Hong Kong SFC licence institution ACC536, Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司

These are the licence-holders that were found for SFC licence institution ACC536 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA905 LAU Ying Kwong, Vincent 劉迎光 RE Dealing in Securities 2008-01-15 2008-12-30
AAB006 MOE Timothy Hamilton 莫添菲 RE Dealing in Securities 2003-04-01 2004-09-28
AAB006 MOE Timothy Hamilton 莫添菲 RO Dealing in Securities 2011-11-01
AAB006 MOE Timothy Hamilton 莫添菲 RE Advising on Securities 2003-04-01 2004-09-28
AAB006 MOE Timothy Hamilton 莫添菲 RO Advising on Securities 2004-09-28
AAB006 MOE Timothy Hamilton 莫添菲 RE Advising on Futures Contracts 2012-04-30 2014-08-12
AAB006 MOE Timothy Hamilton 莫添菲 RO Advising on Futures Contracts 2014-08-12
AAB006 MOE Timothy Hamilton 莫添菲 RE Advising on Corporate Finance 2003-04-01 2004-09-28
AAB006 MOE Timothy Hamilton 莫添菲 RE Asset Management 2003-04-01 2004-09-28
AAE260 ZEE John 徐強生 RE Dealing in Securities 2005-04-08 2008-09-06
AAF948 CHAN Mei Chun, Beonna 陳美珍 RE Dealing in Securities 2003-04-01 2011-10-11
AAF948 CHAN Mei Chun, Beonna 陳美珍 RE Advising on Securities 2003-04-01 2004-10-14
AAF948 CHAN Mei Chun, Beonna 陳美珍 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AAF948 CHAN Mei Chun, Beonna 陳美珍 RE Asset Management 2003-04-01 2004-10-14
AAH063 SHUM Wai Cheong 岑偉昌 RE Dealing in Securities 2007-07-31 2007-10-10
AAH063 SHUM Wai Cheong 岑偉昌 RO Dealing in Securities 2007-10-10 2011-01-29
AAH063 SHUM Wai Cheong 岑偉昌 RE Advising on Securities 2007-07-31 2007-10-10
AAH063 SHUM Wai Cheong 岑偉昌 RO Advising on Securities 2007-10-10 2011-01-29
AAH063 SHUM Wai Cheong 岑偉昌 RE Advising on Futures Contracts 2007-07-31 2007-10-10
AAH063 SHUM Wai Cheong 岑偉昌 RO Advising on Futures Contracts 2007-10-10 2011-01-29
AAH063 SHUM Wai Cheong 岑偉昌 RE Asset Management 2007-07-31 2007-10-10
AAH063 SHUM Wai Cheong 岑偉昌 RO Asset Management 2007-10-10 2011-01-29
AAJ075 LE MESURIER Adam Alexander RE Dealing in Securities 2003-04-01 2004-11-02
AAJ075 LE MESURIER Adam Alexander RE Advising on Securities 2003-04-01 2004-11-02
AAJ075 LE MESURIER Adam Alexander RE Advising on Corporate Finance 2003-04-01 2004-10-12
AAJ075 LE MESURIER Adam Alexander RE Asset Management 2003-04-01 2004-10-12
AAJ666 DEVEREUX WONG Virginia 王維清 RE Dealing in Securities 2010-02-12 2013-06-14
AAJ666 DEVEREUX WONG Virginia 王維清 RE Asset Management 2010-02-12 2013-06-14
AAU286 WU Oi Wan 胡愛雲 RE Dealing in Securities 2006-10-17 2009-01-07
AAV420 WYRILL Mark RE Dealing in Securities 2003-04-01 2003-09-13
AAV420 WYRILL Mark RE Advising on Securities 2003-04-01 2003-09-13
AAV420 WYRILL Mark RE Advising on Corporate Finance 2003-04-01 2003-09-13
AAV420 WYRILL Mark RE Asset Management 2003-04-01 2003-09-13
AAV483 TING Chuk Kwan 丁竹筠 RE Dealing in Securities 2003-04-01 2005-09-23
AAV483 TING Chuk Kwan 丁竹筠 RE Advising on Securities 2003-04-01 2005-09-23
AAV483 TING Chuk Kwan 丁竹筠 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AAV483 TING Chuk Kwan 丁竹筠 RE Asset Management 2003-04-01 2004-10-13
AAW458 WEBB WONG Vivien 王維芬 RE Dealing in Securities 2004-05-03 2011-05-20
AAW458 WEBB WONG Vivien 王維芬 RO Dealing in Securities 2011-05-20 2014-07-22
AAW458 WEBB WONG Vivien 王維芬 RO Advising on Securities 2012-03-19 2014-07-22
AAW458 WEBB WONG Vivien 王維芬 RE Asset Management 2011-06-01 2014-07-22
AAW502 HARRISON Byron Antony Fiske RE Dealing in Securities 2003-04-01 2005-08-12
AAW502 HARRISON Byron Antony Fiske RE Advising on Securities 2003-04-01 2004-10-13
AAW502 HARRISON Byron Antony Fiske RE Advising on Corporate Finance 2003-04-01 2004-10-13
AAW502 HARRISON Byron Antony Fiske RE Asset Management 2003-04-01 2004-10-13
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2013-05-29 2016-06-29
ABE860 LI Wing Ping, Desmond 李永平 RE Dealing in Securities 2008-10-30 2011-06-04
ABF513 NEE Mary Yuet So 嚴月素 RE Dealing in Securities 2003-04-01 2009-05-29
ABF513 NEE Mary Yuet So 嚴月素 RE Advising on Securities 2003-04-01 2004-10-12
ABF513 NEE Mary Yuet So 嚴月素 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ABF513 NEE Mary Yuet So 嚴月素 RE Asset Management 2003-04-01 2004-10-12
ABG469 CHAN Ka Chun 陳家俊 RE Dealing in Securities 2003-04-01 2011-03-30
ABG469 CHAN Ka Chun 陳家俊 RE Advising on Securities 2003-04-01 2004-06-09
ABG469 CHAN Ka Chun 陳家俊 RE Advising on Corporate Finance 2003-04-01 2004-06-09
ABG469 CHAN Ka Chun 陳家俊 RE Providing Automated Trading Services 2009-02-20 2011-03-30
ABG469 CHAN Ka Chun 陳家俊 RE Asset Management 2003-04-01 2004-06-09
ABH441 CHANG Kuo Chun 張果軍 RO Dealing in Securities 2003-04-01 2004-09-01
ABH441 CHANG Kuo Chun 張果軍 RO Advising on Securities 2003-04-01 2004-09-01
ABH441 CHANG Kuo Chun 張果軍 RO Advising on Corporate Finance 2003-04-01 2004-09-01
ABH441 CHANG Kuo Chun 張果軍 RO Asset Management 2003-04-01 2004-09-01
ABH763 LI Lap Sun 李立新 RE Dealing in Securities 2004-10-11 2007-03-01
ABL903 STOREY Timothy Trevor Hendrik RE Dealing in Securities 2003-04-01 2004-08-03
ABL903 STOREY Timothy Trevor Hendrik RE Advising on Securities 2003-04-01 2004-08-03
ABL903 STOREY Timothy Trevor Hendrik RE Advising on Corporate Finance 2003-04-01 2004-08-03
ABL903 STOREY Timothy Trevor Hendrik RE Asset Management 2003-04-01 2004-08-03
ABM217 YU Michael Kwok Wai 余國煒 RE Dealing in Securities 2005-08-15 2008-06-20
ABM561 TURNEY Randall Todd RE Dealing in Securities 2003-04-01 2004-06-05
ABM561 TURNEY Randall Todd RE Advising on Securities 2003-04-01 2004-06-05
ABM561 TURNEY Randall Todd RE Advising on Corporate Finance 2003-04-01 2004-06-05
ABM561 TURNEY Randall Todd RE Asset Management 2003-04-01 2004-06-05
ABN601 GREATON Timothy Love RE Dealing in Securities 2003-04-01 2013-03-29
ABN601 GREATON Timothy Love RE Advising on Securities 2003-04-01 2004-10-13
ABN601 GREATON Timothy Love RE Advising on Corporate Finance 2003-04-01 2004-10-13
ABN601 GREATON Timothy Love RE Asset Management 2003-04-01 2004-10-13
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RE Dealing in Securities 2003-04-01 2004-07-21
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RO Dealing in Securities 2004-07-21 2009-01-10
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RE Advising on Securities 2003-04-01 2004-07-21
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RO Advising on Securities 2004-07-21 2009-01-10
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RO Advising on Futures Contracts 2004-07-21 2009-01-10
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RE Advising on Corporate Finance 2003-04-01 2004-06-30
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RE Asset Management 2003-04-01 2004-07-21
ABP731 KWOK Tak Sing, Kenneth 郭德勝 RO Asset Management 2004-07-21 2007-06-01
ABR178 WONG Wang, Ronnie 王弘 RE Dealing in Securities 2004-04-21 2008-05-22
ABR427 MUMFORD Virginia Anne RE Dealing in Securities 2007-04-20 2008-01-31
ABR427 MUMFORD Virginia Anne RE Advising on Securities 2007-04-20 2008-01-31
ABW730 TAN Bong Loo RE Dealing in Securities 2003-04-01 2011-05-31
ABW730 TAN Bong Loo RE Advising on Securities 2003-04-01 2004-10-13
ABW730 TAN Bong Loo RE Advising on Corporate Finance 2003-04-01 2004-10-13
ABW730 TAN Bong Loo RE Asset Management 2003-04-01 2004-10-13
ABX238 NG Oi Kam, Grace 吳愛琴 RE Dealing in Securities 2003-04-01 2015-06-14
ABX238 NG Oi Kam, Grace 吳愛琴 RE Advising on Securities 2003-04-01 2004-10-12
ABX238 NG Oi Kam, Grace 吳愛琴 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ABX238 NG Oi Kam, Grace 吳愛琴 RE Asset Management 2003-04-01 2004-10-12
ABY834 PASCOE Justin John RE Dealing in Securities 2007-01-02 2007-06-08
ABY834 PASCOE Justin John RO Dealing in Securities 2007-06-08 2008-08-30
ABY834 PASCOE Justin John RE Advising on Securities 2007-01-02 2007-06-08
ABY834 PASCOE Justin John RO Advising on Securities 2007-06-08 2008-08-30
ABY834 PASCOE Justin John RE Advising on Futures Contracts 2007-01-02 2007-06-08
ABY834 PASCOE Justin John RO Advising on Futures Contracts 2007-06-08 2008-08-30
ABY834 PASCOE Justin John RE Asset Management 2007-01-02 2007-06-08
ABY834 PASCOE Justin John RO Asset Management 2007-06-08 2008-08-30
ABY969 YIU Brian Chi Pang 姚志鵬 RE Dealing in Securities 2008-09-01
ABY969 YIU Brian Chi Pang 姚志鵬 RE Advising on Securities 2014-01-24
ABY969 YIU Brian Chi Pang 姚志鵬 RE Asset Management 2011-06-08
ABZ499 LIAO Jingwu Riz 廖敬武 RE Dealing in Securities 2003-12-24 2006-01-26
ACA158 HARRIS Jonathan Howe RE Dealing in Securities 2003-04-01 2003-05-16
ACA158 HARRIS Jonathan Howe RE Advising on Securities 2003-04-01 2003-05-16
ACA158 HARRIS Jonathan Howe RE Advising on Corporate Finance 2003-04-01 2003-05-16
ACA158 HARRIS Jonathan Howe RE Asset Management 2003-04-01 2003-05-16
ACA708 YEUNG Tsang Keung 楊錚強 RE Dealing in Securities 2003-04-01 2004-06-29
ACA708 YEUNG Tsang Keung 楊錚強 RE Advising on Securities 2003-04-01 2004-06-29
ACA708 YEUNG Tsang Keung 楊錚強 RE Advising on Corporate Finance 2003-04-01 2004-06-29
ACA708 YEUNG Tsang Keung 楊錚強 RE Asset Management 2003-04-01 2004-06-29
ACB050 XU Ziwang 徐子旺 RE Dealing in Securities 2006-03-01 2006-12-29
ACB050 XU Ziwang 徐子旺 RE Dealing in Securities 2007-06-12 2007-11-12
ACB050 XU Ziwang 徐子旺 RO Advising on Securities 2003-04-01 2005-02-01
ACB050 XU Ziwang 徐子旺 RE Advising on Corporate Finance 2006-02-01 2006-12-29
ACB050 XU Ziwang 徐子旺 RE Advising on Corporate Finance 2007-06-12 2007-11-12
ACB050 XU Ziwang 徐子旺 RO Advising on Corporate Finance 2003-04-01 2006-02-01
