Hong Kong SFC licence institution ACB160, Investec Asset Management Asia Limited 天達資產管理亞洲有限公司

These are the licence-holders that were found for SFC licence institution ACB160 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF829 ALDCROFT Stewart Robert Kenneth 何國富 RO Advising on Securities 2003-04-01 2004-01-21
AAF829 ALDCROFT Stewart Robert Kenneth 何國富 RO Asset Management 2003-04-01 2003-07-30
ACB033 CHOW Yin Kwan 周妍君 RE Advising on Securities 2003-04-01 2003-04-28
ACB033 CHOW Yin Kwan 周妍君 RE Advising on Corporate Finance 2003-04-01 2003-04-25
ACB033 CHOW Yin Kwan 周妍君 RE Asset Management 2003-04-01 2003-04-28
ACC073 GUINNESS Timothy Whitmore Newton RE Advising on Securities 2006-03-30 2006-03-31
ACO165 YEUNG Kwok Kwong 楊國光 RO Dealing in Securities 2003-04-01 2014-04-30
ACO165 YEUNG Kwok Kwong 楊國光 RO Advising on Securities 2003-04-01 2014-04-30
ACO165 YEUNG Kwok Kwong 楊國光 RO Advising on Corporate Finance 2003-04-01 2003-07-31
ACO165 YEUNG Kwok Kwong 楊國光 RO Asset Management 2003-04-01 2003-07-31
ACO165 YEUNG Kwok Kwong 楊國光 RO Asset Management 2004-08-30 2014-04-30
ACZ661 CHEUNG Yung Kei, Reno 張勇奇 RO Dealing in Securities 2003-08-08 2013-11-04
ACZ661 CHEUNG Yung Kei, Reno 張勇奇 RO Advising on Securities 2003-04-01 2013-11-04
ACZ661 CHEUNG Yung Kei, Reno 張勇奇 RO Asset Management 2003-04-01 2003-07-31
ACZ661 CHEUNG Yung Kei, Reno 張勇奇 RO Asset Management 2004-08-30 2013-11-04
ADB492 SAUNDERS Philip Gordon Strode RE Advising on Securities 2005-11-21 2005-11-25
ADB492 SAUNDERS Philip Gordon Strode RE Advising on Securities 2006-06-21 2006-06-24
ADB492 SAUNDERS Philip Gordon Strode RE Advising on Securities 2007-03-29 2007-03-31
ADB492 SAUNDERS Philip Gordon Strode RE Advising on Securities 2008-01-07 2008-01-08
ADB492 SAUNDERS Philip Gordon Strode RE Advising on Securities 2014-03-03 2014-03-04
ADI846 CHAN Ping 陳萍 RE Dealing in Securities 2003-04-01 2004-03-02
ADI846 CHAN Ping 陳萍 RO Dealing in Securities 2004-03-02 2008-10-01
ADI846 CHAN Ping 陳萍 RE Advising on Securities 2003-04-01 2004-03-02
ADI846 CHAN Ping 陳萍 RO Advising on Securities 2004-03-02 2008-10-01
ADI846 CHAN Ping 陳萍 RE Advising on Corporate Finance 2003-04-01 2003-08-25
ADI846 CHAN Ping 陳萍 RE Asset Management 2003-04-01 2003-08-25
ADI846 CHAN Ping 陳萍 RO Asset Management 2004-08-30 2008-10-01
ADT749 YIP Siu Kee 葉小琪 RE Dealing in Securities 2013-10-29 2014-01-15
ADT749 YIP Siu Kee 葉小琪 RO Dealing in Securities 2014-01-15 2014-06-30
ADT749 YIP Siu Kee 葉小琪 RE Advising on Securities 2013-10-29 2014-01-15
ADT749 YIP Siu Kee 葉小琪 RO Advising on Securities 2014-01-15 2014-06-30
AEJ795 LEE Kit Ying 李潔瑩 RE Dealing in Securities 2008-01-29 2009-12-24
AEJ795 LEE Kit Ying 李潔瑩 RE Advising on Securities 2008-01-29 2009-12-24
AEM643 CHAN Yuen Ki 陳婉琪 RE Dealing in Securities 2003-04-01 2014-01-31
AEM643 CHAN Yuen Ki 陳婉琪 RE Advising on Securities 2003-04-01 2014-01-31
