Hong Kong SFC licence institution ACA562, CBRE Global Investors (Asia) Limited

These are the licence-holders that were found for SFC licence institution ACA562 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABV791 WONG Wing Chiu, Nicholas 黃榮超 RE Advising on Securities 2009-06-19 2010-04-30
ABV791 WONG Wing Chiu, Nicholas 黃榮超 RE Advising on Corporate Finance 2009-06-19 2010-04-30
ACO109 KWAN Bo Ren 關博仁 RO Advising on Securities 2003-04-01 2007-09-24
ACO109 KWAN Bo Ren 關博仁 RO Advising on Corporate Finance 2003-04-01 2007-09-24
ACO109 KWAN Bo Ren 關博仁 RO Asset Management 2003-04-01 2007-09-24
AFO820 WONG Wai Wah, Helen 王偉華 RE Advising on Securities 2007-05-30 2008-02-11
AFU459 WEHRY Eduard-Jan Georges Joseph RE Dealing in Securities 2016-01-05 2016-01-29
AFU459 WEHRY Eduard-Jan Georges Joseph RE Advising on Securities 2008-02-11 2014-06-27
AFU459 WEHRY Eduard-Jan Georges Joseph RO Advising on Securities 2014-06-27 2016-01-29
AFU459 WEHRY Eduard-Jan Georges Joseph RE Advising on Corporate Finance 2007-02-16 2013-06-10
AFU459 WEHRY Eduard-Jan Georges Joseph RE Asset Management 2008-09-30 2016-01-29
AFU459 WEHRY Eduard-Jan Georges Joseph RO Asset Management 2008-02-11 2008-09-30
AIU473 LAU Yin Wing 劉燕穎 RO Advising on Securities 2004-08-17 2007-11-12
AIU473 LAU Yin Wing 劉燕穎 RO Advising on Corporate Finance 2004-08-17 2007-11-12
AIU473 LAU Yin Wing 劉燕穎 RO Asset Management 2004-08-17 2007-11-12
ALB562 CHAN Maggie Chi Ying 陳芝煐 RE Advising on Securities 2004-09-13 2008-01-10
ALB562 CHAN Maggie Chi Ying 陳芝煐 RE Advising on Corporate Finance 2004-09-13 2008-01-10
ALB562 CHAN Maggie Chi Ying 陳芝煐 RE Asset Management 2004-09-13 2008-01-10
ALD664 WONG Chi Fai, Nelson 黃志輝 RE Advising on Securities 2007-01-27 2008-01-23
ALD664 WONG Chi Fai, Nelson 黃志輝 RO Advising on Securities 2013-05-30 2014-09-03
ALD664 WONG Chi Fai, Nelson 黃志輝 RO Asset Management 2013-05-30 2016-09-01
AOI873 CHEUK Charmaine 卓嘉韻 RE Advising on Securities 2008-10-31 2009-01-05
AOI873 CHEUK Charmaine 卓嘉韻 RO Advising on Securities 2009-01-05 2016-12-31
AOI873 CHEUK Charmaine 卓嘉韻 RE Advising on Corporate Finance 2008-11-05 2009-01-05
AOI873 CHEUK Charmaine 卓嘉韻 RO Advising on Corporate Finance 2009-01-05 2013-06-10
AOI873 CHEUK Charmaine 卓嘉韻 RE Asset Management 2008-11-05 2009-01-05
AOI873 CHEUK Charmaine 卓嘉韻 RO Asset Management 2009-01-05 2016-12-31
AOP098 KIM Dongil RO Advising on Securities 2009-01-05 2013-03-25
AOP098 KIM Dongil RO Advising on Corporate Finance 2009-01-05 2013-03-25
AOP098 KIM Dongil RO Asset Management 2009-01-05 2013-03-25
APL207 KOH Yilan 許依嵐 RE Dealing in Securities 2016-01-05
APL207 KOH Yilan 許依嵐 RE Advising on Securities 2009-08-04
APL207 KOH Yilan 許依嵐 RE Advising on Corporate Finance 2009-08-04 2013-06-10
APV782 CHOW Chi Ping, Simon 周治平 RO Asset Management 2007-11-09 2008-10-01
AXM464 YAO Jianguo 姚建國 RE Dealing in Securities 2016-01-05
AXM464 YAO Jianguo 姚建國 RE Advising on Securities 2016-01-05
BFZ039 YEH Steven Heng-Ching RO Dealing in Securities 2016-01-05
BFZ041 PIERCE Michael Murray RO Dealing in Securities 2016-01-05
BFZ041 PIERCE Michael Murray RO Advising on Securities 2016-01-05
BFZ041 PIERCE Michael Murray RO Asset Management 2016-01-05
BIW021 BAKER Adrian Lee RO Advising on Securities 2017-02-06
BIW021 BAKER Adrian Lee RO Asset Management 2017-02-06

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