ACB050 XU Ziwang 徐子旺 RO Asset Management 2003-04-01 2005-02-01
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Dealing in Securities 2003-04-01 2006-01-25
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Advising on Securities 2003-04-01 2004-10-14
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Asset Management 2003-04-01 2004-10-14
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Dealing in Securities 2003-04-01 2007-03-19
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Dealing in Securities 2012-02-06 2013-01-01
ACC905 TORRIBLE David Geoffrey 大衛德利保 RO Dealing in Securities 2007-03-19 2012-02-06
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Advising on Securities 2003-04-01 2004-10-13
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACC905 TORRIBLE David Geoffrey 大衛德利保 RE Asset Management 2003-04-01 2004-10-13
ACD715 LIN Syaru Shirley 林夏如 RO Advising on Securities 2003-04-01 2003-06-01
ACD715 LIN Syaru Shirley 林夏如 RO Advising on Corporate Finance 2003-04-01 2003-06-01
ACD715 LIN Syaru Shirley 林夏如 RO Asset Management 2003-04-01 2003-06-01
ACD718 YIN Raymond Lei RE Dealing in Securities 2003-04-01 2015-02-28
ACD718 YIN Raymond Lei RE Advising on Securities 2003-04-01 2004-10-13
ACD718 YIN Raymond Lei RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACD718 YIN Raymond Lei RE Asset Management 2003-04-01 2004-10-13
ACD719 LAW Siu Wah, Eddie 羅肇華 RE Dealing in Securities 2003-04-01 2011-09-01
ACD719 LAW Siu Wah, Eddie 羅肇華 RE Advising on Securities 2003-04-01 2004-10-12
ACD719 LAW Siu Wah, Eddie 羅肇華 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACD719 LAW Siu Wah, Eddie 羅肇華 RE Asset Management 2003-04-01 2004-10-12
ACE504 BHANDARI Chetan Dhruv RE Dealing in Securities 2007-09-10 2010-06-01
ACE653 LEUNG Wendy 梁慧儀 RE Dealing in Securities 2003-04-01 2010-07-17
ACE653 LEUNG Wendy 梁慧儀 RE Advising on Securities 2003-04-01 2004-10-12
ACE653 LEUNG Wendy 梁慧儀 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACE653 LEUNG Wendy 梁慧儀 RE Asset Management 2003-04-01 2004-10-12
ACF136 CORNELL Henry RE Advising on Securities 2007-12-14 2013-05-18
ACF136 CORNELL Henry RO Advising on Securities 2003-04-01 2007-12-14
ACF560 WARREN John Michael William RE Dealing in Securities 2003-04-01 2004-09-27
ACF560 WARREN John Michael William RO Dealing in Securities 2011-05-06 2014-08-19
ACF560 WARREN John Michael William RE Advising on Securities 2003-04-01 2004-09-28
ACF560 WARREN John Michael William RO Advising on Securities 2004-09-28 2014-08-19
ACF560 WARREN John Michael William RE Advising on Corporate Finance 2003-04-01 2004-09-27
ACF560 WARREN John Michael William RE Asset Management 2003-04-01 2004-09-27
ACG344 SO Chun Hung 蘇鎮鴻 RE Dealing in Securities 2003-04-01 2010-04-16
ACG344 SO Chun Hung 蘇鎮鴻 RE Advising on Securities 2003-04-01 2004-10-13
ACG344 SO Chun Hung 蘇鎮鴻 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACG344 SO Chun Hung 蘇鎮鴻 RE Asset Management 2003-04-01 2004-10-13
ACG599 LAM Lok Yee, Ada 林洛宜 RE Dealing in Securities 2003-05-20 2004-04-07
ACI895 LO Yin Yee, Eva 盧燕儀 RE Dealing in Securities 2003-04-01 2010-08-31
ACI895 LO Yin Yee, Eva 盧燕儀 RE Advising on Securities 2003-04-01 2004-10-12
ACI895 LO Yin Yee, Eva 盧燕儀 RE Advising on Futures Contracts 2003-04-01 2010-08-31
ACI895 LO Yin Yee, Eva 盧燕儀 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACI895 LO Yin Yee, Eva 盧燕儀 RE Asset Management 2003-04-01 2004-10-12
ACJ181 LEE Joseph B RO Advising on Securities 2003-04-01 2010-02-13
ACJ196 DENNIG Gerald Froemke RE Dealing in Securities 2003-04-01 2003-08-13
ACJ196 DENNIG Gerald Froemke RE Advising on Securities 2003-04-01 2003-08-13
ACJ196 DENNIG Gerald Froemke RE Advising on Corporate Finance 2003-04-01 2003-08-13
ACJ196 DENNIG Gerald Froemke RE Asset Management 2003-04-01 2003-08-13
ACL800 NOLAN David John RE Dealing in Securities 2003-04-01 2005-02-02
ACL800 NOLAN David John RE Advising on Securities 2003-04-01 2004-10-13
ACL800 NOLAN David John RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACL800 NOLAN David John RE Asset Management 2003-04-01 2004-10-13
ACM818 ONG Tiong Sin 王忠信 RE Dealing in Securities 2003-04-01 2008-09-30
ACM818 ONG Tiong Sin 王忠信 RE Advising on Securities 2003-04-01 2004-10-13
ACM818 ONG Tiong Sin 王忠信 RE Advising on Corporate Finance 2003-04-01 2007-03-08
ACM818 ONG Tiong Sin 王忠信 RE Advising on Corporate Finance 2008-03-07 2008-09-30
ACM818 ONG Tiong Sin 王忠信 RO Advising on Corporate Finance 2007-03-08 2008-03-07
ACM818 ONG Tiong Sin 王忠信 RE Asset Management 2003-04-01 2004-10-13
ACN914 ZHANG Yi, Kevin 張奕 RO Dealing in Securities 2003-04-01 2009-02-16
ACN914 ZHANG Yi, Kevin 張奕 RO Advising on Futures Contracts 2003-04-01 2004-01-05
ACN942 GERJARUSAK Sarakorn RE Dealing in Securities 2007-04-27 2008-11-07
ACO049 KWUN John Il 權俊一 RE Advising on Corporate Finance 2003-06-06 2003-06-06
ACO049 KWUN John Il 權俊一 RO Advising on Corporate Finance 2003-04-01 2003-06-06
ACO639 STEVENS Joseph Patrick RE Dealing in Securities 2005-03-17 2006-09-30
ACO639 STEVENS Joseph Patrick RE Advising on Corporate Finance 2005-03-17 2006-09-30
ACO693 FUNG Shirley 馮雪麗 RE Dealing in Securities 2003-07-03 2004-07-07
ACO693 FUNG Shirley 馮雪麗 RO Advising on Securities 2003-04-01 2003-06-12
ACO693 FUNG Shirley 馮雪麗 RE Advising on Corporate Finance 2003-06-12 2004-07-07
ACO693 FUNG Shirley 馮雪麗 RO Advising on Corporate Finance 2003-04-01 2003-06-12
ACO693 FUNG Shirley 馮雪麗 RO Asset Management 2003-04-01 2003-06-12
ACP274 KIM John Johng Yun RE Dealing in Securities 2003-12-02 2014-11-11
ACP274 KIM John Johng Yun RO Dealing in Securities 2014-11-11
ACP274 KIM John Johng Yun RE Advising on Corporate Finance 2003-12-02 2014-11-11
ACP274 KIM John Johng Yun RO Advising on Corporate Finance 2014-11-11
ACP707 KIM Sun Bae 金瑄培 RE Dealing in Securities 2003-04-01 2004-10-08
ACP707 KIM Sun Bae 金瑄培 RE Advising on Securities 2003-04-01 2004-10-14
ACP707 KIM Sun Bae 金瑄培 RO Advising on Securities 2004-10-14 2007-08-01
ACP707 KIM Sun Bae 金瑄培 RE Advising on Corporate Finance 2003-04-01 2004-10-08
ACP707 KIM Sun Bae 金瑄培 RE Asset Management 2003-04-01 2004-10-08
ACQ096 KWUN Joon RE Dealing in Securities 2003-04-01 2008-01-08
ACQ096 KWUN Joon RE Advising on Securities 2003-04-01 2004-10-13
ACQ096 KWUN Joon RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACQ096 KWUN Joon RE Asset Management 2003-04-01 2004-10-13
ACQ358 CAI Jinyong 蔡金勇 RO Advising on Corporate Finance 2003-04-01 2012-09-02
ACQ679 TING Terence 丁廣浩 RE Dealing in Securities 2006-08-29 2008-08-14
ACQ679 TING Terence 丁廣浩 RO Dealing in Securities 2008-08-14 2017-04-01
ACQ679 TING Terence 丁廣浩 RE Asset Management 2010-02-01 2010-04-13
ACQ679 TING Terence 丁廣浩 RO Asset Management 2010-04-13 2017-04-01
ACR378 XU Yanping 徐艷萍 RE Dealing in Securities 2003-04-01 2003-08-08
ACR378 XU Yanping 徐艷萍 RE Advising on Securities 2003-04-01 2003-08-08
ACR378 XU Yanping 徐艷萍 RE Advising on Corporate Finance 2003-04-01 2003-08-08
ACR378 XU Yanping 徐艷萍 RE Asset Management 2003-04-01 2003-08-08
ACS103 CHAU Chun 周聰 RE Dealing in Securities 2011-11-11
ACS731 MORROW Thomas Charles RO Dealing in Securities 2003-04-01
ACT407 BILLINGS Jason Craig RE Dealing in Securities 2003-04-01 2006-04-18
ACT407 BILLINGS Jason Craig RE Advising on Securities 2003-04-01 2006-04-18
ACT407 BILLINGS Jason Craig RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACT407 BILLINGS Jason Craig RE Asset Management 2003-04-01 2004-10-14
ACT420 CHAN Chung Ching, Winston 陳中正 RE Dealing in Securities 2003-04-01
ACT420 CHAN Chung Ching, Winston 陳中正 RE Advising on Securities 2003-04-01 2004-10-14
ACT420 CHAN Chung Ching, Winston 陳中正 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACT420 CHAN Chung Ching, Winston 陳中正 RE Asset Management 2003-04-01 2004-10-14
ACT420 CHAN Chung Ching, Winston 陳中正 RE Asset Management 2011-07-13
ACT421 MACHIN Mark Gordon Adam RO Dealing in Securities 2003-04-01 2012-01-01
ACT421 MACHIN Mark Gordon Adam RO Advising on Securities 2003-04-01 2004-11-29
ACT421 MACHIN Mark Gordon Adam RO Advising on Corporate Finance 2003-04-01 2004-11-29
ACT421 MACHIN Mark Gordon Adam RO Advising on Corporate Finance 2005-09-14 2012-01-01
ACT421 MACHIN Mark Gordon Adam RO Asset Management 2003-04-01 2004-11-29
ACT994 PETERSIK Watanan RE Dealing in Securities 2003-04-01 2005-12-17
ACT994 PETERSIK Watanan RE Advising on Securities 2003-04-01 2003-12-03
ACT994 PETERSIK Watanan RE Advising on Corporate Finance 2003-04-01 2003-12-03
ACT994 PETERSIK Watanan RE Asset Management 2003-04-01 2003-12-03
ACU891 LAI Wai Tsz 黎慧慈 RE Dealing in Securities 2003-04-01 2003-08-22
ACU891 LAI Wai Tsz 黎慧慈 RE Advising on Securities 2003-04-01 2003-08-22
ACU891 LAI Wai Tsz 黎慧慈 RE Advising on Corporate Finance 2003-04-01 2003-08-22
ACU891 LAI Wai Tsz 黎慧慈 RE Asset Management 2003-04-01 2003-08-22
ACW474 WU Yat Wai 胡一威 RE Dealing in Securities 2005-05-24 2016-05-31
ACW474 WU Yat Wai 胡一威 RE Advising on Securities 2005-05-24 2016-05-31
ACW670 CHAN Pui Ping 陳沛萍 RE Dealing in Securities 2003-04-01
ACW670 CHAN Pui Ping 陳沛萍 RE Advising on Securities 2003-04-01 2004-10-14
ACW670 CHAN Pui Ping 陳沛萍 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACW670 CHAN Pui Ping 陳沛萍 RE Asset Management 2003-04-01 2004-10-14
ACX033 HAU Chun Wai, William 侯振威 RE Dealing in Securities 2007-09-21 2016-06-17
ACX950 BROWN Jason Matthew RE Dealing in Securities 2003-04-01 2006-01-25
ACX950 BROWN Jason Matthew RO Dealing in Securities 2006-01-25 2013-09-07