AEM643 CHAN Yuen Ki 陳婉琪 RE Advising on Corporate Finance 2003-04-01 2003-08-25
AEM643 CHAN Yuen Ki 陳婉琪 RE Asset Management 2003-04-01 2003-08-25
AFG868 MAK Hoi See 麥凱詩 RE Dealing in Securities 2007-08-17 2014-03-11
AFG868 MAK Hoi See 麥凱詩 RE Advising on Securities 2003-04-01 2014-03-11
AFG868 MAK Hoi See 麥凱詩 RE Advising on Corporate Finance 2003-04-01 2003-08-25
AFG868 MAK Hoi See 麥凱詩 RE Asset Management 2003-04-01 2003-08-25
AGI925 POON Wai Man 潘惠雯 RE Dealing in Securities 2003-04-01 2005-03-08
AGI925 POON Wai Man 潘惠雯 RE Advising on Securities 2003-04-01 2005-03-08
AGI925 POON Wai Man 潘惠雯 RE Advising on Corporate Finance 2003-04-01 2003-08-25
AGI925 POON Wai Man 潘惠雯 RE Asset Management 2003-04-01 2003-08-25
AHV480 POON Ming Chu 潘明珠 RE Dealing in Securities 2008-03-25 2008-07-08
AHV480 POON Ming Chu 潘明珠 RE Advising on Securities 2008-03-25 2008-07-08
AIQ681 LAU Sau Wai 劉秀慧 RE Dealing in Securities 2003-04-01 2010-09-30
AIQ681 LAU Sau Wai 劉秀慧 RE Advising on Securities 2003-04-01 2010-09-30
AIQ681 LAU Sau Wai 劉秀慧 RE Advising on Corporate Finance 2003-04-01 2003-08-25
AIQ681 LAU Sau Wai 劉秀慧 RE Asset Management 2003-04-01 2003-08-25
AKO826 MONTANO Garreth John RE Dealing in Securities 2004-05-14 2005-07-28
ALP835 BREEDON Mark Herbert RE Advising on Securities 2005-01-10 2005-01-17
ALP835 BREEDON Mark Herbert RE Advising on Securities 2005-10-27 2005-11-02
ALP835 BREEDON Mark Herbert RE Advising on Securities 2007-06-04 2007-06-05
ALP835 BREEDON Mark Herbert RE Advising on Securities 2014-01-06 2014-01-07
ALP835 BREEDON Mark Herbert RE Advising on Securities 2014-05-07 2014-05-08
AMF278 JACKSON Adrian Charles RE Advising on Securities 2005-07-26 2005-08-03
AML303 DORE James Anthony RE Dealing in Securities 2005-09-12 2006-04-01
ANG393 LAU Wing Chung 劉穎聰 RE Dealing in Securities 2011-05-23 2014-06-30
ANG393 LAU Wing Chung 劉穎聰 RE Advising on Securities 2011-05-23 2014-06-30
ANG393 LAU Wing Chung 劉穎聰 RE Asset Management 2011-05-23 2014-06-30
AOP097 LEUNG Helen 梁浩雯 RE Dealing in Securities 2010-09-13 2010-10-15
AOP097 LEUNG Helen 梁浩雯 RO Dealing in Securities 2010-10-15 2014-06-30
AOP097 LEUNG Helen 梁浩雯 RE Advising on Securities 2010-09-13 2010-10-15
AOP097 LEUNG Helen 梁浩雯 RO Advising on Securities 2010-10-15 2014-06-30
AOP097 LEUNG Helen 梁浩雯 RE Asset Management 2010-09-13 2010-10-15
AOP097 LEUNG Helen 梁浩雯 RO Asset Management 2010-10-15 2014-06-30
APO457 KING Malcolm Robert RE Advising on Securities 2007-09-04 2007-12-04
APO457 KING Malcolm Robert RE Advising on Securities 2008-04-21 2008-04-25
AQE998 STOPFORD Patrick John Richard RE Advising on Securities 2008-01-07 2008-01-08
AQE998 STOPFORD Patrick John Richard RE Advising on Securities 2009-03-24 2009-04-01
AQE998 STOPFORD Patrick John Richard RE Advising on Securities 2009-11-23 2009-11-29
