Hong Kong SFC licence institution ACD768, Cheng Yam On Securities Limited 鄭任安證券有限公司

These are the licence-holders that were found for SFC licence institution ACD768 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB365 CHUNG Shun Kay 鍾純基 RE Dealing in Securities 2003-04-01 2005-02-28
AAB365 CHUNG Shun Kay 鍾純基 RE Advising on Securities 2003-04-01 2004-01-05
AAB365 CHUNG Shun Kay 鍾純基 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AAB365 CHUNG Shun Kay 鍾純基 RE Asset Management 2003-04-01 2004-01-05
AAD470 CHENG Shu Wan, Steven 鄭樹雲 RO Dealing in Securities 2003-04-01 2005-11-01
AAD470 CHENG Shu Wan, Steven 鄭樹雲 RO Advising on Securities 2003-04-01 2004-01-05
AAD470 CHENG Shu Wan, Steven 鄭樹雲 RO Advising on Corporate Finance 2003-04-01 2004-01-05
AAD470 CHENG Shu Wan, Steven 鄭樹雲 RO Asset Management 2003-04-01 2004-01-05
AAD547 WONG Chi Wah, Wallis 王志華 RE Dealing in Securities 2003-04-01 2005-08-19
AAD547 WONG Chi Wah, Wallis 王志華 RE Advising on Securities 2003-04-01 2004-01-05
AAD547 WONG Chi Wah, Wallis 王志華 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AAD547 WONG Chi Wah, Wallis 王志華 RE Asset Management 2003-04-01 2004-01-05
ABF569 CHENG Shu Ping 鄭樹萍 RE Dealing in Securities 2003-04-01 2005-10-25
ABF569 CHENG Shu Ping 鄭樹萍 RE Advising on Securities 2003-04-01 2004-01-05
ABF569 CHENG Shu Ping 鄭樹萍 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ABF569 CHENG Shu Ping 鄭樹萍 RE Asset Management 2003-04-01 2003-09-25
ABN321 CHENG CHUI Wing Jung 鄭崔穎中 RO Dealing in Securities 2003-04-01 2005-10-27
ABN321 CHENG CHUI Wing Jung 鄭崔穎中 RO Advising on Securities 2003-04-01 2004-01-05
ABN321 CHENG CHUI Wing Jung 鄭崔穎中 RO Advising on Corporate Finance 2003-04-01 2004-01-05
ABN321 CHENG CHUI Wing Jung 鄭崔穎中 RO Asset Management 2003-04-01 2004-01-05
ACP471 WONG Kwai Mui 黃貴梅 RE Dealing in Securities 2003-04-01 2005-11-01
ACP471 WONG Kwai Mui 黃貴梅 RE Advising on Securities 2003-04-01 2004-01-05
ACP471 WONG Kwai Mui 黃貴梅 RE Advising on Corporate Finance 2003-04-01 2004-01-05
ACP471 WONG Kwai Mui 黃貴梅 RE Asset Management 2003-04-01 2004-01-05
AEF264 TANG Wai Ting, Selina 鄧慧婷 RE Dealing in Securities 2003-04-01 2005-11-01
AEF264 TANG Wai Ting, Selina 鄧慧婷 RE Advising on Securities 2003-04-01 2003-12-16
AEF264 TANG Wai Ting, Selina 鄧慧婷 RE Advising on Corporate Finance 2003-04-01 2003-12-16
AEF264 TANG Wai Ting, Selina 鄧慧婷 RE Asset Management 2003-04-01 2003-12-16
AGO902 KONG Mei Chu 江美珠 RE Dealing in Securities 2003-04-01 2004-06-03
AGO902 KONG Mei Chu 江美珠 RE Advising on Securities 2003-04-01 2004-01-05
AGO902 KONG Mei Chu 江美珠 RE Advising on Corporate Finance 2003-04-01 2004-01-05
AGO902 KONG Mei Chu 江美珠 RE Asset Management 2003-04-01 2004-01-05

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