ACX950 BROWN Jason Matthew RE Advising on Securities 2003-04-01 2004-10-14
ACX950 BROWN Jason Matthew RE Advising on Corporate Finance 2003-04-01 2004-10-14
ACX950 BROWN Jason Matthew RE Asset Management 2003-04-01 2004-10-14
ACY706 LIM Boon Keong RE Dealing in Securities 2003-04-01 2003-07-01
ACY706 LIM Boon Keong RE Advising on Securities 2003-04-01 2003-07-01
ACY706 LIM Boon Keong RE Advising on Corporate Finance 2003-04-01 2003-07-01
ACY706 LIM Boon Keong RE Asset Management 2003-04-01 2003-07-01
ACZ192 YIM Nic Wan 嚴力耘 RE Dealing in Securities 2003-04-01 2012-03-13
ACZ192 YIM Nic Wan 嚴力耘 RO Dealing in Securities 2012-03-13
ACZ192 YIM Nic Wan 嚴力耘 RE Advising on Securities 2003-04-01 2004-10-13
ACZ192 YIM Nic Wan 嚴力耘 RO Advising on Securities 2012-03-13
ACZ192 YIM Nic Wan 嚴力耘 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ACZ192 YIM Nic Wan 嚴力耘 RE Asset Management 2003-04-01 2004-10-13
ACZ192 YIM Nic Wan 嚴力耘 RE Asset Management 2012-03-13 2017-07-14
ACZ192 YIM Nic Wan 嚴力耘 RO Asset Management 2017-07-14
ACZ304 LEUNG Kin Yee, Judy 梁健怡 RE Dealing in Securities 2003-04-01 2008-11-07
ACZ304 LEUNG Kin Yee, Judy 梁健怡 RE Advising on Securities 2003-04-01 2004-10-12
ACZ304 LEUNG Kin Yee, Judy 梁健怡 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACZ304 LEUNG Kin Yee, Judy 梁健怡 RE Asset Management 2003-04-01 2004-10-12
ACZ541 RAMOS Dioscoro I. RE Dealing in Securities 2003-04-01 2004-10-08
ACZ541 RAMOS Dioscoro I. RE Advising on Securities 2003-04-01 2004-10-14
ACZ541 RAMOS Dioscoro I. RO Advising on Securities 2004-10-14 2011-06-09
ACZ541 RAMOS Dioscoro I. RE Advising on Corporate Finance 2003-04-01 2004-10-08
ACZ541 RAMOS Dioscoro I. RE Asset Management 2003-04-01 2004-10-08
ACZ555 KUO Cheung 郭強 RE Dealing in Securities 2003-04-26 2011-03-19
ACZ555 KUO Cheung 郭強 RE Advising on Securities 2009-02-27 2011-03-19
ACZ589 LO Tak Shun, Dixon 勞德舜 RE Dealing in Securities 2008-02-11 2014-09-13
ACZ589 LO Tak Shun, Dixon 勞德舜 RE Dealing in Securities 2017-01-04
ACZ589 LO Tak Shun, Dixon 勞德舜 RE Asset Management 2017-01-04
ADA141 LIU Hao-Cheng 劉浩正 RE Dealing in Securities 2003-04-01 2008-07-03
ADA141 LIU Hao-Cheng 劉浩正 RO Dealing in Securities 2008-07-03 2013-11-30
ADA141 LIU Hao-Cheng 劉浩正 RE Advising on Securities 2003-04-01 2004-10-12
ADA141 LIU Hao-Cheng 劉浩正 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADA141 LIU Hao-Cheng 劉浩正 RE Asset Management 2003-04-01 2004-10-12
ADA372 MATANACHAI Wanna RE Dealing in Securities 2003-04-01 2003-06-11
ADA372 MATANACHAI Wanna RE Advising on Securities 2003-04-01 2003-06-11
ADA372 MATANACHAI Wanna RE Advising on Corporate Finance 2003-04-01 2003-06-11
ADA372 MATANACHAI Wanna RE Asset Management 2003-04-01 2003-06-11
ADA643 TSANG Wai Ling 曾蕙玲 RE Dealing in Securities 2003-04-01 2008-12-11
ADA643 TSANG Wai Ling 曾蕙玲 RE Advising on Securities 2003-04-01 2004-10-13
ADA643 TSANG Wai Ling 曾蕙玲 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADA643 TSANG Wai Ling 曾蕙玲 RE Asset Management 2003-04-01 2004-10-13
ADA646 BERNARD Paul Daniel RO Dealing in Securities 2011-04-28 2011-12-17
ADA646 BERNARD Paul Daniel RO Advising on Securities 2003-04-01 2011-12-17
ADA646 BERNARD Paul Daniel RO Advising on Corporate Finance 2003-04-01 2004-11-30
ADA646 BERNARD Paul Daniel RO Asset Management 2003-04-01 2004-11-30
ADA734 DAY Christopher Elliott Verco 狄圖發 RE Dealing in Securities 2006-07-05 2008-11-07
ADB147 CHAN Wai Ling, Doris 陳慧齡 RE Dealing in Securities 2003-04-01 2016-07-23
ADB147 CHAN Wai Ling, Doris 陳慧齡 RE Advising on Securities 2003-04-01 2004-10-14
ADB147 CHAN Wai Ling, Doris 陳慧齡 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADB147 CHAN Wai Ling, Doris 陳慧齡 RE Asset Management 2003-04-01 2004-10-14
ADB527 WONG Stephen Tsi Chuen 黃子全 RE Dealing in Securities 2005-05-03 2011-11-02
ADB527 WONG Stephen Tsi Chuen 黃子全 RO Dealing in Securities 2011-11-02
ADB527 WONG Stephen Tsi Chuen 黃子全 RE Advising on Corporate Finance 2006-11-01 2011-11-02
ADB527 WONG Stephen Tsi Chuen 黃子全 RO Advising on Corporate Finance 2011-11-02
ADC059 SUEN Ming Chit 孫明哲 RE Dealing in Securities 2010-11-18 2011-12-16
ADC059 SUEN Ming Chit 孫明哲 RO Dealing in Securities 2011-12-16
ADD804 LIN Chi Long, Danny 林志朗 RE Dealing in Securities 2007-05-21 2008-12-11
ADD816 TOWFIGH Frederick RE Dealing in Securities 2003-04-01 2004-09-16
ADD816 TOWFIGH Frederick RO Dealing in Securities 2004-09-16 2017-09-01
ADD816 TOWFIGH Frederick RE Advising on Securities 2003-04-01 2004-09-16
ADD816 TOWFIGH Frederick RE Advising on Corporate Finance 2003-04-01 2004-09-16
ADD816 TOWFIGH Frederick RO Providing Automated Trading Services 2010-01-06 2014-10-10
ADD816 TOWFIGH Frederick RE Asset Management 2003-04-01 2004-09-16
ADF752 TJANDRA Januar RE Dealing in Securities 2003-04-01 2011-09-11
ADF752 TJANDRA Januar RE Advising on Securities 2003-04-01 2004-10-13
ADF752 TJANDRA Januar RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADF752 TJANDRA Januar RE Asset Management 2003-04-01 2004-10-13
ADF752 TJANDRA Januar RE Asset Management 2011-06-02 2011-09-11
ADG304 BHATIA Sanjiv RE Dealing in Securities 2003-04-01 2004-09-08
ADG304 BHATIA Sanjiv RE Advising on Securities 2003-04-01 2004-09-08
ADG304 BHATIA Sanjiv RE Advising on Corporate Finance 2003-04-01 2004-09-08
ADG304 BHATIA Sanjiv RE Asset Management 2003-04-01 2004-09-08
ADH202 HASEGAWA Rumiko RE Dealing in Securities 2010-08-31 2011-08-04
ADH202 HASEGAWA Rumiko RE Dealing in Securities 2012-01-01 2012-06-17
ADH202 HASEGAWA Rumiko RO Dealing in Securities 2011-08-04 2012-01-01
ADI243 CHOONG Han Ching 鍾漢青 RE Dealing in Securities 2003-04-01 2007-04-02
ADI243 CHOONG Han Ching 鍾漢青 RE Dealing in Securities 2008-03-17 2008-09-17
ADI243 CHOONG Han Ching 鍾漢青 RO Dealing in Securities 2007-04-02 2008-03-17
ADI243 CHOONG Han Ching 鍾漢青 RE Advising on Securities 2003-04-01 2004-10-13
ADI243 CHOONG Han Ching 鍾漢青 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADI243 CHOONG Han Ching 鍾漢青 RE Asset Management 2003-04-01 2004-10-13
ADI445 TANG Qingqing 唐青青 RE Dealing in Securities 2006-02-27 2008-11-07
ADI445 TANG Qingqing 唐青青 RE Advising on Securities 2006-02-23 2008-11-07
ADI676 TANG Kui 唐葵 RE Dealing in Securities 2003-04-01 2004-10-14
ADI676 TANG Kui 唐葵 RE Advising on Securities 2003-04-01 2004-10-14
ADI676 TANG Kui 唐葵 RE Advising on Corporate Finance 2003-04-01 2004-10-28
ADI676 TANG Kui 唐葵 RO Advising on Corporate Finance 2004-10-28 2005-05-03
ADI676 TANG Kui 唐葵 RE Asset Management 2003-04-01 2004-10-14
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Dealing in Securities 2003-04-01 2004-09-07
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Dealing in Securities 2006-07-20 2007-08-25
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Advising on Securities 2003-04-01 2004-09-07
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Advising on Corporate Finance 2003-04-01 2004-09-07
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Asset Management 2003-04-01 2004-09-07
ADI990 CHEUNG Kin Keung, Jocelyn 張建強 RE Dealing in Securities 2006-03-01 2008-11-07
ADJ584 GHATALIA Rajiv Arvind RO Advising on Securities 2003-04-01 2005-06-22
ADJ584 GHATALIA Rajiv Arvind RO Advising on Corporate Finance 2003-04-01 2005-06-22
ADJ584 GHATALIA Rajiv Arvind RO Asset Management 2003-04-01 2003-07-11
ADL651 MEDD Alexander Robert RE Dealing in Securities 2003-04-01 2005-04-12
ADL651 MEDD Alexander Robert RE Advising on Securities 2003-04-01 2004-10-12
ADL651 MEDD Alexander Robert RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADL651 MEDD Alexander Robert RE Asset Management 2003-04-01 2004-10-12
ADM297 PARDOE Richard Ewart RE Advising on Securities 2008-07-10 2015-09-12
ADM477 WANG Howard Hao RE Dealing in Securities 2003-04-01 2004-06-17
ADM477 WANG Howard Hao RO Dealing in Securities 2004-06-17 2005-06-22
ADM477 WANG Howard Hao RE Advising on Securities 2003-04-01 2004-02-16
ADM477 WANG Howard Hao RE Advising on Corporate Finance 2003-04-01 2004-02-16
ADM477 WANG Howard Hao RE Asset Management 2003-04-01 2004-02-16
ADN093 TANG Wai Yan 鄧惠因 RE Dealing in Securities 2005-05-31 2008-02-15
ADN093 TANG Wai Yan 鄧惠因 RE Advising on Securities 2005-05-31 2008-02-15
ADN407 HUANG Shu Min 黃淑敏 RE Dealing in Securities 2003-04-01 2006-02-01
ADN407 HUANG Shu Min 黃淑敏 RE Advising on Securities 2003-04-01 2006-02-01
ADN407 HUANG Shu Min 黃淑敏 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADN407 HUANG Shu Min 黃淑敏 RE Asset Management 2003-04-01 2004-10-13
ADO108 HORIE Shin RE Dealing in Securities 2014-10-27 2015-08-18
ADO108 HORIE Shin RO Dealing in Securities 2015-08-18
ADO108 HORIE Shin RE Advising on Securities 2014-10-27 2015-08-18
ADO108 HORIE Shin RO Advising on Securities 2015-08-18
ADP124 TRIVEDI Gautam Yogendra RE Dealing in Securities 2004-06-15 2008-12-08
ADQ127 MITCHELL James Gordon RE Dealing in Securities 2003-04-01 2011-06-22
ADQ127 MITCHELL James Gordon RE Advising on Securities 2003-04-01 2011-06-22
ADQ127 MITCHELL James Gordon RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADQ127 MITCHELL James Gordon RE Asset Management 2003-04-01 2004-10-12
ADQ241 TOM Judy RE Dealing in Securities 2017-12-05
ADQ241 TOM Judy RE Advising on Securities 2017-12-05
ADQ243 MUBAYI Piyush RE Dealing in Securities 2010-06-02
ADQ243 MUBAYI Piyush RE Advising on Securities 2010-06-02
ADQ675 OLDFIELD Stephen Michael RE Dealing in Securities 2003-04-01 2007-01-11
