Hong Kong SFC licence institution ABZ023, Polaris Securities (Hong Kong) Limited 寶來證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution ABZ023 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA142 CHAU Li Hau 周李厚 RO Dealing in Securities 2003-04-01 2003-04-28
AAA551 CHAN Kam Shui, Ricky 陳錦緒 RE Dealing in Securities 2006-08-14 2013-04-10
AAA924 CHENG Tai Tim 鄭棣添 RE Dealing in Securities 2004-02-06 2004-07-27
AAA924 CHENG Tai Tim 鄭棣添 RE Dealing in Futures Contracts 2004-02-06 2004-07-27
AAB005 WOO Lam Hay 胡林熙 RE Dealing in Securities 2007-09-19 2010-08-20
AAB173 LAW Tak Kuen 羅德權 RE Dealing in Securities 2003-12-16 2004-07-06
AAB173 LAW Tak Kuen 羅德權 RE Dealing in Futures Contracts 2003-09-05 2004-07-06
AAB494 CHAU Kwok Hung 周國鴻 RE Dealing in Securities 2008-08-20 2013-09-13
AAB494 CHAU Kwok Hung 周國鴻 RE Dealing in Futures Contracts 2008-08-20 2013-09-13
AAB826 LEUNG Suk Fun, Oliva 梁淑芬 RE Dealing in Securities 2009-08-17 2015-12-30
AAB826 LEUNG Suk Fun, Oliva 梁淑芬 RE Dealing in Futures Contracts 2009-08-17 2015-12-30
AAB859 LO Yip Moon, Edward 盧業滿 RE Dealing in Securities 2011-03-07 2015-12-30
AAB859 LO Yip Moon, Edward 盧業滿 RE Dealing in Futures Contracts 2011-03-07 2015-12-30
AAC733 WONG Kwai Sun 黃桂新 RO Asset Management 2007-03-28 2008-09-01
AAD229 WONG Yue Tak 王汝德 RE Dealing in Securities 2004-07-30 2004-08-03
AAD229 WONG Yue Tak 王汝德 RO Dealing in Securities 2004-08-03 2011-12-01
AAD229 WONG Yue Tak 王汝德 RO Advising on Securities 2007-02-22 2011-12-01
AAD229 WONG Yue Tak 王汝德 RE Advising on Corporate Finance 2004-07-30 2004-08-03
AAD229 WONG Yue Tak 王汝德 RO Advising on Corporate Finance 2004-08-03 2007-08-01
AAD229 WONG Yue Tak 王汝德 RO Advising on Corporate Finance 2010-03-10 2011-12-01
AAD481 CHAU Man Ting 周文定 RE Dealing in Securities 2004-07-05 2006-08-04
AAD481 CHAU Man Ting 周文定 RE Dealing in Futures Contracts 2004-07-05 2006-08-04
AAD516 FU Hung Man 符洪民 RE Dealing in Securities 2006-08-14 2006-12-01
AAD516 FU Hung Man 符洪民 RO Dealing in Securities 2003-04-01 2006-08-14
AAD516 FU Hung Man 符洪民 RE Dealing in Futures Contracts 2004-07-08 2006-12-01
AAD516 FU Hung Man 符洪民 RO Dealing in Futures Contracts 2003-11-27 2004-07-08
AAE190 SIU Hon Man 蕭漢文 RE Dealing in Securities 2003-04-01 2010-12-31
AAE190 SIU Hon Man 蕭漢文 RE Dealing in Futures Contracts 2008-12-09 2010-12-31
AAE190 SIU Hon Man 蕭漢文 RE Advising on Securities 2003-04-01 2003-08-13
AAE190 SIU Hon Man 蕭漢文 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AAE190 SIU Hon Man 蕭漢文 RE Asset Management 2003-04-01 2003-08-13
AAF409 NG Wing Kuen 吳永權 RE Dealing in Securities 2003-12-16 2004-07-06
AAF409 NG Wing Kuen 吳永權 RE Dealing in Futures Contracts 2003-09-05 2004-07-06
AAH138 CHIU Man Yee 趙敏兒 RE Dealing in Securities 2007-03-01 2010-03-11
AAH138 CHIU Man Yee 趙敏兒 RE Dealing in Futures Contracts 2007-03-01 2010-03-11
AAH138 CHIU Man Yee 趙敏兒 RE Advising on Securities 2007-03-01 2010-03-11
AAH544 LIU Lai Sum Christina 廖麗心 RO Dealing in Futures Contracts 2003-08-13 2004-06-02
AAH544 LIU Lai Sum Christina 廖麗心 RO Advising on Futures Contracts 2003-08-13 2004-06-02
AAI557 CHAN Hay Lap 陳希立 RE Dealing in Securities 2005-04-07 2005-08-10
AAJ804 ORMEROD Graham Stuart 鄂瑞漢 RE Dealing in Securities 2004-03-05 2006-11-01
AAJ804 ORMEROD Graham Stuart 鄂瑞漢 RE Advising on Corporate Finance 2004-05-20 2006-11-01
AAU800 LAU Wang Yip, Derrick 劉宏業 RO Advising on Corporate Finance 2003-04-01 2004-11-04
AAV466 YEW Lap Tak 姚立德 RE Dealing in Securities 2007-08-21 2012-05-25
AAV466 YEW Lap Tak 姚立德 RE Dealing in Futures Contracts 2007-08-21 2012-05-25
AAV508 LIM Pak Fu 林柏富 RO Dealing in Securities 2006-11-13 2010-07-31
AAV508 LIM Pak Fu 林柏富 RO Advising on Securities 2007-01-16 2010-07-31
AAV508 LIM Pak Fu 林柏富 RE Asset Management 2013-09-10 2014-04-22
AAV508 LIM Pak Fu 林柏富 RO Asset Management 2007-01-16 2010-07-31
AAV508 LIM Pak Fu 林柏富 RO Asset Management 2014-04-22 2015-12-17
AAV692 CHAU Chung Yin, Samiel 周中彥 RE Dealing in Securities 2005-04-08 2006-06-26
AAV692 CHAU Chung Yin, Samiel 周中彥 RE Dealing in Futures Contracts 2005-04-08 2006-06-26
AAV935 YUEN Kwok Wai 袁國偉 RO Dealing in Securities 2003-04-01 2005-10-04
AAV935 YUEN Kwok Wai 袁國偉 RO Dealing in Securities 2007-05-11 2011-11-04
AAV935 YUEN Kwok Wai 袁國偉 RO Dealing in Futures Contracts 2003-11-26 2005-10-04
AAV935 YUEN Kwok Wai 袁國偉 RO Dealing in Futures Contracts 2007-05-11 2011-11-04
AAV935 YUEN Kwok Wai 袁國偉 RO Advising on Securities 2009-09-14 2011-11-04
AAV935 YUEN Kwok Wai 袁國偉 RO Advising on Futures Contracts 2009-09-14 2011-11-04
ABC751 LEE Yee Yan 李綺恩 RO Dealing in Securities 2003-08-18 2004-07-14
ABC751 LEE Yee Yan 李綺恩 RO Dealing in Futures Contracts 2003-08-13 2004-07-14
ABC751 LEE Yee Yan 李綺恩 RO Advising on Futures Contracts 2003-08-13 2004-07-14
ABF946 YU Ching Yat 于正一 RE Dealing in Futures Contracts 2004-01-19 2004-08-02
ABH274 CHAN Ka Hung 陳家雄 RE Dealing in Securities 2005-04-07 2013-04-10
ABH274 CHAN Ka Hung 陳家雄 RE Dealing in Futures Contracts 2005-04-07 2013-04-10
ABH754 WAN Ngar Yin, David 溫雅言 RO Dealing in Securities 2012-04-12 2018-04-30
ABH754 WAN Ngar Yin, David 溫雅言 RO Dealing in Futures Contracts 2016-11-08 2018-04-30
ABH754 WAN Ngar Yin, David 溫雅言 RO Advising on Securities 2012-04-12 2013-08-01
ABH754 WAN Ngar Yin, David 溫雅言 RO Asset Management 2012-04-12 2018-04-30
ABJ926 CHOW Yuk Wah 周玉華 RE Dealing in Securities 2003-04-01
ABJ926 CHOW Yuk Wah 周玉華 RE Dealing in Futures Contracts 2007-08-14
ABJ926 CHOW Yuk Wah 周玉華 RE Advising on Securities 2003-04-01 2003-08-13
ABJ926 CHOW Yuk Wah 周玉華 RE Advising on Corporate Finance 2003-04-01 2004-02-17
ABJ926 CHOW Yuk Wah 周玉華 RE Asset Management 2003-04-01 2003-08-13
ABP616 CHIU Hon Wah 趙漢華 RE Dealing in Securities 2005-02-17 2008-02-18
ABP616 CHIU Hon Wah 趙漢華 RE Dealing in Futures Contracts 2004-08-24 2008-02-18
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Securities 2009-11-09 2015-02-11
ABQ114 CHU Wai Leung 朱偉良 RE Dealing in Futures Contracts 2009-11-09 2015-02-11
ABS174 LO Ka Fai, Lawrence 盧家暉 RE Dealing in Securities 2005-06-13 2007-02-09
ABS174 LO Ka Fai, Lawrence 盧家暉 RE Dealing in Futures Contracts 2004-11-10 2007-02-09
ABS314 CHOI Su Long, Tony 蔡兆龍 RE Dealing in Securities 2006-05-02 2007-09-01
ABT891 CHENG Chi Leung, Albert 鄭之亮 RO Advising on Corporate Finance 2003-04-01 2005-03-04
ABT987 KING Tat Hung, Alex 金達鴻 RE Dealing in Securities 2008-09-09 2011-12-10
ABT987 KING Tat Hung, Alex 金達鴻 RE Dealing in Futures Contracts 2008-09-09 2011-12-10
ABU367 CHEN Yat Sun 陳一新 RE Dealing in Securities 2003-09-05 2004-05-31
ABU367 CHEN Yat Sun 陳一新 RO Dealing in Securities 2004-05-31 2007-03-31
ABU367 CHEN Yat Sun 陳一新 RE Dealing in Futures Contracts 2003-09-05 2004-05-31
ABU367 CHEN Yat Sun 陳一新 RO Dealing in Futures Contracts 2004-05-31 2007-03-31
ABU367 CHEN Yat Sun 陳一新 RE Advising on Futures Contracts 2003-09-05 2004-05-31
ABU367 CHEN Yat Sun 陳一新 RO Advising on Futures Contracts 2004-05-31 2007-03-31
ABW710 LAM Cho Ying, Terence Joe 林祖瀛 RO Dealing in Securities 2012-01-03 2013-06-08
ABW710 LAM Cho Ying, Terence Joe 林祖瀛 RO Advising on Securities 2012-01-03 2013-06-08
ABX945 CHU Hau Yee 朱孝儀 RE Dealing in Securities 2005-09-07 2010-04-16
ABZ842 CHENG Kar Min, Joseph 鄭家敏 RE Dealing in Securities 2009-01-07 2013-04-26
ABZ842 CHENG Kar Min, Joseph 鄭家敏 RE Dealing in Futures Contracts 2009-01-07 2013-04-26
ACA601 CHU Chun Wai 朱俊偉 RE Dealing in Futures Contracts 2006-05-04 2008-01-21
ACD412 HO Man Kit, Frankie 何文傑 RE Dealing in Securities 2009-12-04 2010-04-15
ACE820 MAK Ho Yin, Derek 麥淏琂 RE Dealing in Securities 2008-04-16 2013-09-13
ACF077 LI Shing Yum 李成蔭 RE Dealing in Securities 2011-05-20 2011-09-17
ACF077 LI Shing Yum 李成蔭 RE Dealing in Futures Contracts 2011-05-20 2011-09-17
ACI109 LAU Hon Wai 劉漢威 RE Dealing in Securities 2005-08-24 2010-12-15
ACI109 LAU Hon Wai 劉漢威 RE Dealing in Futures Contracts 2005-08-24 2010-12-15
ACK625 CHENG Wai Man 鄭偉文 RE Dealing in Securities 2006-02-15 2006-06-16
ACL111 CHAN Wai Man 陳偉文 RE Dealing in Securities 2010-08-30 2011-12-17
ACL111 CHAN Wai Man 陳偉文 RE Dealing in Futures Contracts 2010-08-30 2011-12-17
ACL162 TAI Kam Ming, Dick 戴錦明 RE Dealing in Securities 2007-12-07 2012-05-17
ACL162 TAI Kam Ming, Dick 戴錦明 RE Dealing in Futures Contracts 2007-12-07 2012-05-17
ACL705 WONG Wai Hing 黃偉慶 RO Leveraged Foreign Exchange Trading 2009-10-16 2010-10-11
ACN818 WONG Tim Hi 王添喜 RE Dealing in Securities 2003-04-01 2005-04-27
ACN818 WONG Tim Hi 王添喜 RE Dealing in Futures Contracts 2003-10-28 2005-04-27
ACN818 WONG Tim Hi 王添喜 RE Advising on Securities 2003-04-01 2003-08-13
ACN818 WONG Tim Hi 王添喜 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ACN818 WONG Tim Hi 王添喜 RE Asset Management 2003-04-01 2003-08-13
ACO054 FUNG Choi Ming, Adrian 馮載明 RE Advising on Securities 2010-03-19 2010-11-02
ACO054 FUNG Choi Ming, Adrian 馮載明 RO Advising on Securities 2010-11-02 2011-06-01
ACO054 FUNG Choi Ming, Adrian 馮載明 RE Advising on Corporate Finance 2004-05-14 2006-11-01
ACO737 CHAN Siu Chun 陳少春 RE Dealing in Securities 2010-02-26 2015-12-30
