Hong Kong SFC licence institution ACD026, SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution ACD026 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA034 YU Wah Foo, Kevin 余華富 RE Dealing in Securities 2016-01-28 2016-06-15
AAA034 YU Wah Foo, Kevin 余華富 RO Dealing in Securities 2016-06-15 2017-02-12
AAA034 YU Wah Foo, Kevin 余華富 RE Dealing in Futures Contracts 2016-01-28 2016-06-15
AAA034 YU Wah Foo, Kevin 余華富 RO Dealing in Futures Contracts 2016-06-15 2017-02-12
AAA034 YU Wah Foo, Kevin 余華富 RE Advising on Securities 2016-01-28 2016-06-15
AAA034 YU Wah Foo, Kevin 余華富 RO Advising on Securities 2016-06-15 2017-02-12
AAA034 YU Wah Foo, Kevin 余華富 RE Advising on Futures Contracts 2016-01-28 2016-06-15
AAA034 YU Wah Foo, Kevin 余華富 RO Advising on Futures Contracts 2016-06-15 2017-02-12
AAA034 YU Wah Foo, Kevin 余華富 RE Asset Management 2016-01-28 2017-02-12
AAA803 HUI Pik Yung 許碧容 RE Dealing in Securities 2003-04-01 2004-02-19
AAA803 HUI Pik Yung 許碧容 RE Dealing in Securities 2004-12-29 2005-08-03
AAA803 HUI Pik Yung 許碧容 RO Dealing in Securities 2004-02-19 2004-12-29
AAA803 HUI Pik Yung 許碧容 RE Advising on Securities 2003-04-01 2004-02-12
AAA803 HUI Pik Yung 許碧容 RE Advising on Corporate Finance 2003-04-01 2004-02-12
AAA803 HUI Pik Yung 許碧容 RE Asset Management 2003-04-01 2004-02-12
AAA990 TAM Shui Ming, Simon 譚瑞明 RE Dealing in Securities 2016-10-17 2017-02-12
AAA990 TAM Shui Ming, Simon 譚瑞明 RE Dealing in Futures Contracts 2016-10-17 2017-02-12
AAB278 TSUI Kin Wing 崔健榮 RO Dealing in Securities 2005-06-13 2007-02-22
AAB278 TSUI Kin Wing 崔健榮 RE Advising on Securities 2005-09-29 2005-10-18
AAB278 TSUI Kin Wing 崔健榮 RO Advising on Securities 2005-10-18 2007-02-22
AAB278 TSUI Kin Wing 崔健榮 RE Advising on Corporate Finance 2004-12-29 2005-06-13
AAB278 TSUI Kin Wing 崔健榮 RO Advising on Corporate Finance 2005-06-13 2007-02-22
AAD164 WEI Chi An, Alexandre 魏啟安 RE Dealing in Securities 2004-08-17 2004-11-10
AAD236 LEUNG Wai Kuen 梁偉權 RE Dealing in Securities 2012-03-16 2017-02-12
AAI557 CHAN Hay Lap 陳希立 RE Dealing in Securities 2003-06-03 2005-03-31
AAI986 HANG Kwong Lam, David 幸廣林 RE Dealing in Securities 2015-09-30 2015-11-17
AAI986 HANG Kwong Lam, David 幸廣林 RO Dealing in Securities 2015-11-17 2017-02-12
AAI986 HANG Kwong Lam, David 幸廣林 RE Dealing in Futures Contracts 2015-09-30 2015-11-17
AAI986 HANG Kwong Lam, David 幸廣林 RO Dealing in Futures Contracts 2015-11-17 2017-02-12
AAI986 HANG Kwong Lam, David 幸廣林 RE Advising on Securities 2015-09-30 2015-11-17
AAI986 HANG Kwong Lam, David 幸廣林 RO Advising on Securities 2015-11-17 2017-02-12
AAI986 HANG Kwong Lam, David 幸廣林 RE Advising on Futures Contracts 2015-09-30 2015-11-17
AAI986 HANG Kwong Lam, David 幸廣林 RO Advising on Futures Contracts 2015-11-17 2017-02-12
AAU337 NG Chi Keung 吳志強 RE Dealing in Securities 2016-06-17 2017-02-12
AAV466 YEW Lap Tak 姚立德 RE Dealing in Securities 2003-04-01 2004-02-11
AAV466 YEW Lap Tak 姚立德 RE Advising on Securities 2003-04-01 2004-01-26
AAV466 YEW Lap Tak 姚立德 RE Advising on Corporate Finance 2003-04-01 2004-01-26
AAV466 YEW Lap Tak 姚立德 RE Asset Management 2003-04-01 2004-01-26
AAV692 CHAU Chung Yin, Samiel 周中彥 RE Dealing in Securities 2003-04-01 2005-03-31
AAV692 CHAU Chung Yin, Samiel 周中彥 RE Advising on Securities 2003-04-01 2004-01-20
AAV692 CHAU Chung Yin, Samiel 周中彥 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AAV692 CHAU Chung Yin, Samiel 周中彥 RE Asset Management 2003-04-01 2004-01-20
ABA491 LAU Bo Wai 劉寶威 RE Dealing in Securities 2016-06-17 2017-02-12
ABA491 LAU Bo Wai 劉寶威 RE Dealing in Futures Contracts 2016-06-17 2017-02-12
ABC089 TSANG Hei Ho, Keith 曾希豪 RE Dealing in Securities 2007-07-05 2009-01-15
ABC089 TSANG Hei Ho, Keith 曾希豪 RE Advising on Corporate Finance 2007-01-08 2007-03-12
ABC089 TSANG Hei Ho, Keith 曾希豪 RO Advising on Corporate Finance 2003-04-01 2004-08-13
ABC089 TSANG Hei Ho, Keith 曾希豪 RO Advising on Corporate Finance 2007-03-12 2009-01-15
ABG737 CHU Lai Wa, Joanna 朱麗華 RE Dealing in Securities 2004-09-30 2004-11-26
ABG737 CHU Lai Wa, Joanna 朱麗華 RO Dealing in Securities 2004-11-26 2009-10-30
ABG737 CHU Lai Wa, Joanna 朱麗華 RO Advising on Securities 2004-11-26 2009-10-30
ABG801 WONG Man Ngai 黃猛毅 RE Dealing in Securities 2016-06-17 2017-02-12
ABG801 WONG Man Ngai 黃猛毅 RE Dealing in Futures Contracts 2016-06-17 2017-02-12
ABH274 CHAN Ka Hung 陳家雄 RE Dealing in Securities 2003-04-01 2005-03-31
ABH274 CHAN Ka Hung 陳家雄 RE Advising on Securities 2003-04-01 2004-01-20
ABH274 CHAN Ka Hung 陳家雄 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ABH274 CHAN Ka Hung 陳家雄 RE Asset Management 2003-04-01 2004-01-20
ABI211 LEE Lai Ying 李麗英 RE Dealing in Securities 2015-11-13 2017-02-12
ABI211 LEE Lai Ying 李麗英 RE Dealing in Futures Contracts 2015-11-13 2017-02-12
ABN595 CHAN Hon Ming 陳漢明 RE Dealing in Securities 2006-08-08 2006-11-24
ABN595 CHAN Hon Ming 陳漢明 RO Dealing in Securities 2003-04-01 2004-03-01
ABN595 CHAN Hon Ming 陳漢明 RO Dealing in Securities 2006-11-24 2007-07-01
ABN595 CHAN Hon Ming 陳漢明 RE Advising on Securities 2006-08-08 2006-11-24
ABN595 CHAN Hon Ming 陳漢明 RO Advising on Securities 2003-04-01 2004-03-01
ABN595 CHAN Hon Ming 陳漢明 RO Advising on Securities 2006-11-24 2007-07-01
ABN595 CHAN Hon Ming 陳漢明 RO Advising on Corporate Finance 2003-04-01 2004-03-01
ABN595 CHAN Hon Ming 陳漢明 RE Asset Management 2006-08-08 2006-11-24
ABN595 CHAN Hon Ming 陳漢明 RO Asset Management 2003-04-01 2004-03-01
ABN595 CHAN Hon Ming 陳漢明 RO Asset Management 2006-11-24 2007-07-01
ABR272 CHOW Kim Wing 周劍榮 RE Dealing in Securities 2003-04-01 2006-06-23
ABR272 CHOW Kim Wing 周劍榮 RE Advising on Securities 2003-04-01 2004-01-20
ABR272 CHOW Kim Wing 周劍榮 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ABR272 CHOW Kim Wing 周劍榮 RE Asset Management 2003-04-01 2004-01-20
ABS050 NG Erick Leonardo 吳泳洪 RE Dealing in Securities 2016-06-17 2017-02-12
ABT383 CHUN Yee Wah Eva 秦綺華 RE Advising on Securities 2003-04-01 2006-10-01
ABT383 CHUN Yee Wah Eva 秦綺華 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ABT383 CHUN Yee Wah Eva 秦綺華 RE Asset Management 2003-04-01 2004-01-20
ABY268 CAO Wen Qing 曹文清 RE Dealing in Securities 2003-04-01 2005-03-31
ABY268 CAO Wen Qing 曹文清 RE Advising on Securities 2003-04-01 2004-01-20
ABY268 CAO Wen Qing 曹文清 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ABY268 CAO Wen Qing 曹文清 RE Asset Management 2003-04-01 2004-01-20
ACA472 LAU Kam Pong 劉錦邦 RE Dealing in Securities 2011-05-30 2012-03-17
ACB916 LEE Kwok Wing 李國榮 RE Dealing in Securities 2006-03-13 2006-11-10
ACD660 TSUI Hei Ling 徐起鴒 RE Dealing in Securities 2003-04-01 2005-04-22
ACD660 TSUI Hei Ling 徐起鴒 RE Advising on Securities 2003-04-01 2004-01-20
ACD660 TSUI Hei Ling 徐起鴒 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ACD660 TSUI Hei Ling 徐起鴒 RE Asset Management 2003-04-01 2004-01-20
ACD781 WANG Ching 王京 RO Advising on Securities 2003-08-12 2003-11-14
ACE864 LIU Wei-Yueh 劉維岳 RE Dealing in Securities 2007-02-13 2007-12-03
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Dealing in Securities 2011-04-06 2012-06-27
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Dealing in Securities 2012-10-25 2014-09-09
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Advising on Securities 2011-04-06 2012-06-27
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Advising on Securities 2012-10-25 2014-09-09
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Advising on Corporate Finance 2011-04-06 2011-04-12
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RE Advising on Corporate Finance 2012-10-25 2012-12-17
