Hong Kong SFC licence institution ABZ500, Grand Cartel Securities Company Limited 宏大證券有限公司

These are the licence-holders that were found for SFC licence institution ABZ500 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD694 TSOI Kwok Keung 蔡國強 RE Dealing in Securities 2015-08-03 2015-09-21
AAD694 TSOI Kwok Keung 蔡國強 RO Dealing in Securities 2015-09-21 2017-02-28
AAH800 WONG Pui Sui, Peter 黃培瑞 RE Dealing in Securities 2003-04-01 2015-07-07
AAH800 WONG Pui Sui, Peter 黃培瑞 RE Advising on Securities 2003-04-01 2003-09-29
AAH800 WONG Pui Sui, Peter 黃培瑞 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AAH800 WONG Pui Sui, Peter 黃培瑞 RE Asset Management 2003-04-01 2003-09-29
AAH810 YEUNG Lap Kei 楊立基 RO Dealing in Securities 2003-04-01
AAH810 YEUNG Lap Kei 楊立基 RO Advising on Securities 2003-04-01 2005-04-01
AAH810 YEUNG Lap Kei 楊立基 RO Advising on Corporate Finance 2003-04-01 2004-02-03
AAH810 YEUNG Lap Kei 楊立基 RO Asset Management 2003-04-01 2004-02-03
ABZ717 YEUNG Lap Ching, Chris 楊立清 RE Dealing in Securities 2003-04-01 2005-03-31
ABZ717 YEUNG Lap Ching, Chris 楊立清 RE Advising on Securities 2003-04-01 2005-03-31
ABZ717 YEUNG Lap Ching, Chris 楊立清 RE Advising on Corporate Finance 2003-04-01 2004-10-05
ABZ717 YEUNG Lap Ching, Chris 楊立清 RE Asset Management 2003-04-01 2004-10-05
ACN184 LAW Yung Wing 羅容榮 RE Dealing in Securities 2003-04-01 2015-07-07
ACN184 LAW Yung Wing 羅容榮 RE Advising on Securities 2003-04-01 2004-02-02
ACN184 LAW Yung Wing 羅容榮 RE Advising on Corporate Finance 2003-04-01 2004-02-02
ACN184 LAW Yung Wing 羅容榮 RE Asset Management 2003-04-01 2004-02-02
ADO023 YEUNG Lai Ching, Edith 楊麗貞 RE Dealing in Securities 2003-04-01 2003-06-21
ADO023 YEUNG Lai Ching, Edith 楊麗貞 RE Advising on Securities 2003-04-01 2003-06-21
ADO023 YEUNG Lai Ching, Edith 楊麗貞 RE Advising on Corporate Finance 2003-04-01 2003-06-21
ADO023 YEUNG Lai Ching, Edith 楊麗貞 RE Asset Management 2003-04-01 2003-06-21
ADS784 YEUNG Lup Kwan, Eddie 楊立昆 RO Dealing in Securities 2003-04-01 2014-05-30
ADS784 YEUNG Lup Kwan, Eddie 楊立昆 RO Advising on Securities 2003-04-01 2005-05-04
ADS784 YEUNG Lup Kwan, Eddie 楊立昆 RO Advising on Corporate Finance 2003-04-01 2003-07-30
ADS784 YEUNG Lup Kwan, Eddie 楊立昆 RO Asset Management 2003-04-01 2003-07-30
AFV928 HAO Yuk Bun 侯郁彬 RE Dealing in Securities 2003-04-01 2011-02-28
AFV928 HAO Yuk Bun 侯郁彬 RE Advising on Securities 2003-04-01 2003-09-29
AFV928 HAO Yuk Bun 侯郁彬 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AFV928 HAO Yuk Bun 侯郁彬 RE Asset Management 2003-04-01 2003-09-29
AJG492 LIU Zhi Yang 劉祉楊 RE Dealing in Securities 2015-06-15 2015-07-20
AJG492 LIU Zhi Yang 劉祉楊 RO Dealing in Securities 2015-07-20 2018-01-22
APG565 TSUI Ching Wan 徐青雲 RE Dealing in Securities 2017-11-03 2017-11-08
APG565 TSUI Ching Wan 徐青雲 RO Dealing in Securities 2017-11-08 2018-03-29
AQP732 YUEN Man Kwan 袁文君 RE Dealing in Securities 2009-05-26 2014-05-27
AQP732 YUEN Man Kwan 袁文君 RO Dealing in Securities 2014-05-27
AQX058 CHEN Hong 陳宏 RO Dealing in Securities 2018-06-22
ARB732 WONG Wai Choi 黃惠才 RE Dealing in Securities 2015-01-06 2015-09-14
BAV451 CHAN Chiu Kwan 陳超群 RE Dealing in Securities 2015-11-17 2017-05-08
BDO994 LEUNG Sze Ki 梁詩琪 RE Dealing in Securities 2015-06-10 2017-04-03
BEE650 ZHA Lingrui 查凌睿 RE Dealing in Securities 2017-06-15 2018-08-31
BGA855 ZHENG Wentao 鄭文濤 RE Dealing in Securities 2015-08-19 2015-10-09
BGB187 LAU Siu Lun 劉兆倫 RE Dealing in Securities 2017-03-06 2018-02-28
BGI027 LEUNG Man Yee, Monique 梁敏兒 RE Dealing in Securities 2015-10-23 2016-05-04
BGK776 ZHOU Yanyan 周燕燕 RE Dealing in Securities 2017-05-29 2017-12-26

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