ACO737 CHAN Siu Chun 陳少春 RE Dealing in Futures Contracts 2009-12-08 2015-12-30
ACO909 LAU On Hong 劉安康 RE Dealing in Securities 2003-10-07 2004-07-05
ACO909 LAU On Hong 劉安康 RO Dealing in Securities 2004-07-05 2005-03-24
ACO909 LAU On Hong 劉安康 RE Dealing in Futures Contracts 2003-10-07 2004-07-05
ACO909 LAU On Hong 劉安康 RO Dealing in Futures Contracts 2004-07-05 2005-03-24
ACO909 LAU On Hong 劉安康 RE Advising on Futures Contracts 2003-10-07 2004-07-05
ACO909 LAU On Hong 劉安康 RO Advising on Futures Contracts 2004-07-05 2005-03-24
ACP233 CHOI Hok Poh 蔡福寶 RE Dealing in Securities 2011-07-18 2013-04-26
ACP234 TANG Shu Yan 鄧樹仁 RE Dealing in Securities 2005-04-01 2010-04-28
ACP345 WONG Chun Ho 黃俊豪 RE Dealing in Securities 2005-07-08 2010-03-29
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Dealing in Securities 2005-04-07 2013-09-13
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Dealing in Futures Contracts 2006-08-28 2013-09-13
ACQ030 CHEUNG Cho Shing, Joseph 張祖成 RE Dealing in Securities 2009-11-17 2011-09-11
ACQ030 CHEUNG Cho Shing, Joseph 張祖成 RE Dealing in Futures Contracts 2009-11-17 2011-09-11
ACQ030 CHEUNG Cho Shing, Joseph 張祖成 RE Leveraged Foreign Exchange Trading 2009-11-17 2011-09-11
ACQ790 CHENG Chi Cheong 鄭志昌 RE Dealing in Securities 2006-03-08 2007-10-01
ACQ907 LEUNG Tak Kwei 梁德貴 RE Dealing in Securities 2004-06-01 2005-05-03
ACQ907 LEUNG Tak Kwei 梁德貴 RE Dealing in Futures Contracts 2004-06-01 2005-05-03
ACR173 CHOY Ho Yin 蔡浩然 RE Dealing in Securities 2005-05-05 2007-05-22
ACR173 CHOY Ho Yin 蔡浩然 RE Dealing in Futures Contracts 2005-05-05 2007-05-22
ACR627 CHAN Yiu Man 陳耀文 RE Dealing in Securities 2009-11-09 2013-05-22
ACS539 YEUNG Tze Fung 楊子峰 RO Dealing in Securities 2007-01-26 2009-09-18
ACS539 YEUNG Tze Fung 楊子峰 RE Dealing in Futures Contracts 2006-05-11 2006-07-20
ACS539 YEUNG Tze Fung 楊子峰 RO Dealing in Futures Contracts 2006-07-20 2009-09-18
ACS539 YEUNG Tze Fung 楊子峰 RO Leveraged Foreign Exchange Trading 2008-07-14 2009-09-18
ACS539 YEUNG Tze Fung 楊子峰 RO Advising on Futures Contracts 2006-07-20 2009-09-18
ACT308 YIU Chi Wah 姚志華 RE Dealing in Securities 2003-04-01 2004-07-07
ACT308 YIU Chi Wah 姚志華 RO Dealing in Securities 2004-07-07 2016-02-06
ACT308 YIU Chi Wah 姚志華 RE Dealing in Futures Contracts 2004-02-18 2004-07-07
ACT308 YIU Chi Wah 姚志華 RE Dealing in Futures Contracts 2005-11-04 2011-12-16
ACT308 YIU Chi Wah 姚志華 RO Dealing in Futures Contracts 2011-12-16 2016-02-06
ACT308 YIU Chi Wah 姚志華 RO Leveraged Foreign Exchange Trading 2008-07-14 2014-10-20
ACT308 YIU Chi Wah 姚志華 RE Advising on Securities 2003-04-01 2003-08-13
ACT308 YIU Chi Wah 姚志華 RE Advising on Corporate Finance 2003-04-01 2004-07-07
ACT308 YIU Chi Wah 姚志華 RO Advising on Corporate Finance 2004-07-07 2007-08-01
ACT308 YIU Chi Wah 姚志華 RO Advising on Corporate Finance 2010-03-23 2013-08-01
ACT308 YIU Chi Wah 姚志華 RE Asset Management 2003-04-01 2003-08-13
ACU541 WONG Chi Kam 黃志錦 RE Dealing in Securities 2003-12-06 2006-07-13
ACV699 TAM King Wai 譚經緯 RE Advising on Corporate Finance 2010-03-17 2011-05-01
ACV965 CHAU Kin Man 鄒建文 RE Dealing in Securities 2003-04-01 2013-09-13
ACV965 CHAU Kin Man 鄒建文 RE Dealing in Futures Contracts 2005-09-05 2013-09-13
ACV965 CHAU Kin Man 鄒建文 RE Advising on Securities 2003-04-01 2003-08-13
ACV965 CHAU Kin Man 鄒建文 RE Advising on Corporate Finance 2003-04-01 2005-01-15
ACV965 CHAU Kin Man 鄒建文 RE Asset Management 2003-04-01 2003-08-13
ACW694 CHAN Chi Wai, Eric 陳志偉 RE Dealing in Securities 2007-11-13 2015-12-30
ACW694 CHAN Chi Wai, Eric 陳志偉 RE Dealing in Futures Contracts 2007-11-13 2015-12-30
ACW740 MAN Key Wai 文奇偉 RE Dealing in Securities 2009-11-09 2015-12-30
ACW802 LAM Kin Wah, Kevin 林健華 RE Dealing in Securities 2003-04-01 2008-04-01
ACW802 LAM Kin Wah, Kevin 林健華 RE Dealing in Futures Contracts 2003-10-28 2008-04-01
ACW802 LAM Kin Wah, Kevin 林健華 RE Advising on Securities 2003-04-01 2003-08-13
ACW802 LAM Kin Wah, Kevin 林健華 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ACW802 LAM Kin Wah, Kevin 林健華 RE Asset Management 2003-04-01 2003-08-13
ACX305 CHEUNG Yui Kai, Warren 張睿佳 RO Dealing in Securities 2010-10-22 2011-04-01
ACX305 CHEUNG Yui Kai, Warren 張睿佳 RO Advising on Corporate Finance 2010-11-23 2011-04-01
ADA210 CHAN Kwun Lin, Alvin 陳冠年 RE Dealing in Securities 2005-08-04 2012-11-15
ADA210 CHAN Kwun Lin, Alvin 陳冠年 RE Dealing in Futures Contracts 2005-08-04 2012-11-15
ADA891 CHANG Kwok Fai 鄭國輝 RE Dealing in Futures Contracts 2006-12-12 2007-10-26
ADI051 CHEUNG Yuen Wong 張源旺 RE Dealing in Futures Contracts 2005-08-12 2007-07-27
ADJ878 AU Chi Ying 區姿瑩 RO Asset Management 2011-06-29 2014-04-30
ADM251 CHEUK Sze Lok 卓斯樂 RE Dealing in Securities 2005-08-01 2007-09-01
ADN300 CHAN Fan Yeung 陳勳陽 RE Dealing in Securities 2009-01-09 2009-07-06
ADN300 CHAN Fan Yeung 陳勳陽 RE Dealing in Futures Contracts 2009-01-09 2009-07-06
ADN300 CHAN Fan Yeung 陳勳陽 RE Leveraged Foreign Exchange Trading 2009-01-09 2009-07-06
ADO049 LIN Huan Chih 練橫持 RE Dealing in Securities 2010-11-29 2013-10-11
ADO049 LIN Huan Chih 練橫持 RE Dealing in Futures Contracts 2010-11-29 2013-10-11
ADO339 CHAN Yuk Ying 陳玉英 RO Advising on Corporate Finance 2003-04-01 2004-03-05
ADS842 CHAN Kar Wah 陳家驊 RE Dealing in Futures Contracts 2009-11-26 2010-04-21
ADS842 CHAN Kar Wah 陳家驊 RE Leveraged Foreign Exchange Trading 2008-11-05 2009-01-12
ADS842 CHAN Kar Wah 陳家驊 RE Leveraged Foreign Exchange Trading 2009-11-26 2010-04-21
ADV342 YU Hon Pan 余漢彬 RE Dealing in Securities 2009-02-06 2009-09-04
ADV342 YU Hon Pan 余漢彬 RE Dealing in Futures Contracts 2009-02-06 2009-09-04
ADV342 YU Hon Pan 余漢彬 RE Leveraged Foreign Exchange Trading 2009-02-06 2009-09-04
ADV789 KOK Pui Mo 郭佩武 RE Dealing in Securities 2006-06-13 2008-12-01
ADV789 KOK Pui Mo 郭佩武 RE Dealing in Securities 2009-03-12 2010-03-25
ADV789 KOK Pui Mo 郭佩武 RE Dealing in Futures Contracts 2006-06-13 2008-12-01
ADV789 KOK Pui Mo 郭佩武 RE Dealing in Futures Contracts 2009-03-12 2010-03-25
ADW499 CHONG Wai Hung 莊偉雄 RE Dealing in Securities 2011-02-10 2012-08-01
ADW499 CHONG Wai Hung 莊偉雄 RE Dealing in Futures Contracts 2011-02-10 2012-08-01
ADX075 CHIU Tuen Leung 趙端良 RE Dealing in Securities 2009-12-08 2015-12-30
ADX075 CHIU Tuen Leung 趙端良 RE Dealing in Futures Contracts 2009-12-08 2015-12-30
ADX075 CHIU Tuen Leung 趙端良 RE Leveraged Foreign Exchange Trading 2009-12-08 2014-10-20
ADX640 WONG Miu Ling, Phillis 黃妙玲 RO Advising on Corporate Finance 2003-04-01 2004-03-23
ADY315 TSAI Chi Kwong, Alfred 蔡致光 RE Dealing in Securities 2012-01-17 2014-03-19
ADZ125 YIP Shuk Yee 葉淑儀 RE Dealing in Securities 2003-04-01 2008-04-15
ADZ125 YIP Shuk Yee 葉淑儀 RE Advising on Securities 2003-04-01 2003-08-13
ADZ125 YIP Shuk Yee 葉淑儀 RE Advising on Corporate Finance 2003-04-01 2003-12-18
ADZ125 YIP Shuk Yee 葉淑儀 RE Asset Management 2003-04-01 2003-08-13
ADZ537 LAM Shen Hriung, Gilbert 林聖鴻 RO Dealing in Securities 2003-04-01 2003-12-22
ADZ537 LAM Shen Hriung, Gilbert 林聖鴻 RO Dealing in Futures Contracts 2003-11-26 2003-12-22
AEA214 WAN Siu Shun 溫紹迅 RE Dealing in Securities 2004-08-02 2004-08-26
AEA214 WAN Siu Shun 溫紹迅 RO Dealing in Securities 2004-08-26
AEA214 WAN Siu Shun 溫紹迅 RE Dealing in Futures Contracts 2004-08-02 2004-08-26
AEA214 WAN Siu Shun 溫紹迅 RO Dealing in Futures Contracts 2004-08-26
AEA214 WAN Siu Shun 溫紹迅 RO Advising on Futures Contracts 2004-08-26 2013-08-01
AEB019 WONG Shun Tak 黃信德 RE Dealing in Securities 2006-05-10 2012-01-01
AED526 SUN Zhili 孫枝麗 RE Advising on Corporate Finance 2004-03-25 2004-04-22
AED526 SUN Zhili 孫枝麗 RO Advising on Corporate Finance 2005-06-21 2007-08-01
AEE193 TAM Kwok Leung 譚國樑 RE Dealing in Securities 2005-07-13 2010-04-28
AEE193 TAM Kwok Leung 譚國樑 RE Dealing in Futures Contracts 2005-07-13 2010-04-28
AEE196 WONG Kin Cheong 黃健昌 RE Dealing in Securities 2006-02-15 2006-06-17
AEE581 LEE Koon Wai 李冠偉 RE Dealing in Securities 2007-09-14 2008-02-01
AEE789 TANG Wing Wo, Stanley 鄧永和 RE Dealing in Securities 2005-05-18 2010-04-28
AEF323 HUANG Chi Yuan 黃齊元 RO Advising on Corporate Finance 2003-12-22 2006-04-25
AEF323 HUANG Chi Yuan 黃齊元 RO Advising on Corporate Finance 2010-03-10 2012-02-03
AEF334 CHAN Siu Ching 陳少清 RE Dealing in Securities 2007-11-02 2010-03-24
AEF744 LAI Ka Yu, Karen 賴嘉茹 RE Dealing in Securities 2010-11-24 2011-06-07
AEF744 LAI Ka Yu, Karen 賴嘉茹 RE Advising on Securities 2010-11-24 2011-06-07
AEI625 LAU Wang Cheung 劉宏章 RE Dealing in Securities 2004-06-01 2012-08-11
AEI625 LAU Wang Cheung 劉宏章 RE Dealing in Futures Contracts 2004-06-01 2012-08-11
AEK987 CHEUNG Wai Kay 張偉奇 RO Advising on Corporate Finance 2010-03-10 2010-10-07
AEM266 CHOW Kwok Wai 周國偉 RE Dealing in Securities 2009-05-26 2011-04-20
AEM266 CHOW Kwok Wai 周國偉 RE Dealing in Futures Contracts 2009-07-06 2011-04-20
AEM266 CHOW Kwok Wai 周國偉 RE Advising on Securities 2010-02-17 2011-04-20
AEP094 NG Shing Yip 伍成業 RE Dealing in Securities 2005-08-01 2007-09-01
AEU350 MOK Chung Ho 莫頌豪 RE Dealing in Securities 2010-05-12 2013-02-01
AEU350 MOK Chung Ho 莫頌豪 RE Advising on Securities 2010-05-12 2013-02-01