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RO Advising on Corporate Finance 2011-04-12 2012-06-27
ACE865 LEUNG Sau Fan, Sylvia 梁秀芬 RO Advising on Corporate Finance 2012-12-17 2014-09-09
ACG060 CHOW Wai Kei, Ricky 周瑋琪 RE Dealing in Securities 2004-07-21 2005-09-29
ACG060 CHOW Wai Kei, Ricky 周瑋琪 RE Advising on Securities 2004-08-04 2005-09-29
ACG060 CHOW Wai Kei, Ricky 周瑋琪 RE Advising on Corporate Finance 2004-08-04 2005-09-29
ACJ105 KWAN Wai Man 關惠文 RO Dealing in Securities 2003-04-01 2004-02-20
ACJ105 KWAN Wai Man 關惠文 RO Advising on Securities 2003-04-01 2004-02-20
ACJ105 KWAN Wai Man 關惠文 RO Advising on Corporate Finance 2003-04-01 2004-02-19
ACJ105 KWAN Wai Man 關惠文 RO Asset Management 2003-04-01 2004-02-20
ACK304 LEE Cheuk Ming, Louis 李焯明 RE Dealing in Securities 2013-07-16 2017-02-12
ACK304 LEE Cheuk Ming, Louis 李焯明 RE Dealing in Futures Contracts 2013-07-16 2017-02-12
ACK409 LUI Ho Ming, Paul 呂浩明 RO Dealing in Securities 2006-09-12 2010-12-31
ACK409 LUI Ho Ming, Paul 呂浩明 RO Advising on Securities 2006-09-12 2010-12-31
ACK409 LUI Ho Ming, Paul 呂浩明 RO Advising on Corporate Finance 2003-04-01 2010-12-31
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Dealing in Securities 2003-04-01 2005-03-31
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Advising on Securities 2003-04-01 2004-01-20
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ACP724 CHAN Chin Lung, Terry 陳展龍 RE Asset Management 2003-04-01 2004-01-20
ACS410 YIP Shui Key 葉紹基 RE Dealing in Securities 2006-09-20 2009-08-01
ACS410 YIP Shui Key 葉紹基 RE Advising on Securities 2006-09-20 2009-08-01
ACS615 LING Kim Keung 凌劍強 RO Dealing in Securities 2016-08-16 2017-02-12
ACS615 LING Kim Keung 凌劍強 RO Dealing in Futures Contracts 2016-08-16 2017-02-12
ACU158 WONG Ming Kuen, Judy 黃明娟 RE Dealing in Securities 2005-11-10 2005-12-09
ACU158 WONG Ming Kuen, Judy 黃明娟 RO Dealing in Securities 2005-12-09 2013-09-01
ACU158 WONG Ming Kuen, Judy 黃明娟 RO Dealing in Futures Contracts 2012-04-23 2013-09-01
ACU158 WONG Ming Kuen, Judy 黃明娟 RE Advising on Securities 2006-08-30 2006-10-09
ACU158 WONG Ming Kuen, Judy 黃明娟 RO Advising on Securities 2006-10-09 2013-09-01
ACU158 WONG Ming Kuen, Judy 黃明娟 RO Advising on Futures Contracts 2013-05-16 2013-09-01
ACU158 WONG Ming Kuen, Judy 黃明娟 RE Advising on Corporate Finance 2005-11-10 2007-07-06
ACW368 AU Tat Sang 區達生 RE Dealing in Securities 2011-10-31 2017-02-12
ACW368 AU Tat Sang 區達生 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
ACW368 AU Tat Sang 區達生 RE Advising on Securities 2011-10-31 2017-02-12
ACW368 AU Tat Sang 區達生 RE Asset Management 2011-10-31 2017-02-12
ACX687 CHIU Kwok Yan 趙國恩 RE Dealing in Securities 2004-12-07 2005-03-22
ACX687 CHIU Kwok Yan 趙國恩 RO Dealing in Securities 2005-03-22 2006-02-26
ACZ462 LEUNG Shing Wai 梁成偉 RE Dealing in Securities 2016-07-11 2017-02-03
ACZ462 LEUNG Shing Wai 梁成偉 RO Dealing in Securities 2017-02-03 2017-02-12
ACZ462 LEUNG Shing Wai 梁成偉 RE Dealing in Futures Contracts 2016-07-11 2017-02-12
ACZ690 CHOU Chao-ju 周昭如 RE Dealing in Securities 2008-05-19 2011-11-16
ADC038 LAU Pak Lun 劉柏倫 RE Dealing in Securities 2003-04-01 2004-12-10
ADC038 LAU Pak Lun 劉柏倫 RE Advising on Securities 2003-04-01 2004-01-20
ADC038 LAU Pak Lun 劉柏倫 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ADC038 LAU Pak Lun 劉柏倫 RE Asset Management 2003-04-01 2004-01-20
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RE Dealing in Securities 2012-08-09 2012-08-23
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RO Dealing in Securities 2012-08-23 2014-02-28
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RE Advising on Securities 2012-08-09 2012-08-23
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RO Advising on Securities 2012-08-23 2014-02-28
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RE Advising on Corporate Finance 2012-08-09 2012-08-23
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RO Advising on Corporate Finance 2012-08-23 2014-02-28
ADE558 MO Mun Yi, Odilia 毛敏兒 RE Dealing in Securities 2016-06-22 2017-02-12
ADE558 MO Mun Yi, Odilia 毛敏兒 RE Asset Management 2016-06-22 2017-02-12
ADF729 HUANG Yong 黃咏 RE Advising on Securities 2005-05-18 2007-03-07
ADF729 HUANG Yong 黃咏 RO Advising on Securities 2007-03-07 2012-05-24
ADF976 BLENNERHASSETT David James RE Advising on Securities 2003-04-01 2006-01-26
ADF976 BLENNERHASSETT David James RE Advising on Corporate Finance 2003-04-01 2004-01-20
ADF976 BLENNERHASSETT David James RE Asset Management 2003-04-01 2004-01-20
ADG925 KWOK Wai Keung 郭偉強 RE Dealing in Securities 2011-12-23 2017-02-12
ADH854 NG Nai Kin 吳迺健 RE Dealing in Securities 2016-06-17 2016-07-24
ADH854 NG Nai Kin 吳迺健 RE Dealing in Futures Contracts 2016-06-17 2016-07-24
ADI536 YIP Chi Wing 葉志榮 RE Dealing in Securities 2016-01-25 2017-02-12
ADI536 YIP Chi Wing 葉志榮 RE Dealing in Futures Contracts 2016-01-25 2017-02-12
ADM909 TAI Chi Ching 戴吉慶 RE Dealing in Securities 2011-08-17 2011-10-31
ADM909 TAI Chi Ching 戴吉慶 RO Dealing in Securities 2011-10-31 2017-02-12
ADM909 TAI Chi Ching 戴吉慶 RE Dealing in Futures Contracts 2013-05-28 2013-10-11
ADM909 TAI Chi Ching 戴吉慶 RO Dealing in Futures Contracts 2013-10-11 2017-02-12
ADM909 TAI Chi Ching 戴吉慶 RO Asset Management 2014-09-30 2017-02-12
ADS814 CLEMENSON Stephen William John RE Dealing in Securities 2003-04-01 2005-05-31
ADS814 CLEMENSON Stephen William John RE Advising on Securities 2003-04-01 2004-01-20
ADS814 CLEMENSON Stephen William John RE Advising on Corporate Finance 2003-04-01 2004-01-20
ADS814 CLEMENSON Stephen William John RE Asset Management 2003-04-01 2004-01-20
ADU514 TSE Yu Kwai 謝如桂 RE Dealing in Securities 2003-04-01 2004-09-03
ADU514 TSE Yu Kwai 謝如桂 RE Advising on Securities 2003-04-01 2004-01-20
ADU514 TSE Yu Kwai 謝如桂 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ADU514 TSE Yu Kwai 謝如桂 RE Asset Management 2003-04-01 2004-01-20
ADZ537 LAM Shen Hriung, Gilbert 林聖鴻 RO Dealing in Securities 2004-01-28 2005-11-22
ADZ537 LAM Shen Hriung, Gilbert 林聖鴻 RO Advising on Securities 2004-04-26 2005-11-22
ADZ537 LAM Shen Hriung, Gilbert 林聖鴻 RO Asset Management 2004-04-26 2004-12-26
ADZ537 LAM Shen Hriung, Gilbert 林聖鴻 RO Asset Management 2005-03-22 2005-10-06
AEA815 LAM Ngai Fung 林羿鋒 RE Dealing in Securities 2011-10-24 2011-10-28
AEA815 LAM Ngai Fung 林羿鋒 RO Dealing in Securities 2011-10-28 2016-09-01
AEA815 LAM Ngai Fung 林羿鋒 RE Asset Management 2011-10-24 2011-10-28
AEA815 LAM Ngai Fung 林羿鋒 RO Asset Management 2011-10-28 2016-09-01
AEC491 CHOW Tsui Ngan 周翠銀 RE Dealing in Securities 2016-06-17 2017-02-12
AEC491 CHOW Tsui Ngan 周翠銀 RE Dealing in Futures Contracts 2016-06-17 2017-02-12
AEC989 HUNG Mei Ha, Iris 孔美霞 RE Advising on Corporate Finance 2004-11-12 2005-07-05
AEC989 HUNG Mei Ha, Iris 孔美霞 RO Advising on Corporate Finance 2005-07-05 2006-07-11
AED758 KUEK Boon Kiat 郭翹鋒 RE Dealing in Securities 2016-10-04 2017-02-12
AED758 KUEK Boon Kiat 郭翹鋒 RE Dealing in Futures Contracts 2016-10-04 2017-02-12
AED775 LAU Yuk Sheung 劉毓湘 RE Dealing in Securities 2003-04-01 2004-02-19
AED775 LAU Yuk Sheung 劉毓湘 RE Dealing in Securities 2004-10-27 2006-04-11
AED775 LAU Yuk Sheung 劉毓湘 RO Dealing in Securities 2004-02-19 2004-10-13
AED775 LAU Yuk Sheung 劉毓湘 RE Advising on Securities 2003-04-01 2004-02-13
AED775 LAU Yuk Sheung 劉毓湘 RO Advising on Securities 2004-04-26 2004-10-13
AED775 LAU Yuk Sheung 劉毓湘 RE Advising on Corporate Finance 2003-04-01 2004-02-13
AED775 LAU Yuk Sheung 劉毓湘 RE Asset Management 2003-04-01 2004-02-13
