Hong Kong SFC licence institution ACE409, China Everbright Capital Limited 中國光大融資有限公司

These are the licence-holders that were found for SFC licence institution ACE409 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB394 CHAN Cheong Yee 陳昌義 RO Dealing in Securities 2005-08-15 2009-03-02
AAB571 CHU To, Jonathan 朱濤 RO Dealing in Securities 2005-08-01 2009-03-02
AAB571 CHU To, Jonathan 朱濤 RO Advising on Securities 2005-09-09 2009-03-02
ABF198 YU Kim Ho, Douglas 余劍豪 RE Dealing in Securities 2011-04-19 2011-12-09
ABF198 YU Kim Ho, Douglas 余劍豪 RO Dealing in Securities 2011-12-09 2015-05-15
ABF198 YU Kim Ho, Douglas 余劍豪 RE Advising on Securities 2011-04-19 2015-05-15
ABF198 YU Kim Ho, Douglas 余劍豪 RE Advising on Corporate Finance 2011-04-19 2015-05-15
ABN508 TSE Pui Yun 謝佩欣 RE Advising on Securities 2003-08-26 2004-01-16
ABN508 TSE Pui Yun 謝佩欣 RE Advising on Corporate Finance 2003-08-26 2004-01-16
ACG060 CHOW Wai Kei, Ricky 周瑋琪 RE Dealing in Securities 2005-10-07 2007-03-27
ACG060 CHOW Wai Kei, Ricky 周瑋琪 RO Dealing in Securities 2007-03-27 2009-03-23
ACG060 CHOW Wai Kei, Ricky 周瑋琪 RE Advising on Securities 2005-10-07 2007-03-27
ACG060 CHOW Wai Kei, Ricky 周瑋琪 RO Advising on Securities 2007-03-27 2009-03-23
ACG060 CHOW Wai Kei, Ricky 周瑋琪 RE Advising on Corporate Finance 2005-10-07 2009-03-23
ACH269 HO Siu Kee, David 何紹基 RO Advising on Corporate Finance 2003-05-07 2003-08-07
ACH777 CHAN Sau Shan, Gary 陳秀山 RO Advising on Corporate Finance 2003-04-01 2003-04-18
ACO953 GUO You 郭友 RE Advising on Securities 2003-06-06 2003-07-08
ACO953 GUO You 郭友 RO Advising on Securities 2003-04-01 2003-12-18
ACO953 GUO You 郭友 RE Advising on Corporate Finance 2003-06-06 2003-07-08
ACO953 GUO You 郭友 RO Advising on Corporate Finance 2003-04-01 2003-12-18
ACO953 GUO You 郭友 RO Asset Management 2003-04-01 2003-06-06
ACO977 CHANG Tat Joel 鄭達祖 RO Dealing in Securities 2005-05-09 2005-09-07
ACO977 CHANG Tat Joel 鄭達祖 RO Advising on Securities 2004-08-11 2005-09-07
ACO977 CHANG Tat Joel 鄭達祖 RE Advising on Corporate Finance 2004-04-13 2004-08-11
ACO977 CHANG Tat Joel 鄭達祖 RO Advising on Corporate Finance 2004-08-11 2005-09-07
ADH901 TSOI Man Yu, Phyllis 蔡敏如 RE Advising on Securities 2010-10-21 2011-08-01
ADH901 TSOI Man Yu, Phyllis 蔡敏如 RE Advising on Corporate Finance 2010-10-21 2011-08-01
ADK262 YOU Jingfeng 尤勁峰 RE Dealing in Securities 2007-05-10 2007-08-01
ADK262 YOU Jingfeng 尤勁峰 RE Advising on Corporate Finance 2007-05-10 2007-08-01
ADK958 WU King Shiu, Kelvin 胡景邵 RO Dealing in Securities 2005-05-09 2005-08-03
ADK958 WU King Shiu, Kelvin 胡景邵 RO Advising on Securities 2003-06-13 2005-08-03
ADK958 WU King Shiu, Kelvin 胡景邵 RE Advising on Corporate Finance 2003-06-10 2003-06-13
ADK958 WU King Shiu, Kelvin 胡景邵 RO Advising on Corporate Finance 2003-06-13 2005-08-03
ADL348 MAK Yun Ching, Mica 麥潤楨 RE Dealing in Securities 2016-08-01 2018-10-12
ADL348 MAK Yun Ching, Mica 麥潤楨 RE Advising on Securities 2016-08-01 2018-10-12
