Hong Kong SFC licence institution ACB931, HSBC Broking (China) Limited 滙豐金融(中國)有限公司

These are the licence-holders that were found for SFC licence institution ACB931 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
WONG Ying Kwan 王應坤 RO 1 2010-05-24 2014-04-07
KWOK Chi Hung 郭熾雄 RO 1 2009-12-24 2013-12-13
IP Hin Fung 葉衍峰 RE 1 2011-06-23 2012-08-14
HUNG Kwok Chuen 熊國全 RE 1 2011-06-22 2012-08-14
CHAN Ho Wai 陳浩偉 RE 1 2011-05-03 2012-08-14
YEUNG Hon Ying 楊漢英 RE 1 2010-06-08 2012-08-14
LEUNG Chin Yu, Edmond 梁展宇 RE 1 2008-04-08 2012-08-14
PUN Lai Chi 潘勵智 RE 1 2003-04-01 2012-08-14
HO Yan 何欣 RE 1 2003-04-01 2012-08-14
CHAN Shu Ming 陳樹明 RE 1 2003-04-01 2012-08-14
NG Kwok Hung 吳國雄 RE 1 2003-04-01 2012-08-14
LEUNG Hung Wah 梁孔華 RO 1 2003-04-01 2012-01-14
SHANG Tat Yan 尚達人 RO 1 2003-04-01 2011-11-01
WONG Wai Kwan, Anna 黃慧群 RO 1 2009-12-31 2011-10-08
MO Hin Yee, Thomas 毛衍懿 RE 1 2006-05-17 2011-05-08
HO Ka Hang 何嘉恒 RE 1 2006-06-30 2011-04-27
CHENG Chi Fung 鄭智鋒 RE 1 2010-11-04 2011-01-01
IU Po Yan, Raymond 姚保仁 RE 1 2003-04-01 2010-09-01
WONG Man Kit 黃文傑 RE 1 2006-06-01 2010-04-09
LUK Pak Lam 陸柏林 RE 1 2005-11-24 2006-04-21
CHEUNG Ka Lok 張家樂 RE 1 2003-04-01 2005-11-05
NG Kwok Hung 吳國雄 RE 4 2003-04-01 2004-09-10
LEUNG Hung Wah 梁孔華 RO 4 2003-04-01 2004-09-10
SHANG Tat Yan 尚達人 RO 4 2003-04-01 2004-09-10
PUN Lai Chi 潘勵智 RE 4 2003-04-01 2004-09-10
PUN Lai Chi 潘勵智 RE 6 2003-04-01 2004-09-10
SHANG Tat Yan 尚達人 RO 6 2003-04-01 2004-09-10
NG Kwok Hung 吳國雄 RE 6 2003-04-01 2004-09-10
LEUNG Hung Wah 梁孔華 RO 6 2003-04-01 2004-09-10
LEUNG Hung Wah 梁孔華 RO 9 2003-04-01 2004-09-10
NG Kwok Hung 吳國雄 RE 9 2003-04-01 2004-09-10
SHANG Tat Yan 尚達人 RO 9 2003-04-01 2004-09-10
PUN Lai Chi 潘勵智 RE 9 2003-04-01 2004-09-10
HO Yan 何欣 RE 4 2003-04-01 2004-08-05
IU Po Yan, Raymond 姚保仁 RE 4 2003-04-01 2004-08-05
HO Yan 何欣 RE 6 2003-04-01 2004-08-05
IU Po Yan, Raymond 姚保仁 RE 6 2003-04-01 2004-08-05
IU Po Yan, Raymond 姚保仁 RE 9 2003-04-01 2004-08-05
HO Yan 何欣 RE 9 2003-04-01 2004-08-05
CHEUNG Ka Lok 張家樂 RE 4 2003-04-01 2004-08-04
CHAN Shu Ming 陳樹明 RE 4 2003-04-01 2004-08-04
CHEUNG Ka Lok 張家樂 RE 6 2003-04-01 2004-08-04
CHAN Shu Ming 陳樹明 RE 6 2003-04-01 2004-08-04
CHEUNG Ka Lok 張家樂 RE 9 2003-04-01 2004-08-04
CHAN Shu Ming 陳樹明 RE 9 2003-04-01 2004-08-04
CHAN Hoi Fung 陳凱峰 RE 1 2003-04-01 2004-03-01
CHAN Hoi Fung 陳凱峰 RE 4 2003-04-01 2004-02-16
CHAN Hoi Fung 陳凱峰 RE 6 2003-04-01 2004-02-16
CHAN Hoi Fung 陳凱峰 RE 9 2003-04-01 2004-02-16

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