AEI388 TONG Chun Kuen, Tommy 唐振權 RE Dealing in Securities 2003-04-01 2003-10-21
AEI388 TONG Chun Kuen, Tommy 唐振權 RE Advising on Securities 2003-04-01 2003-10-21
AEI388 TONG Chun Kuen, Tommy 唐振權 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AEI388 TONG Chun Kuen, Tommy 唐振權 RE Asset Management 2003-04-01 2003-10-21
AEN584 HOANG Wei Jyun 黃煒鈞 RE Dealing in Securities 2006-06-05 2006-08-01
AEP391 WAN Ka Hung 溫家雄 RE Advising on Corporate Finance 2004-08-27 2004-11-10
AEP391 WAN Ka Hung 溫家雄 RO Advising on Corporate Finance 2004-11-10 2007-01-02
AET867 LAM Lai Chu, Fiona 林麗珠 RE Advising on Corporate Finance 2003-10-20 2004-02-11
AEU949 HSU Ru Mei 許如玫 RO Asset Management 2004-10-15 2010-11-16
AEV862 CHOW Kwun Hung 周冠雄 RE Dealing in Securities 2014-08-18 2014-09-24
AEV862 CHOW Kwun Hung 周冠雄 RE Advising on Securities 2014-08-18 2014-09-24
AEY344 HONG Pui Leung 康沛良 RE Dealing in Securities 2013-02-14 2017-02-12
AEY344 HONG Pui Leung 康沛良 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
AEY344 HONG Pui Leung 康沛良 RE Asset Management 2013-02-14 2017-02-12
AEY942 SO Raymond 蘇利民 RE Advising on Corporate Finance 2003-08-28 2004-01-21
AEY942 SO Raymond 蘇利民 RO Advising on Corporate Finance 2004-01-21 2004-08-10
AFA388 SO Kin Fan 蘇健勳 RE Dealing in Securities 2009-08-03 2009-10-08
AFA388 SO Kin Fan 蘇健勳 RO Dealing in Securities 2009-10-08 2015-08-31
AFA388 SO Kin Fan 蘇健勳 RO Dealing in Futures Contracts 2012-04-23 2015-08-31
AFA388 SO Kin Fan 蘇健勳 RO Advising on Securities 2009-10-08 2015-08-31
AFA388 SO Kin Fan 蘇健勳 RO Advising on Futures Contracts 2013-05-16 2015-08-31
AFC166 HE Zhirong 何志榮 RE Dealing in Securities 2003-04-01 2005-03-11
AFC166 HE Zhirong 何志榮 RE Advising on Securities 2003-04-01 2004-01-20
AFC166 HE Zhirong 何志榮 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AFC166 HE Zhirong 何志榮 RE Asset Management 2003-04-01 2004-01-20
AFF507 MA Chi Wah 馬志華 RE Dealing in Securities 2003-10-29 2003-11-12
AFL705 WONG Wing Yun, Christopher 黃永恩 RE Dealing in Securities 2016-09-07 2017-02-03
AFL705 WONG Wing Yun, Christopher 黃永恩 RO Dealing in Securities 2017-02-03 2017-02-12
AFL705 WONG Wing Yun, Christopher 黃永恩 RE Dealing in Futures Contracts 2016-09-07 2017-02-12
AFN789 HUANG Yu Yuan 黃裕元 RE Dealing in Securities 2003-04-01 2007-11-30
AFN789 HUANG Yu Yuan 黃裕元 RE Advising on Securities 2003-04-01 2004-01-20
AFN789 HUANG Yu Yuan 黃裕元 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AFN789 HUANG Yu Yuan 黃裕元 RE Asset Management 2003-04-01 2004-01-20
AFT414 TSANG Kin Hung 曾建雄 RO Advising on Securities 2003-04-01 2003-08-01
AFT414 TSANG Kin Hung 曾建雄 RE Advising on Corporate Finance 2010-08-03 2010-08-27
AFT414 TSANG Kin Hung 曾建雄 RE Advising on Corporate Finance 2011-06-01 2011-09-08
AFT414 TSANG Kin Hung 曾建雄 RO Advising on Corporate Finance 2003-04-01 2005-07-26
AFT414 TSANG Kin Hung 曾建雄 RO Advising on Corporate Finance 2010-08-27 2011-02-12
AFT414 TSANG Kin Hung 曾建雄 RO Advising on Corporate Finance 2011-09-08 2012-06-27
AFT414 TSANG Kin Hung 曾建雄 RO Asset Management 2003-04-01 2003-08-01
AFT573 LEUNG Chi Hung 梁志鴻 RE Dealing in Securities 2003-04-01 2003-04-04
AFT573 LEUNG Chi Hung 梁志鴻 RE Dealing in Securities 2003-11-26 2008-03-17
AFT573 LEUNG Chi Hung 梁志鴻 RE Advising on Securities 2003-04-01 2003-04-04
AFT573 LEUNG Chi Hung 梁志鴻 RE Advising on Corporate Finance 2003-04-01 2003-04-04
AFT573 LEUNG Chi Hung 梁志鴻 RE Asset Management 2003-04-01 2003-04-04
AFT664 YAU Patrick 尤必正 RE Dealing in Securities 2003-04-01 2003-12-23
AFT664 YAU Patrick 尤必正 RE Advising on Securities 2003-04-01 2003-12-23
AFT664 YAU Patrick 尤必正 RE Advising on Corporate Finance 2003-04-01 2003-12-23
AFT664 YAU Patrick 尤必正 RE Asset Management 2003-04-01 2003-12-23
AFT846 WONG Chi Chung 黃志聰 RE Dealing in Securities 2003-04-01 2005-03-31
AFT846 WONG Chi Chung 黃志聰 RE Advising on Securities 2003-04-01 2004-01-20
AFT846 WONG Chi Chung 黃志聰 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AFT846 WONG Chi Chung 黃志聰 RE Asset Management 2003-04-01 2004-01-20
AFU929 LAM Frank Pun Yuen 林本源 RO Dealing in Securities 2005-06-13 2007-03-01
AFU929 LAM Frank Pun Yuen 林本源 RO Advising on Securities 2005-11-16 2007-03-01
AFU929 LAM Frank Pun Yuen 林本源 RE Advising on Corporate Finance 2004-12-29 2005-06-13
AFU929 LAM Frank Pun Yuen 林本源 RO Advising on Corporate Finance 2005-06-13 2007-03-01
AFV362 WANG Jui-Hung 王瑞鴻 RE Dealing in Securities 2003-04-01 2006-11-03
AFV362 WANG Jui-Hung 王瑞鴻 RE Advising on Securities 2003-04-01 2004-01-20
AFV362 WANG Jui-Hung 王瑞鴻 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AFV362 WANG Jui-Hung 王瑞鴻 RE Asset Management 2003-04-01 2004-01-20
AFV549 WONG Shing Wai 王盛偉 RE Dealing in Securities 2016-06-17 2017-02-12
AFX327 TSANG Kwong Fai 曾光輝 RE Dealing in Securities 2007-07-05 2012-02-09
AFX327 TSANG Kwong Fai 曾光輝 RO Dealing in Securities 2012-02-09 2012-06-27
AFX327 TSANG Kwong Fai 曾光輝 RE Advising on Securities 2003-04-01 2004-01-20
AFX327 TSANG Kwong Fai 曾光輝 RE Advising on Corporate Finance 2003-04-01 2007-02-27
AFX327 TSANG Kwong Fai 曾光輝 RO Advising on Corporate Finance 2007-02-27 2012-06-27
AFX327 TSANG Kwong Fai 曾光輝 RE Asset Management 2003-04-01 2004-01-20
AFX948 LAM Chi Kan 林志勤 RE Dealing in Securities 2013-03-19 2016-01-02
AFX948 LAM Chi Kan 林志勤 RE Advising on Corporate Finance 2013-03-19 2013-04-26
AFX948 LAM Chi Kan 林志勤 RO Advising on Corporate Finance 2013-04-26 2016-01-02
AFZ693 LEUNG Hing Lee 梁慶利 RE Dealing in Securities 2016-04-28 2017-02-12
AGC253 CHAN Kwok Ching, Eddie 陳國靖 RE Dealing in Securities 2008-03-05 2017-02-12
AGM553 NG Sau Wah 吳秀華 RE Dealing in Securities 2016-06-17 2017-02-12
AGQ973 CHOW Suk Hing 周淑卿 RE Dealing in Securities 2015-12-21 2017-02-12
AGQ973 CHOW Suk Hing 周淑卿 RE Dealing in Futures Contracts 2015-12-21 2017-02-12
AGV327 LEE Yik Yu 李奕儒 RE Advising on Corporate Finance 2003-10-24 2004-07-20
AHA578 LEE Man Shu 李文樹 RE Dealing in Securities 2016-04-28 2017-02-12
AHA578 LEE Man Shu 李文樹 RE Dealing in Futures Contracts 2016-04-28 2017-02-12
AHA906 LEUNG Chat Tin, Martin 梁澤田 RE Dealing in Securities 2016-02-15 2017-02-12
AHA906 LEUNG Chat Tin, Martin 梁澤田 RE Dealing in Futures Contracts 2016-02-15 2017-02-12
AHE146 HO Hoi Tung 何凱棟 RE Dealing in Securities 2006-05-25 2007-07-02
AHN315 WANG Pang-Chi 王邦祺 RE Dealing in Securities 2003-04-01 2004-02-14
AHN315 WANG Pang-Chi 王邦祺 RE Dealing in Securities 2004-02-27 2005-12-02
AHN315 WANG Pang-Chi 王邦祺 RO Dealing in Securities 2005-12-02 2007-08-31
AHN315 WANG Pang-Chi 王邦祺 RE Advising on Securities 2003-04-01 2004-01-20
AHN315 WANG Pang-Chi 王邦祺 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AHN315 WANG Pang-Chi 王邦祺 RE Asset Management 2003-04-01 2004-01-20
AHN315 WANG Pang-Chi 王邦祺 RO Asset Management 2005-12-02 2007-08-31
AHN316 CHANG Te-Chung 張德中 RE Dealing in Securities 2003-04-01 2007-05-15
AHN316 CHANG Te-Chung 張德中 RE Advising on Securities 2003-04-01 2004-01-20
AHN316 CHANG Te-Chung 張德中 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AHN316 CHANG Te-Chung 張德中 RE Asset Management 2003-04-01 2004-01-20
AHN917 WONG Sze Wun 黃詩韻 RE Dealing in Securities 2003-04-01 2004-05-31
AHN917 WONG Sze Wun 黃詩韻 RE Advising on Securities 2003-04-01 2004-01-20
AHN917 WONG Sze Wun 黃詩韻 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AHN917 WONG Sze Wun 黃詩韻 RE Asset Management 2003-04-01 2004-01-20
AHR078 WANG I Hui 王怡惠 RE Dealing in Securities 2003-04-01 2017-02-12
AHR078 WANG I Hui 王怡惠 RE Dealing in Futures Contracts 2013-03-22 2017-02-12
AHR078 WANG I Hui 王怡惠 RE Advising on Securities 2003-04-01 2004-01-20
