Hong Kong SFC licence institution ABZ414, Delta Asia Financial Futures Limited 滙業金融期貨有限公司

These are the licence-holders that were found for SFC licence institution ABZ414 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA559 CHAN Mi Ling, Sandra 陳美玲 RE Dealing in Futures Contracts 2003-04-01 2008-08-08
AAA559 CHAN Mi Ling, Sandra 陳美玲 RE Advising on Futures Contracts 2003-04-01 2004-05-11
AAA559 CHAN Mi Ling, Sandra 陳美玲 RE Asset Management 2003-04-01 2004-05-11
AAA829 LI Sing Wa 李成華 RE Dealing in Futures Contracts 2003-04-01 2011-03-15
AAA829 LI Sing Wa 李成華 RE Dealing in Futures Contracts 2011-10-14 2015-10-30
AAA829 LI Sing Wa 李成華 RO Dealing in Futures Contracts 2011-03-15 2011-10-14
AAA829 LI Sing Wa 李成華 RE Advising on Futures Contracts 2003-04-01 2004-05-07
AAA829 LI Sing Wa 李成華 RE Advising on Futures Contracts 2004-10-28 2011-03-15
AAA829 LI Sing Wa 李成華 RE Advising on Futures Contracts 2011-10-14 2015-10-30
AAA829 LI Sing Wa 李成華 RO Advising on Futures Contracts 2011-03-15 2011-10-14
AAA829 LI Sing Wa 李成華 RE Asset Management 2003-04-01 2004-05-07
AAA918 POON Yiu Kau 潘耀球 RE Dealing in Futures Contracts 2003-04-01 2012-08-01
AAA918 POON Yiu Kau 潘耀球 RE Advising on Futures Contracts 2003-04-01 2004-05-11
AAA918 POON Yiu Kau 潘耀球 RE Asset Management 2003-04-01 2004-05-11
AAA938 WONG Cheuk Yin, Jackson 黃卓賢 RE Dealing in Futures Contracts 2005-07-12 2005-10-21
AAB244 SAE NIM Songhee RE Dealing in Futures Contracts 2003-04-01 2004-12-07
AAB244 SAE NIM Songhee RE Advising on Futures Contracts 2003-04-01 2004-05-11
AAB244 SAE NIM Songhee RE Asset Management 2003-04-01 2004-05-11
AAE260 ZEE John 徐強生 RE Dealing in Futures Contracts 2018-08-24 2018-08-24
AAE260 ZEE John 徐強生 RO Dealing in Futures Contracts 2018-08-24
AAE260 ZEE John 徐強生 RE Advising on Futures Contracts 2018-08-24 2018-08-24
AAE260 ZEE John 徐強生 RO Advising on Futures Contracts 2018-08-24
AAF018 LEE Chun Fai 李鎮輝 RE Dealing in Futures Contracts 2004-02-17 2004-04-13
AAF400 LI Wing Leung 李永良 RE Dealing in Futures Contracts 2016-06-15
AAF594 WONG Siu Kee 黃少基 RE Dealing in Futures Contracts 2013-05-03 2013-07-09
AAF594 WONG Siu Kee 黃少基 RE Advising on Futures Contracts 2013-06-10 2013-07-09
AAF647 CHUNG Yin Ming 鍾彥明 RE Dealing in Futures Contracts 2003-04-01 2004-12-30
AAF647 CHUNG Yin Ming 鍾彥明 RE Advising on Futures Contracts 2003-04-01 2004-05-11
AAF647 CHUNG Yin Ming 鍾彥明 RE Asset Management 2003-04-01 2004-05-11
AAI500 CHUA Tsz Lan 蔡紫蘭 RE Dealing in Futures Contracts 2003-10-27 2005-05-31
ABA650 WONG Nim Poon 黃念本 RE Dealing in Futures Contracts 2007-04-11 2009-06-02
ABA650 WONG Nim Poon 黃念本 RO Dealing in Futures Contracts 2009-06-02 2010-04-29
ABA650 WONG Nim Poon 黃念本 RO Advising on Futures Contracts 2009-06-02 2010-04-29
ABF492 YUNG Yiu Chung 翁耀宗 RE Dealing in Futures Contracts 2003-04-01 2008-08-22
