Hong Kong SFC licence institution ACD651, D.J. Securities Limited 申新證券有限公司

These are the licence-holders that were found for SFC licence institution ACD651 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACC359 LOH Wai, David 陸偉 RO Dealing in Securities 2003-04-01
ACC359 LOH Wai, David 陸偉 RO Advising on Securities 2003-04-01
ACC359 LOH Wai, David 陸偉 RO Advising on Corporate Finance 2003-04-01 2004-11-30
ACC359 LOH Wai, David 陸偉 RO Asset Management 2003-04-01 2004-11-30
ACL804 CHO Shuk Kwan 曹淑君 RO Dealing in Securities 2003-04-01 2012-07-14
ACL804 CHO Shuk Kwan 曹淑君 RO Advising on Securities 2003-04-01 2012-07-14
ACL804 CHO Shuk Kwan 曹淑君 RO Advising on Corporate Finance 2003-04-01 2004-11-30
ACL804 CHO Shuk Kwan 曹淑君 RO Asset Management 2003-04-01 2004-11-30
ACL920 WONG Siu Chung, Robert 黃兆聰 RE Dealing in Securities 2016-11-21 2018-08-24
AHM913 LAU Tin Chu 劉天柱 RE Dealing in Securities 2003-04-01 2003-12-17
AHM913 LAU Tin Chu 劉天柱 RE Advising on Securities 2003-04-01 2003-12-17
AHM913 LAU Tin Chu 劉天柱 RE Advising on Corporate Finance 2003-04-01 2003-12-17
AHM913 LAU Tin Chu 劉天柱 RE Asset Management 2003-04-01 2003-12-17
APL830 WONG Wai 黃偉 RE Dealing in Securities 2016-10-24 2016-10-26
APL830 WONG Wai 黃偉 RO Dealing in Securities 2016-10-26 2018-10-31
APL830 WONG Wai 黃偉 RE Advising on Securities 2016-10-24 2016-10-26
APL830 WONG Wai 黃偉 RO Advising on Securities 2016-10-26 2018-10-31
ASC922 YAU Man Yan 丘文茵 RE Dealing in Securities 2018-05-14 2018-11-12
ASC922 YAU Man Yan 丘文茵 RO Dealing in Securities 2018-11-12
ASC922 YAU Man Yan 丘文茵 RE Advising on Securities 2018-05-14 2018-11-12
ASC922 YAU Man Yan 丘文茵 RO Advising on Securities 2018-11-12
AVC717 HO Kai Yip 何啟業 RE Dealing in Securities 2011-10-06 2012-11-06
AVC717 HO Kai Yip 何啟業 RO Dealing in Securities 2012-11-06 2016-10-31
AVC717 HO Kai Yip 何啟業 RO Advising on Securities 2012-11-06 2016-10-31
AVI806 NG Kin Wah 吳健華 RE Dealing in Securities 2018-10-11 2018-12-04
AVI806 NG Kin Wah 吳健華 RO Dealing in Securities 2018-12-04
BIO509 CHAN Yue Tak, Andrew 陳裕德 RE Dealing in Securities 2017-01-03
BIO509 CHAN Yue Tak, Andrew 陳裕德 RE Advising on Securities 2017-01-03

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