AHR078 WANG I Hui 王怡惠 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AHR078 WANG I Hui 王怡惠 RE Asset Management 2003-04-01 2004-01-20
AHW198 PAN Chun-Yun 潘俊佑 RE Dealing in Securities 2003-04-01 2004-01-13
AHW198 PAN Chun-Yun 潘俊佑 RE Advising on Securities 2003-04-01 2004-01-09
AHW198 PAN Chun-Yun 潘俊佑 RE Advising on Corporate Finance 2003-04-01 2004-01-09
AHW198 PAN Chun-Yun 潘俊佑 RE Asset Management 2003-04-01 2004-01-13
AHW200 HONG Yu-Lin 洪毓苓 RE Dealing in Securities 2003-04-01 2009-07-01
AHW200 HONG Yu-Lin 洪毓苓 RE Advising on Securities 2003-04-01 2004-01-20
AHW200 HONG Yu-Lin 洪毓苓 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AHW200 HONG Yu-Lin 洪毓苓 RE Asset Management 2003-04-01 2004-01-20
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Dealing in Securities 2012-12-03 2012-12-10
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Dealing in Securities 2012-12-10 2014-06-30
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Advising on Corporate Finance 2012-12-03 2012-12-10
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Advising on Corporate Finance 2012-12-10 2014-06-30
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Dealing in Securities 2003-04-01 2005-03-10
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Advising on Securities 2003-04-01 2004-01-20
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Advising on Securities 2004-10-06 2005-03-10
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Advising on Corporate Finance 2004-10-06 2005-03-10
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Asset Management 2003-04-01 2004-01-20
AIM992 HUANG Ren-Yen 黃仁彥 RE Dealing in Securities 2003-04-01 2004-02-11
AIM992 HUANG Ren-Yen 黃仁彥 RE Advising on Securities 2003-04-01 2004-01-20
AIM992 HUANG Ren-Yen 黃仁彥 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AIM992 HUANG Ren-Yen 黃仁彥 RE Asset Management 2003-04-01 2004-01-20
AIR925 HSIEH Ming-Hung 謝明宏 RE Dealing in Securities 2003-05-16 2004-01-08
AIU174 KWOK Raymond 郭理民 RE Dealing in Securities 2005-08-31 2005-11-15
AIU174 KWOK Raymond 郭理民 RE Dealing in Securities 2006-06-12 2008-03-03
AIU174 KWOK Raymond 郭理民 RO Dealing in Securities 2005-11-15 2006-06-12
AIU208 LIN Yu-Yu 林昱佑 RE Dealing in Securities 2003-05-16 2003-12-22
AJD359 HUNG Jung-Tsung 洪榮聰 RE Dealing in Securities 2003-11-14 2003-12-04
AJD666 NG Wing Fai 吳永輝 RE Dealing in Securities 2006-10-16 2009-04-01
AJD858 TAM Kin San 譚建新 RE Dealing in Securities 2003-11-04 2004-01-08
AJD859 CHAN Yim Yim 陳艷艷 RE Dealing in Securities 2003-11-04 2003-12-22
AJF340 WERDMOELDER Diederik Jan Karel RE Dealing in Securities 2011-04-06 2012-04-16
AJL908 LUI Thomas Ting Ching 雷廷禎 RE Dealing in Securities 2010-08-02 2017-02-12
AJL908 LUI Thomas Ting Ching 雷廷禎 RE Advising on Securities 2010-08-02 2017-02-12
AJL962 SHIH Pui Ying 施佩瑛 RE Dealing in Securities 2011-07-28 2011-11-23
AJL962 SHIH Pui Ying 施佩瑛 RE Advising on Securities 2011-07-28 2011-11-23
AJL962 SHIH Pui Ying 施佩瑛 RE Asset Management 2011-07-28 2011-11-23
AJN372 LIN Chih-Yuan 林治源 RE Dealing in Securities 2004-03-15 2005-08-03
AJN374 HO Ying Chih 何英志 RE Dealing in Securities 2004-03-15 2005-12-02
AJN374 HO Ying Chih 何英志 RO Dealing in Securities 2005-12-02 2007-04-14
AJN374 HO Ying Chih 何英志 RO Asset Management 2005-11-18 2007-04-14
AJO300 LEE Min Lung 李明隆 RE Dealing in Securities 2004-05-25 2017-02-12
AJO300 LEE Min Lung 李明隆 RE Dealing in Futures Contracts 2013-05-28 2017-02-12
AKJ299 CHAMPAGNE Jean-marc Beaugrand 向君浩 RE Dealing in Securities 2004-10-28 2006-04-03
AKQ625 LI Yi 李怡 RE Advising on Corporate Finance 2004-06-15 2005-12-31
AKW443 CHEN Chih-Kuo 陳治國 RE Dealing in Securities 2004-06-24 2005-08-03
AKW559 SHEEN Chun Shin 沈俊鑫 RE Dealing in Securities 2004-07-12 2004-08-13
AKX850 WANG Shih Tse 汪世澤 RE Dealing in Securities 2004-07-30 2009-04-22
AKX853 TSAI Chieh Fen 蔡劼峯 RE Dealing in Securities 2004-08-12 2004-11-10
AKX855 LIAO Ching Hsien 廖慶憲 RE Dealing in Securities 2004-08-12 2006-03-01
ALA304 NG Tze Chung 吳子聰 RE Dealing in Securities 2009-08-18 2010-11-19
ALA617 CHOI Ka Wai 蔡嘉偉 RE Advising on Corporate Finance 2004-08-19 2005-05-31
ALA802 WONG Hin Lam 黃軒臨 RE Advising on Corporate Finance 2004-08-19 2005-05-13
ALB384 WANG Yun-Ping 王允平 RE Dealing in Securities 2011-04-12 2013-09-04
ALB384 WANG Yun-Ping 王允平 RE Advising on Securities 2011-04-12 2013-09-04
ALB987 WANG Doria Te Yi 王德穎 RE Dealing in Securities 2004-08-11 2005-08-03
ALB994 LIN Hsin-Yi 林新移 RE Dealing in Securities 2004-08-11 2017-02-12
ALB994 LIN Hsin-Yi 林新移 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
ALB997 CHAO Wen-Yu 趙文瑜 RE Dealing in Securities 2004-08-11 2007-08-31
ALI212 JAN Ding-Cheng 詹定成 RE Dealing in Securities 2004-10-18 2005-08-03
ALI215 LIN Ying-Hua 林盈華 RE Dealing in Securities 2004-10-18 2005-08-03
ALI325 TSANG On Yee 曾安儀 RE Dealing in Securities 2004-10-14 2006-01-02
ALJ988 LO Yi Pin 羅宜斌 RE Dealing in Securities 2004-11-26 2007-11-14
ALN246 SU Wei-chia 蘇威嘉 RE Dealing in Securities 2009-04-23 2009-06-22
ALN246 SU Wei-chia 蘇威嘉 RE Dealing in Securities 2010-03-29 2013-08-22
ALN246 SU Wei-chia 蘇威嘉 RO Dealing in Securities 2009-06-22 2010-01-22
ALN246 SU Wei-chia 蘇威嘉 RO Dealing in Securities 2013-08-22 2017-02-12
ALN246 SU Wei-chia 蘇威嘉 RE Dealing in Futures Contracts 2013-05-28 2013-08-22
ALN246 SU Wei-chia 蘇威嘉 RO Dealing in Futures Contracts 2013-08-22 2017-02-12
ALN246 SU Wei-chia 蘇威嘉 RE Advising on Securities 2013-04-10 2013-08-22
ALN246 SU Wei-chia 蘇威嘉 RO Advising on Securities 2013-08-22 2017-02-12
ALN246 SU Wei-chia 蘇威嘉 RO Advising on Futures Contracts 2013-08-22 2017-02-12
ALN246 SU Wei-chia 蘇威嘉 RE Asset Management 2009-06-22 2013-11-12
ALN246 SU Wei-chia 蘇威嘉 RO Asset Management 2013-11-12 2017-02-12
ALN384 NG Wing Luen 伍榮暖 RE Advising on Corporate Finance 2004-12-03 2005-05-13
ALN388 POON Chi Ho 潘志豪 RE Advising on Corporate Finance 2004-12-03 2005-03-04
ALP581 FONG Wai Ching 方慧貞 RE Advising on Corporate Finance 2005-01-03 2005-09-23
ALS851 CHAN Hsiu-Ya 詹琇雅 RE Dealing in Securities 2005-03-17 2005-08-03
ALS852 HUANG Ming-Chung 黃明鐘 RE Dealing in Securities 2005-03-18 2007-08-19
ALT755 YANG Yu-Chin 楊宇清 RE Dealing in Securities 2005-03-17 2013-07-31
ALT755 YANG Yu-Chin 楊宇清 RE Dealing in Futures Contracts 2013-05-24 2013-07-31
ALU527 WONG Chun Chiu 黃振超 RE Dealing in Securities 2012-08-09 2017-02-12
ALU527 WONG Chun Chiu 黃振超 RE Dealing in Futures Contracts 2013-03-22 2017-02-12
ALV228 WANG Ting Kai 王亭凱 RE Dealing in Securities 2005-03-17 2006-08-25
ALV248 HUNG Yuan-Pei 洪願奜 RE Dealing in Securities 2005-05-09 2006-07-31
ALV419 LIAO Chao Hui 廖炤惠 RE Dealing in Securities 2005-03-23 2007-01-10
ALV421 HUI Hoi Wan 許海雲 RE Dealing in Securities 2005-03-23 2006-04-16
ALV422 LIN Sally 林青 RE Dealing in Securities 2005-03-23 2005-10-01
ALV422 LIN Sally 林青 RE Dealing in Securities 2010-07-13 2010-09-08
ALV422 LIN Sally 林青 RE Dealing in Securities 2010-09-29 2015-01-01
ALV422 LIN Sally 林青 RE Advising on Securities 2010-07-13 2010-09-08
ALV422 LIN Sally 林青 RE Advising on Securities 2014-09-29 2015-01-01
ALV422 LIN Sally 林青 RE Advising on Corporate Finance 2010-07-13 2010-09-08
ALV422 LIN Sally 林青 RE Advising on Corporate Finance 2014-11-25 2015-01-01
ALW885 HO Chun-Te 何俊德 RE Dealing in Securities 2013-01-21 2014-08-31
ALW885 HO Chun-Te 何俊德 RE Dealing in Futures Contracts 2013-05-24 2014-08-31
ALW885 HO Chun-Te 何俊德 RE Advising on Securities 2013-01-21 2014-08-31
ALW885 HO Chun-Te 何俊德 RE Asset Management 2013-01-21 2014-08-31
ALY156 CHAN Sheung Yan, Andrew 陳上仁 RE Dealing in Securities 2010-06-15 2015-03-01
