Hong Kong SFC licence institution ABZ312, China International Capital Limited 中國國際資本有限公司

These are the licence-holders that were found for SFC licence institution ABZ312 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAN703 CHAN Yiu Pun, Clement 陳耀彬 RO Advising on Securities 2007-05-02 2013-01-31
AAN703 CHAN Yiu Pun, Clement 陳耀彬 RO Asset Management 2007-05-02 2013-01-31
AAV138 SEE Lee Seng, Reason 史理生 RO Advising on Securities 2003-04-01 2007-05-01
AAV138 SEE Lee Seng, Reason 史理生 RO Advising on Futures Contracts 2003-04-01 2005-02-28
AAV138 SEE Lee Seng, Reason 史理生 RO Asset Management 2003-04-01 2007-05-01
ACL643 LUK Tai Choi 陸棣才 RO Advising on Securities 2003-04-01 2005-02-03
ACL643 LUK Tai Choi 陸棣才 RO Advising on Securities 2006-03-03 2008-04-30
ACL643 LUK Tai Choi 陸棣才 RO Asset Management 2003-04-01 2008-04-30
ACV738 YIP Chung Wai, David 葉頌偉 RE Advising on Securities 2008-09-10 2009-09-30
ACV738 YIP Chung Wai, David 葉頌偉 RE Asset Management 2008-09-10 2009-09-30
ADV790 LEUNG Yin Wah, Evelyn 梁燕華 RE Advising on Securities 2003-04-01 2004-10-12
ADV790 LEUNG Yin Wah, Evelyn 梁燕華 RE Advising on Securities 2005-07-14 2007-12-19
ADV790 LEUNG Yin Wah, Evelyn 梁燕華 RE Advising on Corporate Finance 2003-04-01 2003-12-19
ADV790 LEUNG Yin Wah, Evelyn 梁燕華 RE Asset Management 2003-04-01 2004-10-12
AFJ424 LEUNG Wai Keung, Lawrence 梁偉強 RE Advising on Securities 2006-06-30 2011-06-30
AFJ424 LEUNG Wai Keung, Lawrence 梁偉強 RE Asset Management 2006-06-30 2011-06-30
AFN712 CHAN Suk Yi 陳淑儀 RE Advising on Securities 2007-05-15 2007-07-06
AFT355 WONG Tak Cheung 黃德祥 RE Advising on Securities 2003-04-01 2003-08-13
AFT355 WONG Tak Cheung 黃德祥 RE Advising on Securities 2004-08-05 2005-08-27
AFT355 WONG Tak Cheung 黃德祥 RE Advising on Futures Contracts 2004-08-05 2005-02-28
AFT355 WONG Tak Cheung 黃德祥 RE Advising on Corporate Finance 2003-04-01 2003-08-12
AFT355 WONG Tak Cheung 黃德祥 RE Asset Management 2003-04-01 2003-08-12
AFU002 LAM Yuk Ying, Elsa 林玉英 RE Asset Management 2013-08-01 2013-09-13
AGR006 HO Yuen Ling 何婉鈴 RE Advising on Securities 2006-12-21 2011-06-30
AGR006 HO Yuen Ling 何婉鈴 RE Asset Management 2006-12-21 2011-06-30
AHK248 LAM Kai Yeung 林繼陽 RE Advising on Securities 2015-06-10
AHK248 LAM Kai Yeung 林繼陽 RE Asset Management 2015-06-10
AIF202 LAU Ka Lee, Alice 劉嘉莉 RE Advising on Securities 2006-09-07 2009-07-31
AJE744 TANG Wai Po 鄧慧寶 RE Advising on Securities 2007-01-11 2007-04-15
AJE744 TANG Wai Po 鄧慧寶 RE Asset Management 2007-02-02 2007-04-15
AJG444 CHAN Hong Ming, Frank 陳康明 RE Advising on Securities 2008-04-09 2011-06-30
AJG444 CHAN Hong Ming, Frank 陳康明 RE Asset Management 2008-09-17 2011-06-30
AKU874 LEE William Justin 李子威 RE Advising on Securities 2006-05-02 2011-04-30
