Hong Kong SFC licence institution ACD077, Nittan Securities Asia Limited 溢勝證券亞洲有限公司

These are the licence-holders that were found for SFC licence institution ACD077 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA142 CHAU Li Hau 周李厚 RE Dealing in Securities 2010-06-07 2010-06-25
AAA142 CHAU Li Hau 周李厚 RO Dealing in Securities 2010-06-25 2011-09-15
AAA422 CHUNG Hing Kai, Philip 鍾慶佳 RO Dealing in Securities 2003-04-01
AAA422 CHUNG Hing Kai, Philip 鍾慶佳 RO Advising on Securities 2003-04-01 2004-06-11
AAA422 CHUNG Hing Kai, Philip 鍾慶佳 RO Advising on Corporate Finance 2003-04-01 2004-06-11
AAA422 CHUNG Hing Kai, Philip 鍾慶佳 RO Asset Management 2003-04-01 2004-06-11
AAA443 LAU Kwong Tat, David 劉廣達 RO Dealing in Securities 2003-04-01 2007-10-03
AAA443 LAU Kwong Tat, David 劉廣達 RO Advising on Securities 2003-04-01 2004-06-10
AAA443 LAU Kwong Tat, David 劉廣達 RO Advising on Corporate Finance 2003-04-01 2004-06-10
AAA443 LAU Kwong Tat, David 劉廣達 RO Asset Management 2003-04-01 2004-06-10
AAA452 WONG King Kun 王景勤 RE Dealing in Securities 2003-04-01 2008-10-01
AAA452 WONG King Kun 王景勤 RE Advising on Securities 2003-04-01 2004-04-01
AAA452 WONG King Kun 王景勤 RE Advising on Corporate Finance 2003-04-01 2004-04-01
AAA452 WONG King Kun 王景勤 RE Asset Management 2003-04-01 2004-04-01
AAC272 WU Yuk Mui 胡玉梅 RE Dealing in Securities 2010-03-24 2010-09-27
AAN687 KWAN Wai Shing 關偉成 RE Dealing in Securities 2010-10-04 2012-04-13
AAQ181 YIM Kai Chung 嚴繼宗 RE Dealing in Securities 2007-07-04 2007-07-12
AAQ181 YIM Kai Chung 嚴繼宗 RE Dealing in Securities 2012-05-03 2012-05-21
AAQ181 YIM Kai Chung 嚴繼宗 RO Dealing in Securities 2007-07-12 2010-05-07
AAQ181 YIM Kai Chung 嚴繼宗 RO Dealing in Securities 2012-05-21
ABB063 CHAN Wing Cheong 陳榮昌 RE Dealing in Securities 2003-04-01 2009-06-01
ABB063 CHAN Wing Cheong 陳榮昌 RE Advising on Securities 2003-04-01 2004-03-03
ABB063 CHAN Wing Cheong 陳榮昌 RE Advising on Corporate Finance 2003-04-01 2004-03-03
ABB063 CHAN Wing Cheong 陳榮昌 RE Asset Management 2003-04-01 2004-03-03
ABE710 LAW Man Wai 羅文偉 RE Dealing in Securities 2010-04-07 2010-09-30
ADP290 KWOK Chi Leung, Paul 郭志亮 RO Dealing in Securities 2013-09-11 2015-08-05
ADP290 KWOK Chi Leung, Paul 郭志亮 RO Dealing in Futures Contracts 2013-09-11 2015-08-05
AFB435 YEUNG Wing Hong 楊永康 RE Dealing in Securities 2007-09-21 2011-06-15
AFB435 YEUNG Wing Hong 楊永康 RO Dealing in Securities 2011-06-15 2012-07-20
ARK560 MARTIN Guillaume Claude Jean-Marie RE Dealing in Securities 2013-09-11 2014-08-06
ARK560 MARTIN Guillaume Claude Jean-Marie RO Dealing in Securities 2014-08-06 2015-02-06
ARK560 MARTIN Guillaume Claude Jean-Marie RO Dealing in Securities 2015-08-04
ARK560 MARTIN Guillaume Claude Jean-Marie RO Dealing in Futures Contracts 2013-09-11
ARR597 STRADMOOR Norman Alexanda 施耐宏 RO Dealing in Securities 2015-08-28
ARR597 STRADMOOR Norman Alexanda 施耐宏 RO Dealing in Futures Contracts 2015-08-28
ASJ960 LEE Ka Ho 李家豪 RE Dealing in Securities 2011-01-07 2015-04-30
ASY378 LEE Kwun Fan, Kelvin 李冠勳 RE Dealing in Securities 2014-01-16
ASY378 LEE Kwun Fan, Kelvin 李冠勳 RE Dealing in Futures Contracts 2014-01-16
AUM827 PAROT Matthieu William Christian Henri RE Dealing in Securities 2014-12-15 2015-03-12
AUM827 PAROT Matthieu William Christian Henri RE Dealing in Futures Contracts 2014-12-15 2015-03-12
AZC272 HASSAM Shehzad Sikander RE Dealing in Securities 2015-04-21 2015-12-17
AZC272 HASSAM Shehzad Sikander RE Dealing in Futures Contracts 2015-04-21 2015-12-17
BBO914 IZAMATSU Shizuka RE Dealing in Securities 2013-09-11
BBO914 IZAMATSU Shizuka RE Dealing in Futures Contracts 2014-05-17 2014-05-17
BBO914 IZAMATSU Shizuka RE Dealing in Futures Contracts 2014-05-27
BBO914 IZAMATSU Shizuka RO Dealing in Futures Contracts 2013-09-11 2014-05-17
BBO917 YUKI Yoichiro 幸洋一朗 RE Dealing in Securities 2013-09-11 2014-02-28
BBO917 YUKI Yoichiro 幸洋一朗 RO Dealing in Futures Contracts 2013-09-11 2014-02-28
BBO920 DE CHABOT Florian Sebran Francois Jacques Marie RE Dealing in Securities 2013-09-24 2015-05-12
BBO920 DE CHABOT Florian Sebran Francois Jacques Marie RO Dealing in Securities 2015-05-12 2017-05-10
BBO920 DE CHABOT Florian Sebran Francois Jacques Marie RE Dealing in Futures Contracts 2013-09-24 2015-05-12
BBO920 DE CHABOT Florian Sebran Francois Jacques Marie RO Dealing in Futures Contracts 2015-05-12 2017-05-10

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