Hong Kong SFC licence institution ACA858, Yardley Securities Limited 溢利證券有限公司

These are the licence-holders that were found for SFC licence institution ACA858 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA885 CHAN Kin On 陳健安 RO Dealing in Securities 2003-04-01
AAA885 CHAN Kin On 陳健安 RO Advising on Securities 2003-04-01 2016-09-06
AAA885 CHAN Kin On 陳健安 RO Advising on Corporate Finance 2003-04-01 2004-03-15
AAA885 CHAN Kin On 陳健安 RO Asset Management 2003-04-01 2004-03-15
AAA901 CHENG Wing On, Alan 鄭榮安 RE Dealing in Securities 2012-10-03 2018-11-20
AAA911 KWONG Yui Wa 鄺銳華 RO Dealing in Securities 2003-04-01
AAA911 KWONG Yui Wa 鄺銳華 RO Advising on Securities 2003-04-01 2016-09-06
AAA911 KWONG Yui Wa 鄺銳華 RO Advising on Corporate Finance 2003-04-01 2004-03-15
AAA911 KWONG Yui Wa 鄺銳華 RO Asset Management 2003-04-01 2004-03-15
AAB269 WU Cheuk Wing, Jordan 胡卓永 RE Dealing in Securities 2003-04-01 2004-08-16
AAB269 WU Cheuk Wing, Jordan 胡卓永 RE Advising on Securities 2003-04-01 2004-08-16
AAB269 WU Cheuk Wing, Jordan 胡卓永 RE Advising on Corporate Finance 2003-04-01 2004-08-16
AAB269 WU Cheuk Wing, Jordan 胡卓永 RE Asset Management 2003-04-01 2004-08-16
AAE066 LAU Yuet Ho, Tary 劉月好 RE Dealing in Securities 2003-04-01 2006-04-29
AAE066 LAU Yuet Ho, Tary 劉月好 RE Advising on Securities 2003-04-01 2006-04-29
AAE066 LAU Yuet Ho, Tary 劉月好 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AAE066 LAU Yuet Ho, Tary 劉月好 RE Asset Management 2003-04-01 2004-03-31
AAY430 WAN Hon Hing, Thomas 溫漢興 RE Dealing in Securities 2003-04-01
AAY430 WAN Hon Hing, Thomas 溫漢興 RE Advising on Securities 2003-04-01 2016-09-06
AAY430 WAN Hon Hing, Thomas 溫漢興 RE Advising on Corporate Finance 2003-04-01 2004-11-26
AAY430 WAN Hon Hing, Thomas 溫漢興 RE Asset Management 2003-04-01 2004-11-26
ABI310 CHAN Kam Wing 陳錦榮 RE Dealing in Securities 2003-04-01 2007-05-21
ABI310 CHAN Kam Wing 陳錦榮 RE Dealing in Securities 2010-06-22 2011-05-09
ABI310 CHAN Kam Wing 陳錦榮 RE Advising on Securities 2003-04-01 2007-05-21
ABI310 CHAN Kam Wing 陳錦榮 RE Advising on Corporate Finance 2003-04-01 2004-09-15
ABI310 CHAN Kam Wing 陳錦榮 RE Asset Management 2003-04-01 2004-09-15
AFE043 TUNG Lam, Florence 董琳 RE Dealing in Securities 2008-03-14 2017-03-01
AMV089 LI Chun Sing, Andrew 李駿聲 RE Dealing in Securities 2007-10-25 2016-06-24
AMV089 LI Chun Sing, Andrew 李駿聲 RE Advising on Securities 2007-10-25 2016-06-24
AVV115 NG Hoi Yau 伍海滺 RE Dealing in Securities 2010-10-08 2011-10-11
BKY519 CHAN Joey Chun Yin 陳俊彥 RE Dealing in Securities 2017-11-13

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