Hong Kong SFC licence institution ABZ919, Kam Wah Investments Limited 金華持股有限公司

These are the licence-holders that were found for SFC licence institution ABZ919 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE222 ZEE Je Men, Warrun 徐子敏 RO Dealing in Securities 2003-04-01 2014-08-31
AAE222 ZEE Je Men, Warrun 徐子敏 RO Advising on Securities 2003-04-01 2004-03-01
AAE222 ZEE Je Men, Warrun 徐子敏 RO Advising on Corporate Finance 2003-04-01 2004-03-01
AAE222 ZEE Je Men, Warrun 徐子敏 RO Asset Management 2003-04-01 2004-03-01
AAJ137 WONG Hoi Shin 黃凱璇 RE Dealing in Securities 2003-04-01 2014-01-01
AAJ137 WONG Hoi Shin 黃凱璇 RE Advising on Securities 2003-04-01 2004-02-20
AAJ137 WONG Hoi Shin 黃凱璇 RE Advising on Corporate Finance 2003-04-01 2004-02-20
AAJ137 WONG Hoi Shin 黃凱璇 RE Asset Management 2003-04-01 2004-02-20
ABP570 LI Ping Wah 李炳華 RE Dealing in Securities 2004-03-15 2014-08-31
ABP570 LI Ping Wah 李炳華 RO Dealing in Securities 2003-04-01 2004-03-15
ABP570 LI Ping Wah 李炳華 RO Advising on Securities 2003-04-01 2004-03-01
ABP570 LI Ping Wah 李炳華 RO Advising on Corporate Finance 2003-04-01 2004-03-01
ABP570 LI Ping Wah 李炳華 RO Asset Management 2003-04-01 2004-03-01
ABZ932 YUEN Fat Sun 袁法新 RO Dealing in Securities 2003-04-01
ABZ932 YUEN Fat Sun 袁法新 RO Advising on Securities 2003-04-01 2004-03-01
ABZ932 YUEN Fat Sun 袁法新 RO Advising on Corporate Finance 2003-04-01 2004-03-01
ABZ932 YUEN Fat Sun 袁法新 RO Asset Management 2003-04-01 2004-03-01
AFR911 CHAN Chik Yuen 陳夕圓 RE Dealing in Securities 2003-04-01 2014-08-31
AFR911 CHAN Chik Yuen 陳夕圓 RE Advising on Securities 2003-04-01 2004-02-20
AFR911 CHAN Chik Yuen 陳夕圓 RE Advising on Corporate Finance 2003-04-01 2004-02-20
AFR911 CHAN Chik Yuen 陳夕圓 RE Asset Management 2003-04-01 2004-02-20

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