AEU371 CHAN Hon Fai 陳漢輝 RE Dealing in Securities 2004-09-01 2013-04-10
AEU371 CHAN Hon Fai 陳漢輝 RE Dealing in Futures Contracts 2007-09-21 2013-04-10
AEU921 CHOI Kwok Ip 蔡國業 RE Dealing in Securities 2003-04-01 2013-04-26
AEU921 CHOI Kwok Ip 蔡國業 RE Dealing in Futures Contracts 2007-09-17 2013-04-26
AEU921 CHOI Kwok Ip 蔡國業 RE Advising on Securities 2003-04-01 2003-08-13
AEU921 CHOI Kwok Ip 蔡國業 RE Advising on Corporate Finance 2003-04-01 2003-12-19
AEU921 CHOI Kwok Ip 蔡國業 RE Asset Management 2003-04-01 2003-08-13
AEV335 WONG Ho Ki 王可琪 RE Dealing in Securities 2006-03-08 2012-01-01
AEV335 WONG Ho Ki 王可琪 RE Dealing in Futures Contracts 2006-03-08 2012-01-01
AEY768 CHAN Amy 陳安薇 RO Dealing in Securities 2010-09-17 2011-11-21
AFA169 LEE Kwok Mai, Thomas 李國美 RE Dealing in Securities 2010-08-12 2012-07-14
AFA169 LEE Kwok Mai, Thomas 李國美 RE Dealing in Futures Contracts 2010-08-12 2012-07-14
AFA201 LAI Ming Yeung 賴名揚 RE Dealing in Securities 2006-07-25 2010-03-29
AFA201 LAI Ming Yeung 賴名揚 RE Dealing in Futures Contracts 2006-07-25 2010-03-29
AFB029 CHAN Man Na 陳文娜 RE Dealing in Securities 2007-11-06 2010-03-24
AFC529 LI Wing Kin 李永健 RE Dealing in Securities 2006-03-09 2009-07-31
AFE416 LI Tak Shing 李德盛 RE Dealing in Securities 2010-12-24 2011-02-28
AFE416 LI Tak Shing 李德盛 RE Dealing in Futures Contracts 2010-12-24 2011-02-28
AFF211 SHUNG Kwok Yin 宋國彥 RE Dealing in Securities 2007-09-21 2008-12-01
AFF211 SHUNG Kwok Yin 宋國彥 RE Dealing in Futures Contracts 2007-09-21 2008-12-01
AFF290 YUEN Hing Kin 袁興健 RE Dealing in Securities 2003-04-01 2013-09-13
AFF290 YUEN Hing Kin 袁興健 RE Dealing in Futures Contracts 2010-09-09 2013-09-13
AFF290 YUEN Hing Kin 袁興健 RE Leveraged Foreign Exchange Trading 2010-10-26 2013-09-13
AFF290 YUEN Hing Kin 袁興健 RE Advising on Securities 2003-04-01 2003-08-13
AFF290 YUEN Hing Kin 袁興健 RE Advising on Corporate Finance 2003-04-01 2003-12-18
AFF290 YUEN Hing Kin 袁興健 RE Asset Management 2003-04-01 2003-08-13
AFG493 CHOI Ka Fai 蔡家輝 RE Dealing in Securities 2007-06-06 2012-01-01
AFG493 CHOI Ka Fai 蔡家輝 RE Dealing in Futures Contracts 2007-06-06 2012-01-01
AFG734 WONG Seen Sheung, Tania 黃羨嫦 RE Advising on Corporate Finance 2004-06-28 2004-11-20
AFG803 LUN Chi Keung 倫志強 RE Dealing in Securities 2004-07-15 2005-06-22
AFG803 LUN Chi Keung 倫志強 RE Advising on Corporate Finance 2004-07-15 2005-06-22
AFH206 LAM Man 林敏 RO Advising on Corporate Finance 2004-05-18 2004-12-15
AFH445 LEE Siu Ming 李小明 RE Advising on Corporate Finance 2003-11-12 2004-07-07
AFI855 NGAI Po Man 魏寶文 RE Dealing in Futures Contracts 2005-03-02 2013-04-26
AFJ754 LAM Lai Chun 林麗珍 RE Dealing in Securities 2010-01-25 2013-04-26
AFM194 LAU Yan Yan, Toynbee 劉恩恩 RE Dealing in Securities 2011-01-06 2013-12-04
AFM194 LAU Yan Yan, Toynbee 劉恩恩 RE Dealing in Futures Contracts 2011-01-06 2013-12-04
AFM505 TAO Tak Yin, Dexter 陶德賢 RO Advising on Corporate Finance 2003-12-01 2007-01-01
AFQ893 TANG Siu Lai, Stanley 鄧兆澧 RE Advising on Corporate Finance 2005-06-30 2007-08-01
AFS649 JIN Wenjie 金文杰 RE Advising on Securities 2003-04-01 2003-08-13
AFS649 JIN Wenjie 金文杰 RE Advising on Corporate Finance 2003-04-01 2004-09-07
AFS649 JIN Wenjie 金文杰 RE Asset Management 2003-04-01 2003-08-13
AFT846 WONG Chi Chung 黃志聰 RE Dealing in Securities 2005-04-07 2013-04-26
AFT916 FUNG Sau Lin 馮秀蓮 RE Dealing in Securities 2004-07-02 2012-08-01
AFT916 FUNG Sau Lin 馮秀蓮 RE Dealing in Futures Contracts 2004-07-02 2012-08-01
AFU136 LAU Hon Leung 劉漢良 RE Dealing in Securities 2008-06-17 2009-12-31
AFU136 LAU Hon Leung 劉漢良 RE Dealing in Futures Contracts 2008-06-17 2009-12-31
AFV785 LUI Wai Kit 呂偉傑 RE Dealing in Securities 2009-03-03 2009-06-01
AFV785 LUI Wai Kit 呂偉傑 RE Dealing in Futures Contracts 2009-03-03 2009-06-01
AFY876 LEE Wing Yu, Wendy 李詠瑜 RE Advising on Securities 2003-04-01 2003-08-13
AFY876 LEE Wing Yu, Wendy 李詠瑜 RE Advising on Corporate Finance 2003-04-01 2004-01-14
AFY876 LEE Wing Yu, Wendy 李詠瑜 RE Asset Management 2003-04-01 2003-08-13
AGA545 CHEUNG Ka Lung 張家龍 RE Advising on Corporate Finance 2005-04-01 2006-11-01
AGA573 WONG Lai Wa 黃麗華 RE Dealing in Securities 2005-11-10 2007-09-01
AGA573 WONG Lai Wa 黃麗華 RE Dealing in Futures Contracts 2005-11-10 2007-09-01
AGB113 WAN Chiu Yin 尹超然 RE Dealing in Futures Contracts 2004-02-13 2005-03-02
AGD747 YU Yuen Moon 余源滿 RE Dealing in Securities 2004-07-20 2007-09-01
AGF160 LEE Tsz Ho 李子豪 RE Dealing in Futures Contracts 2005-05-03 2006-07-12
AGF188 TSANG Cheuk Lai 曾卓禮 RE Dealing in Securities 2011-09-23 2013-02-21
AGF188 TSANG Cheuk Lai 曾卓禮 RE Dealing in Futures Contracts 2011-09-23 2013-02-21
AGF188 TSANG Cheuk Lai 曾卓禮 RE Advising on Securities 2011-09-23 2013-02-21
AGG130 CHAN King Man 陳敬文 RE Dealing in Securities 2003-04-01 2008-04-14
AGG130 CHAN King Man 陳敬文 RE Advising on Securities 2003-04-01 2003-08-13
AGG130 CHAN King Man 陳敬文 RE Advising on Corporate Finance 2003-04-01 2003-12-17
AGG130 CHAN King Man 陳敬文 RE Asset Management 2003-04-01 2003-08-13
AGI660 LEUNG Kin Yu, Billy 梁建宇 RE Dealing in Securities 2005-05-05 2008-04-01
AGJ642 SUEN Pik Ying 孫碧英 RE Dealing in Securities 2006-03-09 2013-04-26
AGJ942 LOK Kong Hung 駱港鴻 RE Dealing in Securities 2008-09-02 2014-06-06
AGK272 CHU Yuk Yee, Christina 朱玉儀 RE Dealing in Securities 2010-11-03 2011-05-02
AGM931 TSANG Tak Ming, Thomas 曾德明 RE Dealing in Securities 2004-03-30 2011-07-27
AGM931 TSANG Tak Ming, Thomas 曾德明 RE Dealing in Futures Contracts 2004-03-30 2011-07-27
AGN359 CHAN Pui Man, Jennia 陳佩敏 RE Dealing in Securities 2008-05-09 2013-04-10
AGP199 YUEN Chui Ting, Ivy 袁翠婷 RE Dealing in Securities 2005-07-21 2005-09-23
AGP199 YUEN Chui Ting, Ivy 袁翠婷 RE Dealing in Securities 2011-02-25 2011-03-10
AGP199 YUEN Chui Ting, Ivy 袁翠婷 RO Dealing in Securities 2005-09-23 2008-04-16
AGP199 YUEN Chui Ting, Ivy 袁翠婷 RO Dealing in Securities 2011-03-10 2011-10-04
AGP199 YUEN Chui Ting, Ivy 袁翠婷 RE Advising on Corporate Finance 2005-07-21 2005-09-23
AGP199 YUEN Chui Ting, Ivy 袁翠婷 RE Advising on Corporate Finance 2011-02-25 2011-03-10
AGP199 YUEN Chui Ting, Ivy 袁翠婷 RO Advising on Corporate Finance 2005-09-23 2007-08-01
AGP199 YUEN Chui Ting, Ivy 袁翠婷 RO Advising on Corporate Finance 2011-03-10 2011-10-04
AGS077 CHAU Kon Chiu 周幹弨 RE Dealing in Securities 2006-07-25 2010-04-28
AGY627 LEE Tsz Ho, Jack 李梓豪 RE Dealing in Securities 2005-01-07 2010-04-30
AGY627 LEE Tsz Ho, Jack 李梓豪 RE Advising on Securities 2007-07-19 2010-04-30
AGY627 LEE Tsz Ho, Jack 李梓豪 RE Asset Management 2007-07-19 2010-03-22
AHB996 CHEUNG Fai 張暉 RE Advising on Corporate Finance 2004-12-13 2005-05-17
AHP751 NGAI Chun Kin 倪俊健 RE Dealing in Securities 2007-01-12 2010-04-16
AHV113 LIN Steve Jih 林日照 RE Dealing in Securities 2003-04-01 2003-05-05
AHV113 LIN Steve Jih 林日照 RE Advising on Securities 2003-04-01 2003-05-05
AHV113 LIN Steve Jih 林日照 RE Advising on Corporate Finance 2003-04-01 2003-05-05
AHV113 LIN Steve Jih 林日照 RE Asset Management 2003-04-01 2003-05-05
AHW200 HONG Yu-Lin 洪毓苓 RE Dealing in Securities 2009-07-14 2013-09-24
AIE136 CHAU Ho Hei 巢皓熙 RE Dealing in Securities 2009-09-28 2013-04-10
AIE136 CHAU Ho Hei 巢皓熙 RE Dealing in Futures Contracts 2009-09-28 2013-04-10
AIR151 MAK Ka Fat 麥家發 RE Dealing in Securities 2004-06-28 2006-02-17
AIU268 LEE Man Yi, Jessica 李敏兒 RE Dealing in Securities 2009-06-10
AIU268 LEE Man Yi, Jessica 李敏兒 RE Dealing in Futures Contracts 2010-03-08
AIY110 LEI Hei 李曦 RE Dealing in Securities 2009-06-18 2013-04-10
AIY110 LEI Hei 李曦 RE Advising on Securities 2009-09-15 2013-04-10
AIY402 WONG Lam 王霖 RE Dealing in Securities 2009-05-26 2011-04-20
AIY402 WONG Lam 王霖 RE Advising on Securities 2009-09-15 2011-04-20
AIZ250 HO Man Wai, Cindy 何玟慧 RE Advising on Corporate Finance 2003-07-10 2003-11-07
AJA380 CHAN Wai Loi 陳慧娜 RE Dealing in Securities 2009-07-28 2011-05-02
AJA380 CHAN Wai Loi 陳慧娜 RE Advising on Securities 2009-06-23 2011-05-02
AJA483 LEE Chai Sin 李濟善 RE Dealing in Securities 2009-09-25 2013-09-13
AJA483 LEE Chai Sin 李濟善 RE Dealing in Futures Contracts 2009-09-25 2013-09-13
AJB007 LEUNG Yuet Ming 梁月明 RE Dealing in Securities 2012-05-02 2012-05-18
AJB049 CHOW Suk Yiu, Judy 周淑瑤 RE Dealing in Securities 2010-05-03 2013-08-01
AJB049 CHOW Suk Yiu, Judy 周淑瑤 RE Dealing in Futures Contracts 2010-05-03 2013-08-01
AJB049 CHOW Suk Yiu, Judy 周淑瑤 RE Advising on Securities 2010-05-03 2013-08-01
AJB082 HUI Chi Cheung, Miranda 許志翔 RE Dealing in Securities 2008-10-03 2011-01-31
AJB082 HUI Chi Cheung, Miranda 許志翔 RE Dealing in Futures Contracts 2008-10-03 2011-01-31
AJB101 WU Kuen, Christine 胡娟 RE Dealing in Securities 2009-06-10 2011-05-02
AJB468 LOK Suen Hong 駱遜康 RE Dealing in Securities 2008-07-15 2011-01-06
AJB468 LOK Suen Hong 駱遜康 RE Advising on Securities 2008-07-15 2011-01-06
AJB468 LOK Suen Hong 駱遜康 RE Asset Management 2008-08-25 2010-06-21
AJB647 LEUNG Wing Yee, Fiona 梁穎怡 RE Dealing in Securities 2010-05-04 2012-10-13
AJB647 LEUNG Wing Yee, Fiona 梁穎怡 RE Dealing in Futures Contracts 2010-05-04 2012-10-13
AJB647 LEUNG Wing Yee, Fiona 梁穎怡 RE Leveraged Foreign Exchange Trading 2010-05-04 2012-10-13
