Hong Kong SFC licence institution ACA028, International Commerce Corporation

These are the licence-holders that were found for SFC licence institution ACA028 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAH654 DEAN Michael Reginald RE Advising on Securities 2004-05-19 2004-08-24
AAH654 DEAN Michael Reginald RO Advising on Securities 2005-10-19 2016-06-30
AAH654 DEAN Michael Reginald RE Advising on Corporate Finance 2004-05-19 2004-08-24
AAH654 DEAN Michael Reginald RO Asset Management 2006-02-13 2016-06-30
AAV200 GARY Carolyn Ann RE Advising on Securities 2014-11-21 2017-08-15
AAV200 GARY Carolyn Ann RE Asset Management 2014-11-21 2017-08-15
AAY038 DOUMA John RE Advising on Securities 2009-04-28
AAY038 DOUMA John RE Asset Management 2009-04-28
ABE509 SPIVEY Michael John Alan RO Advising on Securities 2003-04-01
ABE509 SPIVEY Michael John Alan RO Advising on Corporate Finance 2003-04-01 2005-06-20
ABE509 SPIVEY Michael John Alan RO Asset Management 2006-02-13 2006-10-13
ABE509 SPIVEY Michael John Alan RO Asset Management 2008-03-19
ABP322 SINGH Manbir RE Advising on Securities 2009-04-28 2017-09-13
ABP322 SINGH Manbir RO Advising on Securities 2017-09-13
ABP322 SINGH Manbir RE Asset Management 2009-04-28 2017-09-13
ABP322 SINGH Manbir RO Asset Management 2017-09-13
ABW742 DUNFORD Charles Frederick RE Advising on Securities 2016-08-12 2017-12-01
ADN298 ROEST Ronald Max Machiel RE Advising on Securities 2003-10-14 2011-10-13
ADN298 ROEST Ronald Max Machiel RE Asset Management 2010-02-22 2011-10-13
AFE830 CLARK-BURTON Howard RO Advising on Securities 2015-03-16 2017-05-31
AFE830 CLARK-BURTON Howard RO Asset Management 2015-03-16 2017-05-31
AFU408 HO Kar Ming 何嘉明 RE Advising on Securities 2011-04-06 2012-03-29
AFU408 HO Kar Ming 何嘉明 RE Asset Management 2011-04-06 2012-03-29
AGA697 HOULIHAN Michael Edward RE Advising on Securities 2003-04-01 2005-08-16
AGA697 HOULIHAN Michael Edward RE Advising on Corporate Finance 2003-04-01 2005-06-20
AGI606 HOULIHAN Annie Wai Ling 孫慧玲 RE Advising on Securities 2005-05-18 2005-08-16
AGI789 YOSHIDA Yuri RE Advising on Securities 2003-04-01 2013-10-01
AGI789 YOSHIDA Yuri RE Advising on Corporate Finance 2003-04-01 2004-05-11
AHK680 IP Kwong Sum 葉廣森 RE Advising on Securities 2003-08-26 2005-04-13
AHK680 IP Kwong Sum 葉廣森 RO Advising on Securities 2005-04-13 2005-09-01
AHK680 IP Kwong Sum 葉廣森 RE Advising on Corporate Finance 2003-08-27 2005-04-13
AHK680 IP Kwong Sum 葉廣森 RO Advising on Corporate Finance 2005-04-13 2005-06-20
AIR826 HUNTER David RE Advising on Securities 2014-10-27 2016-01-11
AIR826 HUNTER David RE Asset Management 2014-10-27 2016-01-11
ALQ211 MARSH Ian Forbes RE Advising on Securities 2016-01-29 2017-05-31
ALQ211 MARSH Ian Forbes RE Asset Management 2016-01-29 2017-05-31
ANP046 IMOTO Koichi 井本幸一 RE Advising on Securities 2006-07-21 2007-07-24
AQE453 CROSSAN David Stuart RE Advising on Securities 2011-12-15 2012-07-17
AQF655 HUI Kwong Yu 許廣宇 RE Advising on Securities 2011-02-22 2011-08-05
AQF655 HUI Kwong Yu 許廣宇 RE Asset Management 2011-02-22 2011-08-05
BMN687 RAMSEY James Lee RE Advising on Securities 2018-04-17 2018-05-31
BMN687 RAMSEY James Lee RE Asset Management 2018-04-17 2018-05-31

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