Hong Kong SFC licence institution ACD947, Unicorn Securities Company Limited 益群證券有限公司

These are the licence-holders that were found for SFC licence institution ACD947 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA739 CHAN Hoi Shu 陳海樹 RO Dealing in Securities 2003-04-01 2015-10-31
AAA739 CHAN Hoi Shu 陳海樹 RO Advising on Securities 2003-04-01 2004-11-30
AAA739 CHAN Hoi Shu 陳海樹 RO Advising on Corporate Finance 2003-04-01 2004-11-30
AAA739 CHAN Hoi Shu 陳海樹 RO Asset Management 2003-04-01 2004-11-30
AAA907 NG Ching Chi 吳清池 RE Dealing in Securities 2016-11-11
AAZ239 SO Yuet Wah 蘇悅華 RE Dealing in Securities 2003-04-01
AAZ239 SO Yuet Wah 蘇悅華 RE Advising on Securities 2003-04-01 2004-11-30
AAZ239 SO Yuet Wah 蘇悅華 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AAZ239 SO Yuet Wah 蘇悅華 RE Asset Management 2003-04-01 2004-11-30
ABF970 LO Wai Hung, Vincento 盧偉鴻 RE Dealing in Securities 2003-05-01 2009-03-06
ABF970 LO Wai Hung, Vincento 盧偉鴻 RE Advising on Securities 2003-05-01 2004-11-02
ABF970 LO Wai Hung, Vincento 盧偉鴻 RE Advising on Corporate Finance 2003-05-01 2004-11-02
ABF970 LO Wai Hung, Vincento 盧偉鴻 RE Asset Management 2003-05-01 2004-11-02
ABM703 CHAN Bo Wah 陳寶華 RE Dealing in Securities 2003-04-01 2010-09-30
ABM703 CHAN Bo Wah 陳寶華 RE Advising on Securities 2003-04-01 2004-11-30
ABM703 CHAN Bo Wah 陳寶華 RE Advising on Corporate Finance 2003-04-01 2004-11-30
ABM703 CHAN Bo Wah 陳寶華 RE Asset Management 2003-04-01 2004-11-30
ABR557 HO Kin Pong, Joel 何健邦 RE Dealing in Securities 2007-09-05
ABY630 CHAN Kar Lun, Colin 陳家倫 RO Dealing in Securities 2003-04-01
ABY630 CHAN Kar Lun, Colin 陳家倫 RO Advising on Securities 2003-04-01 2004-11-30
ABY630 CHAN Kar Lun, Colin 陳家倫 RO Advising on Securities 2017-02-08
ABY630 CHAN Kar Lun, Colin 陳家倫 RO Advising on Corporate Finance 2003-04-01 2004-11-30
ABY630 CHAN Kar Lun, Colin 陳家倫 RO Asset Management 2003-04-01 2004-11-30
ABZ024 JAO Meng Yu 饒孟友 RO Dealing in Securities 2015-07-23
ABZ024 JAO Meng Yu 饒孟友 RO Dealing in Futures Contracts 2018-07-13
ABZ024 JAO Meng Yu 饒孟友 RO Asset Management 2017-02-08
AEJ314 WONG Mei Yung 黃美蓉 RE Dealing in Securities 2003-04-01
AEJ314 WONG Mei Yung 黃美蓉 RE Advising on Securities 2003-04-01 2004-11-30
AEJ314 WONG Mei Yung 黃美蓉 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AEJ314 WONG Mei Yung 黃美蓉 RE Asset Management 2003-04-01 2004-11-30
AGL101 HUI Shu Pang 許樹鵬 RE Dealing in Securities 2003-04-01 2010-09-30
AGL101 HUI Shu Pang 許樹鵬 RE Advising on Securities 2003-04-01 2004-11-30
AGL101 HUI Shu Pang 許樹鵬 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AGL101 HUI Shu Pang 許樹鵬 RE Asset Management 2003-04-01 2004-11-30
APR338 CHIEN Li-Min 簡利珉 RE Dealing in Securities 2015-09-01 2016-02-19
AXN043 SO Yung Yung 蘇榕熔 RE Dealing in Securities 2011-08-26 2015-02-09
AXN043 SO Yung Yung 蘇榕熔 RE Dealing in Securities 2015-09-01
AXN043 SO Yung Yung 蘇榕熔 RO Dealing in Securities 2015-02-09 2015-09-01
BEZ033 YANG Ching-Cheng 楊欽城 RE Dealing in Securities 2015-03-12
BEZ036 JAO Fang-Ming 饒方敏 RE Dealing in Securities 2015-03-12
BEZ036 JAO Fang-Ming 饒方敏 RO Dealing in Futures Contracts 2018-07-13
BEZ036 JAO Fang-Ming 饒方敏 RO Advising on Securities 2017-02-08
BEZ036 JAO Fang-Ming 饒方敏 RO Asset Management 2017-02-08
BLV172 HUANG Ying-Chau 黃盈超 RE Dealing in Securities 2017-12-20

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