Hong Kong SFC licence institution ACC584, BOCI Asset Management Limited 中銀國際資產管理有限公司

These are the licence-holders that were found for SFC licence institution ACC584 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA153 WONG Chung Mun 黃仲文 RO Asset Management 2008-07-03 2014-12-24
AAB358 MAK Shiu Ki 麥兆岐 RO Advising on Securities 2009-10-28 2014-06-30
AAE939 LAU Chung Hing, Sammy 劉頌興 RO Dealing in Securities 2006-02-27 2006-08-01
AAE939 LAU Chung Hing, Sammy 劉頌興 RO Advising on Securities 2006-02-27 2006-08-01
AAE939 LAU Chung Hing, Sammy 劉頌興 RO Advising on Futures Contracts 2006-02-27 2006-08-01
AAE939 LAU Chung Hing, Sammy 劉頌興 RO Asset Management 2006-02-27 2006-08-01
AAH021 WONG Sai Hung 黃世雄 RO Dealing in Securities 2003-04-01 2005-12-31
AAH021 WONG Sai Hung 黃世雄 RO Advising on Securities 2003-04-01 2005-12-31
AAH021 WONG Sai Hung 黃世雄 RO Advising on Futures Contracts 2003-04-01 2005-12-31
AAH021 WONG Sai Hung 黃世雄 RO Advising on Corporate Finance 2003-04-01 2005-02-12
AAH021 WONG Sai Hung 黃世雄 RO Asset Management 2003-04-01 2005-12-31
AAI128 NG Chi To, Graham 伍志濤 RO Asset Management 2008-07-11 2014-06-30
ACB322 LU Rong 陸戎 RE Advising on Securities 2009-10-30 2010-03-19
ACB322 LU Rong 陸戎 RO Advising on Securities 2010-03-19 2014-01-27
ACB322 LU Rong 陸戎 RE Asset Management 2009-10-30 2014-01-27
ACS352 WONG Shing Kwan 黃成坤 RE Asset Management 2009-10-12 2013-10-03
ACS639 MA Chi Ming 馬志明 RE Advising on Securities 2010-03-30 2012-01-20
ACS639 MA Chi Ming 馬志明 RE Asset Management 2010-03-30 2012-01-20
ADO752 TSE Yung Hoi 謝湧海 RO Asset Management 2008-11-04 2012-12-31
ADX217 MAK Tat Cheung 麥達彰 RO Dealing in Securities 2003-04-01 2014-06-30
ADX217 MAK Tat Cheung 麥達彰 RO Advising on Securities 2003-04-01 2014-06-30
ADX217 MAK Tat Cheung 麥達彰 RO Advising on Futures Contracts 2003-04-01 2014-06-30
ADX217 MAK Tat Cheung 麥達彰 RO Advising on Corporate Finance 2003-04-01 2005-02-12
ADX217 MAK Tat Cheung 麥達彰 RO Asset Management 2003-04-01 2014-07-14
AEG821 LEE Bing Kuen, Eric 李秉權 RO Asset Management 2008-10-21 2014-06-30
AJC615 YIM Ka Fat 嚴家發 RO Dealing in Securities 2005-12-29 2014-06-30
AJC615 YIM Ka Fat 嚴家發 RO Advising on Securities 2005-12-29 2014-06-30
AJC615 YIM Ka Fat 嚴家發 RO Advising on Futures Contracts 2005-12-29 2014-06-30
AJC615 YIM Ka Fat 嚴家發 RO Asset Management 2005-12-29 2014-06-30
AJN226 AU Yin Ki 區嫣琪 RE Asset Management 2012-09-18 2013-03-05
AKX744 LAU Cho Ming, Lawrence 劉祖銘 RE Advising on Securities 2011-08-15 2014-06-30
ALP627 QU Huiyi 曲惠憶 RE Advising on Securities 2010-01-08 2014-06-30
ALU732 KONG May Ling 江美玲 RE Asset Management 2011-07-28 2014-06-30
ALW732 LAU Wai Man 劉威文 RE Asset Management 2008-11-07 2012-05-04
ANR234 WONG Lai, Sarah 黃勵 RE Advising on Securities 2009-10-30 2012-01-19
ANT733 ZHOU Yajiang 周雅江 RO Asset Management 2009-01-08 2012-02-23
ANY095 XUE Lan 薛蘭 RE Advising on Securities 2011-05-04 2014-01-27
ANY095 XUE Lan 薛蘭 RE Asset Management 2011-05-04 2014-01-27
AOL324 TANG Hao 湯浩 RE Advising on Securities 2012-09-28 2014-01-27
AOL324 TANG Hao 湯浩 RE Asset Management 2010-02-23 2014-01-27
AOV568 YUEN Ka Lun, Albert 袁嘉麟 RE Asset Management 2013-12-12 2014-06-30
AOY970 ZHANG Jin 張瑾 RE Advising on Securities 2009-10-30 2013-05-29
APF030 YANG Fan 楊帆 RE Asset Management 2013-02-04 2013-06-16
APZ373 CHI Chen 池晨 RE Advising on Securities 2012-03-21 2014-06-30
AQC886 MAK Sin Yue, Michael 麥善宇 RE Advising on Securities 2009-11-02 2014-06-30
AQC894 LEE Kin Man 李建民 RE Advising on Securities 2009-10-30 2014-06-30
AQC894 LEE Kin Man 李建民 RE Asset Management 2009-10-30 2014-06-30
ARF348 WU Jingjing, Janet 吳婧婧 RE Advising on Securities 2009-11-11 2011-12-19
ARF348 WU Jingjing, Janet 吳婧婧 RE Advising on Securities 2012-03-01 2012-07-16
ASK570 WONG Wing 黃穎 RE Advising on Securities 2010-06-14 2014-06-30
AST275 LAM Wai Yee Cammy 林慧儀 RE Advising on Securities 2010-02-12 2014-06-30
AUQ375 LAU Muk Hoi 柳木海 RE Asset Management 2013-12-16 2014-06-30
AUX351 CHOW Siu Fai 周兆輝 RE Asset Management 2010-11-26 2014-06-30
AUY918 WONG Kim Hung 黃劍雄 RE Asset Management 2010-12-02 2012-02-29
AUY918 WONG Kim Hung 黃劍雄 RO Asset Management 2012-02-29 2014-06-30
AVN168 ALTENBURGER Mario RE Advising on Securities 2010-07-22 2014-06-30
AVT372 LAU Chi Wai, Michael 劉志偉 RE Advising on Securities 2010-08-24 2014-02-28
AVT372 LAU Chi Wai, Michael 劉志偉 RE Asset Management 2010-08-24 2014-02-28
AWV323 CHEN Yao 陳鷂 RE Advising on Securities 2011-02-22 2012-04-05
AXS473 LU Ying 盧瑩 RE Asset Management 2013-03-18 2014-06-30
AYA132 RUAN Zhongjing 阮忠靜 RE Advising on Securities 2011-09-12 2014-06-30
AYO040 WANG Jun 王軍 RE Advising on Securities 2011-12-01 2013-02-20
AYO040 WANG Jun 王軍 RE Asset Management 2011-12-01 2013-02-20
BAB980 LIU She Tin 劉詩婷 RE Advising on Securities 2012-08-21 2014-06-30
BCI837 ZHENG Xiwei 鄭曦薇 RE Advising on Securities 2013-11-26 2014-06-30

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