ALY156 CHAN Sheung Yan, Andrew 陳上仁 RE Dealing in Futures Contracts 2013-05-21 2015-03-01
ALY156 CHAN Sheung Yan, Andrew 陳上仁 RE Advising on Securities 2010-06-15 2015-03-01
ALY156 CHAN Sheung Yan, Andrew 陳上仁 RE Asset Management 2014-06-06 2015-03-01
ALY679 TSAI Yu-Chun 蔡玉君 RE Dealing in Securities 2005-04-28 2006-01-13
ALY680 HU Hsien-Chung 胡憲忠 RE Dealing in Securities 2005-04-28 2006-03-17
ALY682 LEE Yi-Chiu 李怡秋 RE Dealing in Securities 2005-04-28 2017-02-12
ALY685 TIAO Yu-Lin 刁玉玲 RE Dealing in Securities 2005-04-28 2006-03-13
ALY687 LIU Shih-Chi 劉世祺 RE Dealing in Securities 2005-04-28 2007-10-04
ALY687 LIU Shih-Chi 劉世祺 RO Dealing in Securities 2007-10-04 2008-03-19
ALY690 WANG Bi-Sui 王碧穗 RE Dealing in Securities 2005-04-28 2017-02-12
ALY694 CHIU Shu-Ping 邱淑萍 RE Dealing in Securities 2005-04-28 2017-02-12
ALY713 SHEN Jen Der 沈振德 RE Dealing in Securities 2005-05-04 2006-07-21
ALY713 SHEN Jen Der 沈振德 RE Dealing in Securities 2012-07-19 2015-03-30
ALY713 SHEN Jen Der 沈振德 RO Dealing in Securities 2015-03-30 2015-12-01
ALY713 SHEN Jen Der 沈振德 RE Advising on Corporate Finance 2012-07-19 2014-05-21
ALY713 SHEN Jen Der 沈振德 RO Advising on Corporate Finance 2014-05-21 2015-12-01
ALY717 CHANG Yi-Chien 張宜茜 RE Dealing in Securities 2005-05-04 2008-04-18
ALY717 CHANG Yi-Chien 張宜茜 RE Dealing in Securities 2010-04-29 2010-09-10
ALY762 LIU Mei-Ling 劉美玲 RE Dealing in Securities 2005-04-28 2017-02-12
ALZ559 LIE Suet Ching 李雪晶 RE Advising on Securities 2006-12-04 2008-04-27
AMA887 KHOO Wee Han RE Dealing in Securities 2005-05-30 2005-11-25
AME200 KUNG Yu Hang 龔宇亨 RE Dealing in Securities 2008-05-19 2008-10-31
AME216 FOK Siu Pong 霍少邦 RE Dealing in Securities 2010-02-17 2010-05-03
AME366 KWOK Hoi Chuen, Justin 郭凱銓 RE Dealing in Securities 2012-08-16 2013-04-01
AME366 KWOK Hoi Chuen, Justin 郭凱銓 RE Advising on Securities 2012-08-16 2013-04-01
AME567 LO Eric T W 盧定威 RE Advising on Corporate Finance 2005-06-24 2007-06-15
AMJ753 CHEN Ling-Ching 陳鈴晴 RE Dealing in Securities 2005-08-29 2008-03-25
AMJ869 JING Lihua 井麗華 RE Advising on Corporate Finance 2005-10-03 2006-07-21
AMK377 LU Yong 呂涌 RE Dealing in Securities 2005-09-05 2006-07-31
AML711 WENG Chien-Tsang 翁健藏 RE Dealing in Securities 2005-09-20 2007-09-09
AML712 CHENG Rung Jin 鄭榮進 RE Dealing in Securities 2005-09-20 2008-12-01
AMN882 WANG Heng Hui 汪恆惠 RE Dealing in Securities 2012-11-26 2014-07-31
AMN882 WANG Heng Hui 汪恆惠 RE Dealing in Futures Contracts 2013-05-24 2014-07-31
AMN882 WANG Heng Hui 汪恆惠 RO Advising on Securities 2012-11-26 2014-07-31
AMN882 WANG Heng Hui 汪恆惠 RO Advising on Futures Contracts 2013-10-03 2014-07-31
AMN882 WANG Heng Hui 汪恆惠 RE Asset Management 2009-09-03 2011-10-06
AMN882 WANG Heng Hui 汪恆惠 RO Asset Management 2011-10-06 2014-07-31
AMU205 TSE Shu Sing Simon 謝樹聲 RE Advising on Corporate Finance 2006-01-10 2007-10-20
AMU223 SIU Yin Shan 蕭燕姍 RE Dealing in Securities 2009-11-26 2011-04-24
AMU223 SIU Yin Shan 蕭燕姍 RE Advising on Securities 2009-12-15 2011-04-24
AMU853 LAU Chu Hung 劉柱洪 RE Dealing in Securities 2010-06-14 2010-12-27
AMU913 LEUNG Vincent 梁玄昇 RE Advising on Securities 2006-01-20 2006-05-01
ANB171 XU Guoqiao 徐国桥 RE Advising on Securities 2006-02-20 2009-09-30
ANB174 WEN Hong 聞宏 RE Advising on Securities 2006-02-16 2006-09-22
ANE426 LEE Michael Douglas 李嘉文 RE Dealing in Securities 2006-03-22 2007-05-15
ANF069 Tang Sau Lai 鄧秀麗 RE Dealing in Securities 2011-07-25 2017-02-12
ANF069 Tang Sau Lai 鄧秀麗 RE Asset Management 2011-07-25 2017-02-12
ANG468 LAU Tat Shing 劉達誠 RE Dealing in Securities 2011-05-31 2012-03-17
ANG469 LEE Po Chun 李保俊 RE Dealing in Securities 2007-08-23 2011-04-14
ANH318 TU Hsiu-Ying 涂秀英 RE Dealing in Securities 2014-12-04 2016-09-01
ANH560 FOK Ka Leung 霍家亮 RE Dealing in Securities 2016-06-20 2017-02-12
ANH560 FOK Ka Leung 霍家亮 RE Dealing in Futures Contracts 2016-06-20 2017-02-12
ANI899 LI Yanlin 李豔琳 RE Advising on Securities 2006-05-04 2006-09-30
ANK441 LAI Hiu Yik 賴曉憶 RE Dealing in Securities 2011-04-21 2017-02-12
ANK441 LAI Hiu Yik 賴曉憶 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
ANK461 LI Sing Yeung 李聲揚 RE Dealing in Securities 2016-08-17 2017-02-12
ANK461 LI Sing Yeung 李聲揚 RE Advising on Securities 2016-08-17 2016-11-18
ANK461 LI Sing Yeung 李聲揚 RO Advising on Securities 2016-11-18 2017-02-12
ANK808 MA Nan RE Advising on Securities 2006-05-23 2007-09-07
ANL052 CHEN Chun-Wei 陳俊瑋 RE Dealing in Securities 2006-05-26 2007-07-15
ANL055 ZHU Ang RE Advising on Securities 2006-05-30 2007-02-03
ANM666 HONG Tianfeng 洪天丰 RE Advising on Securities 2006-06-12 2007-08-14
ANP634 YANG Chien-Yi 楊建億 RE Dealing in Securities 2007-03-05 2007-09-10
ANQ064 NG Kwan Yat 伍君逸 RE Dealing in Securities 2016-06-17 2017-02-12
ANQ064 NG Kwan Yat 伍君逸 RE Dealing in Futures Contracts 2016-06-17 2017-02-12
ANT413 LEE Wai Keung 李偉強 RE Dealing in Securities 2016-06-17 2016-07-24
ANT413 LEE Wai Keung 李偉強 RE Dealing in Futures Contracts 2016-06-17 2016-07-24
ANU075 FANG Hong-Jen 方宏仁 RE Dealing in Securities 2006-11-13 2010-06-18
ANY353 CHANG Hui-Ting 張惠婷 RE Dealing in Securities 2006-11-03 2008-03-28
ANY353 CHANG Hui-Ting 張惠婷 RE Advising on Corporate Finance 2006-11-03 2008-03-28
ANY357 PENG Ying-Hui 彭穎慧 RE Dealing in Securities 2006-11-03 2007-11-23
ANY357 PENG Ying-Hui 彭穎慧 RE Advising on Corporate Finance 2006-11-03 2007-11-23
ANZ527 CHAN Yi, Vivien 陳怡 RE Advising on Securities 2008-07-31 2012-07-06
AOB928 HO Tzu-Chuan 何賜川 RE Dealing in Securities 2006-10-25 2010-05-01
AOB928 HO Tzu-Chuan 何賜川 RE Dealing in Securities 2012-01-26 2017-02-03
AOB928 HO Tzu-Chuan 何賜川 RO Dealing in Securities 2017-02-03 2017-02-12
AOG221 XU Yunyi RE Advising on Securities 2006-11-28 2012-01-21
AOJ451 LIN Yi-Ju 林怡如 RE Dealing in Securities 2007-01-04 2007-05-31
AOM499 LIAN Ling-Yu 連玲玉 RE Dealing in Securities 2007-09-20 2011-08-19
AOM499 LIAN Ling-Yu 連玲玉 RE Advising on Securities 2007-09-07 2011-08-19
AOM499 LIAN Ling-Yu 連玲玉 RO Asset Management 2007-03-27 2012-04-01
AON863 YU Yizhi 俞翼之 RE Advising on Securities 2007-02-12 2010-03-11
AOO273 YEUNG Chun Hei 楊俊希 RE Dealing in Securities 2012-11-01 2013-11-04
AOO273 YEUNG Chun Hei 楊俊希 RE Advising on Securities 2012-11-01 2013-11-04
AOO888 CHEN Wei-Chieh 陳偉傑 RE Advising on Corporate Finance 2007-02-21 2010-07-16
AOO895 LOU Yu-Min 樓裕民 RE Advising on Corporate Finance 2007-02-21 2007-10-23
AOQ599 LAU Kwok Hei 劉國熙 RE Dealing in Securities 2012-04-30 2015-07-20
AOQ599 LAU Kwok Hei 劉國熙 RE Dealing in Futures Contracts 2013-05-21 2015-07-20
AOQ780 HAN Jundong 韓駿東 RE Dealing in Securities 2007-03-01 2011-02-20
AOR307 LIN Hao-Fan 林浩凡 RE Asset Management 2007-04-25 2007-08-28
AOR307 LIN Hao-Fan 林浩凡 RO Asset Management 2007-08-28 2008-02-15
AOT873 WU Cho-Wei 吳卓威 RE Dealing in Securities 2007-05-09 2012-02-16
AOT873 WU Cho-Wei 吳卓威 RE Advising on Corporate Finance 2007-05-09 2012-02-16
AOU242 LEUNG Chi Kong 梁智剛 RE Dealing in Securities 2011-07-29 2014-11-03
AOU242 LEUNG Chi Kong 梁智剛 RE Dealing in Futures Contracts 2013-05-21 2014-11-03
AOU393 HSU Pei-Yun 許貝筠 RE Dealing in Securities 2007-04-16 2008-04-13
AOV377 HUANG Po-Tang 黃柏棠 RE Advising on Securities 2007-04-27 2007-07-06
AOV386 LIU Yi-Ping 劉逸平 RE Advising on Securities 2007-04-27 2007-07-06
AOV421 WU Ru-Yu 吳如玉 RE Dealing in Securities 2007-05-02 2011-03-15
AOV537 HE Xuemei 賀雪梅 RE Advising on Securities 2007-05-02 2007-12-27
AOV622 HUANG Chun Yi 黃君藝 RE Dealing in Securities 2009-07-06 2012-01-20
AOV622 HUANG Chun Yi 黃君藝 RE Dealing in Securities 2016-10-11 2017-02-12
AOV622 HUANG Chun Yi 黃君藝 RO Dealing in Securities 2012-01-20 2014-07-31
