Hong Kong SFC licence institution ACB162, Good Harvest Securities Company Limited 豐年證券投資有限公司

These are the licence-holders that were found for SFC licence institution ACB162 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG890 CHU HO Miu Hing 朱何妙馨 RO Dealing in Securities 2003-04-01
AAG890 CHU HO Miu Hing 朱何妙馨 RO Advising on Securities 2003-04-01 2003-08-14
AAG890 CHU HO Miu Hing 朱何妙馨 RO Advising on Corporate Finance 2003-04-01 2003-08-14
AAG890 CHU HO Miu Hing 朱何妙馨 RO Asset Management 2003-04-01 2003-08-14
AAG890 CHU HO Miu Hing 朱何妙馨 RO Asset Management 2003-11-25 2004-08-30
ABZ047 KEYES Leslie Yu-ling 趙汝寧 RE Dealing in Securities 2012-08-01 2015-12-31
ACD740 KWOK Philip Wayne 郭為震 RO Dealing in Securities 2003-07-24
ACD740 KWOK Philip Wayne 郭為震 RO Asset Management 2003-07-24 2004-08-30
ACL521 CHU Koh Cheun 朱國銓 RO Dealing in Securities 2003-04-01 2005-08-15
ACL521 CHU Koh Cheun 朱國銓 RO Advising on Securities 2003-04-01 2003-07-23
ACL521 CHU Koh Cheun 朱國銓 RO Advising on Corporate Finance 2003-04-01 2003-07-23
ACL521 CHU Koh Cheun 朱國銓 RO Asset Management 2003-04-01 2003-07-23
ACT133 TAM Wah Wai 譚華偉 RE Dealing in Securities 2003-04-01
ACT133 TAM Wah Wai 譚華偉 RE Advising on Securities 2003-04-01 2003-09-24
ACT133 TAM Wah Wai 譚華偉 RE Advising on Corporate Finance 2003-04-01 2003-09-24
ACT133 TAM Wah Wai 譚華偉 RE Asset Management 2003-04-01 2003-09-24
ACT258 LAM Yuk Lin, Annie 林玉連 RE Dealing in Securities 2003-04-01
ACT258 LAM Yuk Lin, Annie 林玉連 RE Advising on Securities 2003-04-01 2003-08-28
ACT258 LAM Yuk Lin, Annie 林玉連 RE Advising on Corporate Finance 2003-04-01 2003-08-28
ACT258 LAM Yuk Lin, Annie 林玉連 RE Asset Management 2003-04-01 2003-08-28
ADM711 CHU Koh Ann 朱國安 RE Dealing in Securities 2003-04-01 2009-01-14
ADM711 CHU Koh Ann 朱國安 RO Dealing in Securities 2009-01-14
ADM711 CHU Koh Ann 朱國安 RE Advising on Securities 2003-04-01 2003-12-19
ADM711 CHU Koh Ann 朱國安 RE Advising on Corporate Finance 2003-04-01 2003-12-19
ADM711 CHU Koh Ann 朱國安 RE Asset Management 2003-04-01 2003-12-19
ADW759 LEUNG Chiu Ling, Lance 梁肖玲 RE Dealing in Securities 2003-04-01 2008-09-01
ADW759 LEUNG Chiu Ling, Lance 梁肖玲 RE Advising on Securities 2003-04-01 2003-06-18
ADW759 LEUNG Chiu Ling, Lance 梁肖玲 RE Advising on Corporate Finance 2003-04-01 2003-06-18
ADW759 LEUNG Chiu Ling, Lance 梁肖玲 RE Asset Management 2003-04-01 2003-06-18
AEI246 NG Kit Bing 伍潔冰 RE Dealing in Securities 2003-04-01
AEI246 NG Kit Bing 伍潔冰 RE Advising on Securities 2003-04-01 2004-01-15
AEI246 NG Kit Bing 伍潔冰 RE Advising on Corporate Finance 2003-04-01 2004-01-15
AEI246 NG Kit Bing 伍潔冰 RE Asset Management 2003-04-01 2004-01-15
AEO858 SHUM Kwok Wah 沈國華 RE Dealing in Securities 2003-04-01
AEO858 SHUM Kwok Wah 沈國華 RE Advising on Securities 2003-04-01 2003-09-26
AEO858 SHUM Kwok Wah 沈國華 RE Advising on Corporate Finance 2003-04-01 2003-09-26
AEO858 SHUM Kwok Wah 沈國華 RE Asset Management 2003-04-01 2003-09-26
ANQ604 YAN Tak Wing, Alvin 甄德榮 RE Dealing in Securities 2006-09-05 2017-03-31
AOY769 LI Kwok Yin 李國賢 RE Dealing in Securities 2018-05-02 2018-09-07
BLT675 LAM Yeuk For 林若科 RE Dealing in Securities 2018-02-20

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