AJB647 LEUNG Wing Yee, Fiona 梁穎怡 RE Advising on Securities 2010-05-04 2012-10-13
AJC313 POON Chi Wai 潘智威 RE Dealing in Securities 2012-03-07 2012-12-21
AJC313 POON Chi Wai 潘智威 RE Dealing in Futures Contracts 2012-03-07 2012-12-21
AJC313 POON Chi Wai 潘智威 RE Leveraged Foreign Exchange Trading 2012-03-07 2012-12-21
AJG263 SO Jiarong 蘇家榮 RE Dealing in Securities 2010-06-18 2015-12-04
AJG263 SO Jiarong 蘇家榮 RE Dealing in Futures Contracts 2010-06-18 2015-12-04
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Securities 2007-04-26 2013-09-13
AJH102 CHAN Shuk Lei 陳淑妮 RE Dealing in Futures Contracts 2007-04-26 2013-09-13
AJH102 CHAN Shuk Lei 陳淑妮 RE Asset Management 2007-04-26 2013-09-13
AJH258 TSE Ming Lun 謝銘倫 RE Dealing in Securities 2010-12-06 2012-01-18
AJH258 TSE Ming Lun 謝銘倫 RE Dealing in Futures Contracts 2010-12-06 2012-01-18
AJH258 TSE Ming Lun 謝銘倫 RE Asset Management 2012-01-26 2013-09-13
AJI197 CHOW Yip Shing 周業城 RE Dealing in Securities 2010-04-29 2013-08-01
AJI197 CHOW Yip Shing 周業城 RE Dealing in Futures Contracts 2010-04-29 2013-08-01
AJI197 CHOW Yip Shing 周業城 RE Advising on Securities 2010-04-29 2013-08-01
AJI405 LEE Wing Yee 李泳宜 RE Dealing in Securities 2009-12-10 2012-01-05
AJL604 CHUE Wai Hing 徐惠卿 RE Dealing in Securities 2010-07-02 2013-04-26
AJL604 CHUE Wai Hing 徐惠卿 RE Dealing in Futures Contracts 2010-07-02 2013-04-26
AKI404 LIU Ka Leung 廖家良 RE Dealing in Securities 2010-01-18 2015-12-30
AKI404 LIU Ka Leung 廖家良 RE Dealing in Futures Contracts 2010-01-18 2015-12-30
AKI404 LIU Ka Leung 廖家良 RE Leveraged Foreign Exchange Trading 2010-01-18 2014-10-20
AKP708 CHEUNG Shi Gaii, Sky 張士佳 RE Dealing in Securities 2010-08-02 2013-04-04
AKP708 CHEUNG Shi Gaii, Sky 張士佳 RE Dealing in Futures Contracts 2010-08-02 2013-04-04
AKP708 CHEUNG Shi Gaii, Sky 張士佳 RE Advising on Securities 2010-10-18 2013-04-04
AKP708 CHEUNG Shi Gaii, Sky 張士佳 RE Asset Management 2010-08-02 2013-04-04
ALA618 CHAN Pauline 陳麗文 RE Dealing in Securities 2011-04-19 2015-12-30
ALA618 CHAN Pauline 陳麗文 RE Dealing in Futures Contracts 2011-04-19 2015-12-30
ALG207 HON Ka Man, Roger 韓嘉文 RE Dealing in Securities 2010-12-06 2015-12-30
ALG207 HON Ka Man, Roger 韓嘉文 RE Dealing in Futures Contracts 2010-12-06 2015-12-30
ALG207 HON Ka Man, Roger 韓嘉文 RE Leveraged Foreign Exchange Trading 2010-12-06 2014-10-20
ALH987 KEE Chi Kwan 紀志坤 RE Dealing in Securities 2004-11-26 2006-11-16
ALH987 KEE Chi Kwan 紀志坤 RE Dealing in Securities 2007-07-27 2015-12-30
ALH987 KEE Chi Kwan 紀志坤 RO Dealing in Securities 2006-11-16 2007-07-27
ALH987 KEE Chi Kwan 紀志坤 RE Dealing in Futures Contracts 2005-07-08 2006-11-16
ALH987 KEE Chi Kwan 紀志坤 RE Dealing in Futures Contracts 2007-07-27 2015-12-30
ALH987 KEE Chi Kwan 紀志坤 RO Dealing in Futures Contracts 2006-11-16 2007-07-27
ALJ946 CHEN Miao-Ju 陳妙如 RO Asset Management 2016-03-16
ALJ988 LO Yi Pin 羅宜斌 RE Dealing in Securities 2010-03-24 2014-01-30
ALJ988 LO Yi Pin 羅宜斌 RE Dealing in Futures Contracts 2011-03-09 2014-01-30
ALL054 SUN Koon Kwan 辛冠群 RE Dealing in Securities 2009-12-14 2013-12-20
ALL054 SUN Koon Kwan 辛冠群 RE Dealing in Futures Contracts 2012-02-06 2013-12-20
ALL715 KUO Mou Chung 古茂松 RE Dealing in Securities 2004-11-26 2007-07-01
ALL715 KUO Mou Chung 古茂松 RE Dealing in Futures Contracts 2004-11-26 2007-07-01
ALN457 CHEN Shiuan-tai 陳烜台 RE Dealing in Securities 2004-12-06 2007-11-09
ALN457 CHEN Shiuan-tai 陳烜台 RE Dealing in Futures Contracts 2007-01-16 2007-11-09
ALO048 CHENG Chao-Ming 鄭昭明 RE Dealing in Securities 2005-01-15 2005-06-02
ALO048 CHENG Chao-Ming 鄭昭明 RE Dealing in Securities 2006-05-10 2007-03-31
ALO048 CHENG Chao-Ming 鄭昭明 RE Dealing in Futures Contracts 2005-02-17 2005-06-02
ALO048 CHENG Chao-Ming 鄭昭明 RE Dealing in Futures Contracts 2006-05-10 2007-03-31
ALO052 LAM Chi Hsin 林志興 RE Dealing in Securities 2004-12-16 2006-11-01
ALO052 LAM Chi Hsin 林志興 RE Dealing in Futures Contracts 2004-12-16 2006-11-01
ALP995 MAN Kwok Fai 文國輝 RE Dealing in Securities 2012-06-04 2012-12-11
ALP995 MAN Kwok Fai 文國輝 RE Dealing in Futures Contracts 2012-06-04 2012-12-11
ALQ830 CHAN Kin Ho 陳健豪 RE Dealing in Securities 2009-05-22 2011-01-07
ALQ830 CHAN Kin Ho 陳健豪 RE Dealing in Futures Contracts 2009-05-22 2011-01-07
ALQ830 CHAN Kin Ho 陳健豪 RE Leveraged Foreign Exchange Trading 2009-04-21 2011-01-07
ALR716 LEE Ching-Yi 李靜怡 RE Dealing in Securities 2011-02-21 2012-11-01
ALR989 CHOU I-chiang 周毅強 RE Dealing in Securities 2005-04-11 2006-02-27
ALR989 CHOU I-chiang 周毅強 RE Dealing in Securities 2007-01-29 2007-11-09
ALS425 KONG Yiu Chung 鄺耀宗 RE Dealing in Securities 2008-03-31 2011-03-01
ALS425 KONG Yiu Chung 鄺耀宗 RE Dealing in Securities 2011-04-18 2013-04-10
ALT865 LOW Po Man 劉寶民 RE Dealing in Securities 2009-05-26 2011-05-02
ALT865 LOW Po Man 劉寶民 RE Advising on Securities 2009-09-15 2011-05-02
ALU756 CHEN Chih-Yung 陳至勇 RE Dealing in Securities 2005-04-09 2006-04-19
ALU756 CHEN Chih-Yung 陳至勇 RO Dealing in Securities 2006-04-19 2013-02-16
ALU756 CHEN Chih-Yung 陳至勇 RO Advising on Securities 2007-01-15 2013-02-16
ALU756 CHEN Chih-Yung 陳至勇 RO Asset Management 2007-01-15 2013-02-16
ALW475 LEE Wei-Fang 李維芳 RE Dealing in Securities 2005-04-11 2012-06-01
ALW475 LEE Wei-Fang 李維芳 RE Dealing in Futures Contracts 2007-01-16 2012-06-01
ALW475 LEE Wei-Fang 李維芳 RE Leveraged Foreign Exchange Trading 2009-03-04 2012-06-01
ALY230 TSE Kwan Ho, Raymond 謝君豪 RE Dealing in Securities 2006-06-01 2010-04-28
AMB348 IP Wai Cheuk, Raymond 葉偉焯 RE Advising on Securities 2010-08-13 2012-05-08
AMB348 IP Wai Cheuk, Raymond 葉偉焯 RE Asset Management 2010-08-13 2012-05-08
AME077 HUANG Chao-Tang 黃昭棠 RE Dealing in Securities 2005-07-15 2006-11-30
AME890 LEUNG Chu Hei 梁主曦 RE Dealing in Securities 2007-08-20 2010-04-16
AMF746 CHOU Chuk Nam 周速楠 RE Advising on Corporate Finance 2005-07-13 2007-08-01
AMF908 LEE Kwok Fung 李國峯 RE Dealing in Securities 2010-04-29 2015-12-30
AMF908 LEE Kwok Fung 李國峯 RE Dealing in Futures Contracts 2010-04-29 2015-12-30
AMF908 LEE Kwok Fung 李國峯 RE Leveraged Foreign Exchange Trading 2010-04-29 2014-10-20
AMH260 CHEN I-Hsien 陳益賢 RE Dealing in Securities 2005-09-07 2007-10-18
AMH260 CHEN I-Hsien 陳益賢 RE Dealing in Futures Contracts 2007-01-16 2007-10-18
AMH266 CHEN Nan-Shou RE Dealing in Securities 2005-09-07 2006-02-27
AMK305 IP Shun Yin 葉舜賢 RE Dealing in Securities 2009-12-03 2009-12-07
AMK305 IP Shun Yin 葉舜賢 RE Dealing in Futures Contracts 2009-12-03 2009-12-07
AML182 WEI Chung-Liang 韋忠良 RE Dealing in Securities 2005-10-21 2007-11-09
AML182 WEI Chung-Liang 韋忠良 RE Dealing in Securities 2008-03-28 2008-09-01
AML182 WEI Chung-Liang 韋忠良 RO Dealing in Securities 2010-12-07 2012-03-21
AML182 WEI Chung-Liang 韋忠良 RE Dealing in Futures Contracts 2007-01-16 2007-11-09
AMM078 LAU Ka Chun 劉家駿 RE Dealing in Securities 2011-01-28 2011-05-19
AMM078 LAU Ka Chun 劉家駿 RE Dealing in Futures Contracts 2011-01-28 2011-05-19
AMQ583 CHAN Chor Man 陳楚民 RE Dealing in Securities 2010-04-16 2013-09-13
AMQ583 CHAN Chor Man 陳楚民 RE Dealing in Futures Contracts 2010-04-16 2013-09-13
AMR811 LAI Tsao Lung 賴朝隆 RO Dealing in Securities 2005-12-09 2007-03-31
AMS280 LEE Yi-Ying 李怡瑩 RE Dealing in Securities 2005-12-30 2007-11-09
AMS280 LEE Yi-Ying 李怡瑩 RE Dealing in Securities 2008-04-17 2012-06-01
AMS280 LEE Yi-Ying 李怡瑩 RE Dealing in Futures Contracts 2007-01-16 2007-11-09
AMT934 FONG Man Chun, Alen 方文俊 RE Dealing in Securities 2009-11-06 2013-08-01
AMT934 FONG Man Chun, Alen 方文俊 RE Advising on Securities 2009-11-06 2013-08-01
ANB756 LIU Wei Cheng Wayne RE Dealing in Securities 2006-04-12 2007-12-31
ANB756 LIU Wei Cheng Wayne RE Dealing in Futures Contracts 2006-04-12 2007-12-31
ANB756 LIU Wei Cheng Wayne RE Advising on Securities 2007-07-19 2007-12-31
ANB756 LIU Wei Cheng Wayne RE Advising on Securities 2010-11-11 2010-12-21
ANB756 LIU Wei Cheng Wayne RE Asset Management 2007-07-19 2007-12-31
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Securities 2011-02-15 2015-12-30
ANB792 HUNG Lap Tung 洪立東 RE Dealing in Futures Contracts 2011-02-15 2015-12-30
ANB792 HUNG Lap Tung 洪立東 RE Leveraged Foreign Exchange Trading 2011-08-29 2014-10-20
ANB798 CHAN Cherk Him, Simon 陳卓謙 RE Dealing in Securities 2009-09-29 2012-08-01
ANB798 CHAN Cherk Him, Simon 陳卓謙 RE Dealing in Futures Contracts 2009-09-29 2012-08-01
ANB798 CHAN Cherk Him, Simon 陳卓謙 RE Leveraged Foreign Exchange Trading 2009-09-29 2010-04-29
ANE980 WU Chih-Wei 吳志偉 RE Dealing in Securities 2006-03-22 2007-11-09
ANE980 WU Chih-Wei 吳志偉 RE Dealing in Futures Contracts 2006-03-22 2007-11-09
ANG810 YEH Chia-Hao 葉家豪 RE Dealing in Securities 2006-05-23 2007-02-28
ANG810 YEH Chia-Hao 葉家豪 RE Dealing in Securities 2008-06-20 2010-10-01
ANG810 YEH Chia-Hao 葉家豪 RE Dealing in Futures Contracts 2006-05-23 2007-02-28
ANG810 YEH Chia-Hao 葉家豪 RE Dealing in Futures Contracts 2008-06-20 2010-10-01
ANI808 FU Kuang-Chih 傅光智 RE Dealing in Securities 2006-06-13 2007-11-09
ANI808 FU Kuang-Chih 傅光智 RE Dealing in Securities 2008-03-28 2012-06-01
ANI808 FU Kuang-Chih 傅光智 RE Dealing in Futures Contracts 2007-01-16 2007-11-09