AOV622 HUANG Chun Yi 黃君藝 RE Advising on Securities 2016-10-11 2017-02-12
AOV622 HUANG Chun Yi 黃君藝 RO Advising on Securities 2013-09-02 2014-07-31
AOV622 HUANG Chun Yi 黃君藝 RE Asset Management 2009-05-05 2009-07-08
AOV622 HUANG Chun Yi 黃君藝 RE Asset Management 2016-10-11 2016-12-09
AOV622 HUANG Chun Yi 黃君藝 RO Asset Management 2009-07-08 2014-07-31
AOV622 HUANG Chun Yi 黃君藝 RO Asset Management 2016-12-09 2017-02-12
APA030 CHENG Pak To 鄭柏滔 RE Dealing in Securities 2015-12-11 2017-02-12
APB175 YAU Man Hong 邱文康 RE Dealing in Securities 2016-06-17 2017-02-12
APB175 YAU Man Hong 邱文康 RE Dealing in Futures Contracts 2016-06-17 2017-02-12
APB418 CHOW Ho Suen 鄒昊璿 RE Dealing in Securities 2011-09-09 2015-04-22
APB434 LOKE Helen Man 陸敏 RE Dealing in Securities 2011-09-09 2012-07-31
APB434 LOKE Helen Man 陸敏 RE Advising on Securities 2011-09-09 2012-07-31
APB434 LOKE Helen Man 陸敏 RE Asset Management 2011-09-09 2012-07-31
APB563 CHEN Shih-Che 陳詩哲 RE Dealing in Securities 2007-06-08 2017-02-12
APB941 CHEN Chi Kit 陳志傑 RE Dealing in Securities 2009-06-26 2011-07-30
APF559 LIN Yu-Hsien 林于仙 RE Dealing in Securities 2008-05-08 2009-09-11
APH012 WONG Yuen Ting 王阮婷 RE Dealing in Securities 2009-08-25 2013-03-24
APH428 PANG Ting Ting 彭婷婷 RE Dealing in Securities 2011-09-09 2015-04-09
APH428 PANG Ting Ting 彭婷婷 RE Dealing in Futures Contracts 2013-03-22 2015-04-09
APH428 PANG Ting Ting 彭婷婷 RE Advising on Securities 2011-09-09 2015-04-09
APH599 PANG Wing Yi 彭詠儀 RE Dealing in Securities 2007-07-23 2010-06-13
APH603 XU Cheng 徐成 RE Advising on Securities 2007-07-23 2008-11-07
APL954 LO Pao-Chi 羅寳冀 RE Dealing in Securities 2007-08-24 2011-01-28
APL954 LO Pao-Chi 羅寳冀 RO Dealing in Securities 2011-01-28 2017-02-12
APL954 LO Pao-Chi 羅寳冀 RE Dealing in Futures Contracts 2013-05-28 2017-02-12
APL954 LO Pao-Chi 羅寳冀 RE Asset Management 2014-11-13 2017-02-12
APL970 TSAI Chieh-Lung 蔡杰龍 RE Dealing in Securities 2007-08-24 2007-12-07
APN786 LIN Chia-Pei 林佳佩 RE Dealing in Securities 2007-08-29 2009-07-31
APP171 LIN Shu-Mei 林姝媺 RE Dealing in Securities 2007-09-06 2010-07-27
APP171 LIN Shu-Mei 林姝媺 RE Dealing in Securities 2010-12-08 2012-01-01
APR857 LEUNG Chun Tung 梁振東 RE Dealing in Securities 2016-06-17 2016-08-06
APR857 LEUNG Chun Tung 梁振東 RE Dealing in Futures Contracts 2016-06-17 2016-08-06
APS301 LEE Ming Yan 李明欣 RE Dealing in Securities 2013-05-20 2013-07-31
APV172 TSAI Kai-Lun 蔡凱倫 RE Dealing in Securities 2015-10-08 2016-07-13
APX135 CHAN Kin Ting 陳建廷 RE Dealing in Securities 2007-12-12 2007-12-14
APX135 CHAN Kin Ting 陳建廷 RE Advising on Corporate Finance 2007-10-31 2007-12-14
AQA271 YANG Chia Nung 楊家農 RE Dealing in Securities 2007-11-15 2010-05-14
AQB081 PENG Hui Ping 彭惠萍 RE Dealing in Securities 2007-11-27 2017-02-12
AQB089 CHEN Ya Lan 陳雅蘭 RE Dealing in Securities 2007-11-27 2011-02-28
AQC427 LAM Tak Fung 林德豐 RE Dealing in Securities 2016-02-26 2017-02-12
AQC427 LAM Tak Fung 林德豐 RE Dealing in Futures Contracts 2016-02-26 2017-02-12
AQE047 CHENG Jui Hsi RE Asset Management 2008-01-22 2008-01-31
AQE690 CHUNG Siu Pang 鍾紹鵬 RE Dealing in Securities 2012-10-08 2014-09-26
AQE690 CHUNG Siu Pang 鍾紹鵬 RE Dealing in Futures Contracts 2012-12-10 2014-09-26
AQF076 CHAN Sui Wai 陳瑞威 RE Dealing in Securities 2011-02-17 2014-08-31
AQF076 CHAN Sui Wai 陳瑞威 RE Dealing in Futures Contracts 2013-05-21 2014-08-31
AQG719 YU Wen Yaw 余文耀 RE Asset Management 2008-01-08 2009-08-21
AQI151 CHEN Li Chi 陳麗琪 RE Dealing in Securities 2008-01-17 2017-02-12
AQJ450 LAM Lok Wing, Benny 林樂穎 RE Advising on Corporate Finance 2008-01-25 2009-08-10
AQJ451 LEE Pei Chen 李佩珍 RE Dealing in Securities 2008-01-25 2008-09-11
AQJ852 LIAO I-Chun 廖苡君 RE Dealing in Securities 2008-01-28 2008-09-11
AQJ852 LIAO I-Chun 廖苡君 RE Dealing in Securities 2009-06-30 2010-03-10
AQM403 CHANG Wei-Chun 張維君 RE Dealing in Securities 2009-09-30 2013-02-28
AQM403 CHANG Wei-Chun 張維君 RE Advising on Securities 2009-09-30 2013-02-28
AQM590 CHEN Pei Shan 陳佩珊 RE Dealing in Securities 2008-02-18 2010-07-31
AQN540 CHAU Man Ting 周文婷 RE Dealing in Securities 2008-04-28 2009-06-11
AQN907 CHENG Yu Man 鄭宇汶 RE Advising on Corporate Finance 2008-02-21 2009-10-09
AQO264 ZHOU Ye 周曄 RE Advising on Securities 2008-02-25 2010-06-05
AQQ100 KNUTSON Jesse David RE Dealing in Securities 2008-04-11 2009-10-31
AQQ102 LIN Hsiu-Hui 林秀惠 RE Dealing in Securities 2008-04-11 2009-07-10
AQQ103 CHIANG Wei-Yuan 江偉源 RE Dealing in Securities 2008-04-11 2008-06-27
AQQ103 CHIANG Wei-Yuan 江偉源 RO Dealing in Securities 2008-06-27 2009-01-01
AQR485 WANG Hsin-Yi 王馨儀 RE Dealing in Securities 2008-03-31 2010-06-18
AQR492 YANG Shu-Min 楊書銘 RE Dealing in Securities 2008-03-31 2009-02-05
AQR493 HUANG Hsuan-Min 黃宣銘 RE Dealing in Securities 2008-03-31 2010-06-09
AQS180 HO Wen-Hao 何文豪 RE Dealing in Securities 2008-03-31 2009-10-17
AQS207 HSU Waymin 許維銘 RE Dealing in Securities 2008-03-20 2010-05-14
AQV659 TIAN Shan 田珊 RE Dealing in Securities 2009-10-19 2010-12-31
AQV659 TIAN Shan 田珊 RE Advising on Securities 2009-10-19 2010-12-31
AQV659 TIAN Shan 田珊 RE Advising on Corporate Finance 2009-10-19 2010-12-31
AQW515 LIN Hsin Hua 林心華 RE Dealing in Securities 2008-04-17 2017-02-12
AQX105 CHEN Hsin Yi 陳欣怡 RE Dealing in Securities 2010-09-09 2012-08-31
AQX424 CHIU I Chun 邱奕君 RE Dealing in Securities 2014-11-19 2017-02-12
AQX476 HO Chun Ta 何俊達 RE Dealing in Securities 2013-01-21 2017-02-12
AQX476 HO Chun Ta 何俊達 RE Dealing in Futures Contracts 2013-05-24 2017-02-12
AQX476 HO Chun Ta 何俊達 RE Advising on Securities 2013-01-21 2017-02-12
AQX476 HO Chun Ta 何俊達 RE Asset Management 2013-01-21 2017-02-12
AQX487 FAN Shu Ming 范書銘 RE Dealing in Securities 2015-02-16 2017-02-12
ARA266 CHEUNG Kin Hang 張建恆 RE Dealing in Securities 2010-03-18 2010-09-19
ARA406 HSU Tung-cheng 許董成 RE Dealing in Securities 2008-05-14 2008-07-01
ARB703 WANG Yun-hsiu 王允秀 RE Dealing in Securities 2008-05-22 2009-05-24
ARB766 TSEN Pei-yu 曾珮瑜 RE Dealing in Securities 2008-05-22 2010-08-20
ARC105 LEE Chia-yu 李家毓 RE Dealing in Securities 2008-05-26 2010-04-20
ARD490 CHUANG Ying-ming 莊英明 RE Dealing in Securities 2008-07-11 2011-11-14
ARD490 CHUANG Ying-ming 莊英明 RE Advising on Corporate Finance 2008-07-11 2011-11-14
ARE465 SHYU Li-han 徐立涵 RE Dealing in Securities 2008-06-11 2009-09-30
ARE465 SHYU Li-han 徐立涵 RE Dealing in Securities 2011-07-28 2017-02-12
ARE466 WU Hsin-i 吳欣怡 RE Dealing in Securities 2008-06-11 2017-02-12
ARE467 PENG Wen-ying 彭文嫈 RE Dealing in Securities 2008-06-11 2009-07-04
ARG571 YEUNG Chun Pong 楊振邦 RE Dealing in Securities 2011-03-24 2015-05-01
ARG571 YEUNG Chun Pong 楊振邦 RE Dealing in Futures Contracts 2013-05-21 2015-05-01
ARH151 HSIEH Tsai-yin 謝采茵 RE Dealing in Securities 2008-07-07 2008-12-03
ARH480 TSAI Chien-Chih 蔡建志 RE Dealing in Securities 2010-06-09 2011-01-06
ARH480 TSAI Chien-Chih 蔡建志 RO Dealing in Securities 2011-01-06 2017-02-12
ARH480 TSAI Chien-Chih 蔡建志 RO Dealing in Futures Contracts 2012-04-23 2017-02-12
ARH480 TSAI Chien-Chih 蔡建志 RO Advising on Securities 2016-11-18 2017-02-12
ARH480 TSAI Chien-Chih 蔡建志 RO Advising on Futures Contracts 2013-05-16 2017-02-12
ARI567 LIAO Chun-chiang 廖俊強 RE Dealing in Securities 2008-07-15 2009-07-06
ARL369 LIN Ping-kuei 林炳魁 RE Dealing in Securities 2008-08-20 2010-09-14
ARM499 YIP Yuk Lam 葉旭林 RE Dealing in Securities 2012-03-15 2017-02-12
ARM499 YIP Yuk Lam 葉旭林 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
ARM499 YIP Yuk Lam 葉旭林 RE Advising on Securities 2012-03-15 2017-02-12
ARM499 YIP Yuk Lam 葉旭林 RE Asset Management 2012-05-17 2017-02-12