ADL348 MAK Yun Ching, Mica 麥潤楨 RE Advising on Corporate Finance 2016-08-01 2018-10-12
ADM812 WONG Siu Nam 黃肇南 RE Dealing in Securities 2017-07-10 2017-11-21
ADM812 WONG Siu Nam 黃肇南 RO Dealing in Securities 2017-11-21
ADM812 WONG Siu Nam 黃肇南 RE Advising on Corporate Finance 2017-07-10 2017-11-21
ADM812 WONG Siu Nam 黃肇南 RO Advising on Corporate Finance 2017-11-21
ADT228 NG Wai Won, Vivien 吳慧芸 RE Advising on Securities 2003-04-01 2003-04-12
ADT228 NG Wai Won, Vivien 吳慧芸 RE Advising on Corporate Finance 2003-04-01 2003-04-12
ADT228 NG Wai Won, Vivien 吳慧芸 RE Asset Management 2003-04-01 2003-04-12
ADX572 CHU Sai Tak 朱世德 RO Dealing in Securities 2005-11-03 2016-10-14
ADX572 CHU Sai Tak 朱世德 RO Advising on Securities 2004-03-26 2016-10-14
ADX572 CHU Sai Tak 朱世德 RO Advising on Corporate Finance 2003-04-03 2016-10-14
AEA299 LEUNG Chor Ming 梁礎銘 RE Dealing in Securities 2006-05-10 2006-09-23
AEH818 HO Chi Ho 何治豪 RO Dealing in Securities 2005-10-07 2016-11-24
AEH818 HO Chi Ho 何治豪 RO Advising on Securities 2005-10-07 2016-11-24
AEH818 HO Chi Ho 何治豪 RO Advising on Corporate Finance 2005-06-27 2016-11-24
AEI210 KAM Wai Man 甘偉民 RE Advising on Corporate Finance 2005-12-08 2007-09-24
AEI210 KAM Wai Man 甘偉民 RO Advising on Corporate Finance 2007-09-24 2017-02-17
AEK987 CHEUNG Wai Kay 張偉奇 RE Advising on Corporate Finance 2003-12-17 2004-09-11
AEO767 CHAU Shamrock Roy 周尚立 RE Dealing in Securities 2014-07-09 2017-05-09
AEO767 CHAU Shamrock Roy 周尚立 RE Advising on Corporate Finance 2013-08-12 2014-05-12
AEO767 CHAU Shamrock Roy 周尚立 RO Advising on Corporate Finance 2014-05-12 2017-05-09
AET867 LAM Lai Chu, Fiona 林麗珠 RO Advising on Corporate Finance 2003-04-01 2003-04-12
AFG102 IP Woon Lai 葉煥禮 RE Advising on Corporate Finance 2004-05-20 2005-05-24
AFN050 LEE Pui Hang Julian 李沛鏗 RE Advising on Corporate Finance 2017-01-12 2017-09-04
AFN050 LEE Pui Hang Julian 李沛鏗 RO Advising on Corporate Finance 2017-09-04
AFQ893 TANG Siu Lai, Stanley 鄧兆澧 RE Dealing in Securities 2009-10-28 2010-09-09
AFQ893 TANG Siu Lai, Stanley 鄧兆澧 RE Advising on Corporate Finance 2009-10-28 2010-09-09
AFR770 MA Hon Yeung 馬漢揚 RE Advising on Securities 2003-05-13 2005-08-17
AFR770 MA Hon Yeung 馬漢揚 RE Advising on Corporate Finance 2003-05-13 2005-08-12
AFR770 MA Hon Yeung 馬漢揚 RO Advising on Corporate Finance 2005-08-12 2006-05-31
AFR783 POON Siu Kuen, Calvin 潘兆權 RE Advising on Corporate Finance 2006-01-17 2006-09-13
AFR783 POON Siu Kuen, Calvin 潘兆權 RO Advising on Corporate Finance 2006-09-13 2015-02-18
AFT119 TSUI Chi Fung, Roger 徐志豐 RE Dealing in Securities 2008-02-12 2008-07-26
AFY570 WANG Siyuan 王思遠 RE Advising on Corporate Finance 2004-05-10 2005-05-18
AGE396 FAN Shengyan 樊盛妍 RE Dealing in Securities 2009-11-27 2011-10-01
AGE396 FAN Shengyan 樊盛妍 RE Advising on Corporate Finance 2009-11-27 2011-10-01
AGG695 TSE King Fai, Philip 謝景暉 RO Dealing in Securities 2017-05-11 2018-02-28
AGG695 TSE King Fai, Philip 謝景暉 RO Advising on Securities 2017-05-11 2018-02-28
