Hong Kong SFC licence institution ACB075, Shacom Securities Limited 上銀證券有限公司

These are the licence-holders that were found for SFC licence institution ACB075 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE562 WONG Kam Wing 黃錦榮 RO Dealing in Securities 2017-08-17
AAE562 WONG Kam Wing 黃錦榮 RO Advising on Securities 2017-08-17
AAH689 SHIU Kai Ching 蕭啟正 RE Dealing in Securities 2003-04-01 2017-06-15
AAH689 SHIU Kai Ching 蕭啟正 RE Advising on Securities 2003-04-01 2005-02-28
AAH689 SHIU Kai Ching 蕭啟正 RE Advising on Corporate Finance 2003-04-01 2004-11-25
AAH689 SHIU Kai Ching 蕭啟正 RE Asset Management 2003-04-01 2004-11-25
ACB077 FUNG Sing Yui 馮勝銳 RO Dealing in Securities 2003-04-01 2009-03-13
ACB077 FUNG Sing Yui 馮勝銳 RO Advising on Securities 2003-04-01 2009-03-13
ACB077 FUNG Sing Yui 馮勝銳 RO Advising on Corporate Finance 2003-04-01 2004-11-25
ACB077 FUNG Sing Yui 馮勝銳 RO Asset Management 2003-04-01 2004-11-25
ACH983 CHENG Chi Kin, Roger 鄭志堅 RE Dealing in Securities 2003-04-01
ACH983 CHENG Chi Kin, Roger 鄭志堅 RE Advising on Securities 2003-04-01 2005-02-28
ACH983 CHENG Chi Kin, Roger 鄭志堅 RE Advising on Corporate Finance 2003-04-01 2004-11-25
ACH983 CHENG Chi Kin, Roger 鄭志堅 RE Asset Management 2003-04-01 2004-11-25
ACH984 LAU Yau Lee, Stephen 劉有利 RE Dealing in Securities 2003-04-01 2014-01-17
ACH984 LAU Yau Lee, Stephen 劉有利 RE Advising on Securities 2003-04-01 2005-02-28
ACH984 LAU Yau Lee, Stephen 劉有利 RE Advising on Corporate Finance 2003-04-01 2004-11-25
ACH984 LAU Yau Lee, Stephen 劉有利 RE Asset Management 2003-04-01 2004-11-25
ADG999 CHAN Pak Cheung 陳伯昌 RO Dealing in Securities 2003-04-01 2018-01-01
ADG999 CHAN Pak Cheung 陳伯昌 RO Advising on Securities 2003-04-01 2018-01-01
ADG999 CHAN Pak Cheung 陳伯昌 RO Advising on Corporate Finance 2003-04-01 2004-11-25
ADG999 CHAN Pak Cheung 陳伯昌 RO Asset Management 2003-04-01 2004-11-25
ADT687 YUEN Sui Yin 阮瑞賢 RE Dealing in Securities 2003-04-01 2007-09-11
ADT687 YUEN Sui Yin 阮瑞賢 RE Advising on Securities 2003-04-01 2005-02-28
ADT687 YUEN Sui Yin 阮瑞賢 RE Advising on Corporate Finance 2003-04-01 2004-11-25
ADT687 YUEN Sui Yin 阮瑞賢 RE Asset Management 2003-04-01 2004-11-25
ADT688 YUEN Chiu Wing, Felix 袁超榮 RE Dealing in Securities 2003-04-01
ADT688 YUEN Chiu Wing, Felix 袁超榮 RE Advising on Securities 2003-04-01 2005-02-28
ADT688 YUEN Chiu Wing, Felix 袁超榮 RE Advising on Corporate Finance 2003-04-01 2004-11-25
ADT688 YUEN Chiu Wing, Felix 袁超榮 RE Asset Management 2003-04-01 2004-11-25
AEX756 CHAN Ming Yip 陳銘業 RE Dealing in Securities 2004-03-18 2010-05-17
AFP600 CHEUNG Kit Ying 張潔瑩 RE Dealing in Securities 2018-01-15
AFP600 CHEUNG Kit Ying 張潔瑩 RE Advising on Securities 2018-01-15