ANI808 FU Kuang-Chih 傅光智 RE Leveraged Foreign Exchange Trading 2009-03-04 2012-06-01
ANI955 LEUNG Chun Kit 梁俊傑 RE Dealing in Securities 2009-08-21 2010-09-30
ANL057 TSAI Ming-Hsiao 蔡明孝 RE Dealing in Securities 2010-09-03 2011-03-23
ANL057 TSAI Ming-Hsiao 蔡明孝 RO Dealing in Securities 2011-03-23 2011-07-01
ANM109 LUI Wang Ho 雷宏灝 RE Advising on Securities 2008-06-05 2009-02-20
ANM109 LUI Wang Ho 雷宏灝 RE Asset Management 2008-06-05 2009-02-20
ANQ469 WANG Howard RE Dealing in Securities 2006-08-17 2006-11-01
ANQ469 WANG Howard RE Dealing in Futures Contracts 2006-08-17 2006-11-01
ANQ542 NG Chi Him, Sam 吳子謙 RE Dealing in Securities 2009-08-21 2010-09-30
ANQ542 NG Chi Him, Sam 吳子謙 RE Dealing in Futures Contracts 2009-08-21 2010-09-30
ANR464 LEUNG Wai Kan, Kathie 梁僡芹 RE Dealing in Securities 2008-02-26 2010-03-24
ANT542 KWAN Hoi Ngai, Michael 關鎧毅 RE Leveraged Foreign Exchange Trading 2010-02-24 2010-05-17
ANV138 HSU Chun-Yi 徐君毅 RE Dealing in Securities 2008-04-09 2011-06-16
ANV138 HSU Chun-Yi 徐君毅 RE Leveraged Foreign Exchange Trading 2009-03-04 2011-06-16
AOB158 TSANG Chi Kong, Timothy 曾志剛 RE Dealing in Securities 2007-10-30 2010-04-28
AOB158 TSANG Chi Kong, Timothy 曾志剛 RE Dealing in Futures Contracts 2007-10-30 2010-04-28
AOB388 FUNG Ching Wan, Jackie 馮青雲 RE Dealing in Securities 2010-08-23 2011-04-14
AOB388 FUNG Ching Wan, Jackie 馮青雲 RE Dealing in Futures Contracts 2010-08-23 2011-04-14
AOD513 WANG Ting-Wei 王鼎偉 RE Dealing in Securities 2006-11-09 2007-03-31
AOD513 WANG Ting-Wei 王鼎偉 RE Dealing in Futures Contracts 2006-11-09 2007-03-31
AOE456 CHENG Chi Fung 鄭智鋒 RE Dealing in Securities 2011-01-31 2011-03-09
AOE456 CHENG Chi Fung 鄭智鋒 RE Dealing in Futures Contracts 2011-01-31 2011-03-09
AOE456 CHENG Chi Fung 鄭智鋒 RE Leveraged Foreign Exchange Trading 2011-01-31 2011-03-09
AOG390 ZHAO Hui 趙滙 RE Advising on Corporate Finance 2006-12-12 2007-07-16
AOH949 WONG Pui Yuen, Bryan 黃沛源 RE Dealing in Securities 2009-02-23 2012-09-29
AOH949 WONG Pui Yuen, Bryan 黃沛源 RE Dealing in Futures Contracts 2009-02-23 2012-09-29
AOH949 WONG Pui Yuen, Bryan 黃沛源 RE Leveraged Foreign Exchange Trading 2009-02-23 2012-09-29
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Dealing in Securities 2011-05-19 2015-03-20
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Dealing in Futures Contracts 2011-05-19 2015-03-20
AOJ441 LEUNG Wai Wa, Terry 梁偉華 RE Leveraged Foreign Exchange Trading 2011-05-25 2014-10-20
AOL311 HSU Ching-Ching 許青菁 RE Dealing in Securities 2011-03-11 2011-05-10
AOL313 WONG Hak Wai 黃克淮 RE Dealing in Securities 2007-03-13 2008-02-13
AOL313 WONG Hak Wai 黃克淮 RE Dealing in Futures Contracts 2007-03-13 2008-02-13
AOM982 LAM Tsz Lung 林子龍 RE Dealing in Securities 2009-02-16 2011-08-09
AOM982 LAM Tsz Lung 林子龍 RE Dealing in Futures Contracts 2009-02-16 2011-08-09
AOO804 WONG Hoi Lam 王鎧霖 RE Dealing in Securities 2007-04-11 2007-06-14
AOR113 SUNG Siu Hang, Sennen 宋兆恆 RE Dealing in Securities 2010-01-27 2013-09-13
AOR113 SUNG Siu Hang, Sennen 宋兆恆 RE Dealing in Futures Contracts 2010-01-27 2013-09-13
AOS417 CHAN Yiu Man 陳耀民 RE Dealing in Securities 2009-05-25 2016-04-11
AOS417 CHAN Yiu Man 陳耀民 RE Dealing in Futures Contracts 2009-05-25 2012-06-27
AOS417 CHAN Yiu Man 陳耀民 RO Dealing in Futures Contracts 2012-06-27 2016-04-11
AOS417 CHAN Yiu Man 陳耀民 RE Leveraged Foreign Exchange Trading 2009-05-25 2010-10-25
AOS417 CHAN Yiu Man 陳耀民 RO Leveraged Foreign Exchange Trading 2010-10-25 2014-10-20
AOS417 CHAN Yiu Man 陳耀民 RO Advising on Futures Contracts 2012-06-27 2013-08-01
AOT336 TAM Oi Yee, Irene 譚愛怡 RE Dealing in Securities 2009-06-12 2011-05-02
AOT665 LAU Hoi Yue, Jeffrey 劉凱宇 RE Advising on Securities 2010-03-19 2011-01-01
AOT860 FU Ka Ho 傅家豪 RE Dealing in Securities 2009-07-20 2012-03-05
AOT860 FU Ka Ho 傅家豪 RE Dealing in Securities 2012-05-23 2012-11-02
AOT860 FU Ka Ho 傅家豪 RE Dealing in Futures Contracts 2009-07-20 2012-03-05
AOT860 FU Ka Ho 傅家豪 RE Dealing in Futures Contracts 2012-05-23 2012-11-02
AOU145 CHEN Ping-chiao 陳品橋 RE Dealing in Securities 2007-04-11 2007-11-09
AOU145 CHEN Ping-chiao 陳品橋 RE Dealing in Securities 2008-03-28 2008-05-20
AOU145 CHEN Ping-chiao 陳品橋 RE Dealing in Futures Contracts 2007-04-11 2007-11-09
AOU147 HO Wai Chu 何位珠 RE Dealing in Securities 2007-05-30 2011-10-12
AOU147 HO Wai Chu 何位珠 RE Dealing in Futures Contracts 2007-05-30 2011-10-12
AOU147 HO Wai Chu 何位珠 RE Leveraged Foreign Exchange Trading 2009-03-03 2011-10-12
AOV782 SIU Man Kit 蕭文傑 RE Dealing in Securities 2008-11-28 2011-01-16
AOV782 SIU Man Kit 蕭文傑 RE Dealing in Futures Contracts 2008-11-28 2011-01-16
AOV782 SIU Man Kit 蕭文傑 RE Leveraged Foreign Exchange Trading 2008-09-26 2011-01-16
AOX654 WONG Siu Ching 黃少清 RE Dealing in Securities 2009-05-26 2011-05-02
AOX654 WONG Siu Ching 黃少清 RE Advising on Securities 2010-08-03 2011-05-02
AOY173 CHEN Mang-Yi 陳嫚儀 RE Dealing in Securities 2007-05-29 2009-09-14
AOY173 CHEN Mang-Yi 陳嫚儀 RE Dealing in Futures Contracts 2007-05-29 2009-09-14
AOY514 LIU Kuo-ping 劉國萍 RE Dealing in Securities 2007-05-25 2009-07-31
AOY548 LUK Tit Pui 陸秩沛 RE Dealing in Securities 2009-03-05 2009-06-16
AOY548 LUK Tit Pui 陸秩沛 RE Dealing in Futures Contracts 2009-03-05 2009-06-16
APA395 HA Hiu Lam, Ron 夏曉嵐 RE Dealing in Securities 2010-10-27 2011-05-23
APA643 TAO Hung-te 陶宏德 RO Dealing in Securities 2009-02-25 2009-08-25
APA643 TAO Hung-te 陶宏德 RO Dealing in Futures Contracts 2007-07-23 2010-06-30
APB222 WEN Kuo-Hui 溫國輝 RE Dealing in Securities 2011-01-11 2012-02-01
APB340 SO Wai Tak 蘇煒德 RE Dealing in Securities 2007-06-05 2009-07-31
APB340 SO Wai Tak 蘇煒德 RE Dealing in Futures Contracts 2007-07-20 2009-07-31
APB444 LIN Yu-Feng 林裕峰 RE Dealing in Securities 2011-03-14 2012-06-01
APC059 CHEUNG Man Wai 張文偉 RE Dealing in Securities 2009-04-28 2011-02-01
APC074 CHAN Kin Leung 陳建良 RE Dealing in Securities 2010-03-01 2011-06-16
APC074 CHAN Kin Leung 陳建良 RE Advising on Securities 2010-02-02 2010-03-01
APC074 CHAN Kin Leung 陳建良 RO Advising on Securities 2010-03-01 2011-06-16
APC074 CHAN Kin Leung 陳建良 RE Asset Management 2010-02-02 2010-03-01
APC074 CHAN Kin Leung 陳建良 RO Asset Management 2010-03-01 2011-06-16
APF049 LIU Chi Hang 廖智行 RE Dealing in Securities 2008-01-23 2009-01-19
APF050 LAM Fung 林峰 RE Dealing in Securities 2008-01-23 2010-03-01
APF559 LIN Yu-Hsien 林于仙 RE Dealing in Securities 2007-08-17 2008-04-25
APF559 LIN Yu-Hsien 林于仙 RE Dealing in Futures Contracts 2007-08-17 2008-04-25
APF562 CHEN Yu-ting 陳昱廷 RE Dealing in Securities 2007-08-17 2007-10-01
APF562 CHEN Yu-ting 陳昱廷 RE Dealing in Futures Contracts 2007-08-17 2007-10-01
APG485 CHEN Chao-wei 陳兆蔚 RE Dealing in Securities 2007-09-04 2008-07-12
APG485 CHEN Chao-wei 陳兆蔚 RE Dealing in Futures Contracts 2007-09-04 2008-07-12
APG491 HO Yuan Pang 何原榜 RE Dealing in Securities 2007-09-04 2011-06-16
APG491 HO Yuan Pang 何原榜 RE Dealing in Futures Contracts 2007-09-04 2011-06-16
APL587 LIU Chieh Ju 劉潔如 RE Dealing in Securities 2009-02-26 2009-10-01
APL587 LIU Chieh Ju 劉潔如 RE Dealing in Futures Contracts 2009-02-26 2009-10-01
APL587 LIU Chieh Ju 劉潔如 RE Advising on Securities 2009-03-23 2009-10-01
APL587 LIU Chieh Ju 劉潔如 RE Advising on Futures Contracts 2009-03-23 2009-10-01
APM100 HUANG Li Nien 黃麗年 RE Dealing in Securities 2008-04-18 2012-06-01
APN786 LIN Chia-Pei 林佳佩 RE Dealing in Securities 2009-09-01
APN786 LIN Chia-Pei 林佳佩 RE Dealing in Futures Contracts 2011-05-12
APO545 LIN Po-ching 林帛靜 RE Dealing in Futures Contracts 2007-09-05 2008-10-02
APO656 IP Wun Tai, Mandy 葉煥娣 RE Dealing in Securities 2011-03-14 2011-07-26
APO868 CHANG Hsien-Chun 張憲鈞 RE Dealing in Securities 2011-03-18 2012-06-01
APQ238 LAW Hoi Ching, Natalie 羅凱晴 RE Dealing in Securities 2010-07-09 2012-01-22
APQ282 CHAN Pui Sze, Cat 陳佩詩 RE Dealing in Securities 2009-12-14 2010-07-30
APQ350 CHAN Ka Yu 陳嘉瑜 RE Dealing in Securities 2009-05-26 2013-04-10
APQ350 CHAN Ka Yu 陳嘉瑜 RE Advising on Securities 2009-09-15 2013-04-10
APQ499 SAN Ho Yin 辛浩然 RE Dealing in Securities 2009-07-20 2011-12-01
APT080 CHEN Ming-Li 陳明莉 RE Dealing in Securities 2007-11-12 2012-06-01
APT080 CHEN Ming-Li 陳明莉 RE Leveraged Foreign Exchange Trading 2009-03-04 2012-06-01
APU612 LEE Pui Kwan 李佩群 RE Dealing in Securities 2011-01-31 2014-08-29
APU612 LEE Pui Kwan 李佩群 RE Dealing in Futures Contracts 2012-08-02 2014-08-29
APV204 LAI Tsz Lung 黎子龍 RE Dealing in Securities 2009-03-20 2009-05-15
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Securities 2011-08-24 2015-04-27
APV517 WONG Pui Ying 黃珮瑛 RE Dealing in Futures Contracts 2011-08-24 2015-04-27
APV517 WONG Pui Ying 黃珮瑛 RE Leveraged Foreign Exchange Trading 2011-08-24 2014-10-20
APZ093 FU Yuet Wan 傅月雲 RE Dealing in Securities 2012-07-30 2013-05-22
APZ159 YANG Pai Ling 楊百齡 RE Dealing in Securities 2009-03-10 2009-10-01
APZ159 YANG Pai Ling 楊百齡 RE Dealing in Futures Contracts 2009-03-10 2009-10-01
APZ159 YANG Pai Ling 楊百齡 RE Advising on Securities 2009-03-23 2009-10-01
APZ159 YANG Pai Ling 楊百齡 RE Advising on Futures Contracts 2009-03-23 2009-10-01