AGG695 TSE King Fai, Philip 謝景暉 RE Advising on Corporate Finance 2016-10-17 2017-05-11
AGG695 TSE King Fai, Philip 謝景暉 RO Advising on Corporate Finance 2017-05-11 2018-02-28
AGK771 MUI Suet Yee, Phoebe 梅雪儀 RE Advising on Corporate Finance 2006-04-25 2007-06-27
AGK997 YUEN Chi King, Wyman 源子敬 RE Advising on Corporate Finance 2005-10-13 2006-07-07
AGM902 YU Hiu To 余曉濤 RE Dealing in Securities 2017-03-15 2018-02-09
AGM902 YU Hiu To 余曉濤 RE Advising on Securities 2017-03-15 2018-02-09
AGM902 YU Hiu To 余曉濤 RE Advising on Corporate Finance 2017-03-15 2017-06-15
AGM902 YU Hiu To 余曉濤 RO Advising on Corporate Finance 2017-06-15 2018-02-09
AHA572 LAU Chi Kin, Vincent 劉子堅 RE Advising on Corporate Finance 2009-09-25 2010-05-04
AHA572 LAU Chi Kin, Vincent 劉子堅 RO Advising on Corporate Finance 2010-05-04 2013-01-31
AHA802 MAK Siu Man, Rebecca 麥少敏 RE Dealing in Securities 2006-07-17 2011-04-15
AHA802 MAK Siu Man, Rebecca 麥少敏 RE Advising on Corporate Finance 2006-07-17 2011-04-15
AHA847 CHEN Jia 陳佳 RE Advising on Corporate Finance 2004-06-04 2005-02-01
AHH576 HO Ming Yan 何明欣 RE Advising on Corporate Finance 2003-11-21 2005-05-11
AHK041 GAN Fang 甘芳 RE Advising on Corporate Finance 2008-01-24 2008-03-07
AHK041 GAN Fang 甘芳 RO Advising on Corporate Finance 2008-03-07 2011-02-09
AHL630 LEE Oon Har 李恩夏 RE Dealing in Securities 2006-05-02 2007-03-15
AHP730 LIU Ying Chen 劉迎晨 RE Advising on Corporate Finance 2004-06-25 2007-04-14
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Dealing in Securities 2009-08-11 2009-10-08
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Dealing in Securities 2009-10-08 2010-12-14
AHY113 TSE Yee Hin, Tony 謝宇軒 RE Advising on Corporate Finance 2009-08-11 2009-10-08
AHY113 TSE Yee Hin, Tony 謝宇軒 RO Advising on Corporate Finance 2009-10-08 2010-12-14
AIB803 LOKE Wai Ming 陸偉明 RE Dealing in Securities 2017-03-15 2017-10-11
AIB803 LOKE Wai Ming 陸偉明 RE Advising on Securities 2017-03-15 2017-10-11
AIB803 LOKE Wai Ming 陸偉明 RE Advising on Corporate Finance 2017-03-15 2017-10-11
AJC199 XIA Hua 夏華 RE Advising on Corporate Finance 2014-03-25 2017-03-27
AKL738 PANG Chi Wing, Victor 彭祉穎 RE Dealing in Securities 2006-05-02 2006-08-26
AKL738 PANG Chi Wing, Victor 彭祉穎 RE Advising on Corporate Finance 2006-05-02 2006-08-26
AKO862 TENG Hongjun 滕紅軍 RE Advising on Corporate Finance 2004-05-12 2005-08-22
AKP198 LEUNG Yuen Kwan 梁婉君 RE Advising on Corporate Finance 2004-05-18 2006-02-27
ALH713 FUNG Sik Lun 馮錫倫 RE Advising on Corporate Finance 2006-11-01 2013-03-31
ALI325 TSANG On Yee 曾安儀 RE Dealing in Securities 2006-01-16 2007-09-09
ALO524 CAO Haifeng 曹海峰 RE Advising on Corporate Finance 2004-12-24 2005-07-21
ALQ969 PONG Joanne Chiu Yan 龐朝恩 RE Dealing in Securities 2009-04-14 2009-07-22
ALQ969 PONG Joanne Chiu Yan 龐朝恩 RE Advising on Corporate Finance 2009-04-14 2009-07-22
ALZ574 WU Po Sing 胡寶聲 RE Dealing in Securities 2017-06-05
ALZ574 WU Po Sing 胡寶聲 RE Advising on Securities 2017-06-05