ALS841 WONG Wai Hung 王偉鴻 RE Advising on Securities 2007-08-09 2008-03-31
AMF175 CHAN Man Sze 陳敏詩 RE Advising on Securities 2012-06-08 2013-02-28
AMF698 NG Fai Nam 吳徽男 RE Advising on Securities 2005-09-15 2009-01-20
AMH057 LO Kin Yip, Deric 盧建業 RE Advising on Securities 2013-08-07 2014-10-22
AMH057 LO Kin Yip, Deric 盧建業 RO Advising on Securities 2014-10-22 2015-01-10
AMH057 LO Kin Yip, Deric 盧建業 RE Asset Management 2013-08-07 2014-10-22
AMH057 LO Kin Yip, Deric 盧建業 RO Asset Management 2014-10-22 2015-01-10
AMR980 WOO Siu Ki 胡紹基 RE Advising on Securities 2006-07-14 2007-04-30
ANK319 HUANG Aiming 黃愛明 RO Advising on Securities 2007-11-19
ANK319 HUANG Aiming 黃愛明 RO Asset Management 2007-11-19
ANQ200 WONG Lai Sheung, Cherie 黃麗嫦 RE Advising on Securities 2006-09-05 2007-07-06
ANY366 HUANG Xinsheng 黃鑫勝 RE Advising on Securities 2007-08-24 2011-10-10
ANY366 HUANG Xinsheng 黃鑫勝 RO Advising on Securities 2011-10-10
ANY366 HUANG Xinsheng 黃鑫勝 RE Asset Management 2007-08-24 2011-10-10
ANY366 HUANG Xinsheng 黃鑫勝 RO Asset Management 2011-10-10
AOX033 YUM Edward Liang Hsien 任亮憲 RE Advising on Securities 2007-06-22 2009-07-06
AOX222 LIN Jing Yuh 林璟煜 RE Advising on Securities 2008-06-30 2010-08-31
AOX222 LIN Jing Yuh 林璟煜 RE Asset Management 2008-06-30 2010-08-31
APK528 CHENG Ka Tung 鄭家棟 RE Advising on Securities 2007-09-20 2007-10-29
APW942 LI Pak Wang, Daniel 李柏宏 RO Advising on Securities 2008-04-23 2008-05-30
APW942 LI Pak Wang, Daniel 李柏宏 RO Asset Management 2008-04-23 2008-05-30
AQS783 LI Mo Yee, Gloria 李慕儀 RE Advising on Securities 2013-08-07 2014-11-03
ARE736 CHU Ping Hei, Peter 朱秉熹 RE Advising on Securities 2008-10-16 2010-07-09
ARN668 OUYANG Hui 歐陽輝 RE Advising on Securities 2016-06-22 2017-07-20
ARN668 OUYANG Hui 歐陽輝 RE Asset Management 2016-06-22 2017-07-20
AUP910 FONG Yee Tat 方伊達 RE Advising on Securities 2012-08-30 2013-12-23
AYJ765 WONG Lai Tuen, Audrey 黃麗端 RE Advising on Securities 2011-12-01 2015-06-10
AZL708 CHOW Po Yee 周寶兒 RE Advising on Securities 2012-06-01 2015-06-10
BAA535 LO Mei Kuen 盧美娟 RE Advising on Securities 2012-09-10 2013-06-30
BAU913 KWAN Chun Wing 關仲荣 RE Advising on Securities 2016-12-06
BAU913 KWAN Chun Wing 關仲荣 RE Asset Management 2016-12-06
BBD068 ZHAO Zhicheng 趙志成 RE Advising on Securities 2015-04-02 2017-06-14
BBD068 ZHAO Zhicheng 趙志成 RE Asset Management 2015-04-02 2017-06-14
BEV140 JIA Yanyi 贾彦易 RO Advising on Securities 2015-04-16 2015-10-16
BEV140 JIA Yanyi 贾彦易 RO Advising on Securities 2016-03-15 2017-06-14
BEV140 JIA Yanyi 贾彦易 RO Asset Management 2015-04-16 2015-10-16
BEV140 JIA Yanyi 贾彦易 RO Asset Management 2016-03-15 2017-06-14

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