ABF492 YUNG Yiu Chung 翁耀宗 RE Advising on Futures Contracts 2003-04-01 2004-05-11
ABF492 YUNG Yiu Chung 翁耀宗 RE Asset Management 2003-04-01 2004-05-11
ABN708 LAW Chun Pon 羅振邦 RE Dealing in Futures Contracts 2003-04-01 2006-05-15
ABN708 LAW Chun Pon 羅振邦 RE Advising on Futures Contracts 2003-04-01 2004-05-11
ABN708 LAW Chun Pon 羅振邦 RE Asset Management 2003-04-01 2004-05-11
ABQ011 CHAN Mei Tak 陳美德 RE Dealing in Futures Contracts 2014-12-29 2016-03-28
ABR726 HO Kwok Leung 何國良 RE Dealing in Futures Contracts 2003-04-01 2007-04-30
ABR726 HO Kwok Leung 何國良 RE Advising on Futures Contracts 2003-04-01 2003-10-27
ABR726 HO Kwok Leung 何國良 RE Asset Management 2003-04-01 2003-10-27
ABU297 LAU Chak Lam 劉澤林 RE Dealing in Futures Contracts 2012-07-04 2012-09-14
ABU297 LAU Chak Lam 劉澤林 RO Dealing in Futures Contracts 2012-09-14 2015-08-06
ABU297 LAU Chak Lam 劉澤林 RO Advising on Futures Contracts 2012-09-14 2015-08-06
ACK930 NG Man Fung 吳汶峰 RE Dealing in Futures Contracts 2003-04-01
ACK930 NG Man Fung 吳汶峰 RE Advising on Futures Contracts 2003-04-01 2004-05-11
ACK930 NG Man Fung 吳汶峰 RE Asset Management 2003-04-01 2004-05-11
ACL705 WONG Wai Hing 黃偉慶 RE Dealing in Futures Contracts 2006-05-29 2006-11-29
ACO466 LAM See Tan 林思丹 RE Dealing in Futures Contracts 2004-02-04 2004-05-19
ACR412 MOK Wai Lim, William 莫偉廉 RE Dealing in Futures Contracts 2003-04-01 2003-06-30
ACR412 MOK Wai Lim, William 莫偉廉 RE Advising on Futures Contracts 2003-04-01 2003-06-30
ACR412 MOK Wai Lim, William 莫偉廉 RE Asset Management 2003-04-01 2003-06-30
ACZ377 CHOW Ka Keung 周家強 RE Dealing in Futures Contracts 2004-06-11 2005-09-07
ACZ377 CHOW Ka Keung 周家強 RE Advising on Futures Contracts 2004-10-25 2005-09-07
ADD362 DAI Kok Kwong 戴國光 RO Dealing in Futures Contracts 2003-04-01 2013-11-15
ADD362 DAI Kok Kwong 戴國光 RO Advising on Futures Contracts 2003-04-01 2013-11-15
ADD362 DAI Kok Kwong 戴國光 RO Asset Management 2003-04-01 2005-01-21
ADE818 YUE Kwok Hung 俞國雄 RE Dealing in Futures Contracts 2003-04-01 2009-08-17
ADE818 YUE Kwok Hung 俞國雄 RE Advising on Futures Contracts 2003-04-01 2004-05-07
ADE818 YUE Kwok Hung 俞國雄 RE Asset Management 2003-04-01 2004-05-07
ADI133 CHEUNG Ka Kee, Keith 張家祺 RE Dealing in Futures Contracts 2004-07-13 2016-02-02
ADI133 CHEUNG Ka Kee, Keith 張家祺 RO Dealing in Futures Contracts 2016-02-02
ADI133 CHEUNG Ka Kee, Keith 張家祺 RE Advising on Futures Contracts 2012-06-07 2016-07-12
ADI133 CHEUNG Ka Kee, Keith 張家祺 RO Advising on Futures Contracts 2016-07-12
ADJ935 LAU Siu Lun 劉兆倫 RE Dealing in Futures Contracts 2009-06-15 2012-08-06
ADJ935 LAU Siu Lun 劉兆倫 RO Dealing in Futures Contracts 2012-08-06 2014-08-31
ADJ935 LAU Siu Lun 劉兆倫 RE Advising on Futures Contracts 2011-09-01 2012-08-06
ADJ935 LAU Siu Lun 劉兆倫 RO Advising on Futures Contracts 2012-08-06 2014-08-31
ADN792 LEE Shuk Yi 李淑儀 RE Dealing in Futures Contracts 2014-03-07 2014-04-11