ALZ574 WU Po Sing 胡寶聲 RE Advising on Corporate Finance 2017-06-05 2017-08-04
ALZ574 WU Po Sing 胡寶聲 RO Advising on Corporate Finance 2017-08-04
AML291 MA Hak Yiu 馬克遙 RE Dealing in Securities 2006-08-23 2010-12-19
ANH388 LIU Shuofeng 劉朔峰 RE Advising on Corporate Finance 2008-04-28 2011-02-28
ANJ833 SHEN Yang 沈揚 RE Advising on Corporate Finance 2012-11-14 2013-04-28
ANR067 ZHAO Tian 趙恬 RE Dealing in Securities 2017-03-17 2018-03-02
ANR067 ZHAO Tian 趙恬 RO Dealing in Securities 2018-03-02
ANR067 ZHAO Tian 趙恬 RE Advising on Corporate Finance 2017-03-17 2018-03-02
ANR067 ZHAO Tian 趙恬 RO Advising on Corporate Finance 2018-03-02
ANR775 WU Kiu Sing 胡翹星 RE Dealing in Securities 2011-02-25 2016-10-23
ANR775 WU Kiu Sing 胡翹星 RE Advising on Securities 2011-02-25 2016-10-23
ANR775 WU Kiu Sing 胡翹星 RE Advising on Corporate Finance 2011-02-25 2016-10-23
AOD119 ZHANG Mei 張梅 RE Dealing in Securities 2017-11-02 2018-05-14
AOD119 ZHANG Mei 張梅 RE Advising on Corporate Finance 2017-11-02 2018-05-14
AON015 XU Hai 須海 RE Dealing in Securities 2007-11-14 2009-08-03
AON015 XU Hai 須海 RE Advising on Corporate Finance 2007-11-14 2009-08-03
APB109 TSE Sheung Lai, Sunny 謝尚禮 RE Dealing in Securities 2016-10-20 2017-01-20
APB109 TSE Sheung Lai, Sunny 謝尚禮 RO Dealing in Securities 2017-01-20 2018-02-21
APB109 TSE Sheung Lai, Sunny 謝尚禮 RE Advising on Securities 2016-10-20 2017-01-20
APB109 TSE Sheung Lai, Sunny 謝尚禮 RO Advising on Securities 2017-01-20 2018-02-21
APB109 TSE Sheung Lai, Sunny 謝尚禮 RE Advising on Corporate Finance 2016-10-20 2017-01-20
APB109 TSE Sheung Lai, Sunny 謝尚禮 RO Advising on Corporate Finance 2017-01-20 2018-02-21
APB407 WONG King Chung 黃勁聰 RO Dealing in Securities 2017-08-14
APB407 WONG King Chung 黃勁聰 RO Advising on Securities 2018-08-31
APB407 WONG King Chung 黃勁聰 RO Advising on Corporate Finance 2017-08-14
APL885 SUN Lilei 孫立蕾 RE Dealing in Securities 2012-07-09 2017-03-27
APL885 SUN Lilei 孫立蕾 RE Advising on Securities 2012-07-09 2017-03-27
APL885 SUN Lilei 孫立蕾 RE Advising on Corporate Finance 2012-07-09 2017-02-03
APL885 SUN Lilei 孫立蕾 RO Advising on Corporate Finance 2017-02-03 2017-03-27
APN832 TSE Wai Yik 謝慧憶 RE Advising on Corporate Finance 2010-05-14 2013-06-24
APN832 TSE Wai Yik 謝慧憶 RO Advising on Corporate Finance 2013-06-24 2014-11-18
APO973 SUN Yue 孫越 RE Advising on Securities 2007-09-10 2008-01-08
APO973 SUN Yue 孫越 RE Advising on Corporate Finance 2007-09-10 2008-01-08
APP351 PANG Ka Yin 彭嘉妍 RE Advising on Corporate Finance 2017-03-23 2017-10-13
APQ277 CHUNG King Cheung 鍾敬祥 RE Dealing in Securities 2010-12-02 2013-03-31
APQ277 CHUNG King Cheung 鍾敬祥 RE Advising on Securities 2010-12-02 2013-03-31
APQ277 CHUNG King Cheung 鍾敬祥 RE Advising on Corporate Finance 2010-12-02 2013-03-31
APR916 WONG Yan 王欣 RE Advising on Securities 2007-09-28 2008-05-07
APR916 WONG Yan 王欣 RE Advising on Securities 2008-11-26 2017-06-07
APR916 WONG Yan 王欣 RE Advising on Corporate Finance 2007-09-28 2008-05-07