AQA155 LIU Kao-Jen 柳高仁 RE Dealing in Securities 2009-04-02 2012-06-01
AQA155 LIU Kao-Jen 柳高仁 RE Dealing in Futures Contracts 2009-06-17 2012-06-01
AQA217 CHAN Tsan Hung, Alex 陳燦雄 RE Dealing in Securities 2009-04-29 2011-08-03
AQA217 CHAN Tsan Hung, Alex 陳燦雄 RE Dealing in Futures Contracts 2009-04-29 2011-08-03
AQA217 CHAN Tsan Hung, Alex 陳燦雄 RE Leveraged Foreign Exchange Trading 2009-04-29 2011-08-03
AQA460 LIN Vicky Ming-jiun 林明君 RE Advising on Securities 2008-08-28 2010-12-22
AQA460 LIN Vicky Ming-jiun 林明君 RE Asset Management 2008-09-30 2010-12-22
AQA809 LUI Man Wah 呂文華 RE Dealing in Securities 2008-12-12 2009-06-03
AQA983 TANG Kai Chung 鄧啟聰 RE Dealing in Securities 2011-12-30 2013-03-27
AQA983 TANG Kai Chung 鄧啟聰 RE Dealing in Futures Contracts 2011-12-30 2013-03-27
AQC828 LIANG Juntao 梁俊濤 RE Dealing in Securities 2008-01-15 2011-12-02
AQC828 LIANG Juntao 梁俊濤 RE Dealing in Futures Contracts 2009-01-29 2011-12-02
AQD360 CHEN Chih-ching 陳志清 RE Advising on Securities 2011-03-29 2011-07-29
AQD493 HUNG An-Yu 洪安裕 RE Asset Management 2007-12-10 2008-12-10
AQE295 MA Hing Cheong 馬慶昌 RE Dealing in Securities 2009-03-24 2009-04-28
AQE456 OU Hung Chieh 歐宏杰 RE Dealing in Securities 2008-02-11 2008-09-12
AQE456 OU Hung Chieh 歐宏杰 RO Advising on Securities 2008-02-11 2011-07-10
AQE456 OU Hung Chieh 歐宏杰 RE Asset Management 2010-12-15 2011-07-10
AQE946 HUNG Siu Wah 孔少華 RE Dealing in Securities 2008-06-05 2009-07-06
AQE946 HUNG Siu Wah 孔少華 RE Dealing in Futures Contracts 2008-06-05 2009-07-06
AQE946 HUNG Siu Wah 孔少華 RE Leveraged Foreign Exchange Trading 2008-09-30 2009-07-06
AQJ712 TAI Chuan-Huang 戴傳晃 RE Dealing in Securities 2009-04-06 2011-09-30
AQJ777 CHEUNG See Ling 張思玲 RE Dealing in Securities 2008-02-21 2016-01-23
AQJ777 CHEUNG See Ling 張思玲 RE Dealing in Futures Contracts 2008-07-17 2016-01-23
AQJ777 CHEUNG See Ling 張思玲 RE Leveraged Foreign Exchange Trading 2008-08-28 2014-10-20
AQJ961 WOLHARDT Allan Keh 華安倫 RE Advising on Corporate Finance 2010-03-17 2012-03-16
AQL493 LAM Shun 林順 RE Dealing in Securities 2010-01-12 2013-08-09
AQL493 LAM Shun 林順 RE Dealing in Futures Contracts 2010-01-12 2013-08-09
AQL493 LAM Shun 林順 RE Advising on Securities 2010-01-12 2013-08-09
AQN542 HUANG Ting-Yu 黃亭瑜 RE Dealing in Securities 2011-10-27
AQN542 HUANG Ting-Yu 黃亭瑜 RE Dealing in Futures Contracts 2011-10-27
AQO310 CHAN King Lok 陳敬樂 RE Dealing in Securities 2010-05-18 2015-12-30
AQO504 LIAO You Sheng 廖友生 RE Dealing in Securities 2012-08-03 2012-09-29
AQP744 YIP Chun Kuen, Eddy 葉俊權 RE Dealing in Securities 2010-06-30 2013-04-10
AQP747 TAM Sze Chun 譚思進 RE Dealing in Securities 2009-02-16 2009-09-30
AQQ102 LIN Hsiu-Hui 林秀惠 RO Dealing in Futures Contracts 2011-11-16 2013-04-30
AQQ102 LIN Hsiu-Hui 林秀惠 RO Advising on Futures Contracts 2011-11-16 2013-04-30
AQQ103 CHIANG Wei-Yuan 江偉源 RO Dealing in Futures Contracts 2011-11-18 2013-04-30
AQQ103 CHIANG Wei-Yuan 江偉源 RO Advising on Futures Contracts 2011-11-18 2013-04-30
AQQ108 NG Pak Lin 伍柏廉 RE Advising on Corporate Finance 2010-03-17 2011-04-01
AQQ255 CHAN Hoi Hung 陳凱鴻 RE Dealing in Securities 2008-11-07 2009-09-07
AQQ491 LIU Ngo Tin 廖傲天 RE Dealing in Securities 2010-02-05 2011-02-02
AQQ527 HUANG Hua-Lun 黃華倫 RE Dealing in Securities 2008-05-23 2012-06-01
AQQ527 HUANG Hua-Lun 黃華倫 RE Dealing in Futures Contracts 2008-05-23 2012-06-01
AQU620 LO Yun-Hsi 羅云希 RE Dealing in Securities 2008-05-14 2010-06-14
AQU620 LO Yun-Hsi 羅云希 RE Dealing in Securities 2011-12-09 2014-12-06
AQU620 LO Yun-Hsi 羅云希 RE Dealing in Futures Contracts 2012-01-10 2014-12-06
AQU980 WONG Wang Yum 王宏鑫 RE Dealing in Securities 2010-10-11 2011-01-12
AQU980 WONG Wang Yum 王宏鑫 RE Advising on Securities 2010-10-11 2011-01-12
AQW037 HAU King Hung 侯景紅 RE Dealing in Securities 2008-04-17 2012-01-01
AQW224 HO Tin Shing 何天成 RE Advising on Securities 2010-07-09 2011-06-01
AQW224 HO Tin Shing 何天成 RE Asset Management 2010-07-09 2011-06-01
AQW569 LU Chin-Hsing 呂進興 RE Dealing in Securities 2010-03-19 2011-01-24
AQW569 LU Chin-Hsing 呂進興 RE Dealing in Futures Contracts 2010-03-19 2011-01-24
AQW770 YEH Chia-wen 葉嘉雯 RE Advising on Securities 2009-01-09 2010-08-01
AQW770 YEH Chia-wen 葉嘉雯 RO Advising on Securities 2008-07-11 2009-01-09
AQZ553 XIE Hongjun 謝鴻俊 RE Dealing in Securities 2008-06-05 2012-12-01
AQZ553 XIE Hongjun 謝鴻俊 RE Dealing in Futures Contracts 2008-08-07 2012-12-01
ARA303 TSE Cheuk Kit 謝卓傑 RE Dealing in Securities 2010-06-30 2010-12-22
ARA303 TSE Cheuk Kit 謝卓傑 RE Dealing in Futures Contracts 2010-06-30 2010-12-22
ARA303 TSE Cheuk Kit 謝卓傑 RE Leveraged Foreign Exchange Trading 2010-06-30 2010-12-22
ARA879 LIAO Chia-Hui 廖家慧 RE Dealing in Securities 2009-04-02 2013-10-13
ARB165 CHAU Kwan Kit 周均傑 RE Advising on Corporate Finance 2010-03-17 2011-03-09
ARB703 WANG Yun-hsiu 王允秀 RE Dealing in Securities 2009-06-19 2013-11-29
ARB955 HO Cho Ki 何祖祈 RE Dealing in Securities 2011-05-03 2011-10-27
ARB955 HO Cho Ki 何祖祈 RE Dealing in Securities 2012-04-19 2014-02-21
ARB955 HO Cho Ki 何祖祈 RE Dealing in Futures Contracts 2011-05-03 2011-10-27
ARB955 HO Cho Ki 何祖祈 RE Dealing in Futures Contracts 2012-04-19 2014-02-21
ARB955 HO Cho Ki 何祖祈 RE Leveraged Foreign Exchange Trading 2011-05-03 2011-10-27
ARB955 HO Cho Ki 何祖祈 RE Leveraged Foreign Exchange Trading 2012-04-19 2014-02-21
ARC079 MOK Ka Keung 莫家強 RE Dealing in Securities 2010-03-29 2010-12-30
ARC079 MOK Ka Keung 莫家強 RE Dealing in Futures Contracts 2010-03-29 2010-12-30
ARE467 PENG Wen-ying 彭文嫈 RE Dealing in Securities 2009-08-05 2012-09-01
ARE818 HSU Chih-Wen 徐志文 RO Dealing in Securities 2009-03-12 2009-09-12
ARE818 HSU Chih-Wen 徐志文 RO Dealing in Futures Contracts 2009-03-12 2009-09-12
ARE818 HSU Chih-Wen 徐志文 RO Leveraged Foreign Exchange Trading 2008-07-14 2011-08-01
ARF694 WANG Tsai-Yun 王彩雲 RE Dealing in Securities 2008-08-04 2012-06-01
ARG223 CHEN Chuan-Hsin 陳泉鑫 RO Dealing in Securities 2010-11-08 2012-02-03
ARG571 YEUNG Chun Pong 楊振邦 RE Dealing in Securities 2009-12-14 2010-10-22
ARG571 YEUNG Chun Pong 楊振邦 RE Dealing in Futures Contracts 2009-12-14 2010-10-22
ARG815 NG Wai Sze 吳惠詩 RE Dealing in Securities 2008-07-07 2014-08-01
ARJ010 WONG Wai Yan 黃慧欣 RE Dealing in Securities 2008-08-28 2012-08-01
ARJ018 SHEN Ching-Yen 沈青燕 RE Dealing in Securities 2008-09-18 2009-11-12
ARO896 PUI Jerry 貝祖銘 RE Dealing in Securities 2009-08-27 2015-10-21
ARP592 DONG Hongbo 董洪波 RE Dealing in Securities 2008-10-22 2008-10-31
ARS797 YU Yuan Tsung 余遠宗 RE Dealing in Securities 2009-03-17 2010-07-31
ARS797 YU Yuan Tsung 余遠宗 RE Dealing in Futures Contracts 2008-10-14 2010-07-31
ART449 CHEN Shu-Chi 陳素姬 RE Dealing in Securities 2009-01-09 2010-06-07
ART449 CHEN Shu-Chi 陳素姬 RE Leveraged Foreign Exchange Trading 2009-03-04 2010-06-07
ART450 CHANG Yu-Wei 張玉薇 RE Dealing in Securities 2009-01-12 2009-06-16
ART994 CHEN Yinyi 陳引怡 RE Advising on Securities 2008-12-08 2010-07-21
ART994 CHEN Yinyi 陳引怡 RE Asset Management 2010-07-21 2011-07-16
ART996 CHEN Yun-Lu 陳韻聿 RE Advising on Securities 2008-12-22 2009-03-25
ARU276 LEUNG Kin Yee 梁健兒 RE Dealing in Securities 2011-03-08 2011-10-15
ARU276 LEUNG Kin Yee 梁健兒 RE Dealing in Futures Contracts 2011-08-04 2011-10-15
ARV785 LAN Shu Hua 藍淑樺 RE Dealing in Securities 2012-02-01 2013-11-22
ARW168 CHAN King Ki, Celia 陳景琪 RE Dealing in Securities 2009-01-29 2010-05-13
ARW168 CHAN King Ki, Celia 陳景琪 RE Dealing in Futures Contracts 2009-01-29 2010-05-13
ARW168 CHAN King Ki, Celia 陳景琪 RE Leveraged Foreign Exchange Trading 2008-12-18 2010-05-13
ARW215 LEUNG Ka Man 梁嘉文 RE Dealing in Securities 2010-05-18 2013-05-22
ARW215 LEUNG Ka Man 梁嘉文 RE Advising on Securities 2010-05-18 2013-05-22
ASC683 WU Bin 吳斌 RE Dealing in Securities 2009-01-20 2012-12-01
ASC683 WU Bin 吳斌 RE Dealing in Futures Contracts 2011-03-17 2012-12-01
ASD084 LEE Franky Chi Ho 李志豪 RE Dealing in Securities 2011-03-29 2012-06-01
ASD145 WONG Wai Lun 黃維倫 RE Dealing in Securities 2009-09-03 2010-03-31
ASE457 CHIU Kuo-Yang 邱國洋 RE Dealing in Securities 2009-01-02 2012-06-01
ASE457 CHIU Kuo-Yang 邱國洋 RE Dealing in Futures Contracts 2009-03-17 2012-06-01
ASE457 CHIU Kuo-Yang 邱國洋 RE Leveraged Foreign Exchange Trading 2009-03-17 2012-06-01
ASE457 CHIU Kuo-Yang 邱國洋 RE Advising on Securities 2009-01-02 2012-06-01
ASE457 CHIU Kuo-Yang 邱國洋 RE Advising on Futures Contracts 2009-03-17 2012-06-01
ASE458 PONG Chui Ming 龐翠明 RE Dealing in Securities 2009-02-06 2011-01-17
ASE458 PONG Chui Ming 龐翠明 RE Dealing in Futures Contracts 2009-06-25 2011-01-17
ASG528 CHENG Hsin-I 鄭昕宜 RE Dealing in Securities 2009-02-26 2009-12-31
ASG528 CHENG Hsin-I 鄭昕宜 RE Dealing in Futures Contracts 2009-02-26 2009-12-31
ASH945 WANG Pao-Chang 王保章 RE Dealing in Securities 2010-08-03 2012-06-01
ASI047 TSE Wing See, Regina 謝穎思 RE Dealing in Securities 2009-03-03 2009-08-11
ASJ679 LIU Xue 劉雪 RE Dealing in Securities 2009-02-04 2010-03-02
ASJ679 LIU Xue 劉雪 RE Dealing in Futures Contracts 2009-05-19 2010-03-02
ASJ679 LIU Xue 劉雪 RE Leveraged Foreign Exchange Trading 2009-02-04 2010-03-02
ASJ679 LIU Xue 劉雪 RE Advising on Securities 2009-02-04 2010-03-02
