Hong Kong SFC licence institution ACB931, HSBC Broking (China) Limited 滙豐金融(中國)有限公司

These are the licence-holders that were found for SFC licence institution ACB931 on the SFC website.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA228 SHANG Tat Yan 尚達人 RO Dealing in Securities 2003-04-01 2011-11-01
AAA228 SHANG Tat Yan 尚達人 RO Advising on Securities 2003-04-01 2004-09-10
AAA228 SHANG Tat Yan 尚達人 RO Advising on Corporate Finance 2003-04-01 2004-09-10
AAA228 SHANG Tat Yan 尚達人 RO Asset Management 2003-04-01 2004-09-10
AAC126 IU Po Yan, Raymond 姚保仁 RE Dealing in Securities 2003-04-01 2010-09-01
AAC126 IU Po Yan, Raymond 姚保仁 RE Advising on Securities 2003-04-01 2004-08-05
AAC126 IU Po Yan, Raymond 姚保仁 RE Advising on Corporate Finance 2003-04-01 2004-08-05
AAC126 IU Po Yan, Raymond 姚保仁 RE Asset Management 2003-04-01 2004-08-05
AAI021 LEUNG Hung Wah 梁孔華 RO Dealing in Securities 2003-04-01 2012-01-14
AAI021 LEUNG Hung Wah 梁孔華 RO Advising on Securities 2003-04-01 2004-09-10
AAI021 LEUNG Hung Wah 梁孔華 RO Advising on Corporate Finance 2003-04-01 2004-09-10
AAI021 LEUNG Hung Wah 梁孔華 RO Asset Management 2003-04-01 2004-09-10
ABW753 KWOK Chi Hung 郭熾雄 RO Dealing in Securities 2009-12-24 2013-12-13
ACB546 CHAN Shu Ming 陳樹明 RE Dealing in Securities 2003-04-01 2012-08-14
ACB546 CHAN Shu Ming 陳樹明 RE Advising on Securities 2003-04-01 2004-08-04
ACB546 CHAN Shu Ming 陳樹明 RE Advising on Corporate Finance 2003-04-01 2004-08-04
ACB546 CHAN Shu Ming 陳樹明 RE Asset Management 2003-04-01 2004-08-04
ACC080 WONG Ying Kwan 王應坤 RO Dealing in Securities 2010-05-24 2014-04-07
ADT746 PUN Lai Chi 潘勵智 RE Dealing in Securities 2003-04-01 2012-08-14
ADT746 PUN Lai Chi 潘勵智 RE Advising on Securities 2003-04-01 2004-09-10
ADT746 PUN Lai Chi 潘勵智 RE Advising on Corporate Finance 2003-04-01 2004-09-10
ADT746 PUN Lai Chi 潘勵智 RE Asset Management 2003-04-01 2004-09-10
AED207 HO Yan 何欣 RE Dealing in Securities 2003-04-01 2012-08-14
AED207 HO Yan 何欣 RE Advising on Securities 2003-04-01 2004-08-05
AED207 HO Yan 何欣 RE Advising on Corporate Finance 2003-04-01 2004-08-05
AED207 HO Yan 何欣 RE Asset Management 2003-04-01 2004-08-05
AEP389 MO Hin Yee, Thomas 毛衍懿 RE Dealing in Securities 2006-05-17 2011-05-08
AHF378 CHAN Hoi Fung 陳凱峰 RE Dealing in Securities 2003-04-01 2004-03-01
AHF378 CHAN Hoi Fung 陳凱峰 RE Advising on Securities 2003-04-01 2004-02-16
AHF378 CHAN Hoi Fung 陳凱峰 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AHF378 CHAN Hoi Fung 陳凱峰 RE Asset Management 2003-04-01 2004-02-16
AHF840 NG Kwok Hung 吳國雄 RE Dealing in Securities 2003-04-01 2012-08-14
AHF840 NG Kwok Hung 吳國雄 RE Advising on Securities 2003-04-01 2004-09-10
AHF840 NG Kwok Hung 吳國雄 RE Advising on Corporate Finance 2003-04-01 2004-09-10
AHF840 NG Kwok Hung 吳國雄 RE Asset Management 2003-04-01 2004-09-10
AHJ984 CHEUNG Ka Lok 張家樂 RE Dealing in Securities 2003-04-01 2005-11-05
AHJ984 CHEUNG Ka Lok 張家樂 RE Advising on Securities 2003-04-01 2004-08-04
AHJ984 CHEUNG Ka Lok 張家樂 RE Advising on Corporate Finance 2003-04-01 2004-08-04
AHJ984 CHEUNG Ka Lok 張家樂 RE Asset Management 2003-04-01 2004-08-04
AMP198 WONG Man Kit 黃文傑 RE Dealing in Securities 2006-06-01 2010-04-09
AMS491 LUK Pak Lam 陸柏林 RE Dealing in Securities 2005-11-24 2006-04-21
ANH116 HO Ka Hang 何嘉恒 RE Dealing in Securities 2006-06-30 2011-04-27
ANU067 CHAN Ho Wai 陳浩偉 RE Dealing in Securities 2011-05-03 2012-08-14
AOE456 CHENG Chi Fung 鄭智鋒 RE Dealing in Securities 2010-11-04 2011-01-01
APO551 LEUNG Chin Yu, Edmond 梁展宇 RE Dealing in Securities 2008-04-08 2012-08-14
APW348 HUNG Kwok Chuen 熊國全 RE Dealing in Securities 2011-06-22 2012-08-14
AQR635 YEUNG Hon Ying 楊漢英 RE Dealing in Securities 2010-06-08 2012-08-14
ATI146 WONG Wai Kwan, Anna 黃慧群 RO Dealing in Securities 2009-12-31 2011-10-08
AUC867 IP Hin Fung 葉衍峰 RE Dealing in Securities 2011-06-23 2012-08-14

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:

© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)