APR916 WONG Yan 王欣 RE Advising on Corporate Finance 2008-11-26 2017-06-07
AQA658 WONG Chun Nae, Janny 王珍妮 RE Dealing in Securities 2009-10-15 2011-01-02
AQD968 ZHU Hanzi 朱寒子 RE Advising on Securities 2007-12-18 2008-01-08
AQD968 ZHU Hanzi 朱寒子 RE Advising on Corporate Finance 2007-12-18 2008-01-08
AQF112 CHAU Lok Yuen, Amy 周樂宛 RE Dealing in Securities 2011-02-07 2016-09-01
AQF112 CHAU Lok Yuen, Amy 周樂宛 RE Advising on Securities 2011-02-07 2016-09-01
AQF112 CHAU Lok Yuen, Amy 周樂宛 RE Advising on Corporate Finance 2011-02-07 2016-09-01
AQL244 WU Hao 吳昊 RE Advising on Corporate Finance 2008-02-05 2010-03-01
AQQ108 NG Pak Lin 伍柏廉 RE Advising on Corporate Finance 2011-04-27 2013-05-24
AQR105 LU Yi 陸奕 RE Advising on Corporate Finance 2008-03-18 2014-05-29
AQR105 LU Yi 陸奕 RO Advising on Corporate Finance 2014-05-29 2017-04-28
AQS352 CHEN Jing 陳靜 RE Advising on Corporate Finance 2008-03-25 2009-03-12
AQS352 CHEN Jing 陳靜 RO Advising on Corporate Finance 2009-03-12 2011-10-01
AQS353 HUANG Wei 黃微 RE Advising on Corporate Finance 2008-03-25 2010-05-08
ARJ059 FENG Shiran 馮詩然 RE Advising on Corporate Finance 2018-07-18
ARU545 CHEN Wei 陳煒 RE Advising on Corporate Finance 2008-10-29 2017-01-03
ARU545 CHEN Wei 陳煒 RO Advising on Corporate Finance 2017-01-03 2017-05-18
ASP314 MAO Huihui 毛慧暉 RE Advising on Corporate Finance 2012-11-14 2017-03-13
ATX994 JIN Lu 金路 RE Advising on Corporate Finance 2009-10-13 2011-03-20
AUC919 CHAN Ying Wai 陳英偉 RE Dealing in Securities 2017-06-15 2017-07-27
AUC919 CHAN Ying Wai 陳英偉 RO Dealing in Securities 2017-07-27
AUC919 CHAN Ying Wai 陳英偉 RE Advising on Securities 2017-06-15 2017-07-27
AUC919 CHAN Ying Wai 陳英偉 RO Advising on Securities 2017-07-27
AUC919 CHAN Ying Wai 陳英偉 RE Advising on Corporate Finance 2017-06-15 2017-07-27
AUC919 CHAN Ying Wai 陳英偉 RO Advising on Corporate Finance 2017-07-27
AVD562 LAI Man 賴漫 RE Dealing in Securities 2017-05-19 2017-10-28
AVD562 LAI Man 賴漫 RE Advising on Securities 2017-06-27 2017-10-28
AVD562 LAI Man 賴漫 RE Advising on Corporate Finance 2017-06-27 2017-10-28
AVD957 WANG Kenan 王克楠 RE Advising on Corporate Finance 2010-05-24 2012-10-05
AVE039 TIAN Jia 田佳 RE Advising on Corporate Finance 2010-05-10 2011-10-01
AVT236 XU Lin 徐琳 RE Advising on Corporate Finance 2010-08-24 2011-03-27
AVT237 ZHANG Lu Yang 張魯陽 RE Advising on Corporate Finance 2010-08-23 2010-09-25
AVT238 PENG Xin 彭欣 RE Advising on Corporate Finance 2010-08-23 2016-03-04
AVT322 MA Kwok Lung 馬國龍 RE Dealing in Securities 2018-05-17
AVT322 MA Kwok Lung 馬國龍 RE Advising on Corporate Finance 2018-05-17
AWC885 LEE Siu San Rocky 李少燊 RO Dealing in Securities 2018-02-09 2018-06-05
AWC885 LEE Siu San Rocky 李少燊 RO Advising on Securities 2018-02-09 2018-06-05
AWC885 LEE Siu San Rocky 李少燊 RE Advising on Corporate Finance 2016-12-29 2017-05-22
AWC885 LEE Siu San Rocky 李少燊 RO Advising on Corporate Finance 2017-05-22 2018-06-05
AWJ279 LUK Pui Chi 陸佩芝 RE Dealing in Securities 2011-08-19 2015-09-10
