Hong Kong SFC licence institution ACD565, First Asia Finance Group Limited 第一亞洲金融集團有限公司

These are the licence-holders that were found for SFC licence institution ACD565 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC563 WU Tse Wai, Frederick 吳子惠 RO Dealing in Securities 2005-05-27 2009-02-17
AAC563 WU Tse Wai, Frederick 吳子惠 RO Dealing in Securities 2009-12-08
AAC563 WU Tse Wai, Frederick 吳子惠 RO Advising on Securities 2005-08-15 2009-02-17
AAC563 WU Tse Wai, Frederick 吳子惠 RO Advising on Securities 2009-12-08
AAC563 WU Tse Wai, Frederick 吳子惠 RO Advising on Corporate Finance 2003-10-24 2004-02-04
AAC563 WU Tse Wai, Frederick 吳子惠 RO Advising on Corporate Finance 2005-05-27 2009-02-17
AAC563 WU Tse Wai, Frederick 吳子惠 RO Advising on Corporate Finance 2009-12-08
ABE752 LI Sze Tang 利仕騰 RO Dealing in Securities 2003-04-01 2009-02-17
ABE752 LI Sze Tang 利仕騰 RO Dealing in Securities 2009-12-08
ABE752 LI Sze Tang 利仕騰 RO Advising on Securities 2003-04-01 2009-02-17
ABE752 LI Sze Tang 利仕騰 RO Advising on Securities 2009-12-08
ABE752 LI Sze Tang 利仕騰 RO Advising on Corporate Finance 2003-04-01 2009-02-17
ABE752 LI Sze Tang 利仕騰 RO Advising on Corporate Finance 2009-12-08
ABE752 LI Sze Tang 利仕騰 RO Asset Management 2003-04-01 2005-02-02
ACO473 LAM Ka Wai, Graham 林家威 RO Dealing in Securities 2003-04-01 2003-04-09
ACO473 LAM Ka Wai, Graham 林家威 RO Advising on Securities 2003-04-01 2003-04-09
ACO473 LAM Ka Wai, Graham 林家威 RO Advising on Corporate Finance 2003-04-01 2003-04-11
ACO473 LAM Ka Wai, Graham 林家威 RO Asset Management 2003-04-01 2003-04-09
ACS159 NGAI Arlene 魏雅欣 RE Advising on Securities 2003-04-01 2003-06-04
ACS159 NGAI Arlene 魏雅欣 RE Advising on Corporate Finance 2003-04-01 2003-06-04
ACS159 NGAI Arlene 魏雅欣 RE Asset Management 2003-04-01 2003-06-04
ADQ175 WONG Kwok Wai, William 黃國威 RO Dealing in Securities 2003-06-11 2004-10-26
ADQ175 WONG Kwok Wai, William 黃國威 RO Advising on Corporate Finance 2003-06-11 2004-10-26
ADV586 TSE Wai Man, Jessica 謝慧敏 RE Advising on Securities 2003-04-01 2003-09-24
ADV586 TSE Wai Man, Jessica 謝慧敏 RE Advising on Corporate Finance 2003-04-01 2003-09-24
ADV586 TSE Wai Man, Jessica 謝慧敏 RE Asset Management 2003-04-01 2003-09-24
ADV963 CHEUNG Ting Kee 張廷基 RE Dealing in Securities 2004-09-30 2005-03-23
ADV963 CHEUNG Ting Kee 張廷基 RO Dealing in Securities 2005-03-23 2005-06-07
ADV963 CHEUNG Ting Kee 張廷基 RE Advising on Securities 2003-04-01 2004-09-30
ADV963 CHEUNG Ting Kee 張廷基 RE Advising on Corporate Finance 2003-04-01 2005-01-07
ADV963 CHEUNG Ting Kee 張廷基 RO Advising on Corporate Finance 2005-01-07 2005-06-07
ADV963 CHEUNG Ting Kee 張廷基 RE Asset Management 2003-04-01 2004-09-30
ADZ603 SHING Kwai, Frank 盛季 RE Advising on Securities 2003-04-01 2004-05-03
ADZ603 SHING Kwai, Frank 盛季 RE Advising on Corporate Finance 2003-04-01 2004-05-03
ADZ603 SHING Kwai, Frank 盛季 RE Asset Management 2003-04-01 2004-05-03
AFL211 CHEUNG Kin, Wilson 張健 RE Advising on Securities 2003-04-01 2005-08-15
AFL211 CHEUNG Kin, Wilson 張健 RE Advising on Corporate Finance 2003-04-01 2005-08-15
AFL211 CHEUNG Kin, Wilson 張健 RE Asset Management 2003-04-01 2005-02-21
AGI759 CHENG Chi Ming, Andrew 鄭志明 RE Advising on Securities 2003-04-01 2004-08-17
AGI759 CHENG Chi Ming, Andrew 鄭志明 RE Advising on Corporate Finance 2003-04-01 2004-08-17
AGI759 CHENG Chi Ming, Andrew 鄭志明 RE Asset Management 2003-04-01 2004-08-17
AGW616 LAU Hing Bun 劉慶斌 RE Advising on Corporate Finance 2007-01-04 2009-02-17
AHH576 HO Ming Yan 何明欣 RE Dealing in Securities 2003-05-21 2003-11-07
AHH576 HO Ming Yan 何明欣 RE Advising on Corporate Finance 2003-05-21 2003-11-07
AHX245 CHAN Man Sze, Mazy 陳敏思 RE Advising on Securities 2003-04-01 2003-04-11
AHX245 CHAN Man Sze, Mazy 陳敏思 RE Advising on Corporate Finance 2003-04-01 2003-04-24
AHX245 CHAN Man Sze, Mazy 陳敏思 RE Asset Management 2003-04-01 2003-04-11
AIY638 LAI Zi Yin, Wendy 黎枳言 RE Advising on Corporate Finance 2003-06-24 2004-04-26
AJE887 CHUNG Ka Yee 鍾嘉儀 RE Advising on Corporate Finance 2003-11-17 2005-08-05
ALF027 LI Ying Wah 李應華 RE Advising on Corporate Finance 2004-09-27 2004-12-30
ALF028 TSAI Yiu Tong 蔡耀堂 RE Advising on Corporate Finance 2004-09-23 2005-03-02
ALJ841 AU Pui Ling, Angel 區珮玲 RE Advising on Corporate Finance 2004-11-15 2005-06-09
AMC619 WONG Nga Leung 黃雅亮 RE Advising on Corporate Finance 2005-07-11 2007-07-12
AMS232 HO Ka Pong 何嘉邦 RE Advising on Corporate Finance 2005-12-30 2007-02-22
AMX705 LAM Yan 林茵 RE Advising on Corporate Finance 2006-03-03 2007-02-03
BDJ811 LI Adrian 利至恩 RE Dealing in Securities 2014-05-09 2015-01-05
BDJ811 LI Adrian 利至恩 RE Dealing in Securities 2017-09-01
BDJ811 LI Adrian 利至恩 RE Advising on Corporate Finance 2014-05-09 2015-01-05
BDJ811 LI Adrian 利至恩 RE Advising on Corporate Finance 2017-09-01

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