ADQ675 OLDFIELD Stephen Michael RE Advising on Securities 2003-04-01 2007-01-11
ADQ675 OLDFIELD Stephen Michael RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADQ675 OLDFIELD Stephen Michael RE Asset Management 2003-04-01 2004-10-13
ADR043 ADAIR John Joseph RE Dealing in Securities 2003-04-01 2004-09-15
ADR043 ADAIR John Joseph RO Dealing in Securities 2004-09-15 2007-02-24
ADR043 ADAIR John Joseph RE Advising on Securities 2003-04-01 2004-06-01
ADR043 ADAIR John Joseph RE Advising on Corporate Finance 2003-04-01 2004-06-01
ADR043 ADAIR John Joseph RE Asset Management 2003-04-01 2004-06-01
ADR126 CHAN May Lan, Marian 陳美能 RE Dealing in Securities 2003-04-01 2014-03-08
ADR126 CHAN May Lan, Marian 陳美能 RE Advising on Securities 2003-04-01 2004-10-14
ADR126 CHAN May Lan, Marian 陳美能 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADR126 CHAN May Lan, Marian 陳美能 RE Asset Management 2003-04-01 2004-10-14
ADR379 KAO Richard 高敬倫 RE Dealing in Securities 2007-05-04 2008-11-07
ADR379 KAO Richard 高敬倫 RE Advising on Corporate Finance 2007-05-04 2008-11-07
ADS272 PAO Wai Man 鮑偉文 RE Dealing in Securities 2008-03-03 2013-06-29
ADS586 LENTCHNER Jesse Hart RE Dealing in Securities 2009-03-25 2009-06-15
ADS586 LENTCHNER Jesse Hart RO Dealing in Securities 2009-06-15 2010-03-09
ADS586 LENTCHNER Jesse Hart RO Providing Automated Trading Services 2009-06-15 2010-01-18
ADT335 XU Xiaonian 許小年 RE Dealing in Securities 2005-03-22 2006-10-14
ADT335 XU Xiaonian 許小年 RE Advising on Securities 2005-03-22 2006-10-14
ADT574 BLANCHARD Scott Allen RE Dealing in Securities 2003-04-01 2006-01-05
ADT574 BLANCHARD Scott Allen RE Advising on Securities 2003-04-01 2004-10-14
ADT574 BLANCHARD Scott Allen RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADT574 BLANCHARD Scott Allen RE Asset Management 2003-04-01 2004-10-14
ADT646 TEWARI Rajeev RE Dealing in Securities 2007-04-11 2011-03-09
ADT712 CHEN Nien Tze 陳念慈 RE Dealing in Securities 2003-04-01 2014-03-01
ADT712 CHEN Nien Tze 陳念慈 RE Advising on Securities 2003-04-01 2004-10-14
ADT712 CHEN Nien Tze 陳念慈 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADT712 CHEN Nien Tze 陳念慈 RE Asset Management 2003-04-01 2004-10-14
ADT712 CHEN Nien Tze 陳念慈 RE Asset Management 2011-06-03 2014-03-01
ADT742 VOON David Hian-Fook 溫賢福 RO Dealing in Securities 2003-04-01 2011-08-01
ADT742 VOON David Hian-Fook 溫賢福 RO Advising on Securities 2008-07-09 2011-08-01
ADT742 VOON David Hian-Fook 溫賢福 RO Advising on Futures Contracts 2003-07-17 2011-08-01
ADT742 VOON David Hian-Fook 溫賢福 RO Asset Management 2008-04-28 2011-08-01
ADT911 VIZZONE Philippa Ann RE Dealing in Securities 2003-04-01 2012-05-15
ADT911 VIZZONE Philippa Ann RE Dealing in Securities 2013-07-03 2014-12-04
ADT911 VIZZONE Philippa Ann RO Dealing in Securities 2014-12-04
ADT911 VIZZONE Philippa Ann RE Advising on Securities 2003-04-01 2012-05-15
ADT911 VIZZONE Philippa Ann RE Advising on Securities 2013-07-03 2014-12-04
ADT911 VIZZONE Philippa Ann RO Advising on Securities 2014-12-04
ADT911 VIZZONE Philippa Ann RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADT911 VIZZONE Philippa Ann RE Asset Management 2003-04-01 2004-01-19
ADU046 YU Fong Lin 尤芳蓮 RE Dealing in Securities 2003-04-01 2008-11-07
ADU046 YU Fong Lin 尤芳蓮 RE Advising on Securities 2003-04-01 2004-10-13
ADU046 YU Fong Lin 尤芳蓮 RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADU046 YU Fong Lin 尤芳蓮 RE Asset Management 2003-04-01 2004-10-13
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Dealing in Securities 2003-04-01 2010-10-30
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Advising on Securities 2003-04-01 2004-10-12
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADU310 WANG John Hong-Chiun 汪弘鈞 RE Asset Management 2003-04-01 2004-10-12
ADU311 WANG Hsueh Ming 王學明 RE Dealing in Securities 2003-04-01 2004-07-01
ADU311 WANG Hsueh Ming 王學明 RE Dealing in Securities 2007-04-27 2009-12-01
ADU311 WANG Hsueh Ming 王學明 RE Advising on Securities 2003-04-01 2004-07-01
ADU311 WANG Hsueh Ming 王學明 RE Advising on Securities 2005-06-14 2007-03-26
ADU311 WANG Hsueh Ming 王學明 RE Advising on Corporate Finance 2003-04-01 2004-07-01
ADU311 WANG Hsueh Ming 王學明 RE Advising on Corporate Finance 2005-06-14 2007-03-26
ADU311 WANG Hsueh Ming 王學明 RE Asset Management 2003-04-01 2004-07-01
ADU323 JIANG Fan 蔣凡 RE Dealing in Securities 2003-04-01 2012-05-01
ADU323 JIANG Fan 蔣凡 RE Advising on Securities 2003-04-01 2004-05-10
ADU323 JIANG Fan 蔣凡 RE Advising on Corporate Finance 2003-04-01 2004-05-10
ADU323 JIANG Fan 蔣凡 RE Asset Management 2003-04-01 2004-05-10
ADU325 CHUA Hwee Kwan RE Dealing in Securities 2003-08-20 2011-03-05
ADU329 AHMAD Syed Hyder RO Dealing in Securities 2003-04-01 2006-08-01
ADU464 YEUNG Kai Yin 楊啟賢 RE Dealing in Securities 2003-04-01 2016-06-29
ADU464 YEUNG Kai Yin 楊啟賢 RE Dealing in Securities 2017-10-17
ADU464 YEUNG Kai Yin 楊啟賢 RE Advising on Securities 2003-04-01 2004-10-12
ADU464 YEUNG Kai Yin 楊啟賢 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADU464 YEUNG Kai Yin 楊啟賢 RE Asset Management 2003-04-01 2004-10-12
ADU464 YEUNG Kai Yin 楊啟賢 RE Asset Management 2017-10-17
ADU738 LEE Cham Chung, Ken 李湛聰 RE Dealing in Securities 2003-04-01 2005-04-29
ADU738 LEE Cham Chung, Ken 李湛聰 RE Dealing in Securities 2006-04-01 2006-09-18
ADU738 LEE Cham Chung, Ken 李湛聰 RO Dealing in Securities 2005-04-29 2006-04-01
ADU738 LEE Cham Chung, Ken 李湛聰 RO Dealing in Securities 2006-09-18 2009-01-20
ADU738 LEE Cham Chung, Ken 李湛聰 RE Advising on Securities 2003-04-01 2004-10-12
ADU738 LEE Cham Chung, Ken 李湛聰 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADU738 LEE Cham Chung, Ken 李湛聰 RE Asset Management 2003-04-01 2004-10-12
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Dealing in Securities 2003-04-01 2012-05-22
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Advising on Securities 2003-04-01 2004-10-14
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Asset Management 2003-04-01 2004-10-14
ADU740 CHAN Wai Ming Rickie 陳偉名 RE Asset Management 2011-06-02 2012-05-22
ADU894 HUI Ming Yunn, Stephanie 許明茵 RE Dealing in Securities 2003-04-01 2008-07-03
ADU894 HUI Ming Yunn, Stephanie 許明茵 RO Dealing in Securities 2008-07-03
ADU894 HUI Ming Yunn, Stephanie 許明茵 RE Advising on Securities 2003-04-01 2004-10-14
ADU894 HUI Ming Yunn, Stephanie 許明茵 RO Advising on Securities 2008-07-03
ADU894 HUI Ming Yunn, Stephanie 許明茵 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADU894 HUI Ming Yunn, Stephanie 許明茵 RE Asset Management 2003-04-01 2004-10-14
ADU895 WAT Chi Ming 屈志銘 RE Dealing in Securities 2003-04-01 2003-08-21
ADU895 WAT Chi Ming 屈志銘 RE Advising on Securities 2003-04-01 2003-08-21
ADU895 WAT Chi Ming 屈志銘 RE Advising on Corporate Finance 2003-04-01 2003-08-21
ADU895 WAT Chi Ming 屈志銘 RE Asset Management 2003-04-01 2003-08-21
ADU896 MCFARLAND Christina Ma 馬智萍 RE Dealing in Securities 2003-04-01 2008-02-11
ADU896 MCFARLAND Christina Ma 馬智萍 RO Dealing in Securities 2008-02-11
ADU896 MCFARLAND Christina Ma 馬智萍 RE Advising on Securities 2003-04-01 2004-08-27
ADU896 MCFARLAND Christina Ma 馬智萍 RO Advising on Securities 2017-03-22
ADU896 MCFARLAND Christina Ma 馬智萍 RO Advising on Futures Contracts 2011-07-14
ADU896 MCFARLAND Christina Ma 馬智萍 RE Advising on Corporate Finance 2003-04-01 2004-08-27
ADU896 MCFARLAND Christina Ma 馬智萍 RE Asset Management 2003-04-01 2004-08-27
ADV079 SIDARTO Arief Widyawan RE Dealing in Securities 2003-04-01 2008-11-07
ADV079 SIDARTO Arief Widyawan RE Advising on Securities 2003-04-01 2004-10-13
ADV079 SIDARTO Arief Widyawan RE Advising on Corporate Finance 2003-04-01 2006-05-12
ADV079 SIDARTO Arief Widyawan RE Asset Management 2003-04-01 2004-10-13
ADV178 KO Yusing RE Dealing in Securities 2003-04-01 2004-07-01
ADV178 KO Yusing RE Advising on Securities 2003-04-01 2004-07-01
ADV178 KO Yusing RE Advising on Corporate Finance 2003-04-01 2004-07-01
ADV178 KO Yusing RE Asset Management 2003-04-01 2004-07-01
ADV179 LAI Wai Chung 黎慧中 RE Dealing in Securities 2003-04-01 2010-10-18
ADV179 LAI Wai Chung 黎慧中 RE Advising on Securities 2003-04-01 2004-10-12
ADV179 LAI Wai Chung 黎慧中 RE Advising on Futures Contracts 2003-04-01 2010-10-18
ADV179 LAI Wai Chung 黎慧中 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADV179 LAI Wai Chung 黎慧中 RE Asset Management 2003-04-01 2004-10-12
ADV180 SUNG Hsueh Jen 宋學仁 RE Advising on Securities 2008-02-18 2008-11-29
ADV180 SUNG Hsueh Jen 宋學仁 RO Advising on Securities 2003-04-01 2005-01-18
ADV180 SUNG Hsueh Jen 宋學仁 RO Advising on Securities 2005-07-13 2008-02-18
ADV180 SUNG Hsueh Jen 宋學仁 RO Advising on Corporate Finance 2003-04-01 2008-02-18
ADV180 SUNG Hsueh Jen 宋學仁 RO Asset Management 2003-04-01 2005-01-18
ADV182 WOO Sau San, Sophia 胡秀珊 RE Dealing in Securities 2003-04-01 2004-01-22
ADV182 WOO Sau San, Sophia 胡秀珊 RE Advising on Securities 2003-04-01 2004-01-22
ADV182 WOO Sau San, Sophia 胡秀珊 RE Advising on Corporate Finance 2003-04-01 2004-01-22
ADV182 WOO Sau San, Sophia 胡秀珊 RE Asset Management 2003-04-01 2004-01-22
ADV213 CORDEIRO Carlos Antonio Souza RE Dealing in Securities 2003-04-01 2004-10-14
ADV213 CORDEIRO Carlos Antonio Souza RE Advising on Securities 2003-04-01 2016-05-07
ADV213 CORDEIRO Carlos Antonio Souza RE Advising on Corporate Finance 2003-04-01 2016-05-07
ADV213 CORDEIRO Carlos Antonio Souza RE Asset Management 2003-04-01 2004-10-14
ADV214 BOSE Kiron Krishna RE Dealing in Securities 2003-04-01 2005-03-23
ADV214 BOSE Kiron Krishna RE Advising on Securities 2003-04-01 2004-10-14