ASJ679 LIU Xue 劉雪 RE Advising on Futures Contracts 2009-05-19 2010-03-02
ASK367 LIN Verna Yu-ting 林玉婷 RE Dealing in Securities 2009-02-05 2012-08-01
ASK367 LIN Verna Yu-ting 林玉婷 RE Advising on Securities 2009-02-05 2010-04-19
ASK367 LIN Verna Yu-ting 林玉婷 RE Asset Management 2009-02-05 2010-04-19
ASM080 LIN Yen-Chun 林彥君 RE Dealing in Securities 2009-02-25 2012-01-30
ASM207 WONG Hin Lun, Brian 黃顯倫 RE Dealing in Securities 2009-03-02 2012-08-01
ASM207 WONG Hin Lun, Brian 黃顯倫 RE Dealing in Futures Contracts 2011-05-17 2012-08-01
ASM208 CHONG Yuk Yan 莊旭仁 RE Dealing in Securities 2009-03-02 2009-06-05
ASO238 CHEUNG Yun Tim 張潤添 RE Dealing in Securities 2009-03-17 2011-07-23
ASO239 CHAN Hei Ming 陳希明 RE Dealing in Securities 2009-03-12 2011-05-19
ASO239 CHAN Hei Ming 陳希明 RE Dealing in Futures Contracts 2009-03-12 2011-05-19
ASO240 LEUNG Ming Yin, Philip 梁銘賢 RE Dealing in Securities 2009-03-11 2011-12-28
ASO895 CHAN Chun Yin Christopher 陳俊彥 RE Dealing in Securities 2009-03-18 2010-03-03
ASO895 CHAN Chun Yin Christopher 陳俊彥 RE Dealing in Futures Contracts 2009-03-18 2010-03-03
ASO897 LAM Ho Kei, Edmund 林浩基 RE Dealing in Securities 2009-03-18 2009-05-06
ASP979 YUEN Wai Kin 袁偉健 RE Dealing in Securities 2009-11-11 2010-08-15
ASS266 HUANG Tzu-Yi 黃子宜 RO Dealing in Securities 2009-05-22 2010-07-31
ASS291 CHAN Man Chiu 陳文超 RE Dealing in Securities 2010-04-27 2010-07-17
ASS291 CHAN Man Chiu 陳文超 RE Dealing in Futures Contracts 2010-04-27 2010-07-17
ASZ376 LEE Man Sa 利曼莎 RE Dealing in Securities 2010-08-20 2012-01-14
ASZ376 LEE Man Sa 利曼莎 RE Dealing in Futures Contracts 2010-10-04 2012-01-14
ATE588 CHAN Ping Tong 陳炳堂 RE Dealing in Securities 2010-05-14 2010-07-17
ATE588 CHAN Ping Tong 陳炳堂 RE Dealing in Futures Contracts 2010-05-14 2010-07-17
ATH710 JHANG Sin-Lun 張心倫 RE Dealing in Securities 2009-07-06 2012-05-22
ATM468 LI Man Wui 李文滙 RE Dealing in Securities 2009-07-30 2010-03-15
ATM468 LI Man Wui 李文滙 RE Dealing in Futures Contracts 2009-07-30 2010-03-15
ATO706 CHAN Che Yan 陳智仁 RE Dealing in Securities 2010-04-14 2010-09-30
ATO706 CHAN Che Yan 陳智仁 RE Dealing in Futures Contracts 2010-04-14 2010-09-30
ATO784 FONG Chiu Chi 方超賜 RE Dealing in Securities 2009-09-18 2009-11-16
ATR165 FUNG King Hong 馮景康 RE Dealing in Securities 2009-08-31 2012-08-18
ATR165 FUNG King Hong 馮景康 RE Dealing in Futures Contracts 2010-12-06 2012-08-18
ATS874 FONG Yu 方瑜 RE Dealing in Securities 2010-03-05 2015-12-30
ATS874 FONG Yu 方瑜 RE Dealing in Futures Contracts 2010-03-05 2015-12-30
ATS954 POON Ka Wing 潘家榮 RE Dealing in Securities 2010-09-07 2015-12-04
ATS954 POON Ka Wing 潘家榮 RE Dealing in Futures Contracts 2010-09-07 2015-12-04
ATT869 YIP Yin 葉燕 RE Dealing in Securities 2009-09-18 2012-03-01
ATT869 YIP Yin 葉燕 RE Dealing in Futures Contracts 2010-04-22 2012-03-01
ATW450 YE Liuxin 葉柳鑫 RE Dealing in Securities 2009-10-30 2012-09-12
ATW450 YE Liuxin 葉柳鑫 RE Dealing in Futures Contracts 2011-10-21 2012-09-12
ATY002 LEI Ho Chun 李浩俊 RE Dealing in Securities 2009-11-11 2013-05-22
ATY002 LEI Ho Chun 李浩俊 RE Dealing in Futures Contracts 2009-11-11 2013-05-22
ATY002 LEI Ho Chun 李浩俊 RE Leveraged Foreign Exchange Trading 2010-05-10 2013-05-22
ATY003 LANG Zhen 郎臻 RE Dealing in Securities 2009-11-11 2012-08-18
ATY004 NG Chi Wai 吳智偉 RE Dealing in Securities 2009-11-11 2013-05-22
ATY747 WONG Chi Lok 黃之樂 RE Dealing in Securities 2011-11-04 2013-04-10
ATY747 WONG Chi Lok 黃之樂 RE Dealing in Futures Contracts 2012-06-26 2013-04-10
AUB313 CHAN Siu Wai 陳少威 RE Asset Management 2011-01-27 2012-08-06
AUB414 CHAN Wai Kit 陳偉杰 RE Dealing in Securities 2010-05-13 2011-01-16
AUB414 CHAN Wai Kit 陳偉杰 RE Dealing in Futures Contracts 2010-05-13 2011-01-16
AUB414 CHAN Wai Kit 陳偉杰 RE Leveraged Foreign Exchange Trading 2010-05-13 2011-01-16
AUB811 CHAN Tsan Tuen 陳贊屯 RE Dealing in Securities 2009-12-03 2010-06-10
AUB811 CHAN Tsan Tuen 陳贊屯 RE Dealing in Futures Contracts 2010-05-03 2010-06-10
AUB811 CHAN Tsan Tuen 陳贊屯 RE Asset Management 2010-06-10 2013-05-22
AUB813 LEE Tsz Hang 李子恆 RE Dealing in Securities 2009-12-10 2011-04-29
AUB816 HUNG Lok Kwan 洪樂群 RE Dealing in Securities 2009-12-03 2010-06-29
AUB816 HUNG Lok Kwan 洪樂群 RE Asset Management 2010-06-29 2012-02-18
AUC516 ZHAO Qing 趙晴 RE Advising on Securities 2009-12-10 2010-07-21
AUC516 ZHAO Qing 趙晴 RE Asset Management 2010-07-21 2010-12-01
AUC726 LEUNG Chung Yi 梁仲彝 RE Dealing in Securities 2010-07-09 2010-10-04
AUD257 WONG Yee Wah 黃綺華 RE Dealing in Securities 2009-12-10 2013-05-22
AUD258 YEUNG Ting Wai 楊錠威 RE Dealing in Securities 2009-11-11 2013-04-26
AUD258 YEUNG Ting Wai 楊錠威 RE Dealing in Futures Contracts 2009-11-11 2013-04-26
AUD258 YEUNG Ting Wai 楊錠威 RE Leveraged Foreign Exchange Trading 2009-11-11 2013-04-26
AUE707 CHAN Man Fung 陳文鋒 RE Dealing in Securities 2010-12-02 2013-03-15
AUE707 CHAN Man Fung 陳文鋒 RE Dealing in Futures Contracts 2011-08-03 2013-03-15
AUE707 CHAN Man Fung 陳文鋒 RE Advising on Securities 2010-12-02 2013-03-15
AUH256 HUANG Pei-Hsuan 黃沛璿 RE Dealing in Securities 2009-12-03 2011-07-08
AUH256 HUANG Pei-Hsuan 黃沛璿 RE Advising on Securities 2009-12-03 2011-07-08
AUH257 HUEN Tak Pan, Philip 禤德斌 RE Dealing in Securities 2009-12-02 2013-08-01
AUH257 HUEN Tak Pan, Philip 禤德斌 RE Advising on Securities 2009-12-02 2013-08-01
AUI050 MA Chui Yee 馬翠兒 RE Dealing in Securities 2010-01-14 2010-07-02
AUI050 MA Chui Yee 馬翠兒 RE Advising on Securities 2010-01-14 2010-07-02
AUI053 TAI Kim Chung 戴儉忠 RE Dealing in Securities 2009-12-14 2011-07-06
AUJ215 CHAN Siu Ying 陳少英 RE Dealing in Securities 2009-12-17 2012-08-01
AUL596 LAU Tsz Chun 劉子俊 RE Dealing in Securities 2009-12-29 2012-02-27
AUM480 YAU Yuk Kuen 邱玉涓 RE Dealing in Securities 2010-01-13 2013-10-28
AUM483 NGAN Ka Sing 顏嘉昇 RE Dealing in Securities 2010-01-27 2011-07-06
AUQ942 WAN Hung Ha 尹紅霞 RE Dealing in Securities 2012-07-06 2013-09-13
AUQ988 CHUI Wai Fong 徐惠芳 RE Leveraged Foreign Exchange Trading 2010-02-26 2010-06-21
AUR383 LAM Hoi Sing 林海升 RE Dealing in Securities 2010-02-04 2010-07-31
AUR383 LAM Hoi Sing 林海升 RE Dealing in Futures Contracts 2010-02-04 2010-07-31
AUR646 HSIEH Siou-Ping 謝秀萍 RE Dealing in Securities 2010-02-04 2013-10-17
AUS180 CHOI Chi Ho 蔡智皓 RE Dealing in Securities 2010-02-10 2010-11-15
AUS180 CHOI Chi Ho 蔡智皓 RE Dealing in Futures Contracts 2010-02-10 2010-11-15
AUS180 CHOI Chi Ho 蔡智皓 RE Leveraged Foreign Exchange Trading 2010-08-12 2010-11-15
AUS181 HUNG Chiu Loi 洪超來 RE Dealing in Securities 2010-02-10 2011-12-27
AUS181 HUNG Chiu Loi 洪超來 RE Dealing in Futures Contracts 2010-02-10 2011-12-27
AUS182 HUNG Yat On 洪日安 RE Dealing in Securities 2010-02-10 2012-07-07
AUS182 HUNG Yat On 洪日安 RE Leveraged Foreign Exchange Trading 2010-03-24 2012-07-07
AUS311 CHAN Tat Shing 陳達成 RE Dealing in Securities 2010-11-24 2013-08-01
AUS311 CHAN Tat Shing 陳達成 RE Dealing in Futures Contracts 2011-03-09 2013-08-01
AUS311 CHAN Tat Shing 陳達成 RE Advising on Securities 2010-11-24 2013-08-01
AUS314 TSANG Cheuk Fung 曾卓鋒 RE Dealing in Securities 2010-02-12 2013-08-01
AUS314 TSANG Cheuk Fung 曾卓鋒 RE Dealing in Futures Contracts 2010-02-12 2013-08-01
AUS314 TSANG Cheuk Fung 曾卓鋒 RE Advising on Securities 2012-07-10 2013-08-01
AUS315 YU Miao 于淼 RE Dealing in Securities 2010-02-12 2011-12-16
AUS315 YU Miao 于淼 RE Dealing in Futures Contracts 2010-02-12 2011-12-16
AUV180 NG Cheuk Kin 吳焯堅 RE Dealing in Securities 2010-03-02 2015-12-30
AUV610 LEE Man Hung 李文雄 RE Dealing in Securities 2011-01-17 2013-04-26
AUV610 LEE Man Hung 李文雄 RE Dealing in Futures Contracts 2011-03-09 2013-04-26
AUV774 LAU Sai Kit, Dennis 劉世傑 RE Dealing in Securities 2010-03-05 2010-07-20
AUW146 LAU Chi Ming 劉智明 RE Asset Management 2010-03-10 2011-07-01
AUW823 WONG Wai Kee 黃惠祺 RE Dealing in Securities 2010-04-12 2014-09-12
AUW823 WONG Wai Kee 黃惠祺 RE Dealing in Futures Contracts 2010-04-12 2014-09-12
AUX010 SUM Ping Kong 沈炳港 RE Dealing in Securities 2012-02-17 2014-04-04
AUX010 SUM Ping Kong 沈炳港 RE Dealing in Futures Contracts 2012-02-17 2014-04-04
AUX010 SUM Ping Kong 沈炳港 RE Leveraged Foreign Exchange Trading 2012-02-17 2014-04-04
AUX349 CHENG Kwok Wai 鄭國偉 RE Dealing in Securities 2010-03-24 2010-07-28
AUX349 CHENG Kwok Wai 鄭國偉 RE Dealing in Futures Contracts 2010-05-10 2010-07-28
AUX618 WU Yi Han 吳怡翰 RE Dealing in Securities 2010-04-01 2010-10-11
AUX618 WU Yi Han 吳怡翰 RO Dealing in Securities 2010-10-11 2012-08-18
AVA093 ZHU Jiayan 朱佳燕 RE Dealing in Securities 2010-04-26 2011-12-19
AVA093 ZHU Jiayan 朱佳燕 RE Dealing in Futures Contracts 2010-04-26 2011-12-19
AVA093 ZHU Jiayan 朱佳燕 RE Leveraged Foreign Exchange Trading 2010-04-26 2011-12-19
AVA618 LI Wai Sum 李煒森 RE Dealing in Securities 2010-12-22 2013-08-01
AVA618 LI Wai Sum 李煒森 RE Dealing in Futures Contracts 2011-09-30 2013-08-01
AVA618 LI Wai Sum 李煒森 RE Advising on Securities 2010-12-22 2013-08-01
AVC106 LI Shi Kai, Carl 李詩凱 RE Dealing in Securities 2011-05-12 2013-03-01
AVC106 LI Shi Kai, Carl 李詩凱 RE Dealing in Futures Contracts 2011-05-12 2013-03-01
AVG423 LI Chi Lap 李智立 RE Dealing in Securities 2010-05-31 2010-06-10