AWJ279 LUK Pui Chi 陸佩芝 RE Advising on Corporate Finance 2011-08-19 2015-09-10
AWY509 XU Yuliang 胥宇亮 RE Advising on Corporate Finance 2014-09-25 2017-07-21
AXD243 WONG Chor Ming 黃礎銘 RE Dealing in Securities 2014-07-14 2017-04-19
AXD243 WONG Chor Ming 黃礎銘 RE Advising on Securities 2014-07-14 2017-04-19
AXD243 WONG Chor Ming 黃礎銘 RE Advising on Corporate Finance 2011-04-13 2013-07-27
AXD243 WONG Chor Ming 黃礎銘 RE Advising on Corporate Finance 2014-07-14 2017-04-19
AXG598 CHAN Hiu Shan 陳曉珊 RE Dealing in Securities 2017-01-27 2018-02-08
AXG598 CHAN Hiu Shan 陳曉珊 RE Advising on Securities 2017-01-27 2018-02-08
AXG598 CHAN Hiu Shan 陳曉珊 RE Advising on Corporate Finance 2017-01-27 2017-05-09
AXG598 CHAN Hiu Shan 陳曉珊 RO Advising on Corporate Finance 2017-05-09 2018-02-08
AXH629 LAU Kin Chung, Alex 劉健聰 RE Dealing in Securities 2017-04-10 2018-03-04
AXH629 LAU Kin Chung, Alex 劉健聰 RE Advising on Securities 2017-05-09 2018-03-04
AXH629 LAU Kin Chung, Alex 劉健聰 RE Advising on Corporate Finance 2017-04-10 2017-09-07
AXH629 LAU Kin Chung, Alex 劉健聰 RO Advising on Corporate Finance 2017-09-07 2018-03-04
AXK693 WONG Ah Lok 王阿樂 RE Dealing in Securities 2011-07-21 2013-01-11
AXK693 WONG Ah Lok 王阿樂 RE Advising on Securities 2011-07-21 2013-01-11
AXK693 WONG Ah Lok 王阿樂 RE Advising on Corporate Finance 2011-07-21 2013-01-11
AXM306 LING Wai Yan, Erica 凌偉欣 RE Dealing in Securities 2016-12-05 2017-02-17
AXM306 LING Wai Yan, Erica 凌偉欣 RE Advising on Securities 2016-12-05 2017-02-17
AXM306 LING Wai Yan, Erica 凌偉欣 RE Advising on Corporate Finance 2011-06-27 2016-11-30
AXM306 LING Wai Yan, Erica 凌偉欣 RO Advising on Corporate Finance 2016-11-30 2017-02-17
AXM307 IP Mun Lam 葉滿林 RE Advising on Corporate Finance 2011-06-27 2013-06-14
AXP668 LI Yang 李陽 RE Advising on Corporate Finance 2011-08-15 2013-05-25
AXZ195 LAM Choi Wan 林彩雲 RE Dealing in Securities 2011-08-30 2016-10-26
AXZ195 LAM Choi Wan 林彩雲 RE Advising on Securities 2011-08-30 2016-10-26
AYA616 WONG Ho Yan 黃浩恩 RE Dealing in Securities 2014-07-29 2017-07-21
AYA616 WONG Ho Yan 黃浩恩 RE Advising on Corporate Finance 2014-07-29 2017-05-11
AYA616 WONG Ho Yan 黃浩恩 RO Advising on Corporate Finance 2017-05-11 2017-07-21
AYR568 CHENG Tak Him, Terence 鄭德謙 RE Dealing in Securities 2017-11-28
AYR568 CHENG Tak Him, Terence 鄭德謙 RE Advising on Securities 2017-11-28
AYR568 CHENG Tak Him, Terence 鄭德謙 RE Advising on Corporate Finance 2017-11-28
AYW579 KONG Yuk Chuen 江育全 RE Dealing in Securities 2017-09-27 2018-04-08
AYW579 KONG Yuk Chuen 江育全 RE Advising on Securities 2017-09-27 2018-04-08
AYW579 KONG Yuk Chuen 江育全 RE Advising on Corporate Finance 2017-09-27 2018-04-08
AZT160 JIANG Junwei 姜峻偉 RE Advising on Corporate Finance 2012-06-25 2014-04-28
BAF288 LAU Sin Yu 劉善渝 RE Dealing in Securities 2012-09-17 2017-08-23
BAF288 LAU Sin Yu 劉善渝 RE Advising on Securities 2012-09-17 2017-08-23
BAF288 LAU Sin Yu 劉善渝 RE Advising on Corporate Finance 2012-09-17 2017-08-23