ADV214 BOSE Kiron Krishna RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADV214 BOSE Kiron Krishna RE Asset Management 2003-04-01 2004-10-14
ADV351 CHAN Man Se 陳敏斯 RE Dealing in Securities 2003-04-01 2008-03-31
ADV351 CHAN Man Se 陳敏斯 RE Advising on Securities 2003-04-01 2004-10-14
ADV351 CHAN Man Se 陳敏斯 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADV351 CHAN Man Se 陳敏斯 RE Asset Management 2003-04-01 2004-10-14
ADV423 KU Chi Pang, Stanley 古志鵬 RE Dealing in Securities 2003-04-01 2005-01-18
ADV423 KU Chi Pang, Stanley 古志鵬 RE Advising on Securities 2003-04-01 2004-10-14
ADV423 KU Chi Pang, Stanley 古志鵬 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADV423 KU Chi Pang, Stanley 古志鵬 RE Asset Management 2003-04-01 2004-10-14
ADV605 NGO Claire Marie RE Dealing in Securities 2003-04-01 2008-01-26
ADV605 NGO Claire Marie RE Advising on Securities 2003-04-01 2004-04-06
ADV605 NGO Claire Marie RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADV605 NGO Claire Marie RE Asset Management 2003-04-01 2004-04-06
ADV629 KUMAR A/L JAIKISHIN GULABRAI Kishore RE Dealing in Securities 2003-04-01 2005-05-03
ADV629 KUMAR A/L JAIKISHIN GULABRAI Kishore RE Advising on Securities 2003-04-01 2004-10-14
ADV629 KUMAR A/L JAIKISHIN GULABRAI Kishore RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADV629 KUMAR A/L JAIKISHIN GULABRAI Kishore RE Asset Management 2003-04-01 2004-10-14
ADV670 FRESHWATER Timothy George RO Advising on Securities 2003-04-01 2005-01-10
ADV670 FRESHWATER Timothy George RE Advising on Corporate Finance 2012-04-12
ADV670 FRESHWATER Timothy George RO Advising on Corporate Finance 2003-04-01 2012-04-12
ADV670 FRESHWATER Timothy George RO Asset Management 2003-04-01 2005-01-10
ADW512 LEE Steven Wai 李威 RE Dealing in Securities 2005-03-11 2009-02-27
ADW630 HANSSON Anders Robert RE Dealing in Securities 2003-04-01 2003-08-09
ADW630 HANSSON Anders Robert RE Advising on Securities 2003-04-01 2003-08-09
ADW630 HANSSON Anders Robert RE Advising on Corporate Finance 2003-04-01 2003-08-09
ADW630 HANSSON Anders Robert RE Asset Management 2003-04-01 2003-08-09
ADW654 CHOW Chun Leung 周振良 RE Dealing in Securities 2003-04-01 2009-03-03
ADW654 CHOW Chun Leung 周振良 RE Advising on Securities 2003-04-01 2004-10-14
ADW654 CHOW Chun Leung 周振良 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADW654 CHOW Chun Leung 周振良 RE Asset Management 2003-04-01 2004-10-14
ADW756 LIU Huan Chieh, Gary 劉煥傑 RE Dealing in Securities 2003-04-01 2008-02-22
ADW756 LIU Huan Chieh, Gary 劉煥傑 RE Advising on Securities 2003-04-01 2004-04-06
ADW756 LIU Huan Chieh, Gary 劉煥傑 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ADW756 LIU Huan Chieh, Gary 劉煥傑 RE Asset Management 2003-04-01 2004-04-06
ADW944 PAMNANI Girish Ramdayal RE Dealing in Securities 2003-04-01 2011-12-01
ADW944 PAMNANI Girish Ramdayal RE Advising on Securities 2003-04-01 2004-10-13
ADW944 PAMNANI Girish Ramdayal RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADW944 PAMNANI Girish Ramdayal RE Asset Management 2003-04-01 2004-10-13
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Securities 2003-04-01 2008-03-04
ADX061 JUNG Christopher Lam 曾俊文 RE Advising on Securities 2003-04-01 2004-06-01
ADX061 JUNG Christopher Lam 曾俊文 RE Advising on Corporate Finance 2003-04-01 2004-06-01
ADX061 JUNG Christopher Lam 曾俊文 RE Asset Management 2003-04-01 2004-06-01
ADX093 RUSSO Paul Martin RE Dealing in Securities 2003-04-01 2003-07-21
ADX093 RUSSO Paul Martin RE Advising on Securities 2003-04-01 2003-07-21
ADX093 RUSSO Paul Martin RE Advising on Corporate Finance 2003-04-01 2003-07-21
ADX093 RUSSO Paul Martin RE Asset Management 2003-04-01 2003-07-21
ADX199 YOUNG Thomas Gregory RE Dealing in Securities 2008-08-13 2011-11-01
ADX200 FENG Dai 馮岱 RE Dealing in Securities 2003-09-19 2004-04-15
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Securities 2008-05-22 2010-03-02
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Securities 2014-05-02 2016-02-03
ADX260 LEISSNER Tim RO Advising on Securities 2003-04-01 2005-02-01
ADX260 LEISSNER Tim RO Advising on Corporate Finance 2003-04-01 2016-02-24
ADX260 LEISSNER Tim RO Asset Management 2003-04-01 2005-02-01
ADX370 RAO Deepak Kolluru RE Dealing in Securities 2003-04-01 2007-11-13
ADX370 RAO Deepak Kolluru RO Dealing in Securities 2007-11-13 2012-09-29
ADX370 RAO Deepak Kolluru RE Advising on Securities 2003-04-01 2004-10-13
ADX370 RAO Deepak Kolluru RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADX370 RAO Deepak Kolluru RE Asset Management 2003-04-01 2004-10-13
ADX441 CHAN Ho Lam, Thomas 陳浩霖 RE Dealing in Securities 2003-04-01 2010-07-31
ADX441 CHAN Ho Lam, Thomas 陳浩霖 RE Advising on Securities 2003-04-01 2004-10-14
ADX441 CHAN Ho Lam, Thomas 陳浩霖 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADX441 CHAN Ho Lam, Thomas 陳浩霖 RE Asset Management 2003-04-01 2004-10-14
ADX447 ZHANG Xiaoyin 張晓音 RE Dealing in Securities 2003-04-01 2017-05-08
ADX447 ZHANG Xiaoyin 張晓音 RE Advising on Securities 2003-04-01 2004-10-13
ADX447 ZHANG Xiaoyin 張晓音 RE Advising on Corporate Finance 2003-04-01 2017-05-08
ADX447 ZHANG Xiaoyin 張晓音 RE Asset Management 2003-04-01 2004-10-13
ADX487 ROBISON Richard Ronald RE Dealing in Securities 2003-04-01 2010-06-09
ADX487 ROBISON Richard Ronald RE Advising on Securities 2003-04-01 2004-10-13
ADX487 ROBISON Richard Ronald RE Advising on Corporate Finance 2003-04-01 2004-10-13
ADX487 ROBISON Richard Ronald RE Asset Management 2003-04-01 2004-10-13
ADX641 LAO Sun Ngai, Steven 呂孫毅 RE Dealing in Securities 2009-05-18 2010-02-20
ADX838 RYAN David Michael RE Dealing in Securities 2006-05-30 2006-09-29
ADX838 RYAN David Michael RE Dealing in Securities 2008-06-01 2012-05-14
ADX838 RYAN David Michael RO Dealing in Securities 2006-09-29 2008-06-01
ADY271 WONG Hang Nei, Grace 王幸妮 RE Dealing in Securities 2005-03-29 2014-04-05
ADY271 WONG Hang Nei, Grace 王幸妮 RE Advising on Securities 2012-03-19 2014-04-05
ADY271 WONG Hang Nei, Grace 王幸妮 RE Asset Management 2011-06-08 2014-04-05
ADY353 HU Fred Zuliu 胡祖六 RE Dealing in Securities 2003-04-01 2010-08-17
ADY353 HU Fred Zuliu 胡祖六 RE Advising on Securities 2003-04-01 2004-10-14
ADY353 HU Fred Zuliu 胡祖六 RE Advising on Corporate Finance 2003-04-01 2010-08-17
ADY353 HU Fred Zuliu 胡祖六 RE Asset Management 2003-04-01 2004-10-14
ADY730 WONG Ka Man, Carman 王嘉敏 RE Dealing in Securities 2003-04-01 2007-08-04
ADY730 WONG Ka Man, Carman 王嘉敏 RE Advising on Securities 2003-04-01 2004-10-12
ADY730 WONG Ka Man, Carman 王嘉敏 RE Advising on Corporate Finance 2003-04-01 2007-08-04
ADY730 WONG Ka Man, Carman 王嘉敏 RE Asset Management 2003-04-01 2004-10-12
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Dealing in Securities 2007-04-26 2012-03-19
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Dealing in Securities 2012-03-19 2013-06-20
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Advising on Corporate Finance 2007-04-26 2012-03-19
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Advising on Corporate Finance 2012-03-19 2013-06-20
AEA167 SONG Hong Fang 宋紅方 RE Dealing in Securities 2010-12-08 2015-07-01
AEA167 SONG Hong Fang 宋紅方 RE Advising on Corporate Finance 2010-12-08 2015-07-01
AEA219 KARMALI Shafiq Amirali RE Dealing in Securities 2003-04-01 2006-08-16
AEA219 KARMALI Shafiq Amirali RO Dealing in Securities 2006-08-16 2008-08-30
AEA219 KARMALI Shafiq Amirali RE Advising on Securities 2003-04-01 2004-10-13
AEA219 KARMALI Shafiq Amirali RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEA219 KARMALI Shafiq Amirali RE Asset Management 2003-04-01 2004-10-13
AEA688 PU Huiqun 蒲慧群 RE Dealing in Securities 2015-08-03 2017-04-01
AEA688 PU Huiqun 蒲慧群 RE Advising on Securities 2015-08-03 2017-04-01
AEA688 PU Huiqun 蒲慧群 RE Asset Management 2015-08-03 2017-04-01
AEB943 HUI To, Thomas 許濤 RE Dealing in Securities 2003-04-01 2004-07-03
AEB943 HUI To, Thomas 許濤 RE Advising on Securities 2003-04-01 2004-07-03
AEB943 HUI To, Thomas 許濤 RE Advising on Corporate Finance 2003-04-01 2004-07-03
AEB943 HUI To, Thomas 許濤 RE Asset Management 2003-04-01 2004-07-03
AEC763 KEE Tang Seng RE Dealing in Securities 2003-04-01 2003-05-16
AEC763 KEE Tang Seng RE Advising on Securities 2003-04-01 2003-05-16
AEC763 KEE Tang Seng RE Advising on Corporate Finance 2003-04-01 2003-05-16
AEC763 KEE Tang Seng RE Asset Management 2003-04-01 2003-05-16
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Dealing in Securities 2003-04-01 2006-04-14
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Advising on Securities 2003-04-01 2004-10-13
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Asset Management 2003-04-01 2004-10-13
AED134 LEE Carmen 李嘉敏 RE Dealing in Securities 2005-04-19 2008-06-04
AED561 GOLDFELD Leon RE Dealing in Securities 2010-06-30 2012-04-17
AED816 LAI Pui Ling 黎佩玲 RE Dealing in Securities 2003-04-01 2010-08-27
AED816 LAI Pui Ling 黎佩玲 RE Advising on Securities 2003-04-01 2004-10-12
AED816 LAI Pui Ling 黎佩玲 RE Advising on Futures Contracts 2003-04-01 2010-08-27
AED816 LAI Pui Ling 黎佩玲 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AED816 LAI Pui Ling 黎佩玲 RE Asset Management 2003-04-01 2004-10-12
AED840 KOH Lee Guan, Kelvin 許利源 RE Dealing in Securities 2003-04-01 2015-02-28
AED840 KOH Lee Guan, Kelvin 許利源 RE Advising on Securities 2003-04-01 2015-02-28
AED840 KOH Lee Guan, Kelvin 許利源 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AED840 KOH Lee Guan, Kelvin 許利源 RE Asset Management 2003-04-01 2004-10-13