AFX265 LOCK Kwok Piu 駱國標 RE Dealing in Securities 2003-04-01
AFX265 LOCK Kwok Piu 駱國標 RE Advising on Securities 2003-04-01 2005-02-28
AFX265 LOCK Kwok Piu 駱國標 RE Advising on Corporate Finance 2003-04-01 2004-11-25
AFX265 LOCK Kwok Piu 駱國標 RE Asset Management 2003-04-01 2004-11-25
AGG812 KAN Ngai Him 簡毅謙 RE Dealing in Securities 2017-08-17
AIB379 NG Kai Ni 吳佳妮 RE Dealing in Securities 2004-11-05 2007-05-04
AIE472 CHU Kawah Edward 朱嘉華 RO Dealing in Securities 2012-01-19 2014-05-08
AIE472 CHU Kawah Edward 朱嘉華 RO Advising on Securities 2012-01-19 2014-05-08
ALF279 FONG Yat Man 方逸敏 RE Dealing in Securities 2004-11-05 2007-09-11
ALF288 WONG Mei Wah 王美華 RE Dealing in Securities 2004-11-12
ALF290 CHAN Kit Yan 陳潔恩 RE Dealing in Securities 2004-11-12 2017-05-22
ALF932 LEUNG Hing Chuen 梁慶全 RE Dealing in Securities 2004-11-05
ALF942 KO Oi Na 高愛娜 RE Dealing in Securities 2004-11-05 2009-04-06
ALF942 KO Oi Na 高愛娜 RO Dealing in Securities 2009-04-06 2016-11-01
ALF942 KO Oi Na 高愛娜 RO Advising on Securities 2009-04-06 2016-11-01
ANH068 LEE Mau Tai 李懋泰 RE Dealing in Securities 2006-05-26
ANH068 LEE Mau Tai 李懋泰 RE Advising on Securities 2018-12-04
ANH072 CHUNG Yue Fai, Wilison 鍾裕輝 RE Dealing in Securities 2006-05-26 2017-08-18
APA385 LAM Man Wai, Candy 林文慧 RE Dealing in Securities 2007-07-05 2017-08-25
APA391 LIN Ka Chun 連家雋 RE Dealing in Securities 2007-07-05 2009-10-15
APH834 WONG Chun Yu, Roger 黃振宇 RO Dealing in Securities 2017-11-28 2018-08-14
APH834 WONG Chun Yu, Roger 黃振宇 RO Advising on Securities 2017-11-28 2018-08-14
APR463 TSANG Ka Kin 曾家健 RE Dealing in Securities 2017-12-29
APR463 TSANG Ka Kin 曾家健 RE Advising on Securities 2017-12-29
ASQ171 CHAN Fung Cheung 陳鳳翔 RO Dealing in Securities 2009-06-02 2011-01-31
ASQ171 CHAN Fung Cheung 陳鳳翔 RO Advising on Securities 2009-06-02 2011-01-31
AVZ536 LAW Wai Hung 羅偉雄 RO Dealing in Securities 2014-06-19 2018-10-02
AVZ536 LAW Wai Hung 羅偉雄 RO Advising on Securities 2014-06-19 2018-10-02
AXK219 CHONG Hey 莊希 RO Dealing in Securities 2018-09-18
AXK219 CHONG Hey 莊希 RO Advising on Securities 2018-09-18
BJV722 NG Sai Wing 吳世榮 RE Dealing in Securities 2017-08-17 2017-08-18
BKG601 CHAN Siu Lun 陳肇倫 RE Dealing in Securities 2017-09-19
BKG601 CHAN Siu Lun 陳肇倫 RE Advising on Securities 2017-09-19
BLF585 LAU Cham Yu 劉湛榆 RE Dealing in Securities 2017-11-30
BLF585 LAU Cham Yu 劉湛榆 RE Advising on Securities 2017-11-30
BLK909 LEE Hok Kan 李學勤 RE Dealing in Securities 2017-12-29
BLK909 LEE Hok Kan 李學勤 RE Advising on Securities 2017-12-29
BLK912 LO Wai Lung 盧偉龍 RE Dealing in Securities 2017-12-29 2018-07-14
BLK912 LO Wai Lung 盧偉龍 RE Advising on Securities 2017-12-29 2018-07-14

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