AVG908 CHENG Wen Fei 鄭文斐 RE Dealing in Securities 2010-05-31 2010-06-28
AVG908 CHENG Wen Fei 鄭文斐 RE Advising on Securities 2010-05-31 2010-06-28
AVH802 CHONG Siu Suet 莊小雪 RE Dealing in Securities 2012-01-20 2013-11-04
AVH802 CHONG Siu Suet 莊小雪 RE Dealing in Futures Contracts 2012-01-20 2013-11-04
AVJ129 LI Wing Lun 李穎倫 RE Advising on Securities 2010-08-03 2011-03-24
AVJ413 CHOY Siu Kwan 蔡小軍 RE Dealing in Securities 2010-06-22 2010-12-08
AVJ413 CHOY Siu Kwan 蔡小軍 RE Dealing in Futures Contracts 2010-06-22 2010-12-08
AVJ418 WONG Chiu Chung 王昭中 RE Dealing in Securities 2010-06-24 2011-12-19
AVM658 LO Dickson Tat San 羅達生 RE Dealing in Securities 2012-05-15 2014-05-09
AVM658 LO Dickson Tat San 羅達生 RE Dealing in Futures Contracts 2012-05-15 2014-05-09
AVM658 LO Dickson Tat San 羅達生 RE Leveraged Foreign Exchange Trading 2012-05-15 2014-05-09
AVT034 CHAN Chun Kit 陳俊傑 RE Dealing in Securities 2010-08-23 2010-11-29
AVT034 CHAN Chun Kit 陳俊傑 RE Dealing in Futures Contracts 2010-08-23 2010-11-29
AVT036 LI Wai Kwan 李蕙筠 RE Dealing in Securities 2010-08-24 2013-04-26
AVT065 LEE Ka Ki 李家祺 RE Dealing in Securities 2010-08-23 2011-05-30
AVT065 LEE Ka Ki 李家祺 RE Dealing in Futures Contracts 2010-11-09 2011-05-30
AVT127 HUANG Yue Yumi 黃越 RE Dealing in Securities 2010-08-23 2011-05-19
AVT127 HUANG Yue Yumi 黃越 RE Dealing in Futures Contracts 2010-08-23 2011-05-19
AVW003 CHEN Kun-Yang 陳坤陽 RE Dealing in Securities 2010-10-15 2013-03-01
AVW215 YEUNG Kwun Po 楊觀寶 RE Dealing in Securities 2011-03-09 2013-08-01
AVW215 YEUNG Kwun Po 楊觀寶 RE Dealing in Futures Contracts 2011-09-30 2013-08-01
AVW215 YEUNG Kwun Po 楊觀寶 RE Advising on Securities 2011-05-11 2013-08-01
AWA583 CUI Huizi 崔惠子 RE Dealing in Securities 2010-10-11 2012-07-07
AWF554 LEUNG Ka Man 梁嘉雯 RE Dealing in Securities 2010-12-13 2014-08-15
AWF554 LEUNG Ka Man 梁嘉雯 RE Dealing in Futures Contracts 2010-12-13 2014-08-15
AWF681 WONG Muk Wing Jimmy 黃木永 RE Dealing in Securities 2010-11-08 2011-12-05
AWH339 CHUNG Wai Ho 鍾偉豪 RE Dealing in Securities 2010-12-21 2011-07-06
AWI153 LAM Lok Ki 林樂麒 RE Dealing in Securities 2010-11-18 2011-06-10
AWI153 LAM Lok Ki 林樂麒 RE Dealing in Futures Contracts 2011-03-11 2011-06-10
AWI156 WU Vicky Way Kay 胡鍏淇 RE Dealing in Securities 2010-11-18 2012-08-01
AWI156 WU Vicky Way Kay 胡鍏淇 RE Dealing in Futures Contracts 2011-01-31 2012-08-01
AWI158 NGAN Siu Keung Cliff 顏少强 RE Dealing in Securities 2010-11-18 2011-08-25
AWI158 NGAN Siu Keung Cliff 顏少强 RE Dealing in Futures Contracts 2010-11-18 2011-08-25
AWI158 NGAN Siu Keung Cliff 顏少强 RE Leveraged Foreign Exchange Trading 2010-11-18 2011-08-25
AWI333 LEUNG Wai Kit 梁瑋傑 RE Dealing in Securities 2010-11-18 2011-07-09
AWJ365 TSO Sin Cheung 曹善長 RE Dealing in Securities 2010-11-25 2011-08-05
AWJ365 TSO Sin Cheung 曹善長 RE Leveraged Foreign Exchange Trading 2011-01-31 2011-08-05
AWJ748 LAM Sze Yuen 林詩鉉 RE Dealing in Securities 2011-07-27 2013-04-26
AWJ748 LAM Sze Yuen 林詩鉉 RE Dealing in Futures Contracts 2011-07-27 2013-04-26
AWK238 YEH Hsin-Hsin 葉欣欣 RE Dealing in Securities 2010-12-02 2013-09-24
AWK241 LI Kwong 李罡 RE Dealing in Securities 2010-12-29 2013-10-07
AWO127 LAI Lam 黎琳 RE Dealing in Securities 2011-01-27 2015-10-04
AWP433 YANG Ja Wah 楊家華 RE Dealing in Securities 2011-02-07 2012-08-28
AWP433 YANG Ja Wah 楊家華 RE Dealing in Futures Contracts 2011-10-12 2012-08-28
AWP435 XIE Feng 謝峰 RE Dealing in Securities 2011-02-07 2013-04-10
AWP642 YU Ming Hui 游明慧 RE Dealing in Securities 2011-01-11 2012-06-01
AWP643 CHEN Cheng Jorge 陳立維 RE Dealing in Securities 2011-01-13 2011-11-01
AWP885 HUI Ting Siu 許廷肇 RE Dealing in Securities 2011-01-13 2012-02-10
AWP885 HUI Ting Siu 許廷肇 RE Dealing in Futures Contracts 2011-01-13 2012-02-10
AWP885 HUI Ting Siu 許廷肇 RE Leveraged Foreign Exchange Trading 2011-01-13 2012-02-10
AWQ526 HUI Chun 許俊 RE Dealing in Securities 2011-01-17 2012-01-14
AWQ526 HUI Chun 許俊 RE Dealing in Futures Contracts 2011-01-17 2012-01-14
AWQ526 HUI Chun 許俊 RE Leveraged Foreign Exchange Trading 2011-01-17 2012-01-14
AWQ528 LIN Yu Chih 林育志 RE Dealing in Securities 2011-01-19 2011-06-01
AWS105 CHAN Wing Yee Wing 陳詠怡 RE Dealing in Securities 2011-02-25 2012-07-18
AWS896 FUNG Koon Yan 馮冠欣 RE Dealing in Securities 2012-02-03 2012-05-02
AWS896 FUNG Koon Yan 馮冠欣 RE Dealing in Futures Contracts 2012-02-03 2012-05-02
AWU102 XIAO Xin 肖欣 RE Dealing in Securities 2011-05-13 2012-08-17
AWY231 CHAN Ho Ting 陳浩庭 RE Dealing in Securities 2011-03-09 2013-08-01
AWY231 CHAN Ho Ting 陳浩庭 RE Dealing in Futures Contracts 2012-08-20 2013-08-01
AWY231 CHAN Ho Ting 陳浩庭 RE Advising on Securities 2011-03-09 2013-08-01
AWY439 LUK Chin Pang Calvin 陸展鵬 RE Dealing in Securities 2011-03-09 2013-12-23
AWY439 LUK Chin Pang Calvin 陸展鵬 RE Dealing in Futures Contracts 2012-07-30 2013-12-23
AWY449 HUANG Shao Hsuan 黃劭萱 RE Asset Management 2011-03-09 2012-09-25
AWZ026 CHAN Sze Ho 陳思浩 RE Dealing in Securities 2011-03-11 2011-06-21
AWZ063 CHEN Kuang Hsi 陳光熙 RE Dealing in Securities 2011-03-17 2011-09-08
AWZ064 WU Chia Hui 吳佳慧 RE Dealing in Securities 2011-03-18 2012-06-01
AXB945 DONG Fangming 董方明 RE Dealing in Securities 2011-03-25 2012-08-28
AXB946 CHEN Wen Hwa 陳文華 RE Dealing in Securities 2011-03-28 2011-06-01
AXC105 FUNG Kit Sing 馮傑聲 RE Dealing in Securities 2011-03-29 2012-08-11
AXC105 FUNG Kit Sing 馮傑聲 RE Dealing in Futures Contracts 2012-01-06 2012-08-11
AXC175 CHAO Ruo Han 趙若涵 RE Dealing in Securities 2011-04-27 2014-01-03
AXE968 SHIU Chi Man 蕭智文 RE Dealing in Securities 2011-05-25 2013-06-01
AXE968 SHIU Chi Man 蕭智文 RE Dealing in Futures Contracts 2011-10-21 2013-06-01
AXF500 LEE Kai Man 李啟文 RE Dealing in Securities 2011-05-27 2012-09-29
AXG541 CHOI Kit Wun 蔡潔媛 RE Advising on Securities 2011-06-09 2011-08-15
AXH328 LAU Kin Kwan, Karen 劉建軍 RE Dealing in Securities 2011-05-18 2012-11-30
AXH328 LAU Kin Kwan, Karen 劉建軍 RE Dealing in Futures Contracts 2011-05-18 2012-11-30
AXI338 AU YEUNG Lok Yan 歐陽樂欣 RE Dealing in Securities 2011-06-27 2011-10-16
AXI898 IP Hiu Shuen 葉曉璇 RE Dealing in Securities 2011-05-31 2012-01-18
AXI898 IP Hiu Shuen 葉曉璇 RE Dealing in Futures Contracts 2011-08-23 2012-01-18
AXK997 ZHANG Chi 張弛 RE Advising on Securities 2011-06-23 2011-09-09
AXN150 KAO Wei Luen 高偉倫 RE Dealing in Securities 2011-07-04 2014-04-24
AXN155 DONG Chang 董昶 RE Dealing in Securities 2011-09-02 2013-04-10
AXT224 CHOI Tak Fai 蔡德輝 RE Dealing in Securities 2012-02-28 2013-03-15
AXT224 CHOI Tak Fai 蔡德輝 RE Dealing in Futures Contracts 2012-02-28 2013-03-15
AXT224 CHOI Tak Fai 蔡德輝 RE Advising on Securities 2012-02-28 2013-03-15
AXT224 CHOI Tak Fai 蔡德輝 RE Advising on Futures Contracts 2012-02-28 2013-03-15
AXX693 LEUNG Ka Wai 梁嘉慧 RE Dealing in Securities 2011-08-24 2011-12-18
AXX693 LEUNG Ka Wai 梁嘉慧 RE Dealing in Futures Contracts 2011-08-24 2011-10-27
AXX715 CHIU Bong Chi, Dominic 趙邦智 RE Dealing in Securities 2011-08-25 2013-12-30
AXX715 CHIU Bong Chi, Dominic 趙邦智 RE Dealing in Futures Contracts 2012-04-11 2013-12-30
AXZ744 LO Tsz Him 羅子謙 RE Dealing in Securities 2011-09-06 2015-04-21
AXZ744 LO Tsz Him 羅子謙 RE Dealing in Futures Contracts 2011-10-24 2015-04-21
AXZ771 LAM Cheuk Sun 林卓燊 RE Dealing in Securities 2011-09-07 2012-04-03
AXZ771 LAM Cheuk Sun 林卓燊 RE Dealing in Securities 2012-04-19 2013-08-01
AXZ771 LAM Cheuk Sun 林卓燊 RE Advising on Securities 2011-09-07 2012-04-03
AXZ771 LAM Cheuk Sun 林卓燊 RE Advising on Securities 2012-04-19 2013-08-01
AYD078 TONG Chun Yin 湯俊彥 RE Dealing in Securities 2011-10-21 2012-04-21
AYE533 NG Tung 吳橦 RE Dealing in Securities 2011-10-06 2012-07-01
AYH663 CHEUNG Ka Ho 張家豪 RE Dealing in Securities 2012-01-12 2013-12-27
AYH663 CHEUNG Ka Ho 張家豪 RE Dealing in Futures Contracts 2012-02-28 2013-12-27
AYI375 LI Kwok Kei 李國基 RE Dealing in Securities 2011-11-21 2015-12-30
AYI383 FONG Chun Yuen 方俊源 RE Dealing in Securities 2011-10-25 2012-12-20
AYI935 LUO Ke 羅可 RE Asset Management 2011-10-31 2013-07-06
AYJ463 LIANG Shu Min 梁淑敏 RE Dealing in Securities 2011-11-02 2012-12-01
AYJ712 LEUNG Man Yee 梁敏兒 RE Dealing in Securities 2011-12-09 2012-08-16
AYN027 XU Yingxin 徐英鑫 RE Dealing in Securities 2011-11-23 2013-05-22
AYN027 XU Yingxin 徐英鑫 RE Dealing in Futures Contracts 2011-11-23 2013-05-22
AYS468 TANG Tian 唐甜 RE Dealing in Securities 2012-01-26 2013-04-10
AYV630 TSANG Chun Hei 曾俊禧 RE Dealing in Securities 2012-01-19 2013-11-04
AYV630 TSANG Chun Hei 曾俊禧 RE Dealing in Futures Contracts 2012-01-19 2013-11-04
AYV630 TSANG Chun Hei 曾俊禧 RE Leveraged Foreign Exchange Trading 2012-01-19 2013-11-04
AYX646 HO Hing Fai 何慶輝 RE Dealing in Securities 2012-02-01 2012-07-07
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Securities 2012-02-28 2013-03-18
AZC461 TSUI Pui Ki Diana 徐珮琪 RE Dealing in Futures Contracts 2012-02-28 2013-03-18
AZG561 LEUNG Man Fai 梁文輝 RE Dealing in Securities 2012-04-27 2012-11-01
AZO048 YIU Ka Fai 姚嘉輝 RE Dealing in Securities 2012-05-24 2012-09-29
BAA072 CHAN Chi Kan 陳志勤 RE Dealing in Securities 2012-08-22 2012-09-29
BBK140 WENG Ming Sung 翁敏松 RE Asset Management 2013-06-10 2015-03-27

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