Hong Kong SFC licence institution ABZ267, Audrey Chow Securities Limited 高陞證券有限公司

These are the licence-holders that were found for SFC licence institution ABZ267 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE891 YAO Sha Ku, Susie 姚霞姑 RE Dealing in Securities 2003-04-01
AAE891 YAO Sha Ku, Susie 姚霞姑 RE Advising on Securities 2003-04-01 2004-05-13
AAE891 YAO Sha Ku, Susie 姚霞姑 RE Advising on Corporate Finance 2003-04-01 2004-05-13
AAE891 YAO Sha Ku, Susie 姚霞姑 RE Asset Management 2003-04-01 2004-05-13
AAG580 CHOW Pei Fung, Audrey 周佩芬 RO Dealing in Securities 2003-04-01
AAG580 CHOW Pei Fung, Audrey 周佩芬 RO Advising on Securities 2003-04-01 2004-05-10
AAG580 CHOW Pei Fung, Audrey 周佩芬 RO Advising on Corporate Finance 2003-04-01 2004-05-10
AAG580 CHOW Pei Fung, Audrey 周佩芬 RO Asset Management 2003-04-01 2004-05-10
AAG607 KWAN Kwok Kan 關國根 RE Dealing in Securities 2003-04-01
AAG607 KWAN Kwok Kan 關國根 RE Advising on Securities 2003-04-01 2005-03-01
AAG607 KWAN Kwok Kan 關國根 RE Advising on Corporate Finance 2003-04-01 2005-03-01
AAG607 KWAN Kwok Kan 關國根 RE Asset Management 2003-04-01 2005-03-01
AAH361 LO How Ki 羅厚基 RE Dealing in Securities 2003-05-21 2018-08-04
AAX684 NG Shun Yi 吳舜宜 RE Dealing in Securities 2003-04-01 2016-04-30
AAX684 NG Shun Yi 吳舜宜 RE Advising on Securities 2003-04-01 2003-08-01
AAX684 NG Shun Yi 吳舜宜 RE Advising on Corporate Finance 2003-04-01 2003-08-01
AAX684 NG Shun Yi 吳舜宜 RE Asset Management 2003-04-01 2003-08-01
ABG804 HUI To Tung 許道東 RE Dealing in Securities 2003-04-01
ABG804 HUI To Tung 許道東 RE Advising on Securities 2003-04-01 2004-02-18
ABG804 HUI To Tung 許道東 RE Advising on Corporate Finance 2003-04-01 2004-02-18
ABG804 HUI To Tung 許道東 RE Asset Management 2003-04-01 2004-02-18
ABM983 CHUNG Fong Yin 鍾仿賢 RE Dealing in Securities 2004-02-03 2016-03-03
ABN252 CHIU Shu Wing 趙樹榮 RE Dealing in Securities 2003-04-01 2015-06-17
ABN252 CHIU Shu Wing 趙樹榮 RE Advising on Securities 2003-04-01 2003-06-18
ABN252 CHIU Shu Wing 趙樹榮 RE Advising on Corporate Finance 2003-04-01 2003-06-18
ABN252 CHIU Shu Wing 趙樹榮 RE Asset Management 2003-04-01 2003-06-18
ACX849 MOK Beatrice 莫綺文 RE Dealing in Securities 2006-07-31 2011-06-15
AGJ224 LEE Kin Wing 李健榮 RE Dealing in Securities 2003-04-01
AGJ224 LEE Kin Wing 李健榮 RE Advising on Securities 2003-04-01 2004-01-28
AGJ224 LEE Kin Wing 李健榮 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AGJ224 LEE Kin Wing 李健榮 RE Asset Management 2003-04-01 2004-01-28
AHS053 LOCK Nicholas 駱有隆 RO Dealing in Securities 2005-06-07
BBU728 LAM Tung Wai 林東偉 RE Dealing in Securities 2015-07-23 2017-07-14

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