDJ581 HARDINGHAM Nicholas Giles RE Dealing in Securities 2014-05-09 2014-05-09
BEB078 JUNG Wenning T RE Dealing in Securities 2014-08-28 2014-08-28
BEB078 JUNG Wenning T RE Dealing in Securities 2015-04-21 2015-04-22
BEB079 WEIDNER Marc RE Dealing in Securities 2014-08-28 2014-08-28
BED799 PAI Anne Carin Leong RE Dealing in Securities 2014-10-03 2014-10-17
BEM174 SCHMIDT Jeffrey Dean RE Dealing in Securities 2014-11-13 2014-11-15
BFE230 CRAWLEY Trent James RE Dealing in Securities 2015-04-13 2015-04-17
BFE591 FRANTA Christopher Steven RE Dealing in Securities 2015-04-21 2015-04-22
BFE591 FRANTA Christopher Steven RE Dealing in Securities 2017-01-13 2017-01-16
BFE636 JACOBS Raymond Jean Hubert RE Dealing in Securities 2015-04-21 2015-04-22
BFE805 MALAWER Jonathan Seth RE Dealing in Securities 2015-04-21 2015-04-22
BFP892 SIU Wing Sze 蕭泳詩 RE Dealing in Securities 2015-06-15 2017-06-09
BFZ524 YU Guang 余光 RE Dealing in Securities 2015-08-25 2015-08-28
BFZ524 YU Guang 余光 RE Dealing in Securities 2016-11-24 2016-11-29
BGG155 MANN Samuel Thomas RE Dealing in Securities 2015-09-21 2015-09-22
BGG155 MANN Samuel Thomas RE Dealing in Securities 2015-11-09 2015-11-13
BGG155 MANN Samuel Thomas RE Dealing in Securities 2016-04-14 2016-04-19
BGI317 BURKE Edward Scully RE Dealing in Securities 2015-10-08 2015-10-12
BGL636 RITCHEY JR John Brooks RE Dealing in Securities 2015-11-06 2015-11-13
BGL636 RITCHEY JR John Brooks RE Dealing in Securities 2017-05-08 2017-05-11
BGL723 CHRISTIAN JR Robert George RE Dealing in Securities 2015-11-06 2015-11-13
BGP565 WONG Ho Ying 黃可盈 RE Dealing in Securities 2015-12-21 2018-02-14
BGT886 ARNOLD Heather Elizabeth RE Dealing in Securities 2016-01-12 2016-01-18
BGV415 NGAN Ting Hin, Kevin 顏霆軒 RE Dealing in Securities 2018-08-23
BGV415 NGAN Ting Hin, Kevin 顏霆軒 RE Asset Management 2018-09-26
BHD769 KRONFOL Mohieddine Nabil RE Dealing in Securities 2016-03-17 2016-03-31
BHD773 KHATOUN Bassel RE Dealing in Securities 2016-03-17 2016-03-31
BHG129 CHEUNG Jonathan Che Wing 張智榮 RE Dealing in Securities 2016-03-30 2017-07-03
BHG129 CHEUNG Jonathan Che Wing 張智榮 RE Advising on Securities 2017-10-04 2018-06-14
BHG129 CHEUNG Jonathan Che Wing 張智榮 RE Asset Management 2017-10-04 2018-06-14
BHI030 NELSON JR Thomas Alfred RE Dealing in Securities 2016-04-18 2016-04-22
BHP706 CURTIS Jonathan Tourtellotte RE Dealing in Securities 2016-06-23 2016-06-27
BHP706 CURTIS Jonathan Tourtellotte RE Dealing in Securities 2017-04-03 2017-04-07
BHP706 CURTIS Jonathan Tourtellotte RE Dealing in Securities 2018-03-05 2018-03-09
BHQ067 LINGARD Stephen Russel RE Dealing in Securities 2016-06-20 2016-06-22
BHQ067 LINGARD Stephen Russel RO Asset Management 2016-12-05
BHS224 MORRIS Peter Vandermark 莫平 RE Asset Management 2016-07-04 2018-10-03
BIQ025 NOLLE JR Paul Adams RE Dealing in Securities 2016-11-24 2016-12-01
BIY425 TJON Hui Ya Janice 張慧雅 RE Dealing in Securities 2017-01-23 2018-11-07
BIY425 TJON Hui Ya Janice 張慧雅 RE Advising on Securities 2018-11-07
BIY425 TJON Hui Ya Janice 張慧雅 RE Asset Management 2018-11-07
BJG746 QUINLAN Matthew Dyson RE Dealing in Securities 2017-03-20 2017-03-24
BMQ375 KO Bo Ting 高寶婷 RE Dealing in Securities 2018-04-03
BMT592 ZANOLLA Anthony Mario RE Dealing in Securities 2018-04-23 2018-04-27
BMT593 DOUGLAS James Andrew Maurice RE Dealing in Securities 2018-04-30 2018-05-04
BNP332 BRIGHTON Todd Matthew RE Advising on Securities 2018-10-19 2018-10-26
BNS089 LEUNG Pui Wah 梁佩華 RE Dealing in Securities 2018-11-26
BNS103 TSAI Yu-ting 蔡毓婷 RE Dealing in Securities 2018-11-30

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