ARN801 TSAI Tung-Liang 蔡東良 RE Advising on Corporate Finance 2008-09-30 2011-02-21
ART649 HSU Yu-chiuan 徐毓荃 RE Dealing in Securities 2008-10-27 2017-02-12
ART649 HSU Yu-chiuan 徐毓荃 RE Dealing in Futures Contracts 2013-06-19 2017-02-12
ARV068 TAO Nien-chun 陶念濬 RE Dealing in Securities 2008-11-05 2010-10-09
ARV784 HO Ya-ling 何雅玲 RE Dealing in Securities 2008-11-10 2011-05-31
ARV785 LAN Shu Hua 藍淑樺 RE Dealing in Securities 2008-11-10 2011-03-31
ARZ160 TORRES Marcos Daniel RE Dealing in Securities 2008-12-23 2010-06-18
ASF431 WANG Shih-fang 王世方 RE Dealing in Securities 2009-01-05 2010-04-01
ASG237 TAM Chi Chung 譚智聰 RE Dealing in Securities 2010-10-07 2017-02-12
ASG237 TAM Chi Chung 譚智聰 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
ASH945 WANG Pao-Chang 王保章 RE Dealing in Securities 2009-01-22 2010-03-04
ASK367 LIN Verna Yu-ting 林玉婷 RE Dealing in Securities 2013-08-19 2017-02-12
ASU227 CHEN Chia-hui 陳佳慧 RE Dealing in Securities 2011-04-13 2013-02-07
ASU227 CHEN Chia-hui 陳佳慧 RE Advising on Securities 2011-04-13 2013-02-07
ASY518 LAM Tsz Ching 林子靖 RE Dealing in Securities 2011-04-15 2012-05-30
ATB520 LIU Jiang 劉江 RE Advising on Securities 2009-08-04 2010-08-09
ATT866 LIANG Lili 梁麗麗 RE Dealing in Securities 2014-11-20 2016-01-13
ATX897 TONG Alex Chi Kai 湯熾佳 RE Dealing in Securities 2014-05-13 2014-11-17
ATX897 TONG Alex Chi Kai 湯熾佳 RE Dealing in Futures Contracts 2014-05-13 2014-11-17
AUA441 YAU Chi Wai 邱志偉 RE Dealing in Securities 2009-11-03 2013-09-22
AUA441 YAU Chi Wai 邱志偉 RE Advising on Securities 2009-11-03 2013-09-22
AUA441 YAU Chi Wai 邱志偉 RE Advising on Corporate Finance 2009-11-03 2013-09-22
AUN392 LI Kun 李堃 RE Advising on Securities 2010-01-19 2011-04-07
AUQ299 BERNSTEIN Steven A RE Asset Management 2012-12-13 2013-10-31
AUQ473 HSU Min Chieh 許敏潔 RE Dealing in Securities 2010-01-29 2015-07-24
AUQ473 HSU Min Chieh 許敏潔 RE Dealing in Futures Contracts 2013-06-19 2015-07-24
AUS139 CHEUNG Tomo-hito 張智仁 RE Dealing in Securities 2012-01-09 2015-06-22
AUS139 CHEUNG Tomo-hito 張智仁 RE Dealing in Securities 2015-07-23 2017-02-01
AUS139 CHEUNG Tomo-hito 張智仁 RE Dealing in Futures Contracts 2013-05-21 2015-06-22
AUS139 CHEUNG Tomo-hito 張智仁 RE Dealing in Futures Contracts 2015-07-23 2017-02-01
AUT952 LAM Wing Ki 林詠琪 RE Dealing in Securities 2011-10-03 2017-02-12
AUZ340 MAK Cheuk Hong 麥卓康 RE Dealing in Securities 2012-06-04 2015-09-07
AUZ340 MAK Cheuk Hong 麥卓康 RE Dealing in Futures Contracts 2013-05-21 2015-09-07
AUZ451 XIANG Yi 向藝 RE Dealing in Securities 2010-05-18 2012-08-19
AUZ451 XIANG Yi 向藝 RE Advising on Securities 2012-04-23 2012-08-19
AUZ758 LIN Tiyuan 林娣沅 RE Dealing in Securities 2010-04-13 2014-07-01
AUZ758 LIN Tiyuan 林娣沅 RE Dealing in Futures Contracts 2013-05-21 2014-07-01
AVA040 CHEN Shih-Chi 陳奭奇 RE Asset Management 2010-04-12 2010-10-28
AVA040 CHEN Shih-Chi 陳奭奇 RO Asset Management 2010-10-28 2011-04-21
AVE982 PANG Yeung Ping 彭揚萍 RE Dealing in Securities 2013-11-20 2013-12-20
AVH609 HAN Chin Tang 韓錦堂 RE Dealing in Securities 2016-12-13 2017-02-12
AVI835 WU Juan 吳鵑 RE Advising on Securities 2010-07-06 2011-03-09
AVI840 KANG Jui Chi 康瑞淇 RE Dealing in Securities 2010-06-15 2017-02-12
AVI840 KANG Jui Chi 康瑞淇 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
AVI867 QU Wen 曲文 RE Dealing in Securities 2010-06-15 2017-02-12
AVI867 QU Wen 曲文 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
AVI881 SONG Ling 宋玲 RE Dealing in Securities 2010-06-17 2013-11-26
AVI881 SONG Ling 宋玲 RO Dealing in Securities 2013-11-26 2017-02-12
AVI881 SONG Ling 宋玲 RE Dealing in Futures Contracts 2013-05-21 2013-11-26
AVI881 SONG Ling 宋玲 RO Dealing in Futures Contracts 2013-11-26 2017-02-12
AVL882 HSU Wei-Chi 徐瑋祺 RE Dealing in Securities 2010-07-09 2014-09-30
AVL882 HSU Wei-Chi 徐瑋祺 RE Dealing in Futures Contracts 2013-05-21 2014-09-30
AVL885 HUNG Hsiang-Shih 洪翔詩 RE Dealing in Securities 2010-07-09 2017-02-12
AVM003 ZHU Min 朱敏 RE Advising on Securities 2010-09-08 2010-11-30
AVM004 LEE Tzu-chieh 李智潔 RE Dealing in Securities 2010-07-12 2013-10-31
AVM004 LEE Tzu-chieh 李智潔 RE Dealing in Securities 2014-09-25 2015-05-15
AVP159 HUANG Jen-Liang 黃仁亮 RE Dealing in Securities 2010-08-02 2014-09-01
AVP159 HUANG Jen-Liang 黃仁亮 RO Dealing in Securities 2014-09-01 2016-08-04
AVP159 HUANG Jen-Liang 黃仁亮 RE Dealing in Futures Contracts 2013-05-24 2016-08-04
AVP159 HUANG Jen-Liang 黃仁亮 RE Advising on Securities 2010-08-02 2015-09-10
AVP159 HUANG Jen-Liang 黃仁亮 RO Advising on Securities 2015-09-10 2016-08-04
AVS669 YEN Ming-hsing 顏銘新 RE Advising on Corporate Finance 2010-08-23 2011-02-13
AVS864 LE Yongqiang 樂永強 RE Dealing in Securities 2010-08-27 2017-02-12
AVS864 LE Yongqiang 樂永強 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
AVS905 TANG Shucheng 唐署程 RE Advising on Securities 2010-08-25 2011-10-01
AVS907 DOU Xiaoqin 竇曉琴 RE Advising on Securities 2010-09-16 2011-06-27
AVW626 LAI Wayne RE Dealing in Securities 2010-09-24 2010-12-22
AWC324 LIU Hang Yu 劉承紘 RE Advising on Corporate Finance 2010-10-18 2011-04-12
AWC324 LIU Hang Yu 劉承紘 RO Advising on Corporate Finance 2011-04-12 2011-06-08
AWC324 LIU Hang Yu 劉承紘 RO Advising on Corporate Finance 2011-10-21 2015-08-01
AWE267 LEI Quei-An 雷歸安 RE Dealing in Securities 2010-11-01 2012-05-01
AWE778 LIU Yonggang 劉永剛 RE Dealing in Securities 2013-12-27 2014-08-31
AWE778 LIU Yonggang 劉永剛 RE Advising on Securities 2013-12-27 2014-08-31
AWE778 LIU Yonggang 劉永剛 RE Asset Management 2013-12-27 2014-08-31
AWG907 TAM Yat Kan 譚逸勤 RE Dealing in Securities 2010-11-12 2011-03-21
AWG907 TAM Yat Kan 譚逸勤 RE Dealing in Securities 2011-04-12 2012-03-31
AWG925 LI Shih-hui 李詩惠 RE Dealing in Securities 2010-11-12 2012-02-29
AWG925 LI Shih-hui 李詩惠 RE Advising on Securities 2010-11-12 2012-02-29
AWJ805 CHAN Wai Sing 陳偉星 RE Dealing in Securities 2012-06-01 2014-04-25
AWJ805 CHAN Wai Sing 陳偉星 RE Dealing in Futures Contracts 2013-05-21 2014-04-25
AWS792 CHENG Siu Fung 鄭兆豐 RE Dealing in Securities 2015-08-13 2017-02-12
AWS792 CHENG Siu Fung 鄭兆豐 RE Dealing in Futures Contracts 2015-08-13 2017-02-12
AWT889 TANG Sze Ning Erica 鄧思寧 RE Dealing in Securities 2011-02-14 2012-07-13
AWT889 TANG Sze Ning Erica 鄧思寧 RE Advising on Securities 2011-02-14 2012-07-13
AWT889 TANG Sze Ning Erica 鄧思寧 RE Advising on Corporate Finance 2011-02-14 2012-07-13
AWU414 WU Michelle Yi-Hui RE Dealing in Securities 2011-02-15 2012-06-27
AWU414 WU Michelle Yi-Hui RE Advising on Securities 2011-02-15 2012-06-27
AWW248 WENG Jung-Jo 翁容若 RE Dealing in Securities 2011-03-07 2017-02-12
AWY284 WAN Chun Kit Ricky 溫俊傑 RE Dealing in Securities 2011-10-12 2012-08-05
AXA403 SHAW Jensens 邵將星 RE Dealing in Securities 2015-05-12 2016-05-11
AXA403 SHAW Jensens 邵將星 RE Dealing in Futures Contracts 2015-05-12 2016-05-11
AXB314 CHEN Yi-yin 陳怡吟 RE Dealing in Securities 2011-03-25 2012-06-24
AXB314 CHEN Yi-yin 陳怡吟 RE Advising on Corporate Finance 2011-03-25 2012-06-24
AXC090 WONG Yau Wing 王有荣 RE Dealing in Securities 2015-07-09 2017-02-12
AXC090 WONG Yau Wing 王有荣 RE Dealing in Futures Contracts 2015-07-09 2017-02-12
AXE839 SONG Lihua 宋麗華 RE Advising on Securities 2011-04-20 2012-06-27
AXE840 WEI Faming 魏法明 RE Advising on Securities 2011-04-20 2012-12-20
AXI117 SETO Ming Wai 司徒明慧 RE Dealing in Securities 2014-04-22 2015-11-12
AXR842 CHENG Kwok Sum 鄭國森 RE Dealing in Securities 2011-08-01 2015-04-22
AXR842 CHENG Kwok Sum 鄭國森 RE Dealing in Futures Contracts 2013-05-21 2015-04-22
AXS308 CHOI Chi Cheong, Antonius 蔡熾昌 RE Dealing in Securities 2015-10-02 2017-02-12
AXS308 CHOI Chi Cheong, Antonius 蔡熾昌 RE Dealing in Futures Contracts 2015-11-05 2017-02-12