AEE048 YAE John Michael RE Dealing in Securities 2003-04-01 2012-08-21
AEE048 YAE John Michael RE Advising on Securities 2003-04-01 2004-10-12
AEE048 YAE John Michael RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEE048 YAE John Michael RE Asset Management 2003-04-01 2004-10-12
AEE154 CHANG Wen-ling 張文玲 RE Dealing in Securities 2004-05-24 2008-02-28
AEE205 PIKE Robinson Drake RE Dealing in Securities 2007-01-15 2011-09-01
AEE205 PIKE Robinson Drake RE Advising on Corporate Finance 2007-01-15 2011-09-01
AEE351 CHAN Sze Chung 陳思冲 RE Dealing in Securities 2007-11-13 2008-11-07
AEE351 CHAN Sze Chung 陳思冲 RE Advising on Securities 2007-11-13 2008-11-07
AEE377 YU Fan 于凡 RE Dealing in Securities 2003-04-01 2007-05-30
AEE377 YU Fan 于凡 RE Advising on Securities 2003-04-01 2004-10-13
AEE377 YU Fan 于凡 RE Advising on Corporate Finance 2003-04-01 2007-05-30
AEE377 YU Fan 于凡 RE Asset Management 2003-04-01 2004-10-13
AEE688 HWA Candice Tienshing RE Dealing in Securities 2003-04-01 2005-06-13
AEE688 HWA Candice Tienshing RE Advising on Securities 2003-04-01 2004-10-13
AEE688 HWA Candice Tienshing RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEE688 HWA Candice Tienshing RE Asset Management 2003-04-01 2004-10-13
AEE749 HOLSHEIMER Ryan Hans RE Dealing in Securities 2008-04-07 2008-08-11
AEE749 HOLSHEIMER Ryan Hans RO Dealing in Securities 2008-08-11 2011-05-04
AEE749 HOLSHEIMER Ryan Hans RO Providing Automated Trading Services 2009-03-09 2011-05-04
AEF114 LEE Wai Hong, Wilson 李維航 RE Dealing in Securities 2012-06-01
AEF114 LEE Wai Hong, Wilson 李維航 RE Asset Management 2012-06-01
AEF121 LEE Cheril Chung Chi 李頌慈 RE Dealing in Securities 2005-07-08 2008-11-07
AEF121 LEE Cheril Chung Chi 李頌慈 RE Advising on Securities 2008-04-29 2008-11-07
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Dealing in Securities 2003-09-29 2003-12-18
AEF460 LEE Chi Chung, Harvey 李自忠 RE Dealing in Securities 2003-04-01 2007-11-13
AEF460 LEE Chi Chung, Harvey 李自忠 RO Dealing in Securities 2007-11-13 2011-03-08
AEF460 LEE Chi Chung, Harvey 李自忠 RE Advising on Securities 2003-04-01 2004-10-12
AEF460 LEE Chi Chung, Harvey 李自忠 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEF460 LEE Chi Chung, Harvey 李自忠 RE Asset Management 2003-04-01 2004-10-12
AEH754 KHOO Vivien 丘沅雲 RE Dealing in Securities 2003-04-01
AEH754 KHOO Vivien 丘沅雲 RE Advising on Securities 2003-04-01 2004-10-13
AEH754 KHOO Vivien 丘沅雲 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEH754 KHOO Vivien 丘沅雲 RE Asset Management 2003-04-01 2004-10-13
AEH770 KWAN Yok Bing, Wendy 關玉冰 RE Dealing in Securities 2010-10-27 2012-09-11
AEH892 YU Pei-Pei 余佩佩 RE Dealing in Securities 2003-04-01 2013-02-05
AEH892 YU Pei-Pei 余佩佩 RE Advising on Securities 2003-04-01 2004-10-13
AEH892 YU Pei-Pei 余佩佩 RE Advising on Securities 2010-07-22 2013-02-05
AEH892 YU Pei-Pei 余佩佩 RE Advising on Corporate Finance 2003-04-01 2013-02-05
AEH892 YU Pei-Pei 余佩佩 RE Asset Management 2003-04-01 2004-10-13
AEI344 DUHAMEL Vincent RE Dealing in Securities 2005-08-24 2005-09-23
AEI344 DUHAMEL Vincent RO Dealing in Securities 2005-09-23 2008-06-25
AEI344 DUHAMEL Vincent RE Asset Management 2005-08-24 2005-09-23
AEI344 DUHAMEL Vincent RO Asset Management 2005-09-23 2008-06-25
AEI502 LAU Denise Yin Shan 劉燕珊 RE Dealing in Securities 2003-04-01 2011-05-25
AEI502 LAU Denise Yin Shan 劉燕珊 RE Advising on Securities 2003-04-01 2004-01-19
AEI502 LAU Denise Yin Shan 劉燕珊 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AEI502 LAU Denise Yin Shan 劉燕珊 RE Asset Management 2003-04-01 2004-01-19
AEJ019 CHEUNG David Kwok-wai 張國偉 RE Dealing in Securities 2007-02-26 2014-05-01
AEJ019 CHEUNG David Kwok-wai 張國偉 RE Advising on Corporate Finance 2007-02-26 2014-05-01
AEJ175 SHUM Yuk Yee 岑玉如 RE Dealing in Securities 2003-04-01 2005-09-29
AEJ175 SHUM Yuk Yee 岑玉如 RE Advising on Securities 2003-04-01 2004-10-13
AEJ175 SHUM Yuk Yee 岑玉如 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEJ175 SHUM Yuk Yee 岑玉如 RE Asset Management 2003-04-01 2004-10-13
AEJ347 DAO Lisa 姚翠平 RE Dealing in Securities 2006-09-18 2011-04-02
AEJ465 LAM Si Nga, Cynthia 林思雅 RE Dealing in Securities 2004-06-15 2007-08-03
AEJ557 YONG Elizabeth Hoi Yan RE Dealing in Securities 2003-04-01 2008-11-07
AEJ557 YONG Elizabeth Hoi Yan RE Advising on Securities 2003-04-01 2004-10-13
AEJ557 YONG Elizabeth Hoi Yan RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEJ557 YONG Elizabeth Hoi Yan RE Asset Management 2003-04-01 2004-10-13
AEJ791 KOK Tsui Li RE Dealing in Securities 2003-04-01 2010-05-29
AEJ791 KOK Tsui Li RE Advising on Securities 2003-04-01 2004-10-13
AEJ791 KOK Tsui Li RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEJ791 KOK Tsui Li RE Asset Management 2003-04-01 2004-10-13
AEJ792 WAI King Tze, Thomas 韋敬慈 RE Dealing in Securities 2008-08-21 2010-08-11
AEL036 MC GOLDRICK Mark Edward RE Dealing in Securities 2003-04-01 2005-07-18
AEL036 MC GOLDRICK Mark Edward RO Dealing in Securities 2005-07-18 2007-03-30
AEL036 MC GOLDRICK Mark Edward RE Advising on Securities 2003-04-01 2004-11-02
AEL036 MC GOLDRICK Mark Edward RE Advising on Corporate Finance 2003-04-01 2004-11-02
AEL036 MC GOLDRICK Mark Edward RE Asset Management 2003-04-01 2004-11-02
AEL191 LIU Katherine Yi Lan 劉依蘭 RE Dealing in Securities 2003-04-01 2009-08-29
AEL191 LIU Katherine Yi Lan 劉依蘭 RE Advising on Securities 2003-04-01 2004-10-12
AEL191 LIU Katherine Yi Lan 劉依蘭 RE Advising on Corporate Finance 2003-04-01 2009-08-29
AEL191 LIU Katherine Yi Lan 劉依蘭 RE Asset Management 2003-04-01 2004-10-12
AEL909 JIANG Xue 姜雪 RE Dealing in Securities 2003-04-01 2005-08-09
AEL909 JIANG Xue 姜雪 RE Advising on Securities 2003-04-01 2004-10-13
AEL909 JIANG Xue 姜雪 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEL909 JIANG Xue 姜雪 RE Asset Management 2003-04-01 2004-10-13
AEL911 GIANG Maryanne Phung-Van 江鳳文 RE Dealing in Securities 2003-04-01 2004-04-28
AEL911 GIANG Maryanne Phung-Van 江鳳文 RE Advising on Securities 2003-04-01 2004-04-28
AEL911 GIANG Maryanne Phung-Van 江鳳文 RE Advising on Corporate Finance 2003-04-01 2004-04-28
AEL911 GIANG Maryanne Phung-Van 江鳳文 RE Asset Management 2003-04-01 2004-04-28
AEL986 SEVILLA John Phillip Padilla RE Dealing in Securities 2003-04-01 2004-07-15
AEL986 SEVILLA John Phillip Padilla RE Advising on Securities 2003-04-01 2004-07-15
AEL986 SEVILLA John Phillip Padilla RE Advising on Corporate Finance 2003-04-01 2004-07-15
AEL986 SEVILLA John Phillip Padilla RE Asset Management 2003-04-01 2004-07-15
AEM244 WONG Pui Yin 黃珮賢 RE Dealing in Securities 2003-04-01 2006-09-22
AEM244 WONG Pui Yin 黃珮賢 RE Advising on Securities 2003-04-01 2004-10-12
AEM244 WONG Pui Yin 黃珮賢 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEM244 WONG Pui Yin 黃珮賢 RE Asset Management 2003-04-01 2004-10-12
AEM471 BHAGAT Chetan Prakash RE Dealing in Securities 2003-04-01 2004-07-10
AEM471 BHAGAT Chetan Prakash RE Advising on Securities 2003-04-01 2004-07-10
AEM471 BHAGAT Chetan Prakash RE Advising on Corporate Finance 2003-04-01 2004-07-10
AEM471 BHAGAT Chetan Prakash RE Asset Management 2003-04-01 2004-07-10
AEM781 CHAN Lik Shuen 陳力旋 RE Dealing in Securities 2003-04-01 2007-11-13
AEM781 CHAN Lik Shuen 陳力旋 RO Dealing in Securities 2007-11-13 2012-04-14
AEM781 CHAN Lik Shuen 陳力旋 RE Advising on Securities 2003-04-01 2004-10-14
AEM781 CHAN Lik Shuen 陳力旋 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEM781 CHAN Lik Shuen 陳力旋 RE Asset Management 2003-04-01 2004-10-14
AEM865 EL-HIMANI Samer Adnan RE Dealing in Securities 2003-04-01 2004-08-30
AEM865 EL-HIMANI Samer Adnan RE Advising on Securities 2003-04-01 2004-08-30
AEM865 EL-HIMANI Samer Adnan RE Advising on Corporate Finance 2003-04-01 2004-08-30
AEM865 EL-HIMANI Samer Adnan RE Asset Management 2003-04-01 2004-08-30
AEN030 NG Soon Wei Stephen 伍順輝 RE Dealing in Securities 2003-04-01 2009-01-22
AEN030 NG Soon Wei Stephen 伍順輝 RE Advising on Securities 2003-04-01 2004-10-12
AEN030 NG Soon Wei Stephen 伍順輝 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEN030 NG Soon Wei Stephen 伍順輝 RE Asset Management 2003-04-01 2004-10-12
AEN435 KANG Hun Sok RE Dealing in Securities 2003-04-01 2007-01-13
AEN435 KANG Hun Sok RE Dealing in Securities 2007-02-06 2008-11-29
AEN435 KANG Hun Sok RE Advising on Securities 2003-04-01 2004-10-14
AEN435 KANG Hun Sok RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEN435 KANG Hun Sok RE Asset Management 2003-04-01 2004-10-14
AEN442 GALLENO Humberto Aurelio RE Dealing in Securities 2003-04-01 2003-12-24
AEN442 GALLENO Humberto Aurelio RE Advising on Securities 2003-04-01 2003-12-24
AEN442 GALLENO Humberto Aurelio RE Advising on Corporate Finance 2003-04-01 2003-12-24
AEN442 GALLENO Humberto Aurelio RE Asset Management 2003-04-01 2003-12-24
AEN523 SHU Kenichi 朱健一 RE Dealing in Securities 2003-04-01 2007-04-17
AEN523 SHU Kenichi 朱健一 RE Advising on Securities 2003-04-01 2004-10-13
AEN523 SHU Kenichi 朱健一 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEN523 SHU Kenichi 朱健一 RE Asset Management 2003-04-01 2004-10-13
AEN866 HO Siu Yin 何小燕 RE Dealing in Securities 2003-04-01 2006-01-28
AEN866 HO Siu Yin 何小燕 RE Advising on Securities 2003-04-01 2004-10-14
AEN866 HO Siu Yin 何小燕 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEN866 HO Siu Yin 何小燕 RE Asset Management 2003-04-01 2004-10-14
AEO327 AHN Sanggyun RE Dealing in Securities 2003-04-01 2006-05-04
AEO327 AHN Sanggyun RO Dealing in Securities 2006-05-04 2012-04-28