BAI848 CHEN Lu 陳律 RE Advising on Corporate Finance 2012-10-22 2013-12-23
BBN076 HO Cheuk Hei 何卓熙 RE Dealing in Securities 2015-01-20 2017-07-14
BBN076 HO Cheuk Hei 何卓熙 RE Advising on Corporate Finance 2015-01-20 2017-07-14
BBS690 SUN Lida 孫力達 RE Advising on Corporate Finance 2013-08-12 2017-12-21
BCN476 TSUI Wing Yi 徐穎儀 RE Advising on Corporate Finance 2013-12-17 2017-03-13
BCP843 ZHAN Congcong 詹聰聰 RE Dealing in Securities 2017-06-27 2018-01-04
BCP843 ZHAN Congcong 詹聰聰 RE Advising on Securities 2017-06-27 2018-01-04
BCP843 ZHAN Congcong 詹聰聰 RE Advising on Corporate Finance 2017-02-02 2018-01-04
BCZ591 LUI Chun Tak 呂俊德 RE Dealing in Securities 2017-11-28
BCZ591 LUI Chun Tak 呂俊德 RE Advising on Corporate Finance 2017-11-28
BDE469 CHEN Sheng 陳胜 RE Advising on Corporate Finance 2014-03-25 2015-02-28
BDU994 GU Jiazhen 顧嘉禎 RE Advising on Corporate Finance 2014-07-17 2016-04-03
BEB409 CHAN Kiu Kwong 陳喬光 RE Dealing in Securities 2015-07-13 2017-05-18
BEB409 CHAN Kiu Kwong 陳喬光 RE Advising on Corporate Finance 2015-07-13 2017-05-18
BEC783 IP Po Wun 葉保垣 RE Dealing in Securities 2017-10-30
BEC783 IP Po Wun 葉保垣 RE Advising on Securities 2017-10-30
BEC783 IP Po Wun 葉保垣 RE Advising on Corporate Finance 2017-10-30
BEH577 LI Xiao 李瀟 RE Dealing in Securities 2017-04-10
BEH577 LI Xiao 李瀟 RE Advising on Corporate Finance 2017-04-10
BEW619 GU Chenchen 顧忱忱 RE Advising on Corporate Finance 2015-01-26 2017-05-17
BEZ159 LU Yuan 陸遠 RE Advising on Securities 2017-04-11 2018-04-12
BEZ159 LU Yuan 陸遠 RE Advising on Corporate Finance 2017-06-09 2018-04-12
BFA974 KWOK Ho Yin 郭浩賢 RE Dealing in Securities 2017-06-05
BFA974 KWOK Ho Yin 郭浩賢 RE Advising on Securities 2017-06-05
BFA974 KWOK Ho Yin 郭浩賢 RE Advising on Corporate Finance 2017-06-05
BFM831 CHEN Lichen 陳力琛 RE Advising on Corporate Finance 2015-05-21
BFO069 LUN Jiajia 倫佳佳 RE Advising on Corporate Finance 2015-06-03
BFU750 YU Shuo 于碩 RE Dealing in Securities 2017-03-30 2018-06-29
BFU750 YU Shuo 于碩 RE Advising on Corporate Finance 2017-03-30 2018-06-29
BFX494 LIN Yuen Ying 林琬凝 RE Dealing in Securities 2018-07-26
BFX494 LIN Yuen Ying 林琬凝 RE Advising on Corporate Finance 2018-07-26
BGA493 ZHANG Yan 張岩 RE Advising on Corporate Finance 2015-08-17 2015-11-27
BGK507 WONG Shu Yui, Ivana 王舒銳 RE Dealing in Securities 2017-05-08 2018-02-08
BGK507 WONG Shu Yui, Ivana 王舒銳 RE Advising on Securities 2017-05-08 2018-02-08
BGK507 WONG Shu Yui, Ivana 王舒銳 RE Advising on Corporate Finance 2017-07-20 2018-02-08
BGM151 LI Tsz Keung 李梓強 RE Dealing in Securities 2018-05-24
BGM151 LI Tsz Keung 李梓強 RE Advising on Corporate Finance 2018-05-15
BHA242 HUNG Vincent Chun-cheong 洪振鏘 RE Dealing in Securities 2018-07-03
BHA242 HUNG Vincent Chun-cheong 洪振鏘 RE Advising on Corporate Finance 2018-07-03
BHA282 WU Qihui 吳奇卉 RE Dealing in Securities 2016-02-23 2017-05-19
BHA282 WU Qihui 吳奇卉 RE Advising on Securities 2016-02-23 2017-05-19
BHA282 WU Qihui 吳奇卉 RE Advising on Corporate Finance 2016-02-23 2017-05-19