AXS308 CHOI Chi Cheong, Antonius 蔡熾昌 RE Asset Management 2015-12-01 2017-02-12
AXS905 YU Lien Wei 余連瑋 RE Dealing in Securities 2011-08-01 2017-02-12
AXS905 YU Lien Wei 余連瑋 RE Dealing in Futures Contracts 2013-05-21 2017-02-12
AXS905 YU Lien Wei 余連瑋 RE Advising on Securities 2012-06-12 2017-02-12
AXS905 YU Lien Wei 余連瑋 RE Advising on Futures Contracts 2013-06-19 2017-02-12
AXS905 YU Lien Wei 余連瑋 RE Asset Management 2012-10-24 2017-02-12
AXV330 CHEN Chen 陳臣 RE Advising on Securities 2011-08-15 2011-10-17
AXV331 ZHOU Yu 周煜 RE Advising on Securities 2011-08-15 2013-06-06
AXV343 LI Ying Ying 李盈盈 RE Dealing in Securities 2011-08-15 2017-02-12
AXV343 LI Ying Ying 李盈盈 RE Dealing in Futures Contracts 2013-07-18 2017-02-12
AXW471 FANG Sung-yu 方頌宇 RE Dealing in Securities 2011-08-15 2012-02-29
AXY804 SHAM Chi Ho 岑志濠 RE Dealing in Securities 2011-08-29 2011-12-24
AXZ080 LIU Zhengzheng 劉爭爭 RE Advising on Securities 2011-09-02 2017-02-12
AYI630 LUK Sui Fung 陸瑞鋒 RE Dealing in Securities 2011-11-16 2017-02-12
AYI630 LUK Sui Fung 陸瑞鋒 RE Dealing in Futures Contracts 2013-05-24 2017-02-12
AYI630 LUK Sui Fung 陸瑞鋒 RE Asset Management 2012-08-16 2017-02-12
AYT901 LEE Yin Lin 李盈菱 RE Dealing in Securities 2012-08-22 2017-02-12
AZN926 LIN Tsai-Hsuan RE Dealing in Securities 2012-05-23 2014-09-28
AZS374 LEUNG Jun Kei 梁濬麒 RE Dealing in Securities 2012-08-29 2015-03-13
AZT497 WANG Wei-Chen RE Dealing in Securities 2012-06-26 2014-07-31
AZX329 LU Yi Chun 盧奕均 RE Dealing in Securities 2012-07-16 2013-05-11
AZX329 LU Yi Chun 盧奕均 RE Advising on Securities 2012-07-16 2013-05-11
AZX329 LU Yi Chun 盧奕均 RE Advising on Corporate Finance 2012-08-17 2013-05-11
AZY531 LI Man Kit 李文傑 RE Dealing in Securities 2016-08-16 2017-02-12
AZY531 LI Man Kit 李文傑 RE Advising on Securities 2016-08-16 2017-02-12
BAA503 WU Han-Yin 吳涵因 RE Dealing in Securities 2012-08-07 2017-02-12
BAA503 WU Han-Yin 吳涵因 RE Dealing in Futures Contracts 2014-08-18 2017-02-12
BAC021 ZHANG Jianbo 張建博 RE Dealing in Securities 2012-08-20 2014-06-30
BAC021 ZHANG Jianbo 張建博 RE Advising on Corporate Finance 2012-10-12 2014-06-30
BAD910 WANG Pei-yi 王蓓儀 RE Dealing in Securities 2015-02-27 2017-02-12
BAD910 WANG Pei-yi 王蓓儀 RE Dealing in Futures Contracts 2015-02-27 2017-02-12
BAI987 LI Yichen 李奕晨 RE Dealing in Securities 2012-10-24 2016-06-01
BAI987 LI Yichen 李奕晨 RE Advising on Corporate Finance 2012-10-24 2016-06-01
BAN015 IP Shing Chung 葉承宗 RE Dealing in Securities 2014-03-25 2015-12-12
BAN015 IP Shing Chung 葉承宗 RE Dealing in Futures Contracts 2014-03-25 2015-12-12
BAU119 LAI Tzu-Ping 賴姿萍 RE Dealing in Securities 2013-01-22 2017-02-12
BAX112 HUI Ka Ming 許嘉明 RE Advising on Securities 2013-02-15 2013-05-21
BAX112 HUI Ka Ming 許嘉明 RE Asset Management 2013-02-15 2013-05-21
BBA395 CHEN Chia-jen 陳佳真 RE Dealing in Securities 2013-03-19 2013-06-18
BBG429 LEE Hui-chu 李惠珠 RE Dealing in Securities 2013-05-10 2017-02-12
BBG429 LEE Hui-chu 李惠珠 RE Dealing in Futures Contracts 2013-07-11 2017-02-12
BBK724 LI Chen 李琛 RE Dealing in Securities 2013-06-14 2013-08-09
BBQ332 MAO Biaowei 毛彪蔚 RE Dealing in Securities 2013-07-30 2015-08-06
BBQ332 MAO Biaowei 毛彪蔚 RE Advising on Securities 2014-09-29 2015-08-06
BBQ332 MAO Biaowei 毛彪蔚 RE Advising on Corporate Finance 2013-07-30 2015-08-06
BBQ355 YANG Lei 楊蕾 RE Dealing in Securities 2013-07-30 2013-11-30
BBQ456 TSAI Yu-ching 蔡幼青 RE Dealing in Securities 2014-03-11 2015-04-18
BBQ456 TSAI Yu-ching 蔡幼青 RE Dealing in Futures Contracts 2014-06-03 2015-04-18
BBQ456 TSAI Yu-ching 蔡幼青 RE Asset Management 2014-03-11 2015-04-18
BBU728 LAM Tung Wai 林東偉 RE Dealing in Securities 2014-10-30 2015-06-06
BBU728 LAM Tung Wai 林東偉 RE Dealing in Futures Contracts 2014-10-30 2015-06-06
BBV866 HSIAO Ya-ping 蕭雅萍 RE Dealing in Securities 2013-09-11 2017-02-12
BBV866 HSIAO Ya-ping 蕭雅萍 RE Dealing in Futures Contracts 2013-10-02 2017-02-12
BBW384 SU Danying 蘇丹穎 RE Dealing in Securities 2013-09-12 2014-09-10
BBW384 SU Danying 蘇丹穎 RE Advising on Corporate Finance 2013-09-12 2014-09-10
BCS716 TAI Man Nga 戴雯雅 RE Dealing in Securities 2014-01-15 2014-05-22
BCS723 CHOW Yat Ting 周一婷 RE Dealing in Securities 2014-01-15 2014-03-31
BCZ527 HO Che-jen 何哲仁 RE Advising on Corporate Finance 2014-02-27 2014-08-15
BDI075 HO Hung Wei 何竑葳 RE Dealing in Securities 2014-04-22 2015-03-11
BDJ762 OW Dennis Kian Jing 歐建仁 RE Dealing in Securities 2014-10-13 2015-11-30
BDJ762 OW Dennis Kian Jing 歐建仁 RE Advising on Corporate Finance 2014-05-09 2015-11-30
BDW234 CAO Lingjie 曹泠洁 RE Dealing in Securities 2014-07-28 2017-02-12
BDW234 CAO Lingjie 曹泠洁 RE Dealing in Futures Contracts 2015-01-13 2017-02-12
BDY703 LO Siu Chung 盧兆聰 RE Dealing in Securities 2014-08-06 2017-02-12
BDY703 LO Siu Chung 盧兆聰 RE Dealing in Futures Contracts 2014-08-06 2017-02-12
BDY893 TSANG Chung Wah 曾仲華 RE Dealing in Securities 2014-12-29 2016-01-07
BDY893 TSANG Chung Wah 曾仲華 RE Dealing in Futures Contracts 2014-12-29 2016-01-07
BEC384 YANG Li-Chia 楊禮嘉 RE Advising on Securities 2014-11-19 2017-02-12
BEC389 LI Lei 李磊 RE Advising on Securities 2014-10-16 2017-02-12
BEC399 LEE Ka Hing 李家興 RE Dealing in Securities 2014-09-02 2015-04-07
BEC399 LEE Ka Hing 李家興 RE Dealing in Securities 2015-10-27 2017-02-12
BEF302 KE Baiwei 柯白瑋 RE Dealing in Securities 2014-11-13 2015-10-23
BEF302 KE Baiwei 柯白瑋 RE Advising on Corporate Finance 2014-11-13 2015-10-23
BES299 YIP Man Fei 葉敏飛 RE Dealing in Securities 2015-11-05 2016-01-26
BES299 YIP Man Fei 葉敏飛 RE Dealing in Futures Contracts 2015-11-05 2016-01-26
BEV785 LAW Pui Chung, Simon 羅珮璁 RE Dealing in Securities 2015-01-15 2015-08-15
BEW800 HONG I-Feng 洪逸芬 RE Dealing in Securities 2016-05-03 2017-02-12
BEX100 REN Yuan 任遠 RE Dealing in Securities 2015-03-04 2017-02-12
BEX100 REN Yuan 任遠 RE Dealing in Futures Contracts 2015-07-07 2017-02-12
BFA516 WONG Pui Shan 黃佩珊 RE Dealing in Securities 2015-08-13 2015-11-04
BFC265 NGAI Lo Man 魏露雯 RE Dealing in Securities 2015-04-10 2015-11-16
BFC265 NGAI Lo Man 魏露雯 RE Advising on Corporate Finance 2015-04-10 2015-11-16
BFC862 WANG Yijun 王亦君 RE Dealing in Securities 2015-03-18 2017-02-12
BFC868 DU Ruo Wei 杜若薇 RE Dealing in Securities 2015-03-18 2015-07-11
BFX649 CHEN Siyang 陳思揚 RE Dealing in Securities 2015-07-24 2017-02-12
BGB033 YAN Qin 閆琴 RE Dealing in Securities 2015-08-20 2016-01-01
BGB033 YAN Qin 閆琴 RE Advising on Corporate Finance 2015-08-20 2016-01-01
BGI456 FUNG Kwai Lun 馮桂麟 RE Dealing in Securities 2015-11-10 2017-02-12
BGL046 CHEN Jennifer 陳亞婷 RE Dealing in Securities 2015-10-27 2017-02-12
BGL046 CHEN Jennifer 陳亞婷 RE Advising on Securities 2015-10-27 2017-02-12
BGQ767 CHAN Cheuk Yin, Darwin 陳焯賢 RE Dealing in Securities 2015-12-15 2017-02-12
BGQ767 CHAN Cheuk Yin, Darwin 陳焯賢 RE Dealing in Futures Contracts 2015-12-15 2017-02-12
BGS827 CHAN Kin Ho 陳建豪 RE Dealing in Securities 2015-12-18 2017-02-12
BGW786 CHEUNG Wing Yan 張穎欣 RE Dealing in Securities 2016-02-18 2017-02-12
BGW786 CHEUNG Wing Yan 張穎欣 RE Advising on Securities 2016-11-10 2017-02-12
BHJ409 TUAN Yu Hao 段宇浩 RE Dealing in Securities 2016-06-06 2016-08-01
BHP835 SHUEN Pik Ying 孫碧瑩 RE Dealing in Securities 2016-06-14 2017-02-12
BHP835 SHUEN Pik Ying 孫碧瑩 RE Dealing in Futures Contracts 2016-06-14 2017-02-12
BHS243 REN Dongyang 任東阳 RE Dealing in Securities 2016-06-30 2017-02-12
BHW803 NG Ki Fung, Donald 伍其峰 RE Dealing in Securities 2016-08-31 2017-02-12
BHW803 NG Ki Fung, Donald 伍其峰 RE Advising on Securities 2016-08-31 2017-02-12
BIX227 WONG Hoi Man 黃凱雯 RE Dealing in Securities 2017-01-09 2017-02-12

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