AEO327 AHN Sanggyun RE Advising on Securities 2003-04-01 2004-10-14
AEO327 AHN Sanggyun RO Advising on Securities 2008-12-01 2012-04-28
AEO327 AHN Sanggyun RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEO327 AHN Sanggyun RE Asset Management 2003-04-01 2004-10-14
AEO545 LEE Ronald Suk Bae 李碩培 RE Dealing in Securities 2003-04-01 2004-08-17
AEO545 LEE Ronald Suk Bae 李碩培 RO Dealing in Securities 2011-08-10
AEO545 LEE Ronald Suk Bae 李碩培 RE Advising on Securities 2003-04-01 2004-08-17
AEO545 LEE Ronald Suk Bae 李碩培 RO Advising on Securities 2011-08-10
AEO545 LEE Ronald Suk Bae 李碩培 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEO545 LEE Ronald Suk Bae 李碩培 RO Advising on Corporate Finance 2004-10-14 2011-08-10
AEO545 LEE Ronald Suk Bae 李碩培 RE Asset Management 2003-04-01 2004-08-17
AEO545 LEE Ronald Suk Bae 李碩培 RO Asset Management 2011-08-10
AEO602 RICKARDS Andrew Jonathan RE Dealing in Securities 2003-04-01 2003-09-13
AEO602 RICKARDS Andrew Jonathan RE Advising on Securities 2003-04-01 2003-09-13
AEO602 RICKARDS Andrew Jonathan RE Advising on Corporate Finance 2003-04-01 2003-09-13
AEO602 RICKARDS Andrew Jonathan RE Asset Management 2003-04-01 2003-09-13
AEO691 HSIEH Joyce Tsung-Chin 謝宗芩 RE Dealing in Securities 2006-09-04
AEO694 TSUI Jenny Hoi Man 徐海文 RE Dealing in Securities 2003-04-01 2007-02-08
AEO694 TSUI Jenny Hoi Man 徐海文 RE Advising on Securities 2003-04-01 2004-10-13
AEO694 TSUI Jenny Hoi Man 徐海文 RE Advising on Corporate Finance 2003-04-01 2007-02-08
AEO694 TSUI Jenny Hoi Man 徐海文 RE Asset Management 2003-04-01 2004-10-13
AEO695 TAN Eng Guan 陳榮元 RE Dealing in Securities 2003-04-01
AEO695 TAN Eng Guan 陳榮元 RE Advising on Securities 2003-04-01 2004-10-13
AEO695 TAN Eng Guan 陳榮元 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEO695 TAN Eng Guan 陳榮元 RE Asset Management 2003-04-01 2004-10-13
AEO695 TAN Eng Guan 陳榮元 RE Asset Management 2011-06-02
AEO697 HSU Joyce I-Yin RE Dealing in Securities 2003-04-01 2006-01-21
AEO697 HSU Joyce I-Yin RE Advising on Securities 2003-04-01 2004-10-13
AEO697 HSU Joyce I-Yin RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEO697 HSU Joyce I-Yin RE Asset Management 2003-04-01 2004-10-13
AEO804 KUMAR Srihari RE Dealing in Securities 2003-04-01 2004-09-03
AEO804 KUMAR Srihari RE Advising on Securities 2003-04-01 2004-08-17
AEO804 KUMAR Srihari RE Advising on Corporate Finance 2003-04-01 2004-08-17
AEO804 KUMAR Srihari RE Asset Management 2003-04-01 2004-08-17
AEO835 KARNANI Vijay RE Dealing in Securities 2003-04-01 2009-06-26
AEO835 KARNANI Vijay RE Advising on Securities 2003-04-01 2004-10-13
AEO835 KARNANI Vijay RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEO835 KARNANI Vijay RE Asset Management 2003-04-01 2004-10-13
AEP318 LAU Chi Ping, Martin 劉熾平 RE Dealing in Securities 2003-04-01 2005-02-07
AEP318 LAU Chi Ping, Martin 劉熾平 RE Advising on Securities 2003-04-01 2004-10-12
AEP318 LAU Chi Ping, Martin 劉熾平 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AEP318 LAU Chi Ping, Martin 劉熾平 RE Asset Management 2003-04-01 2004-10-12
AEP323 HO Shirley Sui Fong 何瑞芳 RE Dealing in Securities 2003-04-01 2015-08-05
AEP323 HO Shirley Sui Fong 何瑞芳 RE Advising on Securities 2003-04-01 2004-10-13
AEP323 HO Shirley Sui Fong 何瑞芳 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEP323 HO Shirley Sui Fong 何瑞芳 RE Asset Management 2003-04-01 2004-10-13
AEP323 HO Shirley Sui Fong 何瑞芳 RE Asset Management 2011-06-08 2015-08-05
AEP420 MAYNARD Jason Edward RE Dealing in Securities 2003-04-01 2005-07-18
AEP420 MAYNARD Jason Edward RO Dealing in Securities 2005-07-18 2007-05-15
AEP420 MAYNARD Jason Edward RE Advising on Securities 2003-04-01 2004-10-12
AEP420 MAYNARD Jason Edward RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEP420 MAYNARD Jason Edward RE Asset Management 2003-04-01 2004-10-12
AEP533 CHUNG Hon Kee 鍾漢基 RE Dealing in Securities 2003-04-01 2008-11-26
AEP533 CHUNG Hon Kee 鍾漢基 RE Dealing in Securities 2010-02-12 2017-07-22
AEP533 CHUNG Hon Kee 鍾漢基 RE Advising on Securities 2003-04-01 2004-10-14
AEP533 CHUNG Hon Kee 鍾漢基 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEP533 CHUNG Hon Kee 鍾漢基 RE Asset Management 2003-04-01 2004-10-14
AEP533 CHUNG Hon Kee 鍾漢基 RE Asset Management 2011-06-03 2017-07-22
AEP568 HUANG Chao-sheng 黃晁晟 RE Dealing in Securities 2003-10-03 2008-12-11
AEP635 LEE Po Kum, Jessica 李寶琴 RE Dealing in Securities 2003-04-01 2010-09-30
AEP635 LEE Po Kum, Jessica 李寶琴 RE Advising on Securities 2003-04-01 2004-10-12
AEP635 LEE Po Kum, Jessica 李寶琴 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEP635 LEE Po Kum, Jessica 李寶琴 RE Asset Management 2003-04-01 2004-10-12
AEQ246 LEE Liang-Teh 李亮德 RE Dealing in Securities 2003-04-01 2011-06-09
AEQ246 LEE Liang-Teh 李亮德 RE Advising on Securities 2003-04-01 2004-10-12
AEQ246 LEE Liang-Teh 李亮德 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEQ246 LEE Liang-Teh 李亮德 RE Asset Management 2003-04-01 2004-10-12
AEQ246 LEE Liang-Teh 李亮德 RE Asset Management 2011-06-02 2011-06-09
AEQ247 LIU CHEN Hsiu-chuan 陳秀娟 RE Dealing in Securities 2003-04-01 2004-12-02
AEQ247 LIU CHEN Hsiu-chuan 陳秀娟 RE Advising on Securities 2003-04-01 2004-10-14
AEQ247 LIU CHEN Hsiu-chuan 陳秀娟 RE Advising on Corporate Finance 2003-04-01 2004-10-14
AEQ247 LIU CHEN Hsiu-chuan 陳秀娟 RE Asset Management 2003-04-01 2004-10-14
AEQ781 MOYER Jennifer Lynn RE Dealing in Securities 2003-04-01 2003-10-07
AEQ781 MOYER Jennifer Lynn RE Advising on Securities 2003-04-01 2003-10-07
AEQ781 MOYER Jennifer Lynn RE Advising on Corporate Finance 2003-04-01 2003-10-07
AEQ781 MOYER Jennifer Lynn RE Asset Management 2003-04-01 2003-10-07
AER806 YORK Sharon Lai RE Dealing in Securities 2003-04-01 2008-12-11
AER806 YORK Sharon Lai RE Advising on Securities 2003-04-01 2004-10-13
AER806 YORK Sharon Lai RE Advising on Corporate Finance 2003-04-01 2004-10-13
AER806 YORK Sharon Lai RE Asset Management 2003-04-01 2004-10-13
AER867 DENG Ti Shun 鄧體順 RE Dealing in Securities 2004-09-21 2011-09-24
AER867 DENG Ti Shun 鄧體順 RE Advising on Securities 2004-09-21 2011-09-24
AER988 SEIZ Andrew Victor RE Dealing in Securities 2003-04-01 2004-02-25
AER988 SEIZ Andrew Victor RE Advising on Securities 2003-04-01 2004-02-25
AER988 SEIZ Andrew Victor RE Advising on Corporate Finance 2003-04-01 2004-02-25
AER988 SEIZ Andrew Victor RE Asset Management 2003-04-01 2004-02-25
AER991 TAN Tin Hsien 陳定嫻 RE Dealing in Securities 2003-04-01
AER991 TAN Tin Hsien 陳定嫻 RE Advising on Securities 2003-04-01 2004-10-13
AER991 TAN Tin Hsien 陳定嫻 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AER991 TAN Tin Hsien 陳定嫻 RE Asset Management 2003-04-01 2004-10-13
AES314 WONG Hoi Lun 王凱倫 RE Dealing in Securities 2003-04-01 2004-09-25
AES314 WONG Hoi Lun 王凱倫 RE Advising on Securities 2003-04-01 2004-09-25
AES314 WONG Hoi Lun 王凱倫 RE Advising on Corporate Finance 2003-04-01 2004-09-25
AES314 WONG Hoi Lun 王凱倫 RE Asset Management 2003-04-01 2004-09-25
AES401 OR Frank King Hon 柯景瀚 RE Dealing in Securities 2010-05-19 2015-03-04
AES828 WEISBERG Oliver Paul RE Dealing in Securities 2003-04-01 2004-02-11
AES828 WEISBERG Oliver Paul RE Advising on Securities 2003-04-01 2004-02-11
AES828 WEISBERG Oliver Paul RE Advising on Corporate Finance 2003-04-01 2004-02-11
AES828 WEISBERG Oliver Paul RE Asset Management 2003-04-01 2004-02-11
AEU269 NG Chong Hwa 黃宗華 RE Dealing in Securities 2005-06-20 2010-04-16
AEU269 NG Chong Hwa 黃宗華 RE Advising on Corporate Finance 2009-01-20 2010-04-16
AEU422 ENTWISTLE Lorrance Brooks RE Dealing in Securities 2003-04-01 2003-12-23
AEU422 ENTWISTLE Lorrance Brooks RE Advising on Securities 2003-04-01 2003-12-23
AEU422 ENTWISTLE Lorrance Brooks RE Advising on Corporate Finance 2003-04-01 2003-12-23
AEU422 ENTWISTLE Lorrance Brooks RE Asset Management 2003-04-01 2003-12-23
AEU433 CHOU David Tse Young RE Dealing in Securities 2003-04-01 2005-02-07
AEU433 CHOU David Tse Young RE Dealing in Securities 2005-12-15 2008-08-28
AEU433 CHOU David Tse Young RO Dealing in Securities 2008-08-28
AEU433 CHOU David Tse Young RE Advising on Securities 2003-04-01 2004-10-13
AEU433 CHOU David Tse Young RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEU433 CHOU David Tse Young RE Asset Management 2003-04-01 2004-10-13
AEU736 ROTHERY Simon Anderson RE Dealing in Securities 2003-04-01 2003-09-13
AEU736 ROTHERY Simon Anderson RE Advising on Securities 2003-04-01 2003-09-13
AEU736 ROTHERY Simon Anderson RE Advising on Corporate Finance 2003-04-01 2003-09-13
AEU736 ROTHERY Simon Anderson RE Asset Management 2003-04-01 2003-09-13
AEU791 HSIEH Chris RE Dealing in Securities 2006-05-02 2006-05-02
AEU791 HSIEH Chris RE Dealing in Securities 2013-10-30
AEU791 HSIEH Chris RE Advising on Corporate Finance 2013-10-30
AEV420 KIM James Jung-Beck RE Dealing in Securities 2006-05-08 2008-01-08
AEV785 VIRK Kanad Singh RE Dealing in Securities 2003-05-17 2008-02-05
AEV789 WONG Yi Dung, Eden 黃以東 RE Dealing in Securities 2006-10-04 2010-10-01
AEV901 GEE Steven Yung-Kang 吉永康 RE Dealing in Securities 2003-04-01 2003-10-17
AEV901 GEE Steven Yung-Kang 吉永康 RE Advising on Securities 2003-04-01 2003-10-17
AEV901 GEE Steven Yung-Kang 吉永康 RE Advising on Corporate Finance 2003-04-01 2003-10-17
AEV901 GEE Steven Yung-Kang 吉永康 RE Asset Management 2003-04-01 2003-10-17
AEW911 YU Bella Hoi Ying 余凱凝 RE Dealing in Securities 2003-04-01 2003-06-05
AEW911 YU Bella Hoi Ying 余凱凝 RE Advising on Securities 2003-04-01 2003-06-05