BHC101 LAU Tat Wai 劉達威 RE Dealing in Securities 2017-06-05 2018-05-02
BHC101 LAU Tat Wai 劉達威 RE Advising on Securities 2017-06-05 2018-05-02
BHC101 LAU Tat Wai 劉達威 RE Advising on Corporate Finance 2017-06-05 2018-05-02
BHL698 DONG Licheng 董立成 RE Dealing in Securities 2018-07-26
BHL698 DONG Licheng 董立成 RE Advising on Corporate Finance 2018-07-26
BHP609 LI Rui 李睿 RE Advising on Corporate Finance 2016-06-16 2017-05-04
BHP937 LI Chun Man 李雋文 RE Dealing in Securities 2017-11-28
BHP937 LI Chun Man 李雋文 RE Advising on Securities 2017-11-28
BHP937 LI Chun Man 李雋文 RE Advising on Corporate Finance 2017-11-28
BHR969 WONG Kai Chung Roger 黃啟聰 RE Dealing in Securities 2018-05-16
BHR969 WONG Kai Chung Roger 黃啟聰 RE Advising on Corporate Finance 2018-05-16
BIG465 ZHANG Mengjiao 張夢姣 RE Advising on Corporate Finance 2016-09-26 2017-07-07
BIV189 ZHAO Shang 趙上 RE Advising on Corporate Finance 2017-01-03 2017-05-17
BIV622 TIAN Lijun 田力钧 RE Advising on Corporate Finance 2016-12-29 2017-05-09
BIY684 LEE Ying Yee RE Dealing in Securities 2017-11-30 2018-03-31
BIY684 LEE Ying Yee RE Advising on Corporate Finance 2017-11-30 2018-03-31
BJI216 LIN Shaoxing 林少行 RE Advising on Corporate Finance 2017-04-18
BJK228 TANG Kam Tao 鄧錦滔 RE Advising on Corporate Finance 2017-04-18 2018-03-04
BJO267 LI Sian 李思安 RE Dealing in Securities 2017-06-05 2018-02-08
BJO267 LI Sian 李思安 RE Advising on Corporate Finance 2017-06-05 2018-02-08
BJP009 SZE Shun Fai 施純輝 RE Dealing in Securities 2017-05-24 2018-03-02
BJP009 SZE Shun Fai 施純輝 RE Advising on Securities 2017-05-24 2018-03-02
BJP009 SZE Shun Fai 施純輝 RE Advising on Corporate Finance 2017-05-24 2018-03-02
BJR693 WANG Zhen 王楨 RE Dealing in Securities 2017-06-09
BJR693 WANG Zhen 王楨 RE Advising on Corporate Finance 2017-06-09
BJR694 DU Chang 杜暢 RE Dealing in Securities 2017-06-09
BJR694 DU Chang 杜暢 RE Advising on Securities 2017-06-09
BJR694 DU Chang 杜暢 RE Advising on Corporate Finance 2017-06-09
BJV225 HONG Po Kat 孔宝吉 RE Dealing in Securities 2018-04-03
BJV225 HONG Po Kat 孔宝吉 RE Advising on Securities 2018-04-03
BJV225 HONG Po Kat 孔宝吉 RE Advising on Corporate Finance 2018-04-03
BLK923 LIANG Jinming 梁津銘 RE Dealing in Securities 2017-11-09
BLK923 LIANG Jinming 梁津銘 RE Advising on Securities 2017-11-09
BLK923 LIANG Jinming 梁津銘 RE Advising on Corporate Finance 2017-11-09
BLO144 HO MEI PO 何美寶 RE Dealing in Securities 2017-11-27
BLO144 HO MEI PO 何美寶 RE Advising on Securities 2017-11-27
BLO144 HO MEI PO 何美寶 RE Advising on Corporate Finance 2017-11-27
BMG578 BIAN Tingyun 卞聽韻 RE Dealing in Securities 2018-03-02
BMG578 BIAN Tingyun 卞聽韻 RE Advising on Corporate Finance 2018-03-02
BNF615 XIONG Youchan 熊又嬋 RE Dealing in Securities 2018-07-12 2018-08-07
BNF615 XIONG Youchan 熊又嬋 RE Advising on Corporate Finance 2018-07-12 2018-08-07
BNH365 GAO Zijun 高梓竣 RE Dealing in Securities 2018-07-30
BNH365 GAO Zijun 高梓竣 RE Advising on Corporate Finance 2018-07-30

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