Hong Kong SFC licence institution ABY539, ASG Brokerage Limited 亞洲環球證券經紀有限公司

These are the licence-holders that were found for SFC licence institution ABY539 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD541 LAM Kar Leung 林家良 RO Dealing in Securities 2003-04-01 2004-06-30
AAD541 LAM Kar Leung 林家良 RO Advising on Securities 2003-04-01 2003-09-04
AAD541 LAM Kar Leung 林家良 RO Advising on Corporate Finance 2003-04-01 2003-09-04
AAD541 LAM Kar Leung 林家良 RO Asset Management 2003-04-01 2003-09-04
AAE398 CHAN Chi Wai 陳志偉 RO Dealing in Securities 2003-04-01 2004-01-20
AAE398 CHAN Chi Wai 陳志偉 RO Advising on Securities 2003-04-01 2003-09-04
AAE398 CHAN Chi Wai 陳志偉 RO Advising on Corporate Finance 2003-04-01 2003-09-04
AAE398 CHAN Chi Wai 陳志偉 RO Asset Management 2003-04-01 2003-09-04
AAY645 LIN Shuk Kwan, Cindy 練淑群 RE Dealing in Securities 2003-04-01 2003-12-18
AAY645 LIN Shuk Kwan, Cindy 練淑群 RE Advising on Securities 2003-04-01 2003-09-08
AAY645 LIN Shuk Kwan, Cindy 練淑群 RE Advising on Corporate Finance 2003-04-01 2003-09-08
AAY645 LIN Shuk Kwan, Cindy 練淑群 RE Asset Management 2003-04-01 2003-09-08
ABG384 LAM Hiu Ha, Kate 林曉霞 RE Dealing in Securities 2003-04-01 2003-10-22
ABG384 LAM Hiu Ha, Kate 林曉霞 RE Advising on Securities 2003-04-01 2003-09-04
ABG384 LAM Hiu Ha, Kate 林曉霞 RE Advising on Corporate Finance 2003-04-01 2003-09-04
ABG384 LAM Hiu Ha, Kate 林曉霞 RE Asset Management 2003-04-01 2003-09-04
ABT457 LEE Siu Hung 李小紅 RE Dealing in Securities 2003-04-01 2004-06-30
ABT457 LEE Siu Hung 李小紅 RE Advising on Securities 2003-04-01 2003-09-18
ABT457 LEE Siu Hung 李小紅 RE Advising on Corporate Finance 2003-04-01 2003-09-18
ABT457 LEE Siu Hung 李小紅 RE Asset Management 2003-04-01 2003-09-18
ABZ281 LI Kwok Tung 利國東 RE Dealing in Securities 2003-04-23 2003-10-22
ACY868 CHEUNG Shut Shing, Muson 張述誠 RE Dealing in Securities 2003-04-01 2003-08-01
ACY868 CHEUNG Shut Shing, Muson 張述誠 RE Advising on Securities 2003-04-01 2003-08-01
ACY868 CHEUNG Shut Shing, Muson 張述誠 RE Advising on Corporate Finance 2003-04-01 2003-08-01
ACY868 CHEUNG Shut Shing, Muson 張述誠 RE Asset Management 2003-04-01 2003-08-01
ADA637 NG Chung Yan 吳仲仁 RO Dealing in Securities 2003-04-01 2003-12-19
ADA637 NG Chung Yan 吳仲仁 RO Advising on Securities 2003-04-01 2003-10-03
ADA637 NG Chung Yan 吳仲仁 RO Advising on Corporate Finance 2003-04-01 2003-10-03
ADA637 NG Chung Yan 吳仲仁 RO Asset Management 2003-04-01 2003-10-03
ADO852 LEE Kit Ching 李潔清 RE Dealing in Securities 2003-04-01 2003-12-15
ADO852 LEE Kit Ching 李潔清 RE Advising on Securities 2003-04-01 2003-09-08
ADO852 LEE Kit Ching 李潔清 RE Advising on Corporate Finance 2003-04-01 2003-09-08
ADO852 LEE Kit Ching 李潔清 RE Asset Management 2003-04-01 2003-09-08
ADS044 NG Ka Ming 吳家明 RE Dealing in Securities 2003-04-01 2003-05-20
ADS044 NG Ka Ming 吳家明 RE Advising on Securities 2003-04-01 2003-05-20
ADS044 NG Ka Ming 吳家明 RE Advising on Corporate Finance 2003-04-01 2003-05-20
ADS044 NG Ka Ming 吳家明 RE Asset Management 2003-04-01 2003-05-20
ADW197 CHAN Wai 陳瑋 RE Dealing in Securities 2003-04-01 2003-08-01
ADW197 CHAN Wai 陳瑋 RE Advising on Securities 2003-04-01 2003-08-01
ADW197 CHAN Wai 陳瑋 RE Advising on Corporate Finance 2003-04-01 2003-08-01
ADW197 CHAN Wai 陳瑋 RE Asset Management 2003-04-01 2003-08-01
AEJ405 LAM Sze Yiu, Wallace 林思耀 RE Dealing in Securities 2003-04-01 2004-06-26
AEJ405 LAM Sze Yiu, Wallace 林思耀 RE Advising on Securities 2003-04-01 2003-09-04
AEJ405 LAM Sze Yiu, Wallace 林思耀 RE Advising on Corporate Finance 2003-04-01 2003-09-04
AEJ405 LAM Sze Yiu, Wallace 林思耀 RE Asset Management 2003-04-01 2003-09-04
AEY372 LEE Wai Kit 李偉傑 RE Dealing in Securities 2003-04-01 2003-12-16
AEY372 LEE Wai Kit 李偉傑 RE Advising on Securities 2003-04-01 2003-09-08
AEY372 LEE Wai Kit 李偉傑 RE Advising on Corporate Finance 2003-04-01 2003-09-08
AEY372 LEE Wai Kit 李偉傑 RE Asset Management 2003-04-01 2003-09-08
AGB115 CHEUNG Wing Kuen 張永權 RE Dealing in Securities 2003-04-01 2003-08-09
AGB115 CHEUNG Wing Kuen 張永權 RE Advising on Securities 2003-04-01 2003-08-09
AGB115 CHEUNG Wing Kuen 張永權 RE Advising on Corporate Finance 2003-04-01 2003-08-09
AGB115 CHEUNG Wing Kuen 張永權 RE Asset Management 2003-04-01 2003-08-09
AGK085 NG Yin Lam 吳彥霖 RE Dealing in Securities 2003-04-01 2003-12-03
AGK085 NG Yin Lam 吳彥霖 RE Advising on Securities 2003-04-01 2003-09-08
AGK085 NG Yin Lam 吳彥霖 RE Advising on Corporate Finance 2003-04-01 2003-09-08
AGK085 NG Yin Lam 吳彥霖 RE Asset Management 2003-04-01 2003-09-08
AJK480 LAM Wing Hi 林永禧 RE Dealing in Securities 2004-02-09 2004-11-05

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