AEW911 YU Bella Hoi Ying 余凱凝 RE Advising on Corporate Finance 2003-04-01 2003-06-05
AEW911 YU Bella Hoi Ying 余凱凝 RE Asset Management 2003-04-01 2003-06-05
AEX223 YU Fa 俞化 RE Dealing in Securities 2003-04-01 2006-03-03
AEX223 YU Fa 俞化 RE Advising on Securities 2003-04-01 2004-10-13
AEX223 YU Fa 俞化 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEX223 YU Fa 俞化 RE Asset Management 2003-04-01 2004-10-13
AEX229 KOSIK Seth Mitchell RE Dealing in Securities 2003-04-01 2003-10-29
AEX229 KOSIK Seth Mitchell RE Advising on Securities 2003-04-01 2003-10-29
AEX229 KOSIK Seth Mitchell RE Advising on Corporate Finance 2003-04-01 2003-10-29
AEX229 KOSIK Seth Mitchell RE Asset Management 2003-04-01 2003-10-29
AEX596 HUI Chi Hoi 許知海 RE Dealing in Securities 2003-04-01 2003-10-17
AEX596 HUI Chi Hoi 許知海 RE Advising on Securities 2003-04-01 2003-10-17
AEX596 HUI Chi Hoi 許知海 RE Advising on Corporate Finance 2003-04-01 2003-10-17
AEX596 HUI Chi Hoi 許知海 RE Asset Management 2003-04-01 2003-10-17
AEX704 HITSCH Rudolf 吳林峰 RE Dealing in Securities 2003-04-01 2010-02-27
AEX704 HITSCH Rudolf 吳林峰 RE Advising on Securities 2003-04-01 2004-10-13
AEX704 HITSCH Rudolf 吳林峰 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEX704 HITSCH Rudolf 吳林峰 RE Asset Management 2003-04-01 2004-10-13
AEY067 LAU Dorothy Kwok Cheung 劉幗璋 RE Dealing in Securities 2003-04-01 2004-09-25
AEY067 LAU Dorothy Kwok Cheung 劉幗璋 RE Advising on Securities 2003-04-01 2004-09-25
AEY067 LAU Dorothy Kwok Cheung 劉幗璋 RE Advising on Corporate Finance 2003-04-01 2004-09-25
AEY067 LAU Dorothy Kwok Cheung 劉幗璋 RE Asset Management 2003-04-01 2004-09-25
AEY153 WARD Peadar RE Dealing in Securities 2007-09-06 2013-03-29
AEY167 KWAN Kam Wai 關錦慧 RE Dealing in Securities 2003-04-01 2010-09-30
AEY167 KWAN Kam Wai 關錦慧 RE Dealing in Securities 2012-07-16 2013-04-15
AEY167 KWAN Kam Wai 關錦慧 RE Advising on Securities 2003-04-01 2004-10-13
AEY167 KWAN Kam Wai 關錦慧 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEY167 KWAN Kam Wai 關錦慧 RE Asset Management 2003-04-01 2004-10-13
AEY595 CHAN Chui Wa, Eva 陳翠華 RE Dealing in Securities 2006-06-12 2009-12-17
AEY746 THIO Siew Hua RE Dealing in Securities 2003-04-01 2005-04-04
AEY746 THIO Siew Hua RE Dealing in Securities 2005-09-30 2007-11-03
AEY746 THIO Siew Hua RO Dealing in Securities 2005-04-04 2005-09-30
AEY746 THIO Siew Hua RE Advising on Securities 2003-04-01 2004-10-13
AEY746 THIO Siew Hua RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEY746 THIO Siew Hua RE Asset Management 2003-04-01 2005-04-04
AEY746 THIO Siew Hua RE Asset Management 2005-09-30 2007-11-03
AEY746 THIO Siew Hua RO Asset Management 2005-04-04 2005-09-30
AEZ131 WU Nancy Bing Yun 吳冰韞 RE Dealing in Securities 2003-04-01 2005-01-14
AEZ131 WU Nancy Bing Yun 吳冰韞 RE Advising on Securities 2003-04-01 2004-10-12
AEZ131 WU Nancy Bing Yun 吳冰韞 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEZ131 WU Nancy Bing Yun 吳冰韞 RE Asset Management 2003-04-01 2004-10-12
AEZ761 IM Carl Jung Choon RE Dealing in Securities 2003-04-01 2006-04-08
AEZ761 IM Carl Jung Choon RE Advising on Securities 2003-04-01 2004-10-13
AEZ761 IM Carl Jung Choon RE Advising on Corporate Finance 2003-04-01 2004-10-13
AEZ761 IM Carl Jung Choon RE Asset Management 2003-04-01 2004-10-13
AEZ762 WANG Bing 王竝 RE Dealing in Securities 2003-04-01 2004-03-24
AEZ762 WANG Bing 王竝 RE Advising on Securities 2003-04-01 2004-03-24
AEZ762 WANG Bing 王竝 RE Advising on Corporate Finance 2003-04-01 2004-03-24
AEZ762 WANG Bing 王竝 RE Asset Management 2003-04-01 2004-03-24
AFA132 DOHERTY Manning Lea RE Dealing in Securities 2003-04-01 2006-07-15
AFA132 DOHERTY Manning Lea RE Advising on Securities 2003-04-01 2006-07-15
AFA132 DOHERTY Manning Lea RE Advising on Corporate Finance 2003-04-01 2004-10-13
AFA132 DOHERTY Manning Lea RE Asset Management 2003-04-01 2004-10-13
AFA353 LAU Ming Leung, Rita 劉銘良 RE Dealing in Securities 2003-04-01
AFA353 LAU Ming Leung, Rita 劉銘良 RE Advising on Securities 2003-04-01 2004-10-12
AFA353 LAU Ming Leung, Rita 劉銘良 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFA353 LAU Ming Leung, Rita 劉銘良 RE Asset Management 2003-04-01 2004-10-12
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Dealing in Securities 2003-04-01 2007-12-19
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Advising on Securities 2003-04-01 2004-10-13
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Advising on Corporate Finance 2003-04-01 2004-10-13
AFA354 SHU Hoi Li, Karie 舒凱莉 RE Asset Management 2003-04-01 2004-10-13
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Dealing in Securities 2003-04-01 2015-05-23
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Dealing in Securities 2017-11-24
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Advising on Securities 2003-04-01 2004-10-12
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFA629 LEUNG Hoi Wan, Loletta 梁凱芸 RE Asset Management 2003-04-01 2004-10-12
AFB019 TEO Thye Peng, Bernard 張泰平 RE Dealing in Securities 2004-07-26 2007-02-28
AFB019 TEO Thye Peng, Bernard 張泰平 RE Dealing in Securities 2010-07-13 2011-07-29
AFB019 TEO Thye Peng, Bernard 張泰平 RO Dealing in Securities 2011-07-29 2016-03-02
AFB019 TEO Thye Peng, Bernard 張泰平 RE Advising on Corporate Finance 2004-07-26 2007-02-28
AFB019 TEO Thye Peng, Bernard 張泰平 RE Advising on Corporate Finance 2010-07-13 2011-07-29
AFB019 TEO Thye Peng, Bernard 張泰平 RO Advising on Corporate Finance 2011-07-29 2016-03-02
AFB021 MOORE John Douglas RE Dealing in Securities 2003-04-01 2005-06-13
AFB021 MOORE John Douglas RE Advising on Securities 2003-04-01 2004-10-12
AFB021 MOORE John Douglas RE Advising on Corporate Finance 2003-04-01 2005-06-13
AFB021 MOORE John Douglas RE Asset Management 2003-04-01 2004-10-12
AFB126 SMITH Ian Grattan RE Dealing in Securities 2003-04-01 2007-02-08
AFB126 SMITH Ian Grattan RO Dealing in Securities 2007-02-08 2014-02-15
AFB126 SMITH Ian Grattan RE Advising on Securities 2003-04-01 2004-04-17
AFB126 SMITH Ian Grattan RE Advising on Corporate Finance 2003-04-01 2004-04-17
AFB126 SMITH Ian Grattan RE Asset Management 2003-04-01 2004-04-17
AFB309 CHUANG George Jian 莊建 RE Dealing in Securities 2003-04-01 2005-05-03
AFB309 CHUANG George Jian 莊建 RE Advising on Securities 2003-04-01 2004-10-14
AFB309 CHUANG George Jian 莊建 RE Advising on Corporate Finance 2003-04-01 2005-05-03
AFB309 CHUANG George Jian 莊建 RE Asset Management 2003-04-01 2004-10-14
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Dealing in Securities 2003-04-01 2003-06-06
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Advising on Securities 2003-04-01 2003-06-06
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Advising on Corporate Finance 2003-04-01 2003-06-06
AFB522 CHAN Hoy Won, Genevieve 陳凱韻 RE Asset Management 2003-04-01 2003-06-06
AFB850 XIONG Xiong 熊熊 RE Dealing in Securities 2003-04-01 2007-03-10
AFB850 XIONG Xiong 熊熊 RE Advising on Securities 2003-04-01 2004-10-12
AFB850 XIONG Xiong 熊熊 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFB850 XIONG Xiong 熊熊 RE Asset Management 2003-04-01 2007-03-10
AFB852 LEE Chi On, Dennis 李志安 RE Dealing in Securities 2008-11-21 2009-10-14
AFC241 WU Ming 胡茗 RE Dealing in Securities 2003-04-01 2005-05-03
AFC241 WU Ming 胡茗 RE Advising on Securities 2003-04-01 2004-10-12
AFC241 WU Ming 胡茗 RE Advising on Corporate Finance 2003-04-01 2005-05-03
AFC241 WU Ming 胡茗 RE Asset Management 2003-04-01 2004-10-12
AFC509 FERGUS Jeffrey D RE Dealing in Securities 2003-04-01 2003-05-02
AFC509 FERGUS Jeffrey D RE Advising on Securities 2003-04-01 2003-05-02
AFC509 FERGUS Jeffrey D RE Advising on Corporate Finance 2003-04-01 2003-05-02
AFC509 FERGUS Jeffrey D RE Asset Management 2003-04-01 2003-05-02
AFC748 RASMUSSEN Erika Mae RE Dealing in Securities 2003-04-01 2003-08-15
AFC748 RASMUSSEN Erika Mae RE Dealing in Securities 2004-07-21
AFC748 RASMUSSEN Erika Mae RE Advising on Securities 2003-04-01 2003-08-15
AFC748 RASMUSSEN Erika Mae RE Advising on Corporate Finance 2003-04-01 2003-08-15
AFC748 RASMUSSEN Erika Mae RE Asset Management 2003-04-01 2003-08-15
AFD204 YU Ching, Sharon 余菁 RE Dealing in Securities 2005-09-22 2011-10-15
AFD204 YU Ching, Sharon 余菁 RE Asset Management 2011-06-28 2011-10-15
AFD437 YAO Nancy RE Dealing in Securities 2003-04-01 2005-05-05
AFD437 YAO Nancy RE Advising on Securities 2003-04-01 2004-10-12
AFD437 YAO Nancy RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFD437 YAO Nancy RE Asset Management 2003-04-01 2004-10-12
AFD833 MIHALCA Matei Petru 馬德義 RE Dealing in Securities 2008-07-21 2015-07-25
AFD872 CHEONG Hong Lum, Julian RE Dealing in Securities 2003-04-01 2008-05-20
AFD872 CHEONG Hong Lum, Julian RE Advising on Securities 2003-04-01 2004-10-14
AFD872 CHEONG Hong Lum, Julian RE Advising on Corporate Finance 2003-04-01 2008-05-20
AFD872 CHEONG Hong Lum, Julian RE Asset Management 2003-04-01 2004-10-14
AFE016 WANG Yunn Ting, Elaine 王韻婷 RE Dealing in Securities 2004-08-02 2013-12-21
AFE091 CORMACK Richard Nicholas Thomas RE Dealing in Securities 2003-04-01 2010-09-08
AFE091 CORMACK Richard Nicholas Thomas RE Advising on Securities 2003-04-01 2004-10-13
AFE091 CORMACK Richard Nicholas Thomas RE Advising on Corporate Finance 2003-04-01 2004-10-13
AFE091 CORMACK Richard Nicholas Thomas RE Asset Management 2003-04-01 2004-10-13
AFE143 WAN Kwok Wai, Bryce 溫國偉 RE Dealing in Securities 2003-04-01 2018-01-31

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