AQF001 CHEVELEY Richard George Castelfranc RE Advising on Securities 2008-01-07 2008-01-19
AQF002 GEORGE Bradley John RE Advising on Securities 2008-09-16 2008-09-19
AQF002 GEORGE Bradley John RE Advising on Securities 2009-10-05 2009-10-09
AQF002 GEORGE Bradley John RE Advising on Securities 2010-11-16 2010-11-18
AQF002 GEORGE Bradley John RE Advising on Securities 2011-02-14 2011-02-19
AQF002 GEORGE Bradley John RE Advising on Securities 2011-06-07 2011-06-11
AQF002 GEORGE Bradley John RE Advising on Securities 2014-05-14 2014-05-15
AQN587 CHAN Yat Yee, Dorothy 陳溢怡 RE Dealing in Securities 2010-04-21 2011-02-22
AQN587 CHAN Yat Yee, Dorothy 陳溢怡 RE Advising on Securities 2010-04-21 2011-02-22
AQN587 CHAN Yat Yee, Dorothy 陳溢怡 RE Asset Management 2010-04-21 2011-02-22
AQV873 SACKS Daniel Levi RE Advising on Securities 2008-04-21 2008-04-25
ARN108 TAI Kwok Shing 戴國盛 RE Dealing in Securities 2008-09-17 2010-06-18
ARN108 TAI Kwok Shing 戴國盛 RO Dealing in Securities 2010-06-18 2014-10-13
ARN108 TAI Kwok Shing 戴國盛 RE Advising on Securities 2008-09-17 2010-06-18
ARN108 TAI Kwok Shing 戴國盛 RO Advising on Securities 2010-06-18 2014-10-13
ARN108 TAI Kwok Shing 戴國盛 RE Asset Management 2010-06-18 2011-10-26
ARN108 TAI Kwok Shing 戴國盛 RO Asset Management 2011-10-26 2014-10-13
ARP109 LACEY Mark Anthony RE Advising on Securities 2008-09-16 2008-09-19
ARP109 LACEY Mark Anthony RE Advising on Securities 2009-10-05 2009-10-09
ARP109 LACEY Mark Anthony RE Advising on Securities 2010-03-08 2010-03-12
AST321 KUHNERT Gregory John RE Advising on Securities 2009-04-20 2009-04-24
ATO459 POWER Michael David RE Advising on Securities 2009-08-26 2009-09-04
ATO459 POWER Michael David RE Advising on Securities 2010-09-10 2010-09-15
AVZ261 TAN Mei Lin 陳美琳 RE Dealing in Securities 2014-04-07 2014-06-30
AVZ261 TAN Mei Lin 陳美琳 RE Advising on Securities 2014-04-07 2014-06-30
AWG082 WAGHORN Jonathan Charles RE Advising on Securities 2010-11-16 2010-11-18
AWG082 WAGHORN Jonathan Charles RE Advising on Securities 2011-09-20 2011-09-21
AXT540 SHUM Wing Yee, Jacqueline 沈詠怡 RE Dealing in Securities 2011-08-09 2014-06-30
AXT540 SHUM Wing Yee, Jacqueline 沈詠怡 RE Advising on Securities 2011-08-09 2014-06-30
AXT540 SHUM Wing Yee, Jacqueline 沈詠怡 RE Asset Management 2011-08-09 2014-06-30
BAD607 HARLING Victoria Louise RE Advising on Securities 2012-09-06 2012-09-07
BAG223 CHEUNG Sheung Cheung 張常祥 RE Dealing in Securities 2012-10-11 2014-06-30
BAG223 CHEUNG Sheung Cheung 張常祥 RE Advising on Securities 2012-10-11 2014-06-30
BBB180 WHALL Charles Darant RE Advising on Securities 2013-04-08 2013-04-13
BCY728 PRETORIUS Gabriel Johannes RE Advising on Securities 2014-02-28 2014-02-28
BDF845 HRIC Pearl 劉蓓兒 RE Dealing in Securities 2014-04-07 2014-06-30
BDF845 HRIC Pearl 劉蓓兒 RE Advising on Securities 2014-04-07 2014-06-30

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