ADS593 NG Siu Hon, Timmy 吳小翰 RE Dealing in Futures Contracts 2014-04-01 2014-12-12
ADS842 CHAN Kar Wah 陳家驊 RE Dealing in Futures Contracts 2011-02-15 2015-07-28
ADS842 CHAN Kar Wah 陳家驊 RO Dealing in Futures Contracts 2015-07-28 2017-09-04
ADV928 HO Ting Hong 何鼎康 RE Dealing in Futures Contracts 2013-03-15 2013-06-03
ADW044 SIN Fu Wa 單富華 RE Dealing in Futures Contracts 2004-05-15 2006-01-31
AEA471 CHUI King Fai 崔景暉 RE Dealing in Futures Contracts 2003-04-01 2012-06-30
AEA471 CHUI King Fai 崔景暉 RE Advising on Futures Contracts 2003-04-01 2003-10-27
AEA471 CHUI King Fai 崔景暉 RE Advising on Futures Contracts 2004-10-25 2012-06-30
AEA471 CHUI King Fai 崔景暉 RE Asset Management 2003-04-01 2003-10-27
AEC363 MAK Chun Fai, Frankie 麥振輝 RE Dealing in Futures Contracts 2009-11-24 2010-09-25
AEI003 TANG Fook Keung 鄧福強 RE Dealing in Futures Contracts 2003-04-01 2005-01-21
AEI003 TANG Fook Keung 鄧福強 RO Dealing in Futures Contracts 2005-01-21 2013-11-15
AEI003 TANG Fook Keung 鄧福強 RE Advising on Futures Contracts 2003-04-01 2004-05-11
AEI003 TANG Fook Keung 鄧福強 RO Advising on Futures Contracts 2005-01-21 2013-11-15
AEI003 TANG Fook Keung 鄧福強 RE Asset Management 2003-04-01 2004-05-11
AEI388 TONG Chun Kuen, Tommy 唐振權 RE Dealing in Futures Contracts 2003-10-28 2007-04-20
AEM387 TO Wai Man 陶偉民 RE Dealing in Futures Contracts 2015-03-06
AEN446 LEE Man Wai, Mandy 李敏慧 RE Dealing in Futures Contracts 2003-04-01 2003-10-21
AEN446 LEE Man Wai, Mandy 李敏慧 RE Advising on Futures Contracts 2003-04-01 2003-10-21
AEN446 LEE Man Wai, Mandy 李敏慧 RE Asset Management 2003-04-01 2003-10-21
AER962 KWOK Hon Kuen 郭漢權 RE Dealing in Futures Contracts 2009-12-08 2012-07-13
AFQ639 CHAN Chung Keung 陳仲強 RE Dealing in Futures Contracts 2003-11-26 2006-04-30
AFX880 HO Kam Wing 何錦榮 RE Dealing in Futures Contracts 2004-11-04 2005-06-10
AGL369 MAK Wai Kwan 麥偉君 RE Dealing in Futures Contracts 2004-12-15 2005-03-10
AGP697 CHIU Wing 趙榮 RE Dealing in Futures Contracts 2013-04-18 2013-06-03
AHM630 AU Yip Hang 歐業亨 RO Dealing in Futures Contracts 2016-02-03 2017-12-23
AHM630 AU Yip Hang 歐業亨 RO Advising on Futures Contracts 2016-08-17 2017-12-23
AJO748 KWOK Sze Kong 郭詩江 RE Dealing in Futures Contracts 2012-09-19 2014-01-29
AJO748 KWOK Sze Kong 郭詩江 RO Dealing in Futures Contracts 2014-01-29 2016-06-30
AJO748 KWOK Sze Kong 郭詩江 RE Advising on Futures Contracts 2012-10-08 2014-01-29
AJO748 KWOK Sze Kong 郭詩江 RO Advising on Futures Contracts 2014-01-29 2016-06-30
ALL686 LEE Hoi Wah 李凱華 RE Dealing in Futures Contracts 2005-01-18 2005-12-23
ALQ658 POON Yin Ling 潘燕玲 RE Dealing in Futures Contracts 2013-08-13 2015-02-13
ALR855 YIU Yan Ching 饒仁靜 RE Dealing in Futures Contracts 2005-03-21 2005-11-02
ALR864 LEE Chun Bong 李鎮邦 RE Dealing in Futures Contracts 2014-10-16 2016-02-12
ALU958 YUEN Pui Ming 阮珮明 RE Dealing in Futures Contracts 2005-05-18 2005-09-30
AML889 YU Hung Fei 余鴻飛 RE Dealing in Futures Contracts 2015-05-21 2015-09-16
ANJ135 PENG Yuxiu 彭毓秀 RE Dealing in Futures Contracts 2006-06-09 2007-12-22
APC770 WONG Kam Wing 黃錦榮 RE Dealing in Futures Contracts 2012-09-26 2015-08-18
APC770 WONG Kam Wing 黃錦榮 RE Advising on Futures Contracts 2012-10-18 2015-08-18
APF454 FONG Man Kin 方文健 RE Dealing in Futures Contracts 2013-01-28 2013-06-30
APF454 FONG Man Kin 方文健 RE Advising on Futures Contracts 2013-03-26 2013-06-30
APR850 SAM Chi Yung 岑智勇 RE Advising on Futures Contracts 2013-07-16 2015-07-28
APR850 SAM Chi Yung 岑智勇 RO Advising on Futures Contracts 2015-07-28 2016-03-11
AQQ011 KWAN Ching 關正 RE Dealing in Futures Contracts 2016-03-07
ARN620 CHIU Yau Chun, Jackie 趙右焌 RE Dealing in Futures Contracts 2011-08-10 2013-08-22
ATR165 FUNG King Hong 馮景康 RE Dealing in Futures Contracts 2012-08-23 2013-10-02
ATR165 FUNG King Hong 馮景康 RE Advising on Futures Contracts 2012-09-20 2013-10-02
AUE426 CHIN Reginald Alvin 陳家暉 RE Dealing in Futures Contracts 2012-11-05 2013-09-07
AUQ663 TANG Wing Hang 鄧永衡 RE Dealing in Futures Contracts 2013-10-03 2013-11-20
AWP433 YANG Ja Wah 楊家華 RE Dealing in Futures Contracts 2012-08-29 2013-08-05
AWP433 YANG Ja Wah 楊家華 RE Advising on Futures Contracts 2012-09-20 2013-08-05
AXB945 DONG Fangming 董方明 RE Dealing in Futures Contracts 2012-10-03 2013-02-01
AXB945 DONG Fangming 董方明 RE Advising on Futures Contracts 2012-10-03 2013-02-01
AXJ985 SIAH Chun Pang 謝俊鵬 RE Dealing in Futures Contracts 2016-05-19 2016-07-15
AYN017 MOK Ka Yu 莫家裕 RE Dealing in Futures Contracts 2016-02-23 2016-06-21
AYO398 KWOK Shun Hei, Simon 郭信熙 RE Dealing in Futures Contracts 2016-01-22
AYP278 TAM Yat Kit 譚逸傑 RE Dealing in Futures Contracts 2013-01-08 2013-02-22
AYS704 CHUNG Wing Ying Wylson 鍾永英 RE Dealing in Futures Contracts 2012-09-04 2013-08-10
AYS704 CHUNG Wing Ying Wylson 鍾永英 RE Advising on Futures Contracts 2012-09-26 2013-08-10
AYY716 CHAN Shu Wing 陳樹榮 RE Dealing in Futures Contracts 2012-04-10 2013-06-30
AZN469 CHAN Chun Yi 陳俊頤 RE Dealing in Futures Contracts 2013-06-24 2014-09-22
AZU755 LAW Cheuk Nam 羅卓楠 RE Dealing in Futures Contracts 2014-02-28 2014-12-31
BAF514 LAM Kit Ieng 藍潔盈 RE Dealing in Futures Contracts 2013-10-03 2014-03-21
BAU495 LEUNG Ka Shun 梁迦遜 RE Dealing in Futures Contracts 2013-02-27 2013-07-10
BAZ542 WU Ling 吳凌 RE Dealing in Futures Contracts 2013-07-05 2015-01-26
BBD149 TSANG Wai Man 曾偉文 RE Dealing in Futures Contracts 2013-05-03 2013-06-04
BBQ425 CHAN Ho Chun 陳浩進 RE Dealing in Futures Contracts 2013-10-03 2013-11-16
BBQ731 TANG Daheng 唐達恆 RE Dealing in Futures Contracts 2013-10-16 2014-01-10
BBU796 WU Weiping 吳偉平 RE Dealing in Futures Contracts 2013-11-13 2014-01-24
BEX238 MAK Wing Kwong Anthony 麥永光 RE Dealing in Futures Contracts 2015-01-30 2015-04-28
BMC057 LEUNG Fung Ying 梁鳳英 RE Dealing